| WORLD GOLD TRUST SERVICES | KSG LLC, DBA KLEIN AND SAKS GROUP | Q2 2010 | Taxation/Internal Revenue Code |
| ANGLOGOLD ASHANTI NORTH AMERICA INC | KSG LLC, DBA KLEIN AND SAKS GROUP | Q2 2010 | Natural Resources |
| MANGANESE METAL COMPANY (PTY) LIMITED | KSG LLC, DBA KLEIN AND SAKS GROUP | Q4 2010 | Environment/Superfund |
| EARTHRENEW INC | KSG LLC, DBA KLEIN AND SAKS GROUP | Q4 2010 | Agriculture, Energy/Nuclear |
| SILVER INSTITUTE | KSG LLC, DBA KLEIN AND SAKS GROUP | Q4 2009 | Taxation/Internal Revenue Code |
| INTERSTATE MINING COMPACT COMMISSION | KSG LLC, DBA KLEIN AND SAKS GROUP | Q4 2009 | Environment/Superfund, Natural Resources |
| FOUNDATION COAL CORPORATION | KSG LLC, DBA KLEIN AND SAKS GROUP | Q4 2009 | Taxation/Internal Revenue Code, Environment/Superfund, Health Issues |
| NATIONAL MINING ASSOCIATION | KSG LLC, DBA KLEIN AND SAKS GROUP | Q4 2008 | Animals, Taxation/Internal Revenue Code, Environment/Superfund |