Jeffrey N. Schneider v. Champignon Brands Inc. — Entry #100: DECLARATION of Margery Craig In Support of NOTICE OF MOTION AND MOTION for Disbursement of Funds 98 filed by Plaintiff Michael G
Case: Jeffrey N. Schneider v. Champignon Brands Inc. cacd · 2:21-cv-03120
filed April 10, 2021
What this document is
Docket entry #100 · filed November 14, 2024
DECLARATION of Margery Craig In Support of NOTICE OF MOTION AND MOTION for Disbursement of Funds 98 filed by Plaintiff Michael G. Quinn. (Sadler, Casey) (Entered: 11/14/2024)
Who is involved
- Braxia Scientific Corp.
- Gareth Birdsall
- Jeffrey N. Schneider
- Kenneth Kessler
- Matthew Fish
- Michael G. Quinn
- Roger McIntyre
- Stephen Brohman
- Tim Ryan
Why we have it
We follow this case because it names a company we track, although that company is not a party:
- Marathon Digital: its name “Marathon Digital Holdings, Inc.” appears in a filing in this case.
…Ending Account Value Incl. Al $20,465.63 Marathon Digital Holdings INC Com $3,814 19% Nano Dimension LTD Spon…
A free copy from the RECAP archive of federal court filings (mirrored at the Internet Archive), retrieved November 03, 2026. Federal court filings are public records.
Document text
65 page(s), 100,466 characters, converted from the PDF's text layer · plain text.
Full text
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 1 of 65 Page ID
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1 Robert V. Prongay (SBN 270796)
Casey E. Sadler (SBN 274241)
2 GLANCY PRONGAY & MURRAY LLP
3 1925 Century Park East, Suite 2100
Los Angeles, California 90067
4 Telephone: (310) 201-9150
5 Facsimile: (310) 201-9160
Email: rprongay@glancylaw.com
6
Email: csadler@glancylaw.com
7
Counsel for Lead Plaintiff Michael G.
8
Quinn and Lead Counsel for the Class
9
UNITED STATES DISTRICT COURT
10
CENTRAL DISTRICT OF CALIFORNIA
11
12 JEFFREY N. SCHNEIDER, Case No. 2:21-cv-03120-JVS-KES
Individually and On Behalf of All
13 Others Similarly Situated, DECLARATION OF MARGERY
14 CRAIG CONCERNING THE
Plaintiff, RESULTS OF THE CLAIMS
15 ADMINISTRATION PROCESS
16 v.
Judge: Hon. James V. Selna
17 CHAMPIGNON BRANDS INC.,
18 GARETH BIRDSALL, and
MATTHEW FISH,
19
20 Defendants.
21
22
23
24
25
26
27
DECLARATION OF MARGERY CRAIG
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 2 of 65 Page ID
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1 I, Margery Craig, declare as follows:
2 1. I am a Project Manager of Strategic Claims Services (“SCS”), a nationally
3 recognized class action administration firm.1 I am over 21 years of age and am not a
4 party to the above captioned action (the “Action”). I have personal knowledge of the
5 facts set forth in this declaration and, if called as a witness, could and would testify
6 competently thereto.
7 2. Pursuant to the Court’s November 4, 2022, Order Preliminarily
8 Approving Settlement and Providing for Notice (ECF No. 88) (the “Preliminary
9 Approval Order”), SCS was retained to serve as the Claims Administrator in
10 connection with the Settlement of the Action. The Court entered the Judgment
11 Approving Class Action Settlement on March 2, 2023 (ECF No. 96) (the “Final
12 Approval Order”), granting final approval of the Settlement; and (b) the Order
13 Approving Plan of Allocation of Net Settlement Fund (ECF No. 95) (the “Plan of
14 Allocation Order”). Pursuant to the Settlement, $1,000,000.00 in cash was deposited
15 into an interest-bearing escrow account for the Settlement Class’s benefit. The
16 Effective Date of the Settlement has occurred, and the Net Settlement Fund may be
17 distributed to Authorized Claimants pursuant to Order of this Court. See Stipulation,
18 ¶¶10, 27, 32.
19 3. SCS has completed processing all Claim Forms (hereinafter referred to as
20 “claims”) received through August 30, 2024,2 in accordance with the terms of the
21
22 1
All capitalized terms used herein that are not otherwise defined have the meanings
23 ascribed to them in the Stipulation and Agreement of Settlement, dated April 6, 2022
(ECF No. 65-1) (the “Stipulation”).
24
2
Claims are often received after the claims filing deadline. However, in order to
25 effectuate the Plan of Allocation, which provides for a pro rata distribution, and to
26 efficiently process the claims, there must be a final cut-off date. Through August 30,
2024, SCS has received 89 claims that were postmarked after the March 30, 2023,
27 claim submission deadline established by the Court.
DECLARATION OF MARGERY CRAIG
1
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1 Stipulation and the Court-approved Plan of Allocation set forth in the Notice, and
2 hereby submits its administrative determinations accepting and rejecting the claims in
3 preparation for a distribution of the Net Settlement Fund to Authorized Claimants. SCS
4 also presents this declaration in support of Lead Plaintiff’s Unopposed Motion for
5 Class Distribution Order.
6 UPDATE ON THE NOTIFICATION PROCESS
7 4. As more fully described in the Declaration of Margery Craig Concerning:
8 (A) Mailing of the Postcard Notice; (B) Publication of the Summary Notice; and (C)
9 Report on Requests for Exclusion and Objections, dated January 20, 2023 (ECF No.
10 89-4) (the “Initial Mailing Declaration”), SCS mailed or emailed 1,753 letters to the
11 Nominee Account Holders and Institutional Groups contained on SCS’s master
12 mailing list. See Initial Mailing Decl. at ¶5.
13 5. As noted in the Supplemental Declaration of Margery Craig Concerning:
14 (A) Mailing of the Postcard Notice; and (B) Report on Requests for Exclusion and
15 Objections, dated February 16, 2023 (ECF No. 92-1) (the “Supplemental Mailing
16 Declaration”), 37,481 potential Settlement Class Members were either mailed a
17 Postcard Notice or sent an email containing a direct link to the Notice and Claim Form.
18 See Supplemental Mailing Decl. at ¶4. Since the execution of the Supplemental
19 Mailing Declaration, no additional Postcard Notices have been requested or emails sent
20 containing a direct link to the Notice and Claim Form.
21 6. The Initial and Supplemental Mailing Declarations noted that SCS
22 maintains a toll-free telephone helpline (1-866-274-4004) for Settlement Class
23 Members to call and obtain information about the Settlement. SCS also established a
24 webpage on its website for the Settlement, www.strategicclaims.net/Braxia/, on
25 November 18, 2022. See Initial Mailing Decl. at ¶¶11-12; Suppl. Mailing Decl. at ¶¶5-
26 6. SCS continues to maintain the webpage and update it as required. To date, the
27 webpage has received 23,725 pageviews from 3,663 unique users.
DECLARATION OF MARGERY CRAIG
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1 7. In accordance with Paragraph 7(d) of the Preliminary Approval Order, on
2 December 14, 2022, SCS caused the Summary Notice to be transmitted once over
3 Globe Newswire. See Initial Mailing Decl. at ¶10.
4 CLAIMS PROCESSING PROCEDURES
5 8. Under the terms of the Preliminary Approval Order and as set forth in the
6 Notice, each Settlement Class Member who wished to be eligible to receive a
7 distribution from the Net Settlement Fund was required to complete and submit to SCS
8 a properly executed Claim Form postmarked or submitted online by March 30, 2023,
9 together with adequate supporting documentation form the transactions and holdings
10 reported in the claim.
11 9. In preparation for receiving and processing claims, SCS: (a) conferred
12 with Lead Counsel to define the guidelines for processing claims; (b) created a unique
13 database to store claim details, claim images, and supporting documentation (the
14 “Settlement Database”); (c) trained staff on the Court-approved Plan of Allocation
15 specifics so that claims would be properly processed; (d) formulated a system to
16 properly respond to telephone and email inquiries; (e) developed various computer
17 programs and screens for entering Settlement Class Members’ identifying information
18 and transaction data; and (f) developed a proprietary “calculation module” that
19 calculated each Settlement Class Member’s Recognized Losses pursuant to the Court-
20 approved Plan of Allocation stated in the Notice.
21 10. Each claim was assigned a unique claim number. Once scanned, the
22 information from each claim (including the Claimant’s name, address, account
23 number/information from his, her, or its supporting documentation, and the Claimant’s
24 purchase/acquisition transactions, sale transactions, and holdings listed on the claim)
25 was entered into Settlement Database. Once entered into the Settlement Database,
26 claims were reviewed to verify that all required information had been provided. The
27 documentation provided by the Claimant in support of his, her, or its claim was
DECLARATION OF MARGERY CRAIG
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1 reviewed for authenticity and compared to the information provided in the claim to
2 verify the Claimant’s identity and the purchase/acquisition transactions, sale
3 transactions, and holdings listed on the claim.
4 11. To process transactions detailed in the claims, SCS utilizes the Settlement
5 Database to classify whether a claim was deficient, partially accepted, or ineligible to
6 participate in the Settlement. For example, where a claim was submitted by a Claimant
7 who did not have any eligible transactions in Champignon Brands Inc. n/k/a Braxia
8 Scientific Corp. (“Braxia”) common stock during the Settlement Class Period (e.g., the
9 Claimant purchased Braxia common stock after the Settlement Class Period), that
10 claim would be classified in our system as ineligible with the reason such as
11 “Purchased Out” of the Settlement Class Period.
12 12. If claims were determined to be defective, a deficiency notice
13 (“Deficiency Notice”) was sent to Claimants describing the defect(s) in the claims and
14 what was necessary to cure the defect(s) in these claims. The Deficiency Notice
15 advised Claimants that submission of appropriate information and/or documentary
16 evidence to complete the claim had to be sent within twenty (20) calendar days from
17 the date of the Deficiency Notice or the claim would be recommended for rejection to
18 the extent that the deficiency or condition of ineligibility was not cured.
19 13. Of the 917 paper and online claims submitted, SCS sent Deficiency
20 Notices to a total of 128 Claimants (i.e., approximately 14%) whose claims SCS
21 determined to be defective. Approximately 7 of the 177 electronically filed claims
22 (“Electronic claims”)3 (i.e., (approximately 4%) were incomplete or had one or more
23
3
24 Electronic claim filers are typically banks, nominees, and other third-party filers who
file claims on behalf of numerous Claimants and may have hundreds or thousands of
25 transactions during the Settlement Class Period. Rather than provide reams of paper
26 requiring data entry, Electronic claim filers are given the opportunity to submit a
master claim form and an electronic file containing all the transactions of the
27 Claimants on whose behalf the Electronic claim filer is submitting a claim. Electronic
DECLARATION OF MARGERY CRAIG
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1 defects or conditions of ineligibility. These 7 deficient Electronic claims were filed by
2 one unique nominee. SCS sent a Deficiency Notice to the filer informing them of the
3 7 Electronic claims that SCS determined to be defective. An example of a Deficiency
4 Notice is attached to this declaration as Exhibit A.
5 14. Claimants’ responses to Deficiency Notices were scanned and associated
6 with the corresponding claims for the case. The responses were then carefully
7 reviewed and evaluated by SCS’s team of processors. If a Claimant’s response
8 corrected the defect(s), SCS updated the Settlement Database through the calculation
9 program to reflect the changes in the claim’s status.
10 15. SCS sent a rejection notice to those that did not respond to the Deficiency
11 Notice or responded with inadequate documentation. The Rejection Notice advised
12 Claimants that submission of appropriate information and/or documentary evidence to
13 complete the claim had to be sent within twenty (20) calendar days from the date of
14 the Rejection Notice and that to contest these administrative determinations, they were
15 required to submit written statements to SCS requesting Court review of their claims
16 and setting forth the basis for such requests. As discussed below, one Claimant has
17 requested Court review of SCS’s recommendation that the Court reject the claim. See,
18 infra, paragraphs 19.c.i. and 20.
19 QUALITY ASSURANCE
20 16. An integral part of the claim’s administration process is the quality
21 assurance review. Throughout the administration process, SCS’s personnel worked to
22 verify that claims were processed properly by ensuring that information was entered
23 correctly into the database, deficiency and/or rejection reasons were accurately
24 assigned, and deficiency and/or rejection notification letters were sent appropriately.
25
26 claim filers either mail a computer disc or electronically submit a file to SCS so that
SCS may electronically upload all transactions to the Settlement Database developed
27 for this case.
DECLARATION OF MARGERY CRAIG
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1 After all claims were processed, deficiency and/or rejection letters were mailed, and
2 Claimant’s responses to the deficiency and/or rejection letters were reviewed and
3 processed, SCS personnel performed additional quality assurance reviews. These final
4 quality assurance reviews further ensured the correctness and completeness of all
5 claims processed prior to preparing this declaration and all SCS final documents in
6 support of distribution of the Net Settlement Fund. As part of the quality assurance
7 review, SCS:
8 a. Performed a review of the claims submitted for duplicate claims
9 based on social security number, tax identification number, and/or account
10 number and made sure duplicate claims were rejected;
11 b. Performed a secondary review of all large valid claims and the
12 large majority of all other valid claims;
13 c. Verified that persons and entities excluded from the Settlement
14 Class by definition did not submit claims and if they did, their claims were
15 rejected upon review;
16 d. Performed a secondary review of rejected/ineligible claims; and
17 e. Reviewed and resolved any transactions where trading prices on
18 the claim forms were not within daily price ranges.
19 17. As part of its due diligence in processing the Claims, SCS reviewed and
20 compared the entire database for the Settlement against the “watch list” of known
21 questionable filers that SCS has developed throughout its years of experiences as a
22 Claims Administrator. SCS has worked closely with law enforcement agencies to
23 update that watch list with the latest available information. SCS performs searches
24 based on names, aliases, and social security/tax identification numbers. In addition,
25 SCS’s claim processors are trained to identify any potentially inauthentic
26 documentation when processing claims, including claims submitted by Claimants not
27 previously captured in the “watch list.” Processors are instructed to update the
DECLARATION OF MARGERY CRAIG
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1 database on any claim that matches to a record on the “watch list” and escalate them
2 to management for review. SCS’s fraud protection procedures identified no potentially
3 fraudulent claimants.
4 STATUS OF CLAIMS SUBMITTED AND PROCESSED
5 18. There have been a total of 1,094 claims submitted in connection with this
6 Settlement.4 Of the 1,094 claims, 30 were paper claims, 887 were filed through the
7 online filing component of the Settlement webpage, and 177 were filed electronically.
8 19. SCS carefully reviewed, analyzed, and processed all of these claims, and
9 responded to all Claimant inquiries regarding the Action, the Settlement and the
10 procedures for filling out a Claim Form. SCS has also been in close contact with Lead
11 Counsel to review the administration process. SCS’s Report of Claims Administrator
12 is annexed hereto as Exhibit B and described below. The annexed Report of Claims
13 Administrator sets forth the final status of claims submitted to SCS as follows:
14 a. PROPERLY DOCUMENTED CLAIMS: SCS identified 193
15 properly documented valid claims. These valid claims were calculated in the
16 manner set forth in the Court-approved Plan of Allocation, included in the
17 Notice. Of the 193 properly documented valid claims, 170 were timely
18 submitted, and 23 were submitted after the Court-imposed March 30, 2023
19 deadline and on or before August 30, 2024 (“Late But Otherwise Valid
20 Claims”). Attached as Exhibit C-1 is a spreadsheet of the 170 properly
21 documented, timely submitted claims, and Exhibit C-2 is a spreadsheet of the
22 23 Late But Otherwise Valid Claims.
23 b. INADEQUATELY DOCUMENTED CLAIMS: For a claim to
24 have proper supporting documentation, Claimants must have provided broker
25
4
SCS has not processed any claims filed after August 30, 2024, or any responses to
26
rejections received after September 24, 2024, due to extreme lateness and because
27 their inclusion would have delayed the finalization of the administration.
DECLARATION OF MARGERY CRAIG
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1 confirmations or broker statements of holdings as of March 26, 2020 (i.e., the
2 day before the Settlement Class Period started) and May 18, 2021 (i.e., the
3 end of the 90-day lookback period provided for under the Private Securities
4 Litigation Reform Act of 1995), as well as broker statements or broker trade
5 confirmations of the transactions made on the OTC Market during the
6 Settlement Class Period (i.e., March 27, 2020 through February 17, 2021,
7 inclusive) and transactions made during the 90-day look-back period (i.e.,
8 February 18, 2021 to May 18, 2021, inclusive) (“Adequate Documentation”).
9 SCS identified 135 inadequately documented claims. These claims either: (i)
10 did not provide any supporting documentation such as broker trade
11 confirmations or broker statements; (ii) provided insufficient documentation
12 such as an excel spreadsheet or individual lists of transactions/holdings, but
13 no broker confirmations or broker statements; (iii) provided only broker
14 confirmations or broker statements for shares held as May 18, 2021, but no
15 broker trade confirmations or broker statements for purchase transactions
16 during the Settlement Class Period; or (iv) provided broker confirmations or
17 broker statements for purchase transactions, but no broker confirmations or
18 broker statements for shares held as of March 26, 2020 and/or May 18, 2021,
19 etc. SCS mailed or emailed Deficiency Notice to each of these Claimants,
20 advising them of the nature of their inadequacy and providing them an
21 opportunity to cure the problem. Among these 135 deficient claims, 33 have
22 been successfully cured and are considered valid. The remaining 102
23 inadequate Claimants either did not respond to the inadequacy notice or
24 responded with insufficient documentation and were sent a rejection notice
25 setting forth the reason for their inadequacy. See Exhibit D for a list of
26 Claimants rejected due to inadequate supporting documentation. To date,
27
DECLARATION OF MARGERY CRAIG
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1 none of the 102 inadequate Claimants objected to, or contested, this
2 determination.
3 c. INELIGIBLE CLAIMS: In addition to the 102 inadequately
4 documented claims in paragraph 19(b) above, SCS identified 799 claims
5 which are recommended for complete rejection. Included in this category are:
6 (i) 397 claims with shares purchased on a stock market other than the OTC
7 market; (ii) 311 claims with no Recognized Claim; (iii) 79 claims with shares
8 purchased outside of Settlement Class Period; (iv) nine claims with shares not
9 purchased or otherwise acquired, but were received or granted by gift,
10 inheritance, or operation of law; (v) one claim with securities other than
11 Braxia common stock; (vi) one duplicate claim; and (vii) one claim with
12 shares sold short. See Exhibit E for a list of these ineligible claims. We have
13 communicated with these 799 claimants and advised them of our
14 determination. A sample ineligibility notice is attached hereto as Exhibit F.
15 i.) To date, only one ineligible Claimant has contested SCS’s
16 determination that their claim is not eligible for payment under the Court-
17 approved Plan of Allocation and requested Court review. Claim number 782
18 purchased a total of 3,675 common shares of Braxia during the Settlement
19 Class Period and still held those shares as of the close of trading on February
20 17, 2021. Under the Plan of Allocation, “the Claims Administrator shall
21 ascribe a holding value to Braxia shares purchased or acquired during the
22 Settlement Class Period and still held as of the close of trading on February
23 17, 2021, which shall be $0.69 per share.” ECF No. 89-4 (Notice), p.13, n.6.
24 The difference between the Total Purchase Amount for the shares ($2,453.07)
25 and the Total Holding Value of the shares ($2,535.75 (3,675 shares x $0.69
26 per share)), results in an overall market gain of $82.68. See Exhibit G (setting
27 forth, inter alia, shares and total acquisition costs). Pursuant to the Plan of
DECLARATION OF MARGERY CRAIG
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ID #:2082
1 Allocation, Claimants with an overall market gain on their Settlement Class
2 Period transaction will not receive compensation from the Settlement. See
3 Notice, ¶61 (“To the extent a Claimant had a market gain with respect to his,
4 her, or its overall transactions in Braxia shares during the Settlement Class
5 Period, the value of the Claimant’s Recognized Claim shall be zero.”).
6 Accordingly, SCS respectfully requests the Court reject Claim 782. Exhibit
7 G is a copy of the claim, ineligible notice, and response.
8 20. In anticipation of completing this administration, SCS respectfully
9 requests that the Court reject as untimely any claims received after August 30, 2024
10 and any responses to deficiency and/or rejection notices received after September 24,
11 2024.
12 DISTRIBUTION PLAN OF THE NET SETTLEMENT FUND
13 21. Should the Court concur with SCS’s administrative determinations
14 concerning the claims recommended for acceptance and rejection, SCS recommends
15 the following distribution plan:
16 a. SCS will conduct an initial distribution (the “Initial
17 Distribution”) of the Net Settlement Fund as follows:
18 i. SCS will calculate award amounts to all Authorized
19 Claimants by calculating their pro rata shares of the Net
20 Settlement Fund in accordance with the Court-approved
21 Plan of Allocation.
22 ii. SCS will, pursuant to the terms of the Plan of Allocation,
23 eliminate any Authorized Claimants whose distribution
24 payment calculate to less than $10.00. Such Claimants
25 will not receive any distribution from the Net Settlement
26 Fund.
27 iii. After eliminating Claimants that would have received less
DECLARATION OF MARGERY CRAIG
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1 than $10.00, SCS will recalculate, in accordance with the
2 Court-approved Plan of Allocation, the pro rata
3 distribution payments for Authorized Claimants that
4 would receive $10.00 or more.
5 iv. SCS will then conduct the Initial Distribution of the Net
6 Settlement Fund in accordance with the Court’s Order.
7 v. In order to encourage Authorized Claimants to promptly
8 deposit their payments, and to avoid or reduce future
9 expenses relating to uncashed checks, all Initial
10 Distribution checks will bear a notation: “CASH
11 PROMPTLY, VOID AND SUBJECT TO RE-
12 DISTRIBUTION 180 DAYS AFTER ISSUE DATE.”5
13
14 5
In an effort to have as many Authorized Claimants as possible cash their checks,
15 SCS will perform follow-up with those Authorized Claimants whose checks are
16 initially uncashed, either because they are returned to SCS as undeliverable or
because the Authorized Claimant simply did not cash the check after a period of time
17 elapses. For Authorized Claimants whose checks are returned as undeliverable, SCS
18 will endeavor to locate new addresses by running the undeliverable addresses through
address lookup services. Where a new address is located, SCS will update the
19 Settlement Database accordingly, and reissue a distribution check to the Authorized
20 Claimant at the new address. In the event an Authorized Claimant loses or damages
his, her, or its check, or otherwise requires a new check, SCS will issue replacements.
21 Distribution reissues will be undertaken only upon written instructions from the
22 Authorized Claimant, provided that the Authorized Claimant returns the previous
check where appropriate. For all checks, SCS will void the initial payment prior to
23 reissuing a payment. Authorized Claimants requesting reissuance of checks will be
24 informed that if they do not cash their Initial Distribution checks within 30 days of the
mailing of such reissued checks, their check will lapse, their entitlement to recovery
25 will be irrevocably forfeited, and the funds will be reallocated to other Authorized
26 Claimants. Reissue requests for lost or damaged checks will be granted after the void
date on the checks; however, void dates on such reissues will be adjusted so as not to
27 delay future re-distributions. Requests for reissued checks in connection with the
DECLARATION OF MARGERY CRAIG
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1 vi. Authorized Claimants that do not negotiate their Initial
2 Distribution checks within the time allotted or according
3 to the conditions set forth in footnote 5 will irrevocably
4 forfeit all recovery from the Settlement. The funds
5 allocated to all such stale-dated checks will be available
6 for re-distribution to other Authorized Claimants in the
7 Second Distribution described below. Similarly,
8 Authorized Claimants that do not negotiate subsequent
9 distributions within the time allotted or according to the
10 conditions set forth in footnote 5 will irrevocably forfeit
11 any further recovery from the Settlement.
12 b. After SCS has made reasonable and diligent efforts to have
13 Authorized Claimants cash their distribution checks, if there is any balance
14 remaining in the Net Settlement Fund after nine (9) months after the Initial
15 Distribution, then, if Lead Counsel, in consultation with SCS, determine that
16 it is cost-effective to do so, SCS will conduct a re-distribution of the funds
17 remaining after payment of any unpaid fees and expenses incurred in
18 administering the Settlement, including for such re-distribution, to Authorized
19 Claimants who cashed their initial distribution checks and would receive at
20 least $10.00 from such re-distribution.
21 c. Additional re-distributions to Authorized Claimants who have
22 cashed their prior checks and who would receive at least $10.00 on such
23 additional re-distributions many occur thereafter if Lead Counsel, in
24 consultation with SCS, determines that additional re-distributions, after the
25
26
Second Distribution and any subsequent distributions will be handled in the same
27 manner.
DECLARATION OF MARGERY CRAIG
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1 deduction of any additional fees and expenses incurred in administering the
2 Settlement, including for such re-distributions, would be cost-effective.
3 d. At such time as Lead Counsel, in consultation with SCS,
4 determines that further re-distribution of the funds remaining in the Net
5 Settlement Fund is not cost-effective, the remaining balance shall be
6 contributed to a nonsectarian, not-for-profit organization(s) to be
7 recommended by Lead Counsel and approved by the Court.
8 e. No new Proof of Claim may be accepted after August 30, 2024,
9 and no further adjustments to submitted Proofs of Claim may be made for any
10 reason after September 24, 2024.
11 22. Unless otherwise ordered by the Court, one year after any re-distribution,
12 if that occurs, or, if there is no re-distribution, two years after the Initial Distribution,
13 SCS will destroy paper copies of the Claims and all supporting documentation, and
14 one year after all funds have been distributed, SCS will destroy electronic copies of
15 the same.
16 FEES AND DISBURSEMENTS
17 23. SCS agreed to be the Claims Administrator for the Settlement in
18 exchange for payment of its fees and expenses. Lead Counsel received regular reports
19 of and invoices for all of the work SCS performed with respect to provision of notice
20 and the administration of the Settlement and authorized the claims administration
21 work performed herein.
22 24. The cost of the administration of the Settlement through October 21,
23 2024, plus the cost of the Initial Distribution totals $104,230.58 of which $98,980.58
24 has been paid. Additionally, SCS has estimated that the cost of conducting the Initial
25 Distribution of the Settlement plus the 2024 tax work which will be reserved prior to
26 the Initial Distribution, is $5,250. Therefore, SCS respectfully requests the Court
27 approve fees in the amount of $5,250. Should the estimate of fees and expenses to
DECLARATION OF MARGERY CRAIG
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1 conduct the Initial Distribution and tax work exceed the actual fees and expenses, SCS
2 will refund the difference to the Net Settlement Fund once the Initial Distribution is
3 completed.
4 I declare under penalty of perjury under the laws of the United States of
5 America that the foregoing is true and correct.
6 Signed this 29th day of October 2024, in Media, Pennsylvania.
7
________________________
8 Margery Craig
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DECLARATION OF MARGERY CRAIG
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Page A
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ID #:2087
Schneider v. Champignon Brands Inc. Phone (866) 274-4004
c/o Strategic Claims Services Fax (610) 565-7985
600 N. Jackson Street - Suite 205
Media, PA 19063 Email: info@strategicclaims.net
DEFICIENCY NOTICE
CONTROL#: 1 June 22, 2023
AcctNum:
A review of your claim has revealed some incomplete or missing information. In order to assist you in
completing the claims process, the information required to process your claim has been noted below:
Description: Shares:
Documentation* was not provided. In order to process your claim we 175
require: (1) any transactions of Champignon Brands, Inc. n/k/a Braxia
Scientific Corp. ("Braxia) common stock during the period from March 27,
2020 through May 18, 2021 inclusive; (2) proof of holdings of Braxia
common stock at the close of trading on March 26, 2020; and (3) proof of
holdings of Braxia common stock at the close of trading on May 18, 2021.
Please call our office if you may need further clarification of this notice.
If you do not return these corrections and the requested information within twenty (20)
calendar days from the date of this notice, your claim may be deemed ineligible to
participate in the distribution of the settlement fund.
Note: Please supply the omitted item(s) and return the information, along with this letter, to
the address above.
*Supporting documentation would be broker confirmation slips, monthly statements, 1099s, dividend reinvestment
statements, etc . . . for (1) any transactions of Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia)
common stock during the period from March 27, 2020 through May 18, 2021 inclusive; (2) proof of holdings of Braxia
common stock at the close of trading on March 26, 2020; and (3) proof of holdings of Braxia common stock at the close
of trading on May 18, 2021.
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 17 of 65 Page
ID #:2088
EXHIBIT B
REPORT OF THE CLAIMS ADMINISTRATOR
CHAMPIGNON BRANDS INC. SECURITIES LITIGATION
TOTAL # OF CLAIMS………………………………………………………… 1,094
TOTAL # OF APPROVED VALID CLAIMS………………………………… 193
TOTAL # OF INELIGIBLE CLAIMS……………………………………...... 901
NOT PURCHASED ON THE OTC MARKET ..............397
NO RECOGNIZED CLAIM ...........................................311
INADEQUATE DOCUMENTATION ...........................102
PURCHASED OUTSIDE CLASS PERIOD .....................79
SHARES NOT PURCHASED ............................................9
SHARES SOLD SHORT.....................................................1
DUPLICATE CLAIMS .......................................................1
WRONG STOCK ................................................................1
TOTAL ............................................................................901
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 18 of 65 Page
TIMELY, PROPERLY DOCUMENTED CLAIMS
ID #:2089 EXHIBIT C-1
Claim #
14
15
16
18
35
39
47
51
63
66
68
75
82
88
89
90
96
104
105
123
128
134
138
151
172
173
174
198
199
201
226
228
229
238
254
261
270
271
276
279
281
288
289
290
291
307
309
326
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 19 of 65 Page
TIMELY, PROPERLY DOCUMENTED CLAIMS
ID #:2090 EXHIBIT C-1
Claim #
329
332
335
343
347
349
364
365
368
371
372
373
374
382
384
385
387
389
397
399
413
418
427
438
446
448
453
455
458
461
462
466
468
475
476
482
483
486
491
494
497
501
508
511
518
521
527
533
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 20 of 65 Page
TIMELY, PROPERLY DOCUMENTED CLAIMS
ID #:2091 EXHIBIT C-1
Claim #
534
535
538
540
547
563
567
585
588
593
594
595
597
598
605
606
608
616
619
621
622
629
637
639
641
643
644
645
646
658
661
664
670
671
672
676
681
718
727
736
740
775
779
785
801
809
815
847
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 21 of 65 Page
TIMELY, PROPERLY DOCUMENTED CLAIMS
ID #:2092 EXHIBIT C-1
Claim #
856
859
870
879
890
902
904
909
50014
50016
50021
50023
50026
50027
50055
50056
50057
50058
50059
50060
50061
50062
50063
50064
50067
50069
Total 170
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 22 of 65 Page
LATE BUT OTHERWISE
ID #:2093 VALID CLAIMS EXHIBIT C-2
Claim #
743
746
752
755
50129
50132
50135
50136
50138
50140
50145
50148
50149
50153
50157
50159
50160
50163
50168
50169
50172
50173
50174
Total 23
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 23 of 65 Page
INADEQUATELYID #:2094
DOCUMENTED CLAIMS EXHIBIT D
Claim # Reason for Rejection
1 INADEQUATELY DOCUMENTED CLAIMS
3 INADEQUATELY DOCUMENTED CLAIMS
7 INADEQUATELY DOCUMENTED CLAIMS
17 INADEQUATELY DOCUMENTED CLAIMS
28 INADEQUATELY DOCUMENTED CLAIMS
58 INADEQUATELY DOCUMENTED CLAIMS
64 INADEQUATELY DOCUMENTED CLAIMS
84 INADEQUATELY DOCUMENTED CLAIMS
100 INADEQUATELY DOCUMENTED CLAIMS
111 INADEQUATELY DOCUMENTED CLAIMS
120 INADEQUATELY DOCUMENTED CLAIMS
121 INADEQUATELY DOCUMENTED CLAIMS
125 INADEQUATELY DOCUMENTED CLAIMS
143 INADEQUATELY DOCUMENTED CLAIMS
144 INADEQUATELY DOCUMENTED CLAIMS
152 INADEQUATELY DOCUMENTED CLAIMS
153 INADEQUATELY DOCUMENTED CLAIMS
161 INADEQUATELY DOCUMENTED CLAIMS
187 INADEQUATELY DOCUMENTED CLAIMS
203 INADEQUATELY DOCUMENTED CLAIMS
210 INADEQUATELY DOCUMENTED CLAIMS
231 INADEQUATELY DOCUMENTED CLAIMS
232 INADEQUATELY DOCUMENTED CLAIMS
239 INADEQUATELY DOCUMENTED CLAIMS
247 INADEQUATELY DOCUMENTED CLAIMS
269 INADEQUATELY DOCUMENTED CLAIMS
274 INADEQUATELY DOCUMENTED CLAIMS
292 INADEQUATELY DOCUMENTED CLAIMS
304 INADEQUATELY DOCUMENTED CLAIMS
306 INADEQUATELY DOCUMENTED CLAIMS
314 INADEQUATELY DOCUMENTED CLAIMS
318 INADEQUATELY DOCUMENTED CLAIMS
322 INADEQUATELY DOCUMENTED CLAIMS
328 INADEQUATELY DOCUMENTED CLAIMS
330 INADEQUATELY DOCUMENTED CLAIMS
336 INADEQUATELY DOCUMENTED CLAIMS
346 INADEQUATELY DOCUMENTED CLAIMS
350 INADEQUATELY DOCUMENTED CLAIMS
363 INADEQUATELY DOCUMENTED CLAIMS
379 INADEQUATELY DOCUMENTED CLAIMS
407 INADEQUATELY DOCUMENTED CLAIMS
411 INADEQUATELY DOCUMENTED CLAIMS
434 INADEQUATELY DOCUMENTED CLAIMS
435 INADEQUATELY DOCUMENTED CLAIMS
437 INADEQUATELY DOCUMENTED CLAIMS
439 INADEQUATELY DOCUMENTED CLAIMS
473 INADEQUATELY DOCUMENTED CLAIMS
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 24 of 65 Page
INADEQUATELYID #:2095
DOCUMENTED CLAIMS EXHIBIT D
Claim # Reason for Rejection
474 INADEQUATELY DOCUMENTED CLAIMS
481 INADEQUATELY DOCUMENTED CLAIMS
484 INADEQUATELY DOCUMENTED CLAIMS
506 INADEQUATELY DOCUMENTED CLAIMS
509 INADEQUATELY DOCUMENTED CLAIMS
526 INADEQUATELY DOCUMENTED CLAIMS
528 INADEQUATELY DOCUMENTED CLAIMS
541 INADEQUATELY DOCUMENTED CLAIMS
545 INADEQUATELY DOCUMENTED CLAIMS
555 INADEQUATELY DOCUMENTED CLAIMS
558 INADEQUATELY DOCUMENTED CLAIMS
564 INADEQUATELY DOCUMENTED CLAIMS
573 INADEQUATELY DOCUMENTED CLAIMS
574 INADEQUATELY DOCUMENTED CLAIMS
578 INADEQUATELY DOCUMENTED CLAIMS
581 INADEQUATELY DOCUMENTED CLAIMS
614 INADEQUATELY DOCUMENTED CLAIMS
618 INADEQUATELY DOCUMENTED CLAIMS
624 INADEQUATELY DOCUMENTED CLAIMS
625 INADEQUATELY DOCUMENTED CLAIMS
630 INADEQUATELY DOCUMENTED CLAIMS
640 INADEQUATELY DOCUMENTED CLAIMS
657 INADEQUATELY DOCUMENTED CLAIMS
665 INADEQUATELY DOCUMENTED CLAIMS
667 INADEQUATELY DOCUMENTED CLAIMS
668 INADEQUATELY DOCUMENTED CLAIMS
674 INADEQUATELY DOCUMENTED CLAIMS
675 INADEQUATELY DOCUMENTED CLAIMS
678 INADEQUATELY DOCUMENTED CLAIMS
692 INADEQUATELY DOCUMENTED CLAIMS
701 INADEQUATELY DOCUMENTED CLAIMS
711 INADEQUATELY DOCUMENTED CLAIMS
717 INADEQUATELY DOCUMENTED CLAIMS
723 INADEQUATELY DOCUMENTED CLAIMS
725 INADEQUATELY DOCUMENTED CLAIMS
737 INADEQUATELY DOCUMENTED CLAIMS
750 INADEQUATELY DOCUMENTED CLAIMS
795 INADEQUATELY DOCUMENTED CLAIMS
799 INADEQUATELY DOCUMENTED CLAIMS
807 INADEQUATELY DOCUMENTED CLAIMS
812 INADEQUATELY DOCUMENTED CLAIMS
855 INADEQUATELY DOCUMENTED CLAIMS
878 INADEQUATELY DOCUMENTED CLAIMS
881 INADEQUATELY DOCUMENTED CLAIMS
897 INADEQUATELY DOCUMENTED CLAIMS
913 INADEQUATELY DOCUMENTED CLAIMS
916 INADEQUATELY DOCUMENTED CLAIMS
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 25 of 65 Page
INADEQUATELYID #:2096
DOCUMENTED CLAIMS EXHIBIT D
Claim # Reason for Rejection
917 INADEQUATELY DOCUMENTED CLAIMS
50000 INADEQUATELY DOCUMENTED CLAIMS
50007 INADEQUATELY DOCUMENTED CLAIMS
50041 INADEQUATELY DOCUMENTED CLAIMS
50042 INADEQUATELY DOCUMENTED CLAIMS
50043 INADEQUATELY DOCUMENTED CLAIMS
50044 INADEQUATELY DOCUMENTED CLAIMS
50045 INADEQUATELY DOCUMENTED CLAIMS
Total 102
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 26 of 65 Page
INELIGIBLE CLAIMS
ID #:2097 EXHIBIT E
Claim # Reason for Rejection
2 NOT PURCHASED ON THE OTC MARKET
4 NO RECOGNIZED CLAIM
5 NO RECOGNIZED CLAIM
6 NO RECOGNIZED CLAIM
8 NO RECOGNIZED CLAIM
9 PURCHASED OUTSIDE CLASS PERIOD
10 NO RECOGNIZED CLAIM
11 NOT PURCHASED ON THE OTC MARKET
12 NOT PURCHASED ON THE OTC MARKET
13 NO RECOGNIZED CLAIM
19 NO RECOGNIZED CLAIM
20 NOT PURCHASED ON THE OTC MARKET
21 NOT PURCHASED ON THE OTC MARKET
22 NOT PURCHASED ON THE OTC MARKET
23 NOT PURCHASED ON THE OTC MARKET
24 NOT PURCHASED ON THE OTC MARKET
25 NO RECOGNIZED CLAIM
26 NOT PURCHASED ON THE OTC MARKET
27 NOT PURCHASED ON THE OTC MARKET
29 NOT PURCHASED ON THE OTC MARKET
30 NOT PURCHASED ON THE OTC MARKET
31 NOT PURCHASED ON THE OTC MARKET
32 NOT PURCHASED ON THE OTC MARKET
33 NOT PURCHASED ON THE OTC MARKET
34 NOT PURCHASED ON THE OTC MARKET
36 NOT PURCHASED ON THE OTC MARKET
37 NO RECOGNIZED CLAIM
38 NO RECOGNIZED CLAIM
40 NOT PURCHASED ON THE OTC MARKET
41 NOT PURCHASED ON THE OTC MARKET
42 NOT PURCHASED ON THE OTC MARKET
43 NOT PURCHASED ON THE OTC MARKET
44 NO RECOGNIZED CLAIM
45 NO RECOGNIZED CLAIM
46 NOT PURCHASED ON THE OTC MARKET
48 NOT PURCHASED ON THE OTC MARKET
49 NO RECOGNIZED CLAIM
50 NOT PURCHASED ON THE OTC MARKET
52 NOT PURCHASED ON THE OTC MARKET
53 PURCHASED OUTSIDE CLASS PERIOD
54 NO RECOGNIZED CLAIM
55 NOT PURCHASED ON THE OTC MARKET
56 NOT PURCHASED ON THE OTC MARKET
57 NO RECOGNIZED CLAIM
59 NOT PURCHASED ON THE OTC MARKET
60 NOT PURCHASED ON THE OTC MARKET
61 NOT PURCHASED ON THE OTC MARKET
62 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 27 of 65 Page
INELIGIBLE CLAIMS
ID #:2098 EXHIBIT E
Claim # Reason for Rejection
65 NO RECOGNIZED CLAIM
67 NO RECOGNIZED CLAIM
69 NOT PURCHASED ON THE OTC MARKET
70 NOT PURCHASED ON THE OTC MARKET
71 NO RECOGNIZED CLAIM
72 NOT PURCHASED ON THE OTC MARKET
73 NOT PURCHASED ON THE OTC MARKET
74 NOT PURCHASED ON THE OTC MARKET
76 NOT PURCHASED ON THE OTC MARKET
77 NO RECOGNIZED CLAIM
78 NOT PURCHASED ON THE OTC MARKET
79 NOT PURCHASED ON THE OTC MARKET
80 NOT PURCHASED ON THE OTC MARKET
81 NO RECOGNIZED CLAIM
83 NOT PURCHASED ON THE OTC MARKET
85 NO RECOGNIZED CLAIM
86 NOT PURCHASED ON THE OTC MARKET
87 NOT PURCHASED ON THE OTC MARKET
91 NO RECOGNIZED CLAIM
92 NOT PURCHASED ON THE OTC MARKET
93 NO RECOGNIZED CLAIM
94 NOT PURCHASED ON THE OTC MARKET
95 NOT PURCHASED ON THE OTC MARKET
97 NOT PURCHASED ON THE OTC MARKET
98 NOT PURCHASED ON THE OTC MARKET
99 NOT PURCHASED ON THE OTC MARKET
101 NO RECOGNIZED CLAIM
102 NO RECOGNIZED CLAIM
103 NOT PURCHASED ON THE OTC MARKET
106 NOT PURCHASED ON THE OTC MARKET
107 NOT PURCHASED ON THE OTC MARKET
108 NO RECOGNIZED CLAIM
109 NOT PURCHASED ON THE OTC MARKET
110 NOT PURCHASED ON THE OTC MARKET
112 NOT PURCHASED ON THE OTC MARKET
113 NO RECOGNIZED CLAIM
114 NOT PURCHASED ON THE OTC MARKET
115 NOT PURCHASED ON THE OTC MARKET
116 NOT PURCHASED ON THE OTC MARKET
117 NOT PURCHASED ON THE OTC MARKET
118 NOT PURCHASED ON THE OTC MARKET
119 NOT PURCHASED ON THE OTC MARKET
122 NOT PURCHASED ON THE OTC MARKET
124 NOT PURCHASED ON THE OTC MARKET
126 NOT PURCHASED ON THE OTC MARKET
127 NO RECOGNIZED CLAIM
129 NOT PURCHASED ON THE OTC MARKET
130 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 28 of 65 Page
INELIGIBLE CLAIMS
ID #:2099 EXHIBIT E
Claim # Reason for Rejection
131 NOT PURCHASED ON THE OTC MARKET
132 NOT PURCHASED ON THE OTC MARKET
133 NOT PURCHASED ON THE OTC MARKET
135 NOT PURCHASED ON THE OTC MARKET
136 NO RECOGNIZED CLAIM
137 NOT PURCHASED ON THE OTC MARKET
139 NO RECOGNIZED CLAIM
140 NOT PURCHASED ON THE OTC MARKET
141 NOT PURCHASED ON THE OTC MARKET
142 NOT PURCHASED ON THE OTC MARKET
145 NOT PURCHASED ON THE OTC MARKET
146 NOT PURCHASED ON THE OTC MARKET
147 NOT PURCHASED ON THE OTC MARKET
148 NOT PURCHASED ON THE OTC MARKET
149 NOT PURCHASED ON THE OTC MARKET
150 NOT PURCHASED ON THE OTC MARKET
154 NOT PURCHASED ON THE OTC MARKET
155 NOT PURCHASED ON THE OTC MARKET
156 NOT PURCHASED ON THE OTC MARKET
157 NOT PURCHASED ON THE OTC MARKET
158 NOT PURCHASED ON THE OTC MARKET
159 NOT PURCHASED ON THE OTC MARKET
160 NOT PURCHASED ON THE OTC MARKET
162 NOT PURCHASED ON THE OTC MARKET
163 NO RECOGNIZED CLAIM
164 NOT PURCHASED ON THE OTC MARKET
165 NOT PURCHASED ON THE OTC MARKET
166 NO RECOGNIZED CLAIM
167 NO RECOGNIZED CLAIM
168 NOT PURCHASED ON THE OTC MARKET
169 NOT PURCHASED ON THE OTC MARKET
170 NOT PURCHASED ON THE OTC MARKET
171 NOT PURCHASED ON THE OTC MARKET
175 NOT PURCHASED ON THE OTC MARKET
176 NOT PURCHASED ON THE OTC MARKET
177 NO RECOGNIZED CLAIM
178 NOT PURCHASED ON THE OTC MARKET
179 NOT PURCHASED ON THE OTC MARKET
180 NOT PURCHASED ON THE OTC MARKET
181 NOT PURCHASED ON THE OTC MARKET
182 NOT PURCHASED ON THE OTC MARKET
183 NOT PURCHASED ON THE OTC MARKET
184 NO RECOGNIZED CLAIM
185 NO RECOGNIZED CLAIM
186 NO RECOGNIZED CLAIM
188 NOT PURCHASED ON THE OTC MARKET
189 NOT PURCHASED ON THE OTC MARKET
190 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 29 of 65 Page
INELIGIBLE CLAIMS
ID #:2100 EXHIBIT E
Claim # Reason for Rejection
191 NOT PURCHASED ON THE OTC MARKET
192 NOT PURCHASED ON THE OTC MARKET
193 NOT PURCHASED ON THE OTC MARKET
194 NOT PURCHASED ON THE OTC MARKET
195 NO RECOGNIZED CLAIM
196 NOT PURCHASED ON THE OTC MARKET
197 NO RECOGNIZED CLAIM
200 NOT PURCHASED ON THE OTC MARKET
202 NOT PURCHASED ON THE OTC MARKET
204 NO RECOGNIZED CLAIM
205 NOT PURCHASED ON THE OTC MARKET
206 NO RECOGNIZED CLAIM
207 NOT PURCHASED ON THE OTC MARKET
208 NOT PURCHASED ON THE OTC MARKET
209 NOT PURCHASED ON THE OTC MARKET
211 NOT PURCHASED ON THE OTC MARKET
212 NOT PURCHASED ON THE OTC MARKET
213 NOT PURCHASED ON THE OTC MARKET
214 NO RECOGNIZED CLAIM
215 NOT PURCHASED ON THE OTC MARKET
216 NOT PURCHASED ON THE OTC MARKET
217 NOT PURCHASED ON THE OTC MARKET
218 NOT PURCHASED ON THE OTC MARKET
219 NOT PURCHASED ON THE OTC MARKET
220 NOT PURCHASED ON THE OTC MARKET
221 NO RECOGNIZED CLAIM
222 NOT PURCHASED ON THE OTC MARKET
223 NO RECOGNIZED CLAIM
224 NO RECOGNIZED CLAIM
225 NO RECOGNIZED CLAIM
227 NOT PURCHASED ON THE OTC MARKET
230 NOT PURCHASED ON THE OTC MARKET
233 NOT PURCHASED ON THE OTC MARKET
234 NO RECOGNIZED CLAIM
235 NOT PURCHASED ON THE OTC MARKET
236 NO RECOGNIZED CLAIM
237 NOT PURCHASED ON THE OTC MARKET
240 NO RECOGNIZED CLAIM
241 NOT PURCHASED ON THE OTC MARKET
242 NOT PURCHASED ON THE OTC MARKET
243 NO RECOGNIZED CLAIM
244 NO RECOGNIZED CLAIM
245 NO RECOGNIZED CLAIM
246 NO RECOGNIZED CLAIM
248 NOT PURCHASED ON THE OTC MARKET
249 NO RECOGNIZED CLAIM
250 NO RECOGNIZED CLAIM
251 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 30 of 65 Page
INELIGIBLE CLAIMS
ID #:2101 EXHIBIT E
Claim # Reason for Rejection
252 NO RECOGNIZED CLAIM
253 NO RECOGNIZED CLAIM
255 NOT PURCHASED ON THE OTC MARKET
256 PURCHASED OUTSIDE CLASS PERIOD
257 PURCHASED OUTSIDE CLASS PERIOD
258 NO RECOGNIZED CLAIM
259 NO RECOGNIZED CLAIM
260 NO RECOGNIZED CLAIM
262 NO RECOGNIZED CLAIM
263 NO RECOGNIZED CLAIM
264 NOT PURCHASED ON THE OTC MARKET
265 PURCHASED OUTSIDE CLASS PERIOD
266 NOT PURCHASED ON THE OTC MARKET
267 NO RECOGNIZED CLAIM
268 NOT PURCHASED ON THE OTC MARKET
272 NO RECOGNIZED CLAIM
273 NO RECOGNIZED CLAIM
275 NOT PURCHASED ON THE OTC MARKET
277 NOT PURCHASED ON THE OTC MARKET
278 NO RECOGNIZED CLAIM
280 NO RECOGNIZED CLAIM
282 NO RECOGNIZED CLAIM
283 NO RECOGNIZED CLAIM
284 NO RECOGNIZED CLAIM
285 NOT PURCHASED ON THE OTC MARKET
286 NO RECOGNIZED CLAIM
287 NO RECOGNIZED CLAIM
293 NO RECOGNIZED CLAIM
294 NOT PURCHASED ON THE OTC MARKET
295 NO RECOGNIZED CLAIM
296 NO RECOGNIZED CLAIM
297 NO RECOGNIZED CLAIM
298 NO RECOGNIZED CLAIM
299 NO RECOGNIZED CLAIM
300 NOT PURCHASED ON THE OTC MARKET
301 NO RECOGNIZED CLAIM
302 NO RECOGNIZED CLAIM
303 NO RECOGNIZED CLAIM
305 NOT PURCHASED ON THE OTC MARKET
308 NO RECOGNIZED CLAIM
310 NO RECOGNIZED CLAIM
311 NOT PURCHASED ON THE OTC MARKET
312 NO RECOGNIZED CLAIM
313 NOT PURCHASED ON THE OTC MARKET
315 NO RECOGNIZED CLAIM
316 NOT PURCHASED ON THE OTC MARKET
317 NO RECOGNIZED CLAIM
319 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 31 of 65 Page
INELIGIBLE CLAIMS
ID #:2102 EXHIBIT E
Claim # Reason for Rejection
320 NO RECOGNIZED CLAIM
321 NOT PURCHASED ON THE OTC MARKET
323 NO RECOGNIZED CLAIM
324 NOT PURCHASED ON THE OTC MARKET
325 NO RECOGNIZED CLAIM
327 NOT PURCHASED ON THE OTC MARKET
331 NOT PURCHASED ON THE OTC MARKET
333 NOT PURCHASED ON THE OTC MARKET
334 NOT PURCHASED ON THE OTC MARKET
337 NOT PURCHASED ON THE OTC MARKET
338 NOT PURCHASED ON THE OTC MARKET
339 NO RECOGNIZED CLAIM
340 NOT PURCHASED ON THE OTC MARKET
341 NO RECOGNIZED CLAIM
342 NO RECOGNIZED CLAIM
344 NOT PURCHASED ON THE OTC MARKET
345 NO RECOGNIZED CLAIM
348 NO RECOGNIZED CLAIM
351 NOT PURCHASED ON THE OTC MARKET
352 NO RECOGNIZED CLAIM
353 NO RECOGNIZED CLAIM
354 NO RECOGNIZED CLAIM
355 NOT PURCHASED ON THE OTC MARKET
356 NOT PURCHASED ON THE OTC MARKET
357 NOT PURCHASED ON THE OTC MARKET
358 NOT PURCHASED ON THE OTC MARKET
359 NOT PURCHASED ON THE OTC MARKET
360 NOT PURCHASED ON THE OTC MARKET
361 NOT PURCHASED ON THE OTC MARKET
362 NO RECOGNIZED CLAIM
366 NO RECOGNIZED CLAIM
367 DUPLICATE CLAIM
369 NOT PURCHASED ON THE OTC MARKET
370 PURCHASED OUTSIDE CLASS PERIOD
375 NOT PURCHASED ON THE OTC MARKET
376 NO RECOGNIZED CLAIM
377 NO RECOGNIZED CLAIM
378 NO RECOGNIZED CLAIM
380 NOT PURCHASED ON THE OTC MARKET
381 NOT PURCHASED ON THE OTC MARKET
383 NO RECOGNIZED CLAIM
386 NO RECOGNIZED CLAIM
388 NO RECOGNIZED CLAIM
390 NO RECOGNIZED CLAIM
391 NO RECOGNIZED CLAIM
392 NOT PURCHASED ON THE OTC MARKET
393 NOT PURCHASED ON THE OTC MARKET
394 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 32 of 65 Page
INELIGIBLE CLAIMS
ID #:2103 EXHIBIT E
Claim # Reason for Rejection
395 NOT PURCHASED ON THE OTC MARKET
396 NOT PURCHASED ON THE OTC MARKET
398 NO RECOGNIZED CLAIM
400 NO RECOGNIZED CLAIM
401 PURCHASED OUTSIDE CLASS PERIOD
402 NOT PURCHASED ON THE OTC MARKET
403 NO RECOGNIZED CLAIM
404 NOT PURCHASED ON THE OTC MARKET
405 NOT PURCHASED ON THE OTC MARKET
406 NO RECOGNIZED CLAIM
408 NOT PURCHASED ON THE OTC MARKET
409 NO RECOGNIZED CLAIM
410 NO RECOGNIZED CLAIM
412 PURCHASED OUTSIDE CLASS PERIOD
414 NOT PURCHASED ON THE OTC MARKET
415 NO RECOGNIZED CLAIM
416 NOT PURCHASED ON THE OTC MARKET
417 NO RECOGNIZED CLAIM
419 NO RECOGNIZED CLAIM
420 NOT PURCHASED ON THE OTC MARKET
421 NOT PURCHASED ON THE OTC MARKET
422 NOT PURCHASED ON THE OTC MARKET
423 NO RECOGNIZED CLAIM
424 NOT PURCHASED ON THE OTC MARKET
425 NO RECOGNIZED CLAIM
426 NOT PURCHASED ON THE OTC MARKET
428 NOT PURCHASED ON THE OTC MARKET
429 NOT PURCHASED ON THE OTC MARKET
430 NO RECOGNIZED CLAIM
431 NO RECOGNIZED CLAIM
432 NO RECOGNIZED CLAIM
433 NO RECOGNIZED CLAIM
436 NOT PURCHASED ON THE OTC MARKET
440 NO RECOGNIZED CLAIM
441 NO RECOGNIZED CLAIM
442 NO RECOGNIZED CLAIM
443 NO RECOGNIZED CLAIM
444 NO RECOGNIZED CLAIM
445 NO RECOGNIZED CLAIM
447 NOT PURCHASED ON THE OTC MARKET
449 NOT PURCHASED ON THE OTC MARKET
450 NO RECOGNIZED CLAIM
451 NO RECOGNIZED CLAIM
452 NOT PURCHASED ON THE OTC MARKET
454 NOT PURCHASED ON THE OTC MARKET
456 NOT PURCHASED ON THE OTC MARKET
457 NO RECOGNIZED CLAIM
459 NO RECOGNIZED CLAIM
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 33 of 65 Page
INELIGIBLE CLAIMS
ID #:2104 EXHIBIT E
Claim # Reason for Rejection
460 PURCHASED OUTSIDE CLASS PERIOD
463 NO RECOGNIZED CLAIM
464 NOT PURCHASED ON THE OTC MARKET
465 NOT PURCHASED ON THE OTC MARKET
467 NO RECOGNIZED CLAIM
469 NO RECOGNIZED CLAIM
470 PURCHASED OUTSIDE CLASS PERIOD
471 NO RECOGNIZED CLAIM
472 NO RECOGNIZED CLAIM
477 NOT PURCHASED ON THE OTC MARKET
478 NOT PURCHASED ON THE OTC MARKET
479 NO RECOGNIZED CLAIM
480 NO RECOGNIZED CLAIM
485 NO RECOGNIZED CLAIM
487 NO RECOGNIZED CLAIM
488 NOT PURCHASED ON THE OTC MARKET
489 NOT PURCHASED ON THE OTC MARKET
490 NOT PURCHASED ON THE OTC MARKET
492 NO RECOGNIZED CLAIM
493 NO RECOGNIZED CLAIM
495 NO RECOGNIZED CLAIM
496 NO RECOGNIZED CLAIM
498 NOT PURCHASED ON THE OTC MARKET
499 NOT PURCHASED ON THE OTC MARKET
500 NOT PURCHASED ON THE OTC MARKET
502 NOT PURCHASED ON THE OTC MARKET
503 NOT PURCHASED ON THE OTC MARKET
504 PURCHASED OUTSIDE CLASS PERIOD
505 NO RECOGNIZED CLAIM
507 PURCHASED OUTSIDE CLASS PERIOD
510 NO RECOGNIZED CLAIM
512 PURCHASED OUTSIDE CLASS PERIOD
513 NO RECOGNIZED CLAIM
514 NO RECOGNIZED CLAIM
515 NOT PURCHASED ON THE OTC MARKET
516 NOT PURCHASED ON THE OTC MARKET
517 NOT PURCHASED ON THE OTC MARKET
519 NO RECOGNIZED CLAIM
520 NO RECOGNIZED CLAIM
522 NOT PURCHASED ON THE OTC MARKET
523 NO RECOGNIZED CLAIM
524 NO RECOGNIZED CLAIM
525 NO RECOGNIZED CLAIM
529 NO RECOGNIZED CLAIM
530 NO RECOGNIZED CLAIM
531 NOT PURCHASED ON THE OTC MARKET
532 NOT PURCHASED ON THE OTC MARKET
536 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 34 of 65 Page
INELIGIBLE CLAIMS
ID #:2105 EXHIBIT E
Claim # Reason for Rejection
537 NOT PURCHASED ON THE OTC MARKET
539 NOT PURCHASED ON THE OTC MARKET
542 NOT PURCHASED ON THE OTC MARKET
543 NOT PURCHASED ON THE OTC MARKET
544 NOT PURCHASED ON THE OTC MARKET
546 NOT PURCHASED ON THE OTC MARKET
548 NO RECOGNIZED CLAIM
549 PURCHASED OUTSIDE CLASS PERIOD
550 NOT PURCHASED ON THE OTC MARKET
551 NOT PURCHASED ON THE OTC MARKET
552 NOT PURCHASED ON THE OTC MARKET
553 NO RECOGNIZED CLAIM
554 NOT PURCHASED ON THE OTC MARKET
556 NO RECOGNIZED CLAIM
557 NOT PURCHASED ON THE OTC MARKET
559 NOT PURCHASED ON THE OTC MARKET
560 NOT PURCHASED ON THE OTC MARKET
561 NOT PURCHASED ON THE OTC MARKET
562 NOT PURCHASED ON THE OTC MARKET
565 NOT PURCHASED ON THE OTC MARKET
566 NOT PURCHASED ON THE OTC MARKET
568 NO RECOGNIZED CLAIM
569 NOT PURCHASED ON THE OTC MARKET
570 NOT PURCHASED ON THE OTC MARKET
571 NO RECOGNIZED CLAIM
572 NO RECOGNIZED CLAIM
575 NOT PURCHASED ON THE OTC MARKET
576 NO RECOGNIZED CLAIM
577 NOT PURCHASED ON THE OTC MARKET
579 NOT PURCHASED ON THE OTC MARKET
580 NOT PURCHASED ON THE OTC MARKET
582 NOT PURCHASED ON THE OTC MARKET
583 NO RECOGNIZED CLAIM
584 NO RECOGNIZED CLAIM
586 NOT PURCHASED ON THE OTC MARKET
587 NO RECOGNIZED CLAIM
589 NOT PURCHASED ON THE OTC MARKET
590 NO RECOGNIZED CLAIM
591 NO RECOGNIZED CLAIM
592 NOT PURCHASED ON THE OTC MARKET
596 NO RECOGNIZED CLAIM
599 NOT PURCHASED ON THE OTC MARKET
600 NO RECOGNIZED CLAIM
601 NOT PURCHASED ON THE OTC MARKET
602 NOT PURCHASED ON THE OTC MARKET
603 NOT PURCHASED ON THE OTC MARKET
604 NOT PURCHASED ON THE OTC MARKET
607 NO RECOGNIZED CLAIM
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 35 of 65 Page
INELIGIBLE CLAIMS
ID #:2106 EXHIBIT E
Claim # Reason for Rejection
609 NO RECOGNIZED CLAIM
610 NO RECOGNIZED CLAIM
611 NO RECOGNIZED CLAIM
612 NO RECOGNIZED CLAIM
613 NOT PURCHASED ON THE OTC MARKET
615 NOT PURCHASED ON THE OTC MARKET
617 NO RECOGNIZED CLAIM
620 NOT PURCHASED ON THE OTC MARKET
623 NOT PURCHASED ON THE OTC MARKET
626 NO RECOGNIZED CLAIM
627 NOT PURCHASED ON THE OTC MARKET
628 NO RECOGNIZED CLAIM
631 NOT PURCHASED ON THE OTC MARKET
632 NOT PURCHASED ON THE OTC MARKET
633 NO RECOGNIZED CLAIM
634 NOT PURCHASED ON THE OTC MARKET
635 NO RECOGNIZED CLAIM
636 NO RECOGNIZED CLAIM
638 NO RECOGNIZED CLAIM
642 NOT PURCHASED ON THE OTC MARKET
647 NO RECOGNIZED CLAIM
648 NO RECOGNIZED CLAIM
649 NOT PURCHASED ON THE OTC MARKET
650 NO RECOGNIZED CLAIM
651 NO RECOGNIZED CLAIM
652 NO RECOGNIZED CLAIM
653 NO RECOGNIZED CLAIM
654 NO RECOGNIZED CLAIM
655 NO RECOGNIZED CLAIM
656 NO RECOGNIZED CLAIM
659 NO RECOGNIZED CLAIM
660 NO RECOGNIZED CLAIM
662 NOT PURCHASED ON THE OTC MARKET
663 NO RECOGNIZED CLAIM
666 NO RECOGNIZED CLAIM
669 NO RECOGNIZED CLAIM
673 NO RECOGNIZED CLAIM
677 NO RECOGNIZED CLAIM
679 NOT PURCHASED ON THE OTC MARKET
680 NOT PURCHASED ON THE OTC MARKET
682 NOT PURCHASED ON THE OTC MARKET
683 NOT PURCHASED ON THE OTC MARKET
684 NO RECOGNIZED CLAIM
685 NO RECOGNIZED CLAIM
686 NO RECOGNIZED CLAIM
687 NO RECOGNIZED CLAIM
688 NO RECOGNIZED CLAIM
689 NO RECOGNIZED CLAIM
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 36 of 65 Page
INELIGIBLE CLAIMS
ID #:2107 EXHIBIT E
Claim # Reason for Rejection
690 NO RECOGNIZED CLAIM
691 NOT PURCHASED ON THE OTC MARKET
693 NOT PURCHASED ON THE OTC MARKET
694 NO RECOGNIZED CLAIM
695 NOT PURCHASED ON THE OTC MARKET
696 NOT PURCHASED ON THE OTC MARKET
697 NOT PURCHASED ON THE OTC MARKET
698 NOT PURCHASED ON THE OTC MARKET
699 NOT PURCHASED ON THE OTC MARKET
700 NOT PURCHASED ON THE OTC MARKET
702 NOT PURCHASED ON THE OTC MARKET
703 NOT PURCHASED ON THE OTC MARKET
704 NOT PURCHASED ON THE OTC MARKET
705 NOT PURCHASED ON THE OTC MARKET
706 NOT PURCHASED ON THE OTC MARKET
707 NOT PURCHASED ON THE OTC MARKET
708 NOT PURCHASED ON THE OTC MARKET
709 NOT PURCHASED ON THE OTC MARKET
710 NOT PURCHASED ON THE OTC MARKET
712 NOT PURCHASED ON THE OTC MARKET
713 NOT PURCHASED ON THE OTC MARKET
714 NOT PURCHASED ON THE OTC MARKET
715 NOT PURCHASED ON THE OTC MARKET
716 NOT PURCHASED ON THE OTC MARKET
719 PURCHASED OUTSIDE CLASS PERIOD
720 PURCHASED OUTSIDE CLASS PERIOD
721 NOT PURCHASED ON THE OTC MARKET
722 NOT PURCHASED ON THE OTC MARKET
724 PURCHASED OUTSIDE CLASS PERIOD
726 NOT PURCHASED ON THE OTC MARKET
728 NO RECOGNIZED CLAIM
729 NOT PURCHASED ON THE OTC MARKET
730 NOT PURCHASED ON THE OTC MARKET
731 NO RECOGNIZED CLAIM
732 NO RECOGNIZED CLAIM
733 NO RECOGNIZED CLAIM
734 NO RECOGNIZED CLAIM
735 NO RECOGNIZED CLAIM
738 NO RECOGNIZED CLAIM
739 PURCHASED OUTSIDE CLASS PERIOD
741 NOT PURCHASED ON THE OTC MARKET
742 NOT PURCHASED ON THE OTC MARKET
744 NOT PURCHASED ON THE OTC MARKET
745 NOT PURCHASED ON THE OTC MARKET
747 NOT PURCHASED ON THE OTC MARKET
748 NO RECOGNIZED CLAIM
749 NO RECOGNIZED CLAIM
751 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 37 of 65 Page
INELIGIBLE CLAIMS
ID #:2108 EXHIBIT E
Claim # Reason for Rejection
753 NOT PURCHASED ON THE OTC MARKET
754 NOT PURCHASED ON THE OTC MARKET
756 NOT PURCHASED ON THE OTC MARKET
757 NOT PURCHASED ON THE OTC MARKET
758 NOT PURCHASED ON THE OTC MARKET
759 NOT PURCHASED ON THE OTC MARKET
760 NOT PURCHASED ON THE OTC MARKET
761 NOT PURCHASED ON THE OTC MARKET
762 NOT PURCHASED ON THE OTC MARKET
763 NOT PURCHASED ON THE OTC MARKET
764 NOT PURCHASED ON THE OTC MARKET
765 NO RECOGNIZED CLAIM
766 NOT PURCHASED ON THE OTC MARKET
767 NO RECOGNIZED CLAIM
768 NO RECOGNIZED CLAIM
769 NOT PURCHASED ON THE OTC MARKET
770 NO RECOGNIZED CLAIM
771 NO RECOGNIZED CLAIM
772 NO RECOGNIZED CLAIM
773 NOT PURCHASED ON THE OTC MARKET
774 NOT PURCHASED ON THE OTC MARKET
776 NOT PURCHASED ON THE OTC MARKET
777 NOT PURCHASED ON THE OTC MARKET
778 NOT PURCHASED ON THE OTC MARKET
780 NOT PURCHASED ON THE OTC MARKET
781 NOT PURCHASED ON THE OTC MARKET
782 NO RECOGNIZED CLAIM
783 NO RECOGNIZED CLAIM
784 NOT PURCHASED ON THE OTC MARKET
786 NOT PURCHASED ON THE OTC MARKET
787 NOT PURCHASED ON THE OTC MARKET
788 NOT PURCHASED ON THE OTC MARKET
789 NOT PURCHASED ON THE OTC MARKET
790 NOT PURCHASED ON THE OTC MARKET
791 NOT PURCHASED ON THE OTC MARKET
792 NOT PURCHASED ON THE OTC MARKET
793 NOT PURCHASED ON THE OTC MARKET
794 NO RECOGNIZED CLAIM
796 NOT PURCHASED ON THE OTC MARKET
797 NOT PURCHASED ON THE OTC MARKET
798 NOT PURCHASED ON THE OTC MARKET
800 NOT PURCHASED ON THE OTC MARKET
802 NOT PURCHASED ON THE OTC MARKET
803 NOT PURCHASED ON THE OTC MARKET
804 NOT PURCHASED ON THE OTC MARKET
805 NOT PURCHASED ON THE OTC MARKET
806 NO RECOGNIZED CLAIM
808 NOT PURCHASED ON THE OTC MARKET
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 38 of 65 Page
INELIGIBLE CLAIMS
ID #:2109 EXHIBIT E
Claim # Reason for Rejection
810 NO RECOGNIZED CLAIM
811 NO RECOGNIZED CLAIM
813 NOT PURCHASED ON THE OTC MARKET
814 NOT PURCHASED ON THE OTC MARKET
816 NO RECOGNIZED CLAIM
817 NO RECOGNIZED CLAIM
818 NO RECOGNIZED CLAIM
819 NO RECOGNIZED CLAIM
820 NOT PURCHASED ON THE OTC MARKET
821 NOT PURCHASED ON THE OTC MARKET
822 NO RECOGNIZED CLAIM
823 NOT PURCHASED ON THE OTC MARKET
824 NO RECOGNIZED CLAIM
825 NOT PURCHASED ON THE OTC MARKET
826 NOT PURCHASED ON THE OTC MARKET
827 NOT PURCHASED ON THE OTC MARKET
828 NOT PURCHASED ON THE OTC MARKET
829 NOT PURCHASED ON THE OTC MARKET
830 NOT PURCHASED ON THE OTC MARKET
831 NOT PURCHASED ON THE OTC MARKET
832 NOT PURCHASED ON THE OTC MARKET
833 NOT PURCHASED ON THE OTC MARKET
834 NOT PURCHASED ON THE OTC MARKET
835 NO RECOGNIZED CLAIM
836 NOT PURCHASED ON THE OTC MARKET
837 NOT PURCHASED ON THE OTC MARKET
838 NOT PURCHASED ON THE OTC MARKET
839 NOT PURCHASED ON THE OTC MARKET
840 NOT PURCHASED ON THE OTC MARKET
841 NOT PURCHASED ON THE OTC MARKET
842 NOT PURCHASED ON THE OTC MARKET
843 NOT PURCHASED ON THE OTC MARKET
844 NOT PURCHASED ON THE OTC MARKET
845 NOT PURCHASED ON THE OTC MARKET
846 NOT PURCHASED ON THE OTC MARKET
848 NOT PURCHASED ON THE OTC MARKET
849 NOT PURCHASED ON THE OTC MARKET
850 NOT PURCHASED ON THE OTC MARKET
851 NO RECOGNIZED CLAIM
852 NOT PURCHASED ON THE OTC MARKET
853 NOT PURCHASED ON THE OTC MARKET
854 NOT PURCHASED ON THE OTC MARKET
857 NOT PURCHASED ON THE OTC MARKET
858 NO RECOGNIZED CLAIM
860 WRONG STOCK
861 NOT PURCHASED ON THE OTC MARKET
862 PURCHASED OUTSIDE CLASS PERIOD
863 NO RECOGNIZED CLAIM
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 39 of 65 Page
INELIGIBLE CLAIMS
ID #:2110 EXHIBIT E
Claim # Reason for Rejection
864 NO RECOGNIZED CLAIM
865 NOT PURCHASED ON THE OTC MARKET
866 NOT PURCHASED ON THE OTC MARKET
867 NO RECOGNIZED CLAIM
868 NO RECOGNIZED CLAIM
869 NOT PURCHASED ON THE OTC MARKET
871 NOT PURCHASED ON THE OTC MARKET
872 NOT PURCHASED ON THE OTC MARKET
873 NO RECOGNIZED CLAIM
874 NOT PURCHASED ON THE OTC MARKET
875 NOT PURCHASED ON THE OTC MARKET
876 NO RECOGNIZED CLAIM
877 NOT PURCHASED ON THE OTC MARKET
880 NOT PURCHASED ON THE OTC MARKET
882 NO RECOGNIZED CLAIM
883 NOT PURCHASED ON THE OTC MARKET
884 NOT PURCHASED ON THE OTC MARKET
885 NOT PURCHASED ON THE OTC MARKET
886 NOT PURCHASED ON THE OTC MARKET
887 NOT PURCHASED ON THE OTC MARKET
888 NOT PURCHASED ON THE OTC MARKET
889 NOT PURCHASED ON THE OTC MARKET
891 NOT PURCHASED ON THE OTC MARKET
892 NOT PURCHASED ON THE OTC MARKET
893 NOT PURCHASED ON THE OTC MARKET
894 NOT PURCHASED ON THE OTC MARKET
895 NOT PURCHASED ON THE OTC MARKET
896 NOT PURCHASED ON THE OTC MARKET
898 NOT PURCHASED ON THE OTC MARKET
899 NOT PURCHASED ON THE OTC MARKET
900 NOT PURCHASED ON THE OTC MARKET
901 NOT PURCHASED ON THE OTC MARKET
903 NO RECOGNIZED CLAIM
905 NOT PURCHASED ON THE OTC MARKET
906 NOT PURCHASED ON THE OTC MARKET
907 NOT PURCHASED ON THE OTC MARKET
908 NO RECOGNIZED CLAIM
910 NOT PURCHASED ON THE OTC MARKET
911 PURCHASED OUTSIDE CLASS PERIOD
912 NO RECOGNIZED CLAIM
914 NO RECOGNIZED CLAIM
915 PURCHASED OUTSIDE CLASS PERIOD
50001 NO RECOGNIZED CLAIM
50002 NO RECOGNIZED CLAIM
50003 PURCHASED OUTSIDE CLASS PERIOD
50004 NO RECOGNIZED CLAIM
50005 NO RECOGNIZED CLAIM
50006 NO RECOGNIZED CLAIM
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 40 of 65 Page
INELIGIBLE CLAIMS
ID #:2111 EXHIBIT E
Claim # Reason for Rejection
50008 NO RECOGNIZED CLAIM
50009 NO RECOGNIZED CLAIM
50010 NO RECOGNIZED CLAIM
50011 NO RECOGNIZED CLAIM
50012 NO RECOGNIZED CLAIM
50013 PURCHASED OUTSIDE CLASS PERIOD
50015 NO RECOGNIZED CLAIM
50017 NO RECOGNIZED CLAIM
50018 SHARES SOLD SHORT
50019 NO RECOGNIZED CLAIM
50020 NO RECOGNIZED CLAIM
50022 NO RECOGNIZED CLAIM
50024 NO RECOGNIZED CLAIM
50025 NO RECOGNIZED CLAIM
50028 PURCHASED OUTSIDE CLASS PERIOD
50029 PURCHASED OUTSIDE CLASS PERIOD
50030 PURCHASED OUTSIDE CLASS PERIOD
50031 PURCHASED OUTSIDE CLASS PERIOD
50032 PURCHASED OUTSIDE CLASS PERIOD
50033 NO RECOGNIZED CLAIM
50034 SHARES NOT PURCHASED
50035 SHARES NOT PURCHASED
50036 SHARES NOT PURCHASED
50037 SHARES NOT PURCHASED
50038 SHARES NOT PURCHASED
50039 SHARES NOT PURCHASED
50040 NO RECOGNIZED CLAIM
50046 NO RECOGNIZED CLAIM
50047 NO RECOGNIZED CLAIM
50048 NO RECOGNIZED CLAIM
50049 NO RECOGNIZED CLAIM
50050 SHARES NOT PURCHASED
50051 NO RECOGNIZED CLAIM
50052 NO RECOGNIZED CLAIM
50053 NOT PURCHASED ON THE OTC MARKET
50054 NO RECOGNIZED CLAIM
50065 NO RECOGNIZED CLAIM
50066 NO RECOGNIZED CLAIM
50068 SHARES NOT PURCHASED
50070 NO RECOGNIZED CLAIM
50071 PURCHASED OUTSIDE CLASS PERIOD
50072 NO RECOGNIZED CLAIM
50073 NO RECOGNIZED CLAIM
50074 PURCHASED OUTSIDE CLASS PERIOD
50075 PURCHASED OUTSIDE CLASS PERIOD
50076 PURCHASED OUTSIDE CLASS PERIOD
50077 PURCHASED OUTSIDE CLASS PERIOD
50078 PURCHASED OUTSIDE CLASS PERIOD
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 41 of 65 Page
INELIGIBLE CLAIMS
ID #:2112 EXHIBIT E
Claim # Reason for Rejection
50079 PURCHASED OUTSIDE CLASS PERIOD
50080 PURCHASED OUTSIDE CLASS PERIOD
50081 PURCHASED OUTSIDE CLASS PERIOD
50082 PURCHASED OUTSIDE CLASS PERIOD
50083 PURCHASED OUTSIDE CLASS PERIOD
50084 PURCHASED OUTSIDE CLASS PERIOD
50085 PURCHASED OUTSIDE CLASS PERIOD
50086 PURCHASED OUTSIDE CLASS PERIOD
50087 PURCHASED OUTSIDE CLASS PERIOD
50088 PURCHASED OUTSIDE CLASS PERIOD
50089 PURCHASED OUTSIDE CLASS PERIOD
50090 PURCHASED OUTSIDE CLASS PERIOD
50091 PURCHASED OUTSIDE CLASS PERIOD
50092 PURCHASED OUTSIDE CLASS PERIOD
50093 PURCHASED OUTSIDE CLASS PERIOD
50094 PURCHASED OUTSIDE CLASS PERIOD
50095 PURCHASED OUTSIDE CLASS PERIOD
50096 PURCHASED OUTSIDE CLASS PERIOD
50097 PURCHASED OUTSIDE CLASS PERIOD
50098 PURCHASED OUTSIDE CLASS PERIOD
50099 PURCHASED OUTSIDE CLASS PERIOD
50100 PURCHASED OUTSIDE CLASS PERIOD
50101 PURCHASED OUTSIDE CLASS PERIOD
50102 PURCHASED OUTSIDE CLASS PERIOD
50103 PURCHASED OUTSIDE CLASS PERIOD
50104 PURCHASED OUTSIDE CLASS PERIOD
50105 PURCHASED OUTSIDE CLASS PERIOD
50106 PURCHASED OUTSIDE CLASS PERIOD
50107 PURCHASED OUTSIDE CLASS PERIOD
50108 PURCHASED OUTSIDE CLASS PERIOD
50109 PURCHASED OUTSIDE CLASS PERIOD
50110 PURCHASED OUTSIDE CLASS PERIOD
50111 PURCHASED OUTSIDE CLASS PERIOD
50112 PURCHASED OUTSIDE CLASS PERIOD
50113 PURCHASED OUTSIDE CLASS PERIOD
50114 PURCHASED OUTSIDE CLASS PERIOD
50115 PURCHASED OUTSIDE CLASS PERIOD
50116 PURCHASED OUTSIDE CLASS PERIOD
50117 PURCHASED OUTSIDE CLASS PERIOD
50118 PURCHASED OUTSIDE CLASS PERIOD
50119 NO RECOGNIZED CLAIM
50120 PURCHASED OUTSIDE CLASS PERIOD
50121 PURCHASED OUTSIDE CLASS PERIOD
50122 PURCHASED OUTSIDE CLASS PERIOD
50123 PURCHASED OUTSIDE CLASS PERIOD
50124 PURCHASED OUTSIDE CLASS PERIOD
50125 NO RECOGNIZED CLAIM
50126 NO RECOGNIZED CLAIM
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 42 of 65 Page
INELIGIBLE CLAIMS
ID #:2113 EXHIBIT E
Claim # Reason for Rejection
50127 NO RECOGNIZED CLAIM
50128 NO RECOGNIZED CLAIM
50130 NO RECOGNIZED CLAIM
50131 NO RECOGNIZED CLAIM
50133 SHARES NOT PURCHASED
50134 NO RECOGNIZED CLAIM
50137 NO RECOGNIZED CLAIM
50139 NO RECOGNIZED CLAIM
50141 NO RECOGNIZED CLAIM
50142 NO RECOGNIZED CLAIM
50143 NO RECOGNIZED CLAIM
50144 NO RECOGNIZED CLAIM
50146 NO RECOGNIZED CLAIM
50147 NO RECOGNIZED CLAIM
50150 NO RECOGNIZED CLAIM
50151 NO RECOGNIZED CLAIM
50152 NO RECOGNIZED CLAIM
50154 NO RECOGNIZED CLAIM
50155 NO RECOGNIZED CLAIM
50156 NO RECOGNIZED CLAIM
50158 NO RECOGNIZED CLAIM
50161 NO RECOGNIZED CLAIM
50162 NO RECOGNIZED CLAIM
50164 NO RECOGNIZED CLAIM
50165 NO RECOGNIZED CLAIM
50166 NO RECOGNIZED CLAIM
50167 NO RECOGNIZED CLAIM
50170 NO RECOGNIZED CLAIM
50171 NO RECOGNIZED CLAIM
50175 NO RECOGNIZED CLAIM
50176 NO RECOGNIZED CLAIM
Total 799
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 EXHIBIT
Page 43 of 65 F
Page
ID #:2114
Schneider v. Champignon Brands Inc. Phone (866) 274-4004
c/o Strategic Claims Services Fax (610) 565-7985
600 N. Jackson Street - Suite 205
Media, PA 19063 Email: info@strategicclaims.net
NOTICE OF INELIGIBILITY
CONTROL#: 4 July 27, 2023
ACCOUNT#:
Your claim in the above matter is ineligible for the following reason(s):
Description: Shares:
Your claim has resulted in a trading gain during the Settlement Class
Period. Any claim whose overall transactions in Champignon Brands, Inc.
n/k/a Braxia Scientific Corp. ("Braxia) common stock during the Settlement
Class Period resulted in a trading gain has a Recognized Claim of $0.00.
We strongly suggest you contact our office for any question or clarification you
may have. It is important that you contact us before any further action is taken in
the event that a processing error has occurred.
If you feel you received this notice in error and would like to contest our determination, please contact our
office in writing no later than twenty (20) calendar days after the date of this notice. Please be sure to include
your Control number as noted above, your reason for contesting our determination, and documentation
supporting your reason. You can also contact our office at 1-866-274-4004 or info@strategicclaims.net. If
after contacting us, you still disagree, you can request in writing to Lead Counsel to review your claim.
When calling our office, please have ready the Control Number found at the top left-hand corner of this form.
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24
ID #:2115
EXHIBIT
Page G
44 of 65 Page
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 45 of 65 Page
ID #:2116
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 46 of 65 Page
ID #:2117
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 47 of 65 Page
ID #:2118
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 48 of 65 Page
ID #:2119
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 49 of 65 Page
ID #:2120
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 50 of 65 Page
ID #:2121
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 51 of 65 Page
ID #:2122
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 52 of 65 Page
ID #:2123
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 53 of 65 Page
ID #:2124
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 54 of 65 Page
ID #:2125
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 55 of 65 Page
ID #:2126
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 56 of 65 Page
ID #:2127
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 57 of 65 Page
ID #:2128
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 58 of 65 Page
ID #:2129
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 59 of 65 Page
ID #:2130
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 60 of 65 Page
ID #:2131
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 61 of 65 Page
ID #:2132
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 62 of 65 Page
ID #:2133
mcraig@strategicclaims.net
From: mcraig@strategicclaims.net
Sent: Thursday, November 2, 2023 4:58 PM
To:
Cc:
Subject: Champignon / Braxia Claim #782
Attachments: Final Champignon Long Notice and Claim Form.pdf
Importance: High
Good afternoon,
Thank you for responding to the letters requesting additional documentation that were send on 6/22/2023, 7/27/2023,
and 9/6/2023 for claim #782.
Thank you for your patience while your claim and all documentation were reviewed.
Claim #782 account 220757009 has resulted in a trading gain during the Settlement Class Period. Any claim whose
overall transactions in Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia”) common stock during the
Settlement Class Period resulted in a trading gain has a Recognized Claim of $0.00.
Please review the Court-approved Plan of Allocation on page 13 of the Notice states the overall calculation in paragraphs
61 and 62 as well as footnotes 4 through 6 (see attached). The calculation is the purchase price per share minus $0.69
per share (closing price on February 17, 2021).
If you have any further questions, please contact us at 866-274-4004, you can also visit our website
https://www.strategicclaims.net/braxia/ for more information.
This is our final determination – if you do not agree with this determination, please respond to this email on or before
November 12, 2023 with the reason why you do not agree and documentation to support your reason.
Regards,
Margie Craig
Project Manager
Strategic Claims Services
600 North Jackson Street
Suite 205
Media, PA 19063
610-565-9202 x1005
Toll free 866-274-4004
Fax 610-565-7985
IMPORTANT: The information contained in this message is confidential and is intended only for the named addressee(s).
If the reader of this message is not an intended recipient (or the individual responsible for the delivery of this message to
an intended recipient), please be advised that any re-use, dissemination, distribution or copying of this message is
prohibited. If you have received this message in error, please reply to the sender that you have received the message in
error and then delete it. Thank you
1
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 63 of 65 Page
ID #:2134
mcraig@strategicclaims.net
From:
Sent: Saturday, November 11, 2023 4:49 PM
To: mcraig@strategicclaims.net
Subject: Re: Champignon / Braxia Claim #782
Hi,
I do not agree with the determination and need explanation since I've not sold any shares. I think para 61 and
62 are not applicable in my case.
Based on the below clause
THE BASIS FOR CALCULATING YOUR RECOGNIZED LOSS:
Recognized Loss for the Company’s Common Stock Purchased During the Settlement Class
Period will be calculated as follows:
(A) For shares purchased during the Settlement Class Period and sold during the Settlement
Class Period, the Recognized Loss per share will be the lesser of: (1) the inflation per
share upon purchase (as set forth in Inflation Table A below) less the inflation per share
upon sale (as set forth in Inflation Table A below); or (2) the purchase price per share
minus the sales price per share.
(B) For shares purchased during the Settlement Class Period and sold during the period
February 18, 2021 through May 18, 2021, inclusive, the Recognized Loss will be the
lesser of: (1) the inflation per share upon purchase (as set forth in Inflation Table A
below); or (2) the difference between the purchase price per share and the average
closing price per share as of date of sale provided in Table B below.
(C) For shares purchased during the Settlement Class Period and retained as of the close of
trading on May 18, 2021 the Recognized Loss will be the lesser of: (1) the inflation per
share upon purchase (as set forth in Inflation Table A below); or (2) the purchase price
per share minus the 90-day lookback price of $.423
per share.
INFLATION TABLE A
Common Stock Purchased During the Settlement Class Period
Period Inflation
March 27, 2020 to June 21, 2020, inclusive $.25 per share
June 22, 2020 to February 16, 2021, inclusive $.09 per share
February 17, 2021 $.00 per share
Based on the THE BASIS FOR CALCULATING YOUR RECOGNIZED LOSS and INFLATION TABLE A
The claim value should be $141.75
I've purchased 350+1225 shares with $0.09 inflation per share and
1320+780 shares with $0.00 inflation per share.
If the share are bought and
Based on the inflation rate claim value should be 1575 * $.09 = $141.75
1
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 64 of 65 Page
ID #:2135
If I've not sold anything I think para 61 and 62 are not applicable in my case.
Thanks and Regards,
On Thu, Nov 2, 2023 at 3:58 PM <mcraig@strategicclaims.net> wrote:
Good afternoon,
Thank you for responding to the letters requesting additional documentation that were send on 6/22/2023, 7/27/2023,
and 9/6/2023 for claim #782.
Thank you for your patience while your claim and all documentation were reviewed.
Claim #782 account 220757009 has resulted in a trading gain during the Settlement Class Period. Any claim whose
overall transactions in Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia”) common stock during the
Settlement Class Period resulted in a trading gain has a Recognized Claim of $0.00.
Please review the Court-approved Plan of Allocation on page 13 of the Notice states the overall calculation in
paragraphs 61 and 62 as well as footnotes 4 through 6 (see attached). The calculation is the purchase price per share
minus $0.69 per share (closing price on February 17, 2021).
If you have any further questions, please contact us at 866-274-4004, you can also visit our website
https://www.strategicclaims.net/braxia/ for more information.
This is our final determination – if you do not agree with this determination, please respond to this email on or
before November 12, 2023 with the reason why you do not agree and documentation to support your reason.
Regards,
2
Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 65 of 65 Page
ID #:2136
Disputing Claim
Claim Number 782
Reason for Rejection: No Recognized Claim.
The Claimant had an overall market gain on their Settlement Class Period transactions.
Detailed Explanation:
All 3,675 shares purchased for a total of $ 2,453.07 during the Settlement Class Period were still
held as of the close of trading on February 17, 2021 with a total ascribed holding value of
$2,535.75 which resulted in an overall market gain of $82.68 with respect to the Claimant’s
overall transactions.
The response the Claimant provided did not change the basis for rejection or reflect or support
any additional transactions beyond those contained in the original submission. Strategic Claims
Services contacted the Claimant by email to further explain the reason for the rejection and,
after the explanation, the Claimant still requested the Court to review the Claim.
Transactional History:
Date of Transaction Transaction Type Number of Shares Price Per Share Total Price
12/15/2020 Purchase 350 $0.76 $266.00
2/17/2021 Purchase 780 $0.65 $507.00
1/27/2021 Purchase 1225 $0.67 $820.75
2/17/2021 Purchase 1320 $0.65 $859.32
2/17/2021 Holding Value 3675 $0.69 $2,535.75
Total Market Gain ($82.68)