Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 1 of 65 Page ID #:2072 1 Robert V. Prongay (SBN 270796) Casey E. Sadler (SBN 274241) 2 GLANCY PRONGAY & MURRAY LLP 3 1925 Century Park East, Suite 2100 Los Angeles, California 90067 4 Telephone: (310) 201-9150 5 Facsimile: (310) 201-9160 Email: rprongay@glancylaw.com 6 Email: csadler@glancylaw.com 7 Counsel for Lead Plaintiff Michael G. 8 Quinn and Lead Counsel for the Class 9 UNITED STATES DISTRICT COURT 10 CENTRAL DISTRICT OF CALIFORNIA 11 12 JEFFREY N. SCHNEIDER, Case No. 2:21-cv-03120-JVS-KES Individually and On Behalf of All 13 Others Similarly Situated, DECLARATION OF MARGERY 14 CRAIG CONCERNING THE Plaintiff, RESULTS OF THE CLAIMS 15 ADMINISTRATION PROCESS 16 v. Judge: Hon. James V. Selna 17 CHAMPIGNON BRANDS INC., 18 GARETH BIRDSALL, and MATTHEW FISH, 19 20 Defendants. 21 22 23 24 25 26 27 DECLARATION OF MARGERY CRAIG Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 2 of 65 Page ID #:2073 1 I, Margery Craig, declare as follows: 2 1. I am a Project Manager of Strategic Claims Services (“SCS”), a nationally 3 recognized class action administration firm.1 I am over 21 years of age and am not a 4 party to the above captioned action (the “Action”). I have personal knowledge of the 5 facts set forth in this declaration and, if called as a witness, could and would testify 6 competently thereto. 7 2. Pursuant to the Court’s November 4, 2022, Order Preliminarily 8 Approving Settlement and Providing for Notice (ECF No. 88) (the “Preliminary 9 Approval Order”), SCS was retained to serve as the Claims Administrator in 10 connection with the Settlement of the Action. The Court entered the Judgment 11 Approving Class Action Settlement on March 2, 2023 (ECF No. 96) (the “Final 12 Approval Order”), granting final approval of the Settlement; and (b) the Order 13 Approving Plan of Allocation of Net Settlement Fund (ECF No. 95) (the “Plan of 14 Allocation Order”). Pursuant to the Settlement, $1,000,000.00 in cash was deposited 15 into an interest-bearing escrow account for the Settlement Class’s benefit. The 16 Effective Date of the Settlement has occurred, and the Net Settlement Fund may be 17 distributed to Authorized Claimants pursuant to Order of this Court. See Stipulation, 18 ¶¶10, 27, 32. 19 3. SCS has completed processing all Claim Forms (hereinafter referred to as 20 “claims”) received through August 30, 2024,2 in accordance with the terms of the 21 22 1 All capitalized terms used herein that are not otherwise defined have the meanings 23 ascribed to them in the Stipulation and Agreement of Settlement, dated April 6, 2022 (ECF No. 65-1) (the “Stipulation”). 24 2 Claims are often received after the claims filing deadline. However, in order to 25 effectuate the Plan of Allocation, which provides for a pro rata distribution, and to 26 efficiently process the claims, there must be a final cut-off date. Through August 30, 2024, SCS has received 89 claims that were postmarked after the March 30, 2023, 27 claim submission deadline established by the Court. DECLARATION OF MARGERY CRAIG 1 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 3 of 65 Page ID #:2074 1 Stipulation and the Court-approved Plan of Allocation set forth in the Notice, and 2 hereby submits its administrative determinations accepting and rejecting the claims in 3 preparation for a distribution of the Net Settlement Fund to Authorized Claimants. SCS 4 also presents this declaration in support of Lead Plaintiff’s Unopposed Motion for 5 Class Distribution Order. 6 UPDATE ON THE NOTIFICATION PROCESS 7 4. As more fully described in the Declaration of Margery Craig Concerning: 8 (A) Mailing of the Postcard Notice; (B) Publication of the Summary Notice; and (C) 9 Report on Requests for Exclusion and Objections, dated January 20, 2023 (ECF No. 10 89-4) (the “Initial Mailing Declaration”), SCS mailed or emailed 1,753 letters to the 11 Nominee Account Holders and Institutional Groups contained on SCS’s master 12 mailing list. See Initial Mailing Decl. at ¶5. 13 5. As noted in the Supplemental Declaration of Margery Craig Concerning: 14 (A) Mailing of the Postcard Notice; and (B) Report on Requests for Exclusion and 15 Objections, dated February 16, 2023 (ECF No. 92-1) (the “Supplemental Mailing 16 Declaration”), 37,481 potential Settlement Class Members were either mailed a 17 Postcard Notice or sent an email containing a direct link to the Notice and Claim Form. 18 See Supplemental Mailing Decl. at ¶4. Since the execution of the Supplemental 19 Mailing Declaration, no additional Postcard Notices have been requested or emails sent 20 containing a direct link to the Notice and Claim Form. 21 6. The Initial and Supplemental Mailing Declarations noted that SCS 22 maintains a toll-free telephone helpline (1-866-274-4004) for Settlement Class 23 Members to call and obtain information about the Settlement. SCS also established a 24 webpage on its website for the Settlement, www.strategicclaims.net/Braxia/, on 25 November 18, 2022. See Initial Mailing Decl. at ¶¶11-12; Suppl. Mailing Decl. at ¶¶5- 26 6. SCS continues to maintain the webpage and update it as required. To date, the 27 webpage has received 23,725 pageviews from 3,663 unique users. DECLARATION OF MARGERY CRAIG 2 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 4 of 65 Page ID #:2075 1 7. In accordance with Paragraph 7(d) of the Preliminary Approval Order, on 2 December 14, 2022, SCS caused the Summary Notice to be transmitted once over 3 Globe Newswire. See Initial Mailing Decl. at ¶10. 4 CLAIMS PROCESSING PROCEDURES 5 8. Under the terms of the Preliminary Approval Order and as set forth in the 6 Notice, each Settlement Class Member who wished to be eligible to receive a 7 distribution from the Net Settlement Fund was required to complete and submit to SCS 8 a properly executed Claim Form postmarked or submitted online by March 30, 2023, 9 together with adequate supporting documentation form the transactions and holdings 10 reported in the claim. 11 9. In preparation for receiving and processing claims, SCS: (a) conferred 12 with Lead Counsel to define the guidelines for processing claims; (b) created a unique 13 database to store claim details, claim images, and supporting documentation (the 14 “Settlement Database”); (c) trained staff on the Court-approved Plan of Allocation 15 specifics so that claims would be properly processed; (d) formulated a system to 16 properly respond to telephone and email inquiries; (e) developed various computer 17 programs and screens for entering Settlement Class Members’ identifying information 18 and transaction data; and (f) developed a proprietary “calculation module” that 19 calculated each Settlement Class Member’s Recognized Losses pursuant to the Court- 20 approved Plan of Allocation stated in the Notice. 21 10. Each claim was assigned a unique claim number. Once scanned, the 22 information from each claim (including the Claimant’s name, address, account 23 number/information from his, her, or its supporting documentation, and the Claimant’s 24 purchase/acquisition transactions, sale transactions, and holdings listed on the claim) 25 was entered into Settlement Database. Once entered into the Settlement Database, 26 claims were reviewed to verify that all required information had been provided. The 27 documentation provided by the Claimant in support of his, her, or its claim was DECLARATION OF MARGERY CRAIG 3 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 5 of 65 Page ID #:2076 1 reviewed for authenticity and compared to the information provided in the claim to 2 verify the Claimant’s identity and the purchase/acquisition transactions, sale 3 transactions, and holdings listed on the claim. 4 11. To process transactions detailed in the claims, SCS utilizes the Settlement 5 Database to classify whether a claim was deficient, partially accepted, or ineligible to 6 participate in the Settlement. For example, where a claim was submitted by a Claimant 7 who did not have any eligible transactions in Champignon Brands Inc. n/k/a Braxia 8 Scientific Corp. (“Braxia”) common stock during the Settlement Class Period (e.g., the 9 Claimant purchased Braxia common stock after the Settlement Class Period), that 10 claim would be classified in our system as ineligible with the reason such as 11 “Purchased Out” of the Settlement Class Period. 12 12. If claims were determined to be defective, a deficiency notice 13 (“Deficiency Notice”) was sent to Claimants describing the defect(s) in the claims and 14 what was necessary to cure the defect(s) in these claims. The Deficiency Notice 15 advised Claimants that submission of appropriate information and/or documentary 16 evidence to complete the claim had to be sent within twenty (20) calendar days from 17 the date of the Deficiency Notice or the claim would be recommended for rejection to 18 the extent that the deficiency or condition of ineligibility was not cured. 19 13. Of the 917 paper and online claims submitted, SCS sent Deficiency 20 Notices to a total of 128 Claimants (i.e., approximately 14%) whose claims SCS 21 determined to be defective. Approximately 7 of the 177 electronically filed claims 22 (“Electronic claims”)3 (i.e., (approximately 4%) were incomplete or had one or more 23 3 24 Electronic claim filers are typically banks, nominees, and other third-party filers who file claims on behalf of numerous Claimants and may have hundreds or thousands of 25 transactions during the Settlement Class Period. Rather than provide reams of paper 26 requiring data entry, Electronic claim filers are given the opportunity to submit a master claim form and an electronic file containing all the transactions of the 27 Claimants on whose behalf the Electronic claim filer is submitting a claim. Electronic DECLARATION OF MARGERY CRAIG 4 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 6 of 65 Page ID #:2077 1 defects or conditions of ineligibility. These 7 deficient Electronic claims were filed by 2 one unique nominee. SCS sent a Deficiency Notice to the filer informing them of the 3 7 Electronic claims that SCS determined to be defective. An example of a Deficiency 4 Notice is attached to this declaration as Exhibit A. 5 14. Claimants’ responses to Deficiency Notices were scanned and associated 6 with the corresponding claims for the case. The responses were then carefully 7 reviewed and evaluated by SCS’s team of processors. If a Claimant’s response 8 corrected the defect(s), SCS updated the Settlement Database through the calculation 9 program to reflect the changes in the claim’s status. 10 15. SCS sent a rejection notice to those that did not respond to the Deficiency 11 Notice or responded with inadequate documentation. The Rejection Notice advised 12 Claimants that submission of appropriate information and/or documentary evidence to 13 complete the claim had to be sent within twenty (20) calendar days from the date of 14 the Rejection Notice and that to contest these administrative determinations, they were 15 required to submit written statements to SCS requesting Court review of their claims 16 and setting forth the basis for such requests. As discussed below, one Claimant has 17 requested Court review of SCS’s recommendation that the Court reject the claim. See, 18 infra, paragraphs 19.c.i. and 20. 19 QUALITY ASSURANCE 20 16. An integral part of the claim’s administration process is the quality 21 assurance review. Throughout the administration process, SCS’s personnel worked to 22 verify that claims were processed properly by ensuring that information was entered 23 correctly into the database, deficiency and/or rejection reasons were accurately 24 assigned, and deficiency and/or rejection notification letters were sent appropriately. 25 26 claim filers either mail a computer disc or electronically submit a file to SCS so that SCS may electronically upload all transactions to the Settlement Database developed 27 for this case. DECLARATION OF MARGERY CRAIG 5 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 7 of 65 Page ID #:2078 1 After all claims were processed, deficiency and/or rejection letters were mailed, and 2 Claimant’s responses to the deficiency and/or rejection letters were reviewed and 3 processed, SCS personnel performed additional quality assurance reviews. These final 4 quality assurance reviews further ensured the correctness and completeness of all 5 claims processed prior to preparing this declaration and all SCS final documents in 6 support of distribution of the Net Settlement Fund. As part of the quality assurance 7 review, SCS: 8 a. Performed a review of the claims submitted for duplicate claims 9 based on social security number, tax identification number, and/or account 10 number and made sure duplicate claims were rejected; 11 b. Performed a secondary review of all large valid claims and the 12 large majority of all other valid claims; 13 c. Verified that persons and entities excluded from the Settlement 14 Class by definition did not submit claims and if they did, their claims were 15 rejected upon review; 16 d. Performed a secondary review of rejected/ineligible claims; and 17 e. Reviewed and resolved any transactions where trading prices on 18 the claim forms were not within daily price ranges. 19 17. As part of its due diligence in processing the Claims, SCS reviewed and 20 compared the entire database for the Settlement against the “watch list” of known 21 questionable filers that SCS has developed throughout its years of experiences as a 22 Claims Administrator. SCS has worked closely with law enforcement agencies to 23 update that watch list with the latest available information. SCS performs searches 24 based on names, aliases, and social security/tax identification numbers. In addition, 25 SCS’s claim processors are trained to identify any potentially inauthentic 26 documentation when processing claims, including claims submitted by Claimants not 27 previously captured in the “watch list.” Processors are instructed to update the DECLARATION OF MARGERY CRAIG 6 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 8 of 65 Page ID #:2079 1 database on any claim that matches to a record on the “watch list” and escalate them 2 to management for review. SCS’s fraud protection procedures identified no potentially 3 fraudulent claimants. 4 STATUS OF CLAIMS SUBMITTED AND PROCESSED 5 18. There have been a total of 1,094 claims submitted in connection with this 6 Settlement.4 Of the 1,094 claims, 30 were paper claims, 887 were filed through the 7 online filing component of the Settlement webpage, and 177 were filed electronically. 8 19. SCS carefully reviewed, analyzed, and processed all of these claims, and 9 responded to all Claimant inquiries regarding the Action, the Settlement and the 10 procedures for filling out a Claim Form. SCS has also been in close contact with Lead 11 Counsel to review the administration process. SCS’s Report of Claims Administrator 12 is annexed hereto as Exhibit B and described below. The annexed Report of Claims 13 Administrator sets forth the final status of claims submitted to SCS as follows: 14 a. PROPERLY DOCUMENTED CLAIMS: SCS identified 193 15 properly documented valid claims. These valid claims were calculated in the 16 manner set forth in the Court-approved Plan of Allocation, included in the 17 Notice. Of the 193 properly documented valid claims, 170 were timely 18 submitted, and 23 were submitted after the Court-imposed March 30, 2023 19 deadline and on or before August 30, 2024 (“Late But Otherwise Valid 20 Claims”). Attached as Exhibit C-1 is a spreadsheet of the 170 properly 21 documented, timely submitted claims, and Exhibit C-2 is a spreadsheet of the 22 23 Late But Otherwise Valid Claims. 23 b. INADEQUATELY DOCUMENTED CLAIMS: For a claim to 24 have proper supporting documentation, Claimants must have provided broker 25 4 SCS has not processed any claims filed after August 30, 2024, or any responses to 26 rejections received after September 24, 2024, due to extreme lateness and because 27 their inclusion would have delayed the finalization of the administration. DECLARATION OF MARGERY CRAIG 7 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 9 of 65 Page ID #:2080 1 confirmations or broker statements of holdings as of March 26, 2020 (i.e., the 2 day before the Settlement Class Period started) and May 18, 2021 (i.e., the 3 end of the 90-day lookback period provided for under the Private Securities 4 Litigation Reform Act of 1995), as well as broker statements or broker trade 5 confirmations of the transactions made on the OTC Market during the 6 Settlement Class Period (i.e., March 27, 2020 through February 17, 2021, 7 inclusive) and transactions made during the 90-day look-back period (i.e., 8 February 18, 2021 to May 18, 2021, inclusive) (“Adequate Documentation”). 9 SCS identified 135 inadequately documented claims. These claims either: (i) 10 did not provide any supporting documentation such as broker trade 11 confirmations or broker statements; (ii) provided insufficient documentation 12 such as an excel spreadsheet or individual lists of transactions/holdings, but 13 no broker confirmations or broker statements; (iii) provided only broker 14 confirmations or broker statements for shares held as May 18, 2021, but no 15 broker trade confirmations or broker statements for purchase transactions 16 during the Settlement Class Period; or (iv) provided broker confirmations or 17 broker statements for purchase transactions, but no broker confirmations or 18 broker statements for shares held as of March 26, 2020 and/or May 18, 2021, 19 etc. SCS mailed or emailed Deficiency Notice to each of these Claimants, 20 advising them of the nature of their inadequacy and providing them an 21 opportunity to cure the problem. Among these 135 deficient claims, 33 have 22 been successfully cured and are considered valid. The remaining 102 23 inadequate Claimants either did not respond to the inadequacy notice or 24 responded with insufficient documentation and were sent a rejection notice 25 setting forth the reason for their inadequacy. See Exhibit D for a list of 26 Claimants rejected due to inadequate supporting documentation. To date, 27 DECLARATION OF MARGERY CRAIG 8 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 10 of 65 Page ID #:2081 1 none of the 102 inadequate Claimants objected to, or contested, this 2 determination. 3 c. INELIGIBLE CLAIMS: In addition to the 102 inadequately 4 documented claims in paragraph 19(b) above, SCS identified 799 claims 5 which are recommended for complete rejection. Included in this category are: 6 (i) 397 claims with shares purchased on a stock market other than the OTC 7 market; (ii) 311 claims with no Recognized Claim; (iii) 79 claims with shares 8 purchased outside of Settlement Class Period; (iv) nine claims with shares not 9 purchased or otherwise acquired, but were received or granted by gift, 10 inheritance, or operation of law; (v) one claim with securities other than 11 Braxia common stock; (vi) one duplicate claim; and (vii) one claim with 12 shares sold short. See Exhibit E for a list of these ineligible claims. We have 13 communicated with these 799 claimants and advised them of our 14 determination. A sample ineligibility notice is attached hereto as Exhibit F. 15 i.) To date, only one ineligible Claimant has contested SCS’s 16 determination that their claim is not eligible for payment under the Court- 17 approved Plan of Allocation and requested Court review. Claim number 782 18 purchased a total of 3,675 common shares of Braxia during the Settlement 19 Class Period and still held those shares as of the close of trading on February 20 17, 2021. Under the Plan of Allocation, “the Claims Administrator shall 21 ascribe a holding value to Braxia shares purchased or acquired during the 22 Settlement Class Period and still held as of the close of trading on February 23 17, 2021, which shall be $0.69 per share.” ECF No. 89-4 (Notice), p.13, n.6. 24 The difference between the Total Purchase Amount for the shares ($2,453.07) 25 and the Total Holding Value of the shares ($2,535.75 (3,675 shares x $0.69 26 per share)), results in an overall market gain of $82.68. See Exhibit G (setting 27 forth, inter alia, shares and total acquisition costs). Pursuant to the Plan of DECLARATION OF MARGERY CRAIG 9 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 11 of 65 Page ID #:2082 1 Allocation, Claimants with an overall market gain on their Settlement Class 2 Period transaction will not receive compensation from the Settlement. See 3 Notice, ¶61 (“To the extent a Claimant had a market gain with respect to his, 4 her, or its overall transactions in Braxia shares during the Settlement Class 5 Period, the value of the Claimant’s Recognized Claim shall be zero.”). 6 Accordingly, SCS respectfully requests the Court reject Claim 782. Exhibit 7 G is a copy of the claim, ineligible notice, and response. 8 20. In anticipation of completing this administration, SCS respectfully 9 requests that the Court reject as untimely any claims received after August 30, 2024 10 and any responses to deficiency and/or rejection notices received after September 24, 11 2024. 12 DISTRIBUTION PLAN OF THE NET SETTLEMENT FUND 13 21. Should the Court concur with SCS’s administrative determinations 14 concerning the claims recommended for acceptance and rejection, SCS recommends 15 the following distribution plan: 16 a. SCS will conduct an initial distribution (the “Initial 17 Distribution”) of the Net Settlement Fund as follows: 18 i. SCS will calculate award amounts to all Authorized 19 Claimants by calculating their pro rata shares of the Net 20 Settlement Fund in accordance with the Court-approved 21 Plan of Allocation. 22 ii. SCS will, pursuant to the terms of the Plan of Allocation, 23 eliminate any Authorized Claimants whose distribution 24 payment calculate to less than $10.00. Such Claimants 25 will not receive any distribution from the Net Settlement 26 Fund. 27 iii. After eliminating Claimants that would have received less DECLARATION OF MARGERY CRAIG 10 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 12 of 65 Page ID #:2083 1 than $10.00, SCS will recalculate, in accordance with the 2 Court-approved Plan of Allocation, the pro rata 3 distribution payments for Authorized Claimants that 4 would receive $10.00 or more. 5 iv. SCS will then conduct the Initial Distribution of the Net 6 Settlement Fund in accordance with the Court’s Order. 7 v. In order to encourage Authorized Claimants to promptly 8 deposit their payments, and to avoid or reduce future 9 expenses relating to uncashed checks, all Initial 10 Distribution checks will bear a notation: “CASH 11 PROMPTLY, VOID AND SUBJECT TO RE- 12 DISTRIBUTION 180 DAYS AFTER ISSUE DATE.”5 13 14 5 In an effort to have as many Authorized Claimants as possible cash their checks, 15 SCS will perform follow-up with those Authorized Claimants whose checks are 16 initially uncashed, either because they are returned to SCS as undeliverable or because the Authorized Claimant simply did not cash the check after a period of time 17 elapses. For Authorized Claimants whose checks are returned as undeliverable, SCS 18 will endeavor to locate new addresses by running the undeliverable addresses through address lookup services. Where a new address is located, SCS will update the 19 Settlement Database accordingly, and reissue a distribution check to the Authorized 20 Claimant at the new address. In the event an Authorized Claimant loses or damages his, her, or its check, or otherwise requires a new check, SCS will issue replacements. 21 Distribution reissues will be undertaken only upon written instructions from the 22 Authorized Claimant, provided that the Authorized Claimant returns the previous check where appropriate. For all checks, SCS will void the initial payment prior to 23 reissuing a payment. Authorized Claimants requesting reissuance of checks will be 24 informed that if they do not cash their Initial Distribution checks within 30 days of the mailing of such reissued checks, their check will lapse, their entitlement to recovery 25 will be irrevocably forfeited, and the funds will be reallocated to other Authorized 26 Claimants. Reissue requests for lost or damaged checks will be granted after the void date on the checks; however, void dates on such reissues will be adjusted so as not to 27 delay future re-distributions. Requests for reissued checks in connection with the DECLARATION OF MARGERY CRAIG 11 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 13 of 65 Page ID #:2084 1 vi. Authorized Claimants that do not negotiate their Initial 2 Distribution checks within the time allotted or according 3 to the conditions set forth in footnote 5 will irrevocably 4 forfeit all recovery from the Settlement. The funds 5 allocated to all such stale-dated checks will be available 6 for re-distribution to other Authorized Claimants in the 7 Second Distribution described below. Similarly, 8 Authorized Claimants that do not negotiate subsequent 9 distributions within the time allotted or according to the 10 conditions set forth in footnote 5 will irrevocably forfeit 11 any further recovery from the Settlement. 12 b. After SCS has made reasonable and diligent efforts to have 13 Authorized Claimants cash their distribution checks, if there is any balance 14 remaining in the Net Settlement Fund after nine (9) months after the Initial 15 Distribution, then, if Lead Counsel, in consultation with SCS, determine that 16 it is cost-effective to do so, SCS will conduct a re-distribution of the funds 17 remaining after payment of any unpaid fees and expenses incurred in 18 administering the Settlement, including for such re-distribution, to Authorized 19 Claimants who cashed their initial distribution checks and would receive at 20 least $10.00 from such re-distribution. 21 c. Additional re-distributions to Authorized Claimants who have 22 cashed their prior checks and who would receive at least $10.00 on such 23 additional re-distributions many occur thereafter if Lead Counsel, in 24 consultation with SCS, determines that additional re-distributions, after the 25 26 Second Distribution and any subsequent distributions will be handled in the same 27 manner. DECLARATION OF MARGERY CRAIG 12 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 14 of 65 Page ID #:2085 1 deduction of any additional fees and expenses incurred in administering the 2 Settlement, including for such re-distributions, would be cost-effective. 3 d. At such time as Lead Counsel, in consultation with SCS, 4 determines that further re-distribution of the funds remaining in the Net 5 Settlement Fund is not cost-effective, the remaining balance shall be 6 contributed to a nonsectarian, not-for-profit organization(s) to be 7 recommended by Lead Counsel and approved by the Court. 8 e. No new Proof of Claim may be accepted after August 30, 2024, 9 and no further adjustments to submitted Proofs of Claim may be made for any 10 reason after September 24, 2024. 11 22. Unless otherwise ordered by the Court, one year after any re-distribution, 12 if that occurs, or, if there is no re-distribution, two years after the Initial Distribution, 13 SCS will destroy paper copies of the Claims and all supporting documentation, and 14 one year after all funds have been distributed, SCS will destroy electronic copies of 15 the same. 16 FEES AND DISBURSEMENTS 17 23. SCS agreed to be the Claims Administrator for the Settlement in 18 exchange for payment of its fees and expenses. Lead Counsel received regular reports 19 of and invoices for all of the work SCS performed with respect to provision of notice 20 and the administration of the Settlement and authorized the claims administration 21 work performed herein. 22 24. The cost of the administration of the Settlement through October 21, 23 2024, plus the cost of the Initial Distribution totals $104,230.58 of which $98,980.58 24 has been paid. Additionally, SCS has estimated that the cost of conducting the Initial 25 Distribution of the Settlement plus the 2024 tax work which will be reserved prior to 26 the Initial Distribution, is $5,250. Therefore, SCS respectfully requests the Court 27 approve fees in the amount of $5,250. Should the estimate of fees and expenses to DECLARATION OF MARGERY CRAIG 13 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 15 of 65 Page ID #:2086 1 conduct the Initial Distribution and tax work exceed the actual fees and expenses, SCS 2 will refund the difference to the Net Settlement Fund once the Initial Distribution is 3 completed. 4 I declare under penalty of perjury under the laws of the United States of 5 America that the foregoing is true and correct. 6 Signed this 29th day of October 2024, in Media, Pennsylvania. 7 ________________________ 8 Margery Craig 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 DECLARATION OF MARGERY CRAIG 14 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 EXHIBIT Page A 16 of 65 Page ID #:2087 Schneider v. Champignon Brands Inc. Phone (866) 274-4004 c/o Strategic Claims Services Fax (610) 565-7985 600 N. Jackson Street - Suite 205 Media, PA 19063 Email: info@strategicclaims.net DEFICIENCY NOTICE CONTROL#: 1 June 22, 2023 AcctNum: A review of your claim has revealed some incomplete or missing information. In order to assist you in completing the claims process, the information required to process your claim has been noted below: Description: Shares: Documentation* was not provided. In order to process your claim we 175 require: (1) any transactions of Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia”) common stock during the period from March 27, 2020 through May 18, 2021 inclusive; (2) proof of holdings of Braxia common stock at the close of trading on March 26, 2020; and (3) proof of holdings of Braxia common stock at the close of trading on May 18, 2021. Please call our office if you may need further clarification of this notice. If you do not return these corrections and the requested information within twenty (20) calendar days from the date of this notice, your claim may be deemed ineligible to participate in the distribution of the settlement fund. Note: Please supply the omitted item(s) and return the information, along with this letter, to the address above. *Supporting documentation would be broker confirmation slips, monthly statements, 1099’s, dividend reinvestment statements, etc . . . for (1) any transactions of Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia”) common stock during the period from March 27, 2020 through May 18, 2021 inclusive; (2) proof of holdings of Braxia common stock at the close of trading on March 26, 2020; and (3) proof of holdings of Braxia common stock at the close of trading on May 18, 2021. Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 17 of 65 Page ID #:2088 EXHIBIT B REPORT OF THE CLAIMS ADMINISTRATOR CHAMPIGNON BRANDS INC. SECURITIES LITIGATION TOTAL # OF CLAIMS………………………………………………………… 1,094 TOTAL # OF APPROVED VALID CLAIMS………………………………… 193 TOTAL # OF INELIGIBLE CLAIMS……………………………………...... 901 NOT PURCHASED ON THE OTC MARKET ..............397 NO RECOGNIZED CLAIM ...........................................311 INADEQUATE DOCUMENTATION ...........................102 PURCHASED OUTSIDE CLASS PERIOD .....................79 SHARES NOT PURCHASED ............................................9 SHARES SOLD SHORT.....................................................1 DUPLICATE CLAIMS .......................................................1 WRONG STOCK ................................................................1 TOTAL ............................................................................901 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 18 of 65 Page TIMELY, PROPERLY DOCUMENTED CLAIMS ID #:2089 EXHIBIT C-1 Claim # 14 15 16 18 35 39 47 51 63 66 68 75 82 88 89 90 96 104 105 123 128 134 138 151 172 173 174 198 199 201 226 228 229 238 254 261 270 271 276 279 281 288 289 290 291 307 309 326 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 19 of 65 Page TIMELY, PROPERLY DOCUMENTED CLAIMS ID #:2090 EXHIBIT C-1 Claim # 329 332 335 343 347 349 364 365 368 371 372 373 374 382 384 385 387 389 397 399 413 418 427 438 446 448 453 455 458 461 462 466 468 475 476 482 483 486 491 494 497 501 508 511 518 521 527 533 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 20 of 65 Page TIMELY, PROPERLY DOCUMENTED CLAIMS ID #:2091 EXHIBIT C-1 Claim # 534 535 538 540 547 563 567 585 588 593 594 595 597 598 605 606 608 616 619 621 622 629 637 639 641 643 644 645 646 658 661 664 670 671 672 676 681 718 727 736 740 775 779 785 801 809 815 847 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 21 of 65 Page TIMELY, PROPERLY DOCUMENTED CLAIMS ID #:2092 EXHIBIT C-1 Claim # 856 859 870 879 890 902 904 909 50014 50016 50021 50023 50026 50027 50055 50056 50057 50058 50059 50060 50061 50062 50063 50064 50067 50069 Total 170 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 22 of 65 Page LATE BUT OTHERWISE ID #:2093 VALID CLAIMS EXHIBIT C-2 Claim # 743 746 752 755 50129 50132 50135 50136 50138 50140 50145 50148 50149 50153 50157 50159 50160 50163 50168 50169 50172 50173 50174 Total 23 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 23 of 65 Page INADEQUATELYID #:2094 DOCUMENTED CLAIMS EXHIBIT D Claim # Reason for Rejection 1 INADEQUATELY DOCUMENTED CLAIMS 3 INADEQUATELY DOCUMENTED CLAIMS 7 INADEQUATELY DOCUMENTED CLAIMS 17 INADEQUATELY DOCUMENTED CLAIMS 28 INADEQUATELY DOCUMENTED CLAIMS 58 INADEQUATELY DOCUMENTED CLAIMS 64 INADEQUATELY DOCUMENTED CLAIMS 84 INADEQUATELY DOCUMENTED CLAIMS 100 INADEQUATELY DOCUMENTED CLAIMS 111 INADEQUATELY DOCUMENTED CLAIMS 120 INADEQUATELY DOCUMENTED CLAIMS 121 INADEQUATELY DOCUMENTED CLAIMS 125 INADEQUATELY DOCUMENTED CLAIMS 143 INADEQUATELY DOCUMENTED CLAIMS 144 INADEQUATELY DOCUMENTED CLAIMS 152 INADEQUATELY DOCUMENTED CLAIMS 153 INADEQUATELY DOCUMENTED CLAIMS 161 INADEQUATELY DOCUMENTED CLAIMS 187 INADEQUATELY DOCUMENTED CLAIMS 203 INADEQUATELY DOCUMENTED CLAIMS 210 INADEQUATELY DOCUMENTED CLAIMS 231 INADEQUATELY DOCUMENTED CLAIMS 232 INADEQUATELY DOCUMENTED CLAIMS 239 INADEQUATELY DOCUMENTED CLAIMS 247 INADEQUATELY DOCUMENTED CLAIMS 269 INADEQUATELY DOCUMENTED CLAIMS 274 INADEQUATELY DOCUMENTED CLAIMS 292 INADEQUATELY DOCUMENTED CLAIMS 304 INADEQUATELY DOCUMENTED CLAIMS 306 INADEQUATELY DOCUMENTED CLAIMS 314 INADEQUATELY DOCUMENTED CLAIMS 318 INADEQUATELY DOCUMENTED CLAIMS 322 INADEQUATELY DOCUMENTED CLAIMS 328 INADEQUATELY DOCUMENTED CLAIMS 330 INADEQUATELY DOCUMENTED CLAIMS 336 INADEQUATELY DOCUMENTED CLAIMS 346 INADEQUATELY DOCUMENTED CLAIMS 350 INADEQUATELY DOCUMENTED CLAIMS 363 INADEQUATELY DOCUMENTED CLAIMS 379 INADEQUATELY DOCUMENTED CLAIMS 407 INADEQUATELY DOCUMENTED CLAIMS 411 INADEQUATELY DOCUMENTED CLAIMS 434 INADEQUATELY DOCUMENTED CLAIMS 435 INADEQUATELY DOCUMENTED CLAIMS 437 INADEQUATELY DOCUMENTED CLAIMS 439 INADEQUATELY DOCUMENTED CLAIMS 473 INADEQUATELY DOCUMENTED CLAIMS Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 24 of 65 Page INADEQUATELYID #:2095 DOCUMENTED CLAIMS EXHIBIT D Claim # Reason for Rejection 474 INADEQUATELY DOCUMENTED CLAIMS 481 INADEQUATELY DOCUMENTED CLAIMS 484 INADEQUATELY DOCUMENTED CLAIMS 506 INADEQUATELY DOCUMENTED CLAIMS 509 INADEQUATELY DOCUMENTED CLAIMS 526 INADEQUATELY DOCUMENTED CLAIMS 528 INADEQUATELY DOCUMENTED CLAIMS 541 INADEQUATELY DOCUMENTED CLAIMS 545 INADEQUATELY DOCUMENTED CLAIMS 555 INADEQUATELY DOCUMENTED CLAIMS 558 INADEQUATELY DOCUMENTED CLAIMS 564 INADEQUATELY DOCUMENTED CLAIMS 573 INADEQUATELY DOCUMENTED CLAIMS 574 INADEQUATELY DOCUMENTED CLAIMS 578 INADEQUATELY DOCUMENTED CLAIMS 581 INADEQUATELY DOCUMENTED CLAIMS 614 INADEQUATELY DOCUMENTED CLAIMS 618 INADEQUATELY DOCUMENTED CLAIMS 624 INADEQUATELY DOCUMENTED CLAIMS 625 INADEQUATELY DOCUMENTED CLAIMS 630 INADEQUATELY DOCUMENTED CLAIMS 640 INADEQUATELY DOCUMENTED CLAIMS 657 INADEQUATELY DOCUMENTED CLAIMS 665 INADEQUATELY DOCUMENTED CLAIMS 667 INADEQUATELY DOCUMENTED CLAIMS 668 INADEQUATELY DOCUMENTED CLAIMS 674 INADEQUATELY DOCUMENTED CLAIMS 675 INADEQUATELY DOCUMENTED CLAIMS 678 INADEQUATELY DOCUMENTED CLAIMS 692 INADEQUATELY DOCUMENTED CLAIMS 701 INADEQUATELY DOCUMENTED CLAIMS 711 INADEQUATELY DOCUMENTED CLAIMS 717 INADEQUATELY DOCUMENTED CLAIMS 723 INADEQUATELY DOCUMENTED CLAIMS 725 INADEQUATELY DOCUMENTED CLAIMS 737 INADEQUATELY DOCUMENTED CLAIMS 750 INADEQUATELY DOCUMENTED CLAIMS 795 INADEQUATELY DOCUMENTED CLAIMS 799 INADEQUATELY DOCUMENTED CLAIMS 807 INADEQUATELY DOCUMENTED CLAIMS 812 INADEQUATELY DOCUMENTED CLAIMS 855 INADEQUATELY DOCUMENTED CLAIMS 878 INADEQUATELY DOCUMENTED CLAIMS 881 INADEQUATELY DOCUMENTED CLAIMS 897 INADEQUATELY DOCUMENTED CLAIMS 913 INADEQUATELY DOCUMENTED CLAIMS 916 INADEQUATELY DOCUMENTED CLAIMS Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 25 of 65 Page INADEQUATELYID #:2096 DOCUMENTED CLAIMS EXHIBIT D Claim # Reason for Rejection 917 INADEQUATELY DOCUMENTED CLAIMS 50000 INADEQUATELY DOCUMENTED CLAIMS 50007 INADEQUATELY DOCUMENTED CLAIMS 50041 INADEQUATELY DOCUMENTED CLAIMS 50042 INADEQUATELY DOCUMENTED CLAIMS 50043 INADEQUATELY DOCUMENTED CLAIMS 50044 INADEQUATELY DOCUMENTED CLAIMS 50045 INADEQUATELY DOCUMENTED CLAIMS Total 102 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 26 of 65 Page INELIGIBLE CLAIMS ID #:2097 EXHIBIT E Claim # Reason for Rejection 2 NOT PURCHASED ON THE OTC MARKET 4 NO RECOGNIZED CLAIM 5 NO RECOGNIZED CLAIM 6 NO RECOGNIZED CLAIM 8 NO RECOGNIZED CLAIM 9 PURCHASED OUTSIDE CLASS PERIOD 10 NO RECOGNIZED CLAIM 11 NOT PURCHASED ON THE OTC MARKET 12 NOT PURCHASED ON THE OTC MARKET 13 NO RECOGNIZED CLAIM 19 NO RECOGNIZED CLAIM 20 NOT PURCHASED ON THE OTC MARKET 21 NOT PURCHASED ON THE OTC MARKET 22 NOT PURCHASED ON THE OTC MARKET 23 NOT PURCHASED ON THE OTC MARKET 24 NOT PURCHASED ON THE OTC MARKET 25 NO RECOGNIZED CLAIM 26 NOT PURCHASED ON THE OTC MARKET 27 NOT PURCHASED ON THE OTC MARKET 29 NOT PURCHASED ON THE OTC MARKET 30 NOT PURCHASED ON THE OTC MARKET 31 NOT PURCHASED ON THE OTC MARKET 32 NOT PURCHASED ON THE OTC MARKET 33 NOT PURCHASED ON THE OTC MARKET 34 NOT PURCHASED ON THE OTC MARKET 36 NOT PURCHASED ON THE OTC MARKET 37 NO RECOGNIZED CLAIM 38 NO RECOGNIZED CLAIM 40 NOT PURCHASED ON THE OTC MARKET 41 NOT PURCHASED ON THE OTC MARKET 42 NOT PURCHASED ON THE OTC MARKET 43 NOT PURCHASED ON THE OTC MARKET 44 NO RECOGNIZED CLAIM 45 NO RECOGNIZED CLAIM 46 NOT PURCHASED ON THE OTC MARKET 48 NOT PURCHASED ON THE OTC MARKET 49 NO RECOGNIZED CLAIM 50 NOT PURCHASED ON THE OTC MARKET 52 NOT PURCHASED ON THE OTC MARKET 53 PURCHASED OUTSIDE CLASS PERIOD 54 NO RECOGNIZED CLAIM 55 NOT PURCHASED ON THE OTC MARKET 56 NOT PURCHASED ON THE OTC MARKET 57 NO RECOGNIZED CLAIM 59 NOT PURCHASED ON THE OTC MARKET 60 NOT PURCHASED ON THE OTC MARKET 61 NOT PURCHASED ON THE OTC MARKET 62 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 27 of 65 Page INELIGIBLE CLAIMS ID #:2098 EXHIBIT E Claim # Reason for Rejection 65 NO RECOGNIZED CLAIM 67 NO RECOGNIZED CLAIM 69 NOT PURCHASED ON THE OTC MARKET 70 NOT PURCHASED ON THE OTC MARKET 71 NO RECOGNIZED CLAIM 72 NOT PURCHASED ON THE OTC MARKET 73 NOT PURCHASED ON THE OTC MARKET 74 NOT PURCHASED ON THE OTC MARKET 76 NOT PURCHASED ON THE OTC MARKET 77 NO RECOGNIZED CLAIM 78 NOT PURCHASED ON THE OTC MARKET 79 NOT PURCHASED ON THE OTC MARKET 80 NOT PURCHASED ON THE OTC MARKET 81 NO RECOGNIZED CLAIM 83 NOT PURCHASED ON THE OTC MARKET 85 NO RECOGNIZED CLAIM 86 NOT PURCHASED ON THE OTC MARKET 87 NOT PURCHASED ON THE OTC MARKET 91 NO RECOGNIZED CLAIM 92 NOT PURCHASED ON THE OTC MARKET 93 NO RECOGNIZED CLAIM 94 NOT PURCHASED ON THE OTC MARKET 95 NOT PURCHASED ON THE OTC MARKET 97 NOT PURCHASED ON THE OTC MARKET 98 NOT PURCHASED ON THE OTC MARKET 99 NOT PURCHASED ON THE OTC MARKET 101 NO RECOGNIZED CLAIM 102 NO RECOGNIZED CLAIM 103 NOT PURCHASED ON THE OTC MARKET 106 NOT PURCHASED ON THE OTC MARKET 107 NOT PURCHASED ON THE OTC MARKET 108 NO RECOGNIZED CLAIM 109 NOT PURCHASED ON THE OTC MARKET 110 NOT PURCHASED ON THE OTC MARKET 112 NOT PURCHASED ON THE OTC MARKET 113 NO RECOGNIZED CLAIM 114 NOT PURCHASED ON THE OTC MARKET 115 NOT PURCHASED ON THE OTC MARKET 116 NOT PURCHASED ON THE OTC MARKET 117 NOT PURCHASED ON THE OTC MARKET 118 NOT PURCHASED ON THE OTC MARKET 119 NOT PURCHASED ON THE OTC MARKET 122 NOT PURCHASED ON THE OTC MARKET 124 NOT PURCHASED ON THE OTC MARKET 126 NOT PURCHASED ON THE OTC MARKET 127 NO RECOGNIZED CLAIM 129 NOT PURCHASED ON THE OTC MARKET 130 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 28 of 65 Page INELIGIBLE CLAIMS ID #:2099 EXHIBIT E Claim # Reason for Rejection 131 NOT PURCHASED ON THE OTC MARKET 132 NOT PURCHASED ON THE OTC MARKET 133 NOT PURCHASED ON THE OTC MARKET 135 NOT PURCHASED ON THE OTC MARKET 136 NO RECOGNIZED CLAIM 137 NOT PURCHASED ON THE OTC MARKET 139 NO RECOGNIZED CLAIM 140 NOT PURCHASED ON THE OTC MARKET 141 NOT PURCHASED ON THE OTC MARKET 142 NOT PURCHASED ON THE OTC MARKET 145 NOT PURCHASED ON THE OTC MARKET 146 NOT PURCHASED ON THE OTC MARKET 147 NOT PURCHASED ON THE OTC MARKET 148 NOT PURCHASED ON THE OTC MARKET 149 NOT PURCHASED ON THE OTC MARKET 150 NOT PURCHASED ON THE OTC MARKET 154 NOT PURCHASED ON THE OTC MARKET 155 NOT PURCHASED ON THE OTC MARKET 156 NOT PURCHASED ON THE OTC MARKET 157 NOT PURCHASED ON THE OTC MARKET 158 NOT PURCHASED ON THE OTC MARKET 159 NOT PURCHASED ON THE OTC MARKET 160 NOT PURCHASED ON THE OTC MARKET 162 NOT PURCHASED ON THE OTC MARKET 163 NO RECOGNIZED CLAIM 164 NOT PURCHASED ON THE OTC MARKET 165 NOT PURCHASED ON THE OTC MARKET 166 NO RECOGNIZED CLAIM 167 NO RECOGNIZED CLAIM 168 NOT PURCHASED ON THE OTC MARKET 169 NOT PURCHASED ON THE OTC MARKET 170 NOT PURCHASED ON THE OTC MARKET 171 NOT PURCHASED ON THE OTC MARKET 175 NOT PURCHASED ON THE OTC MARKET 176 NOT PURCHASED ON THE OTC MARKET 177 NO RECOGNIZED CLAIM 178 NOT PURCHASED ON THE OTC MARKET 179 NOT PURCHASED ON THE OTC MARKET 180 NOT PURCHASED ON THE OTC MARKET 181 NOT PURCHASED ON THE OTC MARKET 182 NOT PURCHASED ON THE OTC MARKET 183 NOT PURCHASED ON THE OTC MARKET 184 NO RECOGNIZED CLAIM 185 NO RECOGNIZED CLAIM 186 NO RECOGNIZED CLAIM 188 NOT PURCHASED ON THE OTC MARKET 189 NOT PURCHASED ON THE OTC MARKET 190 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 29 of 65 Page INELIGIBLE CLAIMS ID #:2100 EXHIBIT E Claim # Reason for Rejection 191 NOT PURCHASED ON THE OTC MARKET 192 NOT PURCHASED ON THE OTC MARKET 193 NOT PURCHASED ON THE OTC MARKET 194 NOT PURCHASED ON THE OTC MARKET 195 NO RECOGNIZED CLAIM 196 NOT PURCHASED ON THE OTC MARKET 197 NO RECOGNIZED CLAIM 200 NOT PURCHASED ON THE OTC MARKET 202 NOT PURCHASED ON THE OTC MARKET 204 NO RECOGNIZED CLAIM 205 NOT PURCHASED ON THE OTC MARKET 206 NO RECOGNIZED CLAIM 207 NOT PURCHASED ON THE OTC MARKET 208 NOT PURCHASED ON THE OTC MARKET 209 NOT PURCHASED ON THE OTC MARKET 211 NOT PURCHASED ON THE OTC MARKET 212 NOT PURCHASED ON THE OTC MARKET 213 NOT PURCHASED ON THE OTC MARKET 214 NO RECOGNIZED CLAIM 215 NOT PURCHASED ON THE OTC MARKET 216 NOT PURCHASED ON THE OTC MARKET 217 NOT PURCHASED ON THE OTC MARKET 218 NOT PURCHASED ON THE OTC MARKET 219 NOT PURCHASED ON THE OTC MARKET 220 NOT PURCHASED ON THE OTC MARKET 221 NO RECOGNIZED CLAIM 222 NOT PURCHASED ON THE OTC MARKET 223 NO RECOGNIZED CLAIM 224 NO RECOGNIZED CLAIM 225 NO RECOGNIZED CLAIM 227 NOT PURCHASED ON THE OTC MARKET 230 NOT PURCHASED ON THE OTC MARKET 233 NOT PURCHASED ON THE OTC MARKET 234 NO RECOGNIZED CLAIM 235 NOT PURCHASED ON THE OTC MARKET 236 NO RECOGNIZED CLAIM 237 NOT PURCHASED ON THE OTC MARKET 240 NO RECOGNIZED CLAIM 241 NOT PURCHASED ON THE OTC MARKET 242 NOT PURCHASED ON THE OTC MARKET 243 NO RECOGNIZED CLAIM 244 NO RECOGNIZED CLAIM 245 NO RECOGNIZED CLAIM 246 NO RECOGNIZED CLAIM 248 NOT PURCHASED ON THE OTC MARKET 249 NO RECOGNIZED CLAIM 250 NO RECOGNIZED CLAIM 251 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 30 of 65 Page INELIGIBLE CLAIMS ID #:2101 EXHIBIT E Claim # Reason for Rejection 252 NO RECOGNIZED CLAIM 253 NO RECOGNIZED CLAIM 255 NOT PURCHASED ON THE OTC MARKET 256 PURCHASED OUTSIDE CLASS PERIOD 257 PURCHASED OUTSIDE CLASS PERIOD 258 NO RECOGNIZED CLAIM 259 NO RECOGNIZED CLAIM 260 NO RECOGNIZED CLAIM 262 NO RECOGNIZED CLAIM 263 NO RECOGNIZED CLAIM 264 NOT PURCHASED ON THE OTC MARKET 265 PURCHASED OUTSIDE CLASS PERIOD 266 NOT PURCHASED ON THE OTC MARKET 267 NO RECOGNIZED CLAIM 268 NOT PURCHASED ON THE OTC MARKET 272 NO RECOGNIZED CLAIM 273 NO RECOGNIZED CLAIM 275 NOT PURCHASED ON THE OTC MARKET 277 NOT PURCHASED ON THE OTC MARKET 278 NO RECOGNIZED CLAIM 280 NO RECOGNIZED CLAIM 282 NO RECOGNIZED CLAIM 283 NO RECOGNIZED CLAIM 284 NO RECOGNIZED CLAIM 285 NOT PURCHASED ON THE OTC MARKET 286 NO RECOGNIZED CLAIM 287 NO RECOGNIZED CLAIM 293 NO RECOGNIZED CLAIM 294 NOT PURCHASED ON THE OTC MARKET 295 NO RECOGNIZED CLAIM 296 NO RECOGNIZED CLAIM 297 NO RECOGNIZED CLAIM 298 NO RECOGNIZED CLAIM 299 NO RECOGNIZED CLAIM 300 NOT PURCHASED ON THE OTC MARKET 301 NO RECOGNIZED CLAIM 302 NO RECOGNIZED CLAIM 303 NO RECOGNIZED CLAIM 305 NOT PURCHASED ON THE OTC MARKET 308 NO RECOGNIZED CLAIM 310 NO RECOGNIZED CLAIM 311 NOT PURCHASED ON THE OTC MARKET 312 NO RECOGNIZED CLAIM 313 NOT PURCHASED ON THE OTC MARKET 315 NO RECOGNIZED CLAIM 316 NOT PURCHASED ON THE OTC MARKET 317 NO RECOGNIZED CLAIM 319 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 31 of 65 Page INELIGIBLE CLAIMS ID #:2102 EXHIBIT E Claim # Reason for Rejection 320 NO RECOGNIZED CLAIM 321 NOT PURCHASED ON THE OTC MARKET 323 NO RECOGNIZED CLAIM 324 NOT PURCHASED ON THE OTC MARKET 325 NO RECOGNIZED CLAIM 327 NOT PURCHASED ON THE OTC MARKET 331 NOT PURCHASED ON THE OTC MARKET 333 NOT PURCHASED ON THE OTC MARKET 334 NOT PURCHASED ON THE OTC MARKET 337 NOT PURCHASED ON THE OTC MARKET 338 NOT PURCHASED ON THE OTC MARKET 339 NO RECOGNIZED CLAIM 340 NOT PURCHASED ON THE OTC MARKET 341 NO RECOGNIZED CLAIM 342 NO RECOGNIZED CLAIM 344 NOT PURCHASED ON THE OTC MARKET 345 NO RECOGNIZED CLAIM 348 NO RECOGNIZED CLAIM 351 NOT PURCHASED ON THE OTC MARKET 352 NO RECOGNIZED CLAIM 353 NO RECOGNIZED CLAIM 354 NO RECOGNIZED CLAIM 355 NOT PURCHASED ON THE OTC MARKET 356 NOT PURCHASED ON THE OTC MARKET 357 NOT PURCHASED ON THE OTC MARKET 358 NOT PURCHASED ON THE OTC MARKET 359 NOT PURCHASED ON THE OTC MARKET 360 NOT PURCHASED ON THE OTC MARKET 361 NOT PURCHASED ON THE OTC MARKET 362 NO RECOGNIZED CLAIM 366 NO RECOGNIZED CLAIM 367 DUPLICATE CLAIM 369 NOT PURCHASED ON THE OTC MARKET 370 PURCHASED OUTSIDE CLASS PERIOD 375 NOT PURCHASED ON THE OTC MARKET 376 NO RECOGNIZED CLAIM 377 NO RECOGNIZED CLAIM 378 NO RECOGNIZED CLAIM 380 NOT PURCHASED ON THE OTC MARKET 381 NOT PURCHASED ON THE OTC MARKET 383 NO RECOGNIZED CLAIM 386 NO RECOGNIZED CLAIM 388 NO RECOGNIZED CLAIM 390 NO RECOGNIZED CLAIM 391 NO RECOGNIZED CLAIM 392 NOT PURCHASED ON THE OTC MARKET 393 NOT PURCHASED ON THE OTC MARKET 394 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 32 of 65 Page INELIGIBLE CLAIMS ID #:2103 EXHIBIT E Claim # Reason for Rejection 395 NOT PURCHASED ON THE OTC MARKET 396 NOT PURCHASED ON THE OTC MARKET 398 NO RECOGNIZED CLAIM 400 NO RECOGNIZED CLAIM 401 PURCHASED OUTSIDE CLASS PERIOD 402 NOT PURCHASED ON THE OTC MARKET 403 NO RECOGNIZED CLAIM 404 NOT PURCHASED ON THE OTC MARKET 405 NOT PURCHASED ON THE OTC MARKET 406 NO RECOGNIZED CLAIM 408 NOT PURCHASED ON THE OTC MARKET 409 NO RECOGNIZED CLAIM 410 NO RECOGNIZED CLAIM 412 PURCHASED OUTSIDE CLASS PERIOD 414 NOT PURCHASED ON THE OTC MARKET 415 NO RECOGNIZED CLAIM 416 NOT PURCHASED ON THE OTC MARKET 417 NO RECOGNIZED CLAIM 419 NO RECOGNIZED CLAIM 420 NOT PURCHASED ON THE OTC MARKET 421 NOT PURCHASED ON THE OTC MARKET 422 NOT PURCHASED ON THE OTC MARKET 423 NO RECOGNIZED CLAIM 424 NOT PURCHASED ON THE OTC MARKET 425 NO RECOGNIZED CLAIM 426 NOT PURCHASED ON THE OTC MARKET 428 NOT PURCHASED ON THE OTC MARKET 429 NOT PURCHASED ON THE OTC MARKET 430 NO RECOGNIZED CLAIM 431 NO RECOGNIZED CLAIM 432 NO RECOGNIZED CLAIM 433 NO RECOGNIZED CLAIM 436 NOT PURCHASED ON THE OTC MARKET 440 NO RECOGNIZED CLAIM 441 NO RECOGNIZED CLAIM 442 NO RECOGNIZED CLAIM 443 NO RECOGNIZED CLAIM 444 NO RECOGNIZED CLAIM 445 NO RECOGNIZED CLAIM 447 NOT PURCHASED ON THE OTC MARKET 449 NOT PURCHASED ON THE OTC MARKET 450 NO RECOGNIZED CLAIM 451 NO RECOGNIZED CLAIM 452 NOT PURCHASED ON THE OTC MARKET 454 NOT PURCHASED ON THE OTC MARKET 456 NOT PURCHASED ON THE OTC MARKET 457 NO RECOGNIZED CLAIM 459 NO RECOGNIZED CLAIM Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 33 of 65 Page INELIGIBLE CLAIMS ID #:2104 EXHIBIT E Claim # Reason for Rejection 460 PURCHASED OUTSIDE CLASS PERIOD 463 NO RECOGNIZED CLAIM 464 NOT PURCHASED ON THE OTC MARKET 465 NOT PURCHASED ON THE OTC MARKET 467 NO RECOGNIZED CLAIM 469 NO RECOGNIZED CLAIM 470 PURCHASED OUTSIDE CLASS PERIOD 471 NO RECOGNIZED CLAIM 472 NO RECOGNIZED CLAIM 477 NOT PURCHASED ON THE OTC MARKET 478 NOT PURCHASED ON THE OTC MARKET 479 NO RECOGNIZED CLAIM 480 NO RECOGNIZED CLAIM 485 NO RECOGNIZED CLAIM 487 NO RECOGNIZED CLAIM 488 NOT PURCHASED ON THE OTC MARKET 489 NOT PURCHASED ON THE OTC MARKET 490 NOT PURCHASED ON THE OTC MARKET 492 NO RECOGNIZED CLAIM 493 NO RECOGNIZED CLAIM 495 NO RECOGNIZED CLAIM 496 NO RECOGNIZED CLAIM 498 NOT PURCHASED ON THE OTC MARKET 499 NOT PURCHASED ON THE OTC MARKET 500 NOT PURCHASED ON THE OTC MARKET 502 NOT PURCHASED ON THE OTC MARKET 503 NOT PURCHASED ON THE OTC MARKET 504 PURCHASED OUTSIDE CLASS PERIOD 505 NO RECOGNIZED CLAIM 507 PURCHASED OUTSIDE CLASS PERIOD 510 NO RECOGNIZED CLAIM 512 PURCHASED OUTSIDE CLASS PERIOD 513 NO RECOGNIZED CLAIM 514 NO RECOGNIZED CLAIM 515 NOT PURCHASED ON THE OTC MARKET 516 NOT PURCHASED ON THE OTC MARKET 517 NOT PURCHASED ON THE OTC MARKET 519 NO RECOGNIZED CLAIM 520 NO RECOGNIZED CLAIM 522 NOT PURCHASED ON THE OTC MARKET 523 NO RECOGNIZED CLAIM 524 NO RECOGNIZED CLAIM 525 NO RECOGNIZED CLAIM 529 NO RECOGNIZED CLAIM 530 NO RECOGNIZED CLAIM 531 NOT PURCHASED ON THE OTC MARKET 532 NOT PURCHASED ON THE OTC MARKET 536 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 34 of 65 Page INELIGIBLE CLAIMS ID #:2105 EXHIBIT E Claim # Reason for Rejection 537 NOT PURCHASED ON THE OTC MARKET 539 NOT PURCHASED ON THE OTC MARKET 542 NOT PURCHASED ON THE OTC MARKET 543 NOT PURCHASED ON THE OTC MARKET 544 NOT PURCHASED ON THE OTC MARKET 546 NOT PURCHASED ON THE OTC MARKET 548 NO RECOGNIZED CLAIM 549 PURCHASED OUTSIDE CLASS PERIOD 550 NOT PURCHASED ON THE OTC MARKET 551 NOT PURCHASED ON THE OTC MARKET 552 NOT PURCHASED ON THE OTC MARKET 553 NO RECOGNIZED CLAIM 554 NOT PURCHASED ON THE OTC MARKET 556 NO RECOGNIZED CLAIM 557 NOT PURCHASED ON THE OTC MARKET 559 NOT PURCHASED ON THE OTC MARKET 560 NOT PURCHASED ON THE OTC MARKET 561 NOT PURCHASED ON THE OTC MARKET 562 NOT PURCHASED ON THE OTC MARKET 565 NOT PURCHASED ON THE OTC MARKET 566 NOT PURCHASED ON THE OTC MARKET 568 NO RECOGNIZED CLAIM 569 NOT PURCHASED ON THE OTC MARKET 570 NOT PURCHASED ON THE OTC MARKET 571 NO RECOGNIZED CLAIM 572 NO RECOGNIZED CLAIM 575 NOT PURCHASED ON THE OTC MARKET 576 NO RECOGNIZED CLAIM 577 NOT PURCHASED ON THE OTC MARKET 579 NOT PURCHASED ON THE OTC MARKET 580 NOT PURCHASED ON THE OTC MARKET 582 NOT PURCHASED ON THE OTC MARKET 583 NO RECOGNIZED CLAIM 584 NO RECOGNIZED CLAIM 586 NOT PURCHASED ON THE OTC MARKET 587 NO RECOGNIZED CLAIM 589 NOT PURCHASED ON THE OTC MARKET 590 NO RECOGNIZED CLAIM 591 NO RECOGNIZED CLAIM 592 NOT PURCHASED ON THE OTC MARKET 596 NO RECOGNIZED CLAIM 599 NOT PURCHASED ON THE OTC MARKET 600 NO RECOGNIZED CLAIM 601 NOT PURCHASED ON THE OTC MARKET 602 NOT PURCHASED ON THE OTC MARKET 603 NOT PURCHASED ON THE OTC MARKET 604 NOT PURCHASED ON THE OTC MARKET 607 NO RECOGNIZED CLAIM Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 35 of 65 Page INELIGIBLE CLAIMS ID #:2106 EXHIBIT E Claim # Reason for Rejection 609 NO RECOGNIZED CLAIM 610 NO RECOGNIZED CLAIM 611 NO RECOGNIZED CLAIM 612 NO RECOGNIZED CLAIM 613 NOT PURCHASED ON THE OTC MARKET 615 NOT PURCHASED ON THE OTC MARKET 617 NO RECOGNIZED CLAIM 620 NOT PURCHASED ON THE OTC MARKET 623 NOT PURCHASED ON THE OTC MARKET 626 NO RECOGNIZED CLAIM 627 NOT PURCHASED ON THE OTC MARKET 628 NO RECOGNIZED CLAIM 631 NOT PURCHASED ON THE OTC MARKET 632 NOT PURCHASED ON THE OTC MARKET 633 NO RECOGNIZED CLAIM 634 NOT PURCHASED ON THE OTC MARKET 635 NO RECOGNIZED CLAIM 636 NO RECOGNIZED CLAIM 638 NO RECOGNIZED CLAIM 642 NOT PURCHASED ON THE OTC MARKET 647 NO RECOGNIZED CLAIM 648 NO RECOGNIZED CLAIM 649 NOT PURCHASED ON THE OTC MARKET 650 NO RECOGNIZED CLAIM 651 NO RECOGNIZED CLAIM 652 NO RECOGNIZED CLAIM 653 NO RECOGNIZED CLAIM 654 NO RECOGNIZED CLAIM 655 NO RECOGNIZED CLAIM 656 NO RECOGNIZED CLAIM 659 NO RECOGNIZED CLAIM 660 NO RECOGNIZED CLAIM 662 NOT PURCHASED ON THE OTC MARKET 663 NO RECOGNIZED CLAIM 666 NO RECOGNIZED CLAIM 669 NO RECOGNIZED CLAIM 673 NO RECOGNIZED CLAIM 677 NO RECOGNIZED CLAIM 679 NOT PURCHASED ON THE OTC MARKET 680 NOT PURCHASED ON THE OTC MARKET 682 NOT PURCHASED ON THE OTC MARKET 683 NOT PURCHASED ON THE OTC MARKET 684 NO RECOGNIZED CLAIM 685 NO RECOGNIZED CLAIM 686 NO RECOGNIZED CLAIM 687 NO RECOGNIZED CLAIM 688 NO RECOGNIZED CLAIM 689 NO RECOGNIZED CLAIM Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 36 of 65 Page INELIGIBLE CLAIMS ID #:2107 EXHIBIT E Claim # Reason for Rejection 690 NO RECOGNIZED CLAIM 691 NOT PURCHASED ON THE OTC MARKET 693 NOT PURCHASED ON THE OTC MARKET 694 NO RECOGNIZED CLAIM 695 NOT PURCHASED ON THE OTC MARKET 696 NOT PURCHASED ON THE OTC MARKET 697 NOT PURCHASED ON THE OTC MARKET 698 NOT PURCHASED ON THE OTC MARKET 699 NOT PURCHASED ON THE OTC MARKET 700 NOT PURCHASED ON THE OTC MARKET 702 NOT PURCHASED ON THE OTC MARKET 703 NOT PURCHASED ON THE OTC MARKET 704 NOT PURCHASED ON THE OTC MARKET 705 NOT PURCHASED ON THE OTC MARKET 706 NOT PURCHASED ON THE OTC MARKET 707 NOT PURCHASED ON THE OTC MARKET 708 NOT PURCHASED ON THE OTC MARKET 709 NOT PURCHASED ON THE OTC MARKET 710 NOT PURCHASED ON THE OTC MARKET 712 NOT PURCHASED ON THE OTC MARKET 713 NOT PURCHASED ON THE OTC MARKET 714 NOT PURCHASED ON THE OTC MARKET 715 NOT PURCHASED ON THE OTC MARKET 716 NOT PURCHASED ON THE OTC MARKET 719 PURCHASED OUTSIDE CLASS PERIOD 720 PURCHASED OUTSIDE CLASS PERIOD 721 NOT PURCHASED ON THE OTC MARKET 722 NOT PURCHASED ON THE OTC MARKET 724 PURCHASED OUTSIDE CLASS PERIOD 726 NOT PURCHASED ON THE OTC MARKET 728 NO RECOGNIZED CLAIM 729 NOT PURCHASED ON THE OTC MARKET 730 NOT PURCHASED ON THE OTC MARKET 731 NO RECOGNIZED CLAIM 732 NO RECOGNIZED CLAIM 733 NO RECOGNIZED CLAIM 734 NO RECOGNIZED CLAIM 735 NO RECOGNIZED CLAIM 738 NO RECOGNIZED CLAIM 739 PURCHASED OUTSIDE CLASS PERIOD 741 NOT PURCHASED ON THE OTC MARKET 742 NOT PURCHASED ON THE OTC MARKET 744 NOT PURCHASED ON THE OTC MARKET 745 NOT PURCHASED ON THE OTC MARKET 747 NOT PURCHASED ON THE OTC MARKET 748 NO RECOGNIZED CLAIM 749 NO RECOGNIZED CLAIM 751 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 37 of 65 Page INELIGIBLE CLAIMS ID #:2108 EXHIBIT E Claim # Reason for Rejection 753 NOT PURCHASED ON THE OTC MARKET 754 NOT PURCHASED ON THE OTC MARKET 756 NOT PURCHASED ON THE OTC MARKET 757 NOT PURCHASED ON THE OTC MARKET 758 NOT PURCHASED ON THE OTC MARKET 759 NOT PURCHASED ON THE OTC MARKET 760 NOT PURCHASED ON THE OTC MARKET 761 NOT PURCHASED ON THE OTC MARKET 762 NOT PURCHASED ON THE OTC MARKET 763 NOT PURCHASED ON THE OTC MARKET 764 NOT PURCHASED ON THE OTC MARKET 765 NO RECOGNIZED CLAIM 766 NOT PURCHASED ON THE OTC MARKET 767 NO RECOGNIZED CLAIM 768 NO RECOGNIZED CLAIM 769 NOT PURCHASED ON THE OTC MARKET 770 NO RECOGNIZED CLAIM 771 NO RECOGNIZED CLAIM 772 NO RECOGNIZED CLAIM 773 NOT PURCHASED ON THE OTC MARKET 774 NOT PURCHASED ON THE OTC MARKET 776 NOT PURCHASED ON THE OTC MARKET 777 NOT PURCHASED ON THE OTC MARKET 778 NOT PURCHASED ON THE OTC MARKET 780 NOT PURCHASED ON THE OTC MARKET 781 NOT PURCHASED ON THE OTC MARKET 782 NO RECOGNIZED CLAIM 783 NO RECOGNIZED CLAIM 784 NOT PURCHASED ON THE OTC MARKET 786 NOT PURCHASED ON THE OTC MARKET 787 NOT PURCHASED ON THE OTC MARKET 788 NOT PURCHASED ON THE OTC MARKET 789 NOT PURCHASED ON THE OTC MARKET 790 NOT PURCHASED ON THE OTC MARKET 791 NOT PURCHASED ON THE OTC MARKET 792 NOT PURCHASED ON THE OTC MARKET 793 NOT PURCHASED ON THE OTC MARKET 794 NO RECOGNIZED CLAIM 796 NOT PURCHASED ON THE OTC MARKET 797 NOT PURCHASED ON THE OTC MARKET 798 NOT PURCHASED ON THE OTC MARKET 800 NOT PURCHASED ON THE OTC MARKET 802 NOT PURCHASED ON THE OTC MARKET 803 NOT PURCHASED ON THE OTC MARKET 804 NOT PURCHASED ON THE OTC MARKET 805 NOT PURCHASED ON THE OTC MARKET 806 NO RECOGNIZED CLAIM 808 NOT PURCHASED ON THE OTC MARKET Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 38 of 65 Page INELIGIBLE CLAIMS ID #:2109 EXHIBIT E Claim # Reason for Rejection 810 NO RECOGNIZED CLAIM 811 NO RECOGNIZED CLAIM 813 NOT PURCHASED ON THE OTC MARKET 814 NOT PURCHASED ON THE OTC MARKET 816 NO RECOGNIZED CLAIM 817 NO RECOGNIZED CLAIM 818 NO RECOGNIZED CLAIM 819 NO RECOGNIZED CLAIM 820 NOT PURCHASED ON THE OTC MARKET 821 NOT PURCHASED ON THE OTC MARKET 822 NO RECOGNIZED CLAIM 823 NOT PURCHASED ON THE OTC MARKET 824 NO RECOGNIZED CLAIM 825 NOT PURCHASED ON THE OTC MARKET 826 NOT PURCHASED ON THE OTC MARKET 827 NOT PURCHASED ON THE OTC MARKET 828 NOT PURCHASED ON THE OTC MARKET 829 NOT PURCHASED ON THE OTC MARKET 830 NOT PURCHASED ON THE OTC MARKET 831 NOT PURCHASED ON THE OTC MARKET 832 NOT PURCHASED ON THE OTC MARKET 833 NOT PURCHASED ON THE OTC MARKET 834 NOT PURCHASED ON THE OTC MARKET 835 NO RECOGNIZED CLAIM 836 NOT PURCHASED ON THE OTC MARKET 837 NOT PURCHASED ON THE OTC MARKET 838 NOT PURCHASED ON THE OTC MARKET 839 NOT PURCHASED ON THE OTC MARKET 840 NOT PURCHASED ON THE OTC MARKET 841 NOT PURCHASED ON THE OTC MARKET 842 NOT PURCHASED ON THE OTC MARKET 843 NOT PURCHASED ON THE OTC MARKET 844 NOT PURCHASED ON THE OTC MARKET 845 NOT PURCHASED ON THE OTC MARKET 846 NOT PURCHASED ON THE OTC MARKET 848 NOT PURCHASED ON THE OTC MARKET 849 NOT PURCHASED ON THE OTC MARKET 850 NOT PURCHASED ON THE OTC MARKET 851 NO RECOGNIZED CLAIM 852 NOT PURCHASED ON THE OTC MARKET 853 NOT PURCHASED ON THE OTC MARKET 854 NOT PURCHASED ON THE OTC MARKET 857 NOT PURCHASED ON THE OTC MARKET 858 NO RECOGNIZED CLAIM 860 WRONG STOCK 861 NOT PURCHASED ON THE OTC MARKET 862 PURCHASED OUTSIDE CLASS PERIOD 863 NO RECOGNIZED CLAIM Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 39 of 65 Page INELIGIBLE CLAIMS ID #:2110 EXHIBIT E Claim # Reason for Rejection 864 NO RECOGNIZED CLAIM 865 NOT PURCHASED ON THE OTC MARKET 866 NOT PURCHASED ON THE OTC MARKET 867 NO RECOGNIZED CLAIM 868 NO RECOGNIZED CLAIM 869 NOT PURCHASED ON THE OTC MARKET 871 NOT PURCHASED ON THE OTC MARKET 872 NOT PURCHASED ON THE OTC MARKET 873 NO RECOGNIZED CLAIM 874 NOT PURCHASED ON THE OTC MARKET 875 NOT PURCHASED ON THE OTC MARKET 876 NO RECOGNIZED CLAIM 877 NOT PURCHASED ON THE OTC MARKET 880 NOT PURCHASED ON THE OTC MARKET 882 NO RECOGNIZED CLAIM 883 NOT PURCHASED ON THE OTC MARKET 884 NOT PURCHASED ON THE OTC MARKET 885 NOT PURCHASED ON THE OTC MARKET 886 NOT PURCHASED ON THE OTC MARKET 887 NOT PURCHASED ON THE OTC MARKET 888 NOT PURCHASED ON THE OTC MARKET 889 NOT PURCHASED ON THE OTC MARKET 891 NOT PURCHASED ON THE OTC MARKET 892 NOT PURCHASED ON THE OTC MARKET 893 NOT PURCHASED ON THE OTC MARKET 894 NOT PURCHASED ON THE OTC MARKET 895 NOT PURCHASED ON THE OTC MARKET 896 NOT PURCHASED ON THE OTC MARKET 898 NOT PURCHASED ON THE OTC MARKET 899 NOT PURCHASED ON THE OTC MARKET 900 NOT PURCHASED ON THE OTC MARKET 901 NOT PURCHASED ON THE OTC MARKET 903 NO RECOGNIZED CLAIM 905 NOT PURCHASED ON THE OTC MARKET 906 NOT PURCHASED ON THE OTC MARKET 907 NOT PURCHASED ON THE OTC MARKET 908 NO RECOGNIZED CLAIM 910 NOT PURCHASED ON THE OTC MARKET 911 PURCHASED OUTSIDE CLASS PERIOD 912 NO RECOGNIZED CLAIM 914 NO RECOGNIZED CLAIM 915 PURCHASED OUTSIDE CLASS PERIOD 50001 NO RECOGNIZED CLAIM 50002 NO RECOGNIZED CLAIM 50003 PURCHASED OUTSIDE CLASS PERIOD 50004 NO RECOGNIZED CLAIM 50005 NO RECOGNIZED CLAIM 50006 NO RECOGNIZED CLAIM Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 40 of 65 Page INELIGIBLE CLAIMS ID #:2111 EXHIBIT E Claim # Reason for Rejection 50008 NO RECOGNIZED CLAIM 50009 NO RECOGNIZED CLAIM 50010 NO RECOGNIZED CLAIM 50011 NO RECOGNIZED CLAIM 50012 NO RECOGNIZED CLAIM 50013 PURCHASED OUTSIDE CLASS PERIOD 50015 NO RECOGNIZED CLAIM 50017 NO RECOGNIZED CLAIM 50018 SHARES SOLD SHORT 50019 NO RECOGNIZED CLAIM 50020 NO RECOGNIZED CLAIM 50022 NO RECOGNIZED CLAIM 50024 NO RECOGNIZED CLAIM 50025 NO RECOGNIZED CLAIM 50028 PURCHASED OUTSIDE CLASS PERIOD 50029 PURCHASED OUTSIDE CLASS PERIOD 50030 PURCHASED OUTSIDE CLASS PERIOD 50031 PURCHASED OUTSIDE CLASS PERIOD 50032 PURCHASED OUTSIDE CLASS PERIOD 50033 NO RECOGNIZED CLAIM 50034 SHARES NOT PURCHASED 50035 SHARES NOT PURCHASED 50036 SHARES NOT PURCHASED 50037 SHARES NOT PURCHASED 50038 SHARES NOT PURCHASED 50039 SHARES NOT PURCHASED 50040 NO RECOGNIZED CLAIM 50046 NO RECOGNIZED CLAIM 50047 NO RECOGNIZED CLAIM 50048 NO RECOGNIZED CLAIM 50049 NO RECOGNIZED CLAIM 50050 SHARES NOT PURCHASED 50051 NO RECOGNIZED CLAIM 50052 NO RECOGNIZED CLAIM 50053 NOT PURCHASED ON THE OTC MARKET 50054 NO RECOGNIZED CLAIM 50065 NO RECOGNIZED CLAIM 50066 NO RECOGNIZED CLAIM 50068 SHARES NOT PURCHASED 50070 NO RECOGNIZED CLAIM 50071 PURCHASED OUTSIDE CLASS PERIOD 50072 NO RECOGNIZED CLAIM 50073 NO RECOGNIZED CLAIM 50074 PURCHASED OUTSIDE CLASS PERIOD 50075 PURCHASED OUTSIDE CLASS PERIOD 50076 PURCHASED OUTSIDE CLASS PERIOD 50077 PURCHASED OUTSIDE CLASS PERIOD 50078 PURCHASED OUTSIDE CLASS PERIOD Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 41 of 65 Page INELIGIBLE CLAIMS ID #:2112 EXHIBIT E Claim # Reason for Rejection 50079 PURCHASED OUTSIDE CLASS PERIOD 50080 PURCHASED OUTSIDE CLASS PERIOD 50081 PURCHASED OUTSIDE CLASS PERIOD 50082 PURCHASED OUTSIDE CLASS PERIOD 50083 PURCHASED OUTSIDE CLASS PERIOD 50084 PURCHASED OUTSIDE CLASS PERIOD 50085 PURCHASED OUTSIDE CLASS PERIOD 50086 PURCHASED OUTSIDE CLASS PERIOD 50087 PURCHASED OUTSIDE CLASS PERIOD 50088 PURCHASED OUTSIDE CLASS PERIOD 50089 PURCHASED OUTSIDE CLASS PERIOD 50090 PURCHASED OUTSIDE CLASS PERIOD 50091 PURCHASED OUTSIDE CLASS PERIOD 50092 PURCHASED OUTSIDE CLASS PERIOD 50093 PURCHASED OUTSIDE CLASS PERIOD 50094 PURCHASED OUTSIDE CLASS PERIOD 50095 PURCHASED OUTSIDE CLASS PERIOD 50096 PURCHASED OUTSIDE CLASS PERIOD 50097 PURCHASED OUTSIDE CLASS PERIOD 50098 PURCHASED OUTSIDE CLASS PERIOD 50099 PURCHASED OUTSIDE CLASS PERIOD 50100 PURCHASED OUTSIDE CLASS PERIOD 50101 PURCHASED OUTSIDE CLASS PERIOD 50102 PURCHASED OUTSIDE CLASS PERIOD 50103 PURCHASED OUTSIDE CLASS PERIOD 50104 PURCHASED OUTSIDE CLASS PERIOD 50105 PURCHASED OUTSIDE CLASS PERIOD 50106 PURCHASED OUTSIDE CLASS PERIOD 50107 PURCHASED OUTSIDE CLASS PERIOD 50108 PURCHASED OUTSIDE CLASS PERIOD 50109 PURCHASED OUTSIDE CLASS PERIOD 50110 PURCHASED OUTSIDE CLASS PERIOD 50111 PURCHASED OUTSIDE CLASS PERIOD 50112 PURCHASED OUTSIDE CLASS PERIOD 50113 PURCHASED OUTSIDE CLASS PERIOD 50114 PURCHASED OUTSIDE CLASS PERIOD 50115 PURCHASED OUTSIDE CLASS PERIOD 50116 PURCHASED OUTSIDE CLASS PERIOD 50117 PURCHASED OUTSIDE CLASS PERIOD 50118 PURCHASED OUTSIDE CLASS PERIOD 50119 NO RECOGNIZED CLAIM 50120 PURCHASED OUTSIDE CLASS PERIOD 50121 PURCHASED OUTSIDE CLASS PERIOD 50122 PURCHASED OUTSIDE CLASS PERIOD 50123 PURCHASED OUTSIDE CLASS PERIOD 50124 PURCHASED OUTSIDE CLASS PERIOD 50125 NO RECOGNIZED CLAIM 50126 NO RECOGNIZED CLAIM Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 42 of 65 Page INELIGIBLE CLAIMS ID #:2113 EXHIBIT E Claim # Reason for Rejection 50127 NO RECOGNIZED CLAIM 50128 NO RECOGNIZED CLAIM 50130 NO RECOGNIZED CLAIM 50131 NO RECOGNIZED CLAIM 50133 SHARES NOT PURCHASED 50134 NO RECOGNIZED CLAIM 50137 NO RECOGNIZED CLAIM 50139 NO RECOGNIZED CLAIM 50141 NO RECOGNIZED CLAIM 50142 NO RECOGNIZED CLAIM 50143 NO RECOGNIZED CLAIM 50144 NO RECOGNIZED CLAIM 50146 NO RECOGNIZED CLAIM 50147 NO RECOGNIZED CLAIM 50150 NO RECOGNIZED CLAIM 50151 NO RECOGNIZED CLAIM 50152 NO RECOGNIZED CLAIM 50154 NO RECOGNIZED CLAIM 50155 NO RECOGNIZED CLAIM 50156 NO RECOGNIZED CLAIM 50158 NO RECOGNIZED CLAIM 50161 NO RECOGNIZED CLAIM 50162 NO RECOGNIZED CLAIM 50164 NO RECOGNIZED CLAIM 50165 NO RECOGNIZED CLAIM 50166 NO RECOGNIZED CLAIM 50167 NO RECOGNIZED CLAIM 50170 NO RECOGNIZED CLAIM 50171 NO RECOGNIZED CLAIM 50175 NO RECOGNIZED CLAIM 50176 NO RECOGNIZED CLAIM Total 799 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 EXHIBIT Page 43 of 65 F Page ID #:2114 Schneider v. Champignon Brands Inc. Phone (866) 274-4004 c/o Strategic Claims Services Fax (610) 565-7985 600 N. Jackson Street - Suite 205 Media, PA 19063 Email: info@strategicclaims.net NOTICE OF INELIGIBILITY CONTROL#: 4 July 27, 2023 ACCOUNT#: Your claim in the above matter is ineligible for the following reason(s): Description: Shares: Your claim has resulted in a trading gain during the Settlement Class Period. Any claim whose overall transactions in Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia”) common stock during the Settlement Class Period resulted in a trading gain has a Recognized Claim of $0.00. We strongly suggest you contact our office for any question or clarification you may have. It is important that you contact us before any further action is taken in the event that a processing error has occurred. If you feel you received this notice in error and would like to contest our determination, please contact our office in writing no later than twenty (20) calendar days after the date of this notice. Please be sure to include your Control number as noted above, your reason for contesting our determination, and documentation supporting your reason. You can also contact our office at 1-866-274-4004 or info@strategicclaims.net. If after contacting us, you still disagree, you can request in writing to Lead Counsel to review your claim. When calling our office, please have ready the Control Number found at the top left-hand corner of this form. Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 ID #:2115 EXHIBIT Page G 44 of 65 Page Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 45 of 65 Page ID #:2116 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 46 of 65 Page ID #:2117 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 47 of 65 Page ID #:2118 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 48 of 65 Page ID #:2119 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 49 of 65 Page ID #:2120 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 50 of 65 Page ID #:2121 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 51 of 65 Page ID #:2122 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 52 of 65 Page ID #:2123 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 53 of 65 Page ID #:2124 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 54 of 65 Page ID #:2125 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 55 of 65 Page ID #:2126 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 56 of 65 Page ID #:2127 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 57 of 65 Page ID #:2128 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 58 of 65 Page ID #:2129 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 59 of 65 Page ID #:2130 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 60 of 65 Page ID #:2131 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 61 of 65 Page ID #:2132 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 62 of 65 Page ID #:2133 mcraig@strategicclaims.net From: mcraig@strategicclaims.net Sent: Thursday, November 2, 2023 4:58 PM To: Cc: Subject: Champignon / Braxia Claim #782 Attachments: Final Champignon Long Notice and Claim Form.pdf Importance: High Good afternoon, Thank you for responding to the letters requesting additional documentation that were send on 6/22/2023, 7/27/2023, and 9/6/2023 for claim #782. Thank you for your patience while your claim and all documentation were reviewed. Claim #782 account 220757009 has resulted in a trading gain during the Settlement Class Period. Any claim whose overall transactions in Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia”) common stock during the Settlement Class Period resulted in a trading gain has a Recognized Claim of $0.00. Please review the Court-approved Plan of Allocation on page 13 of the Notice states the overall calculation in paragraphs 61 and 62 as well as footnotes 4 through 6 (see attached). The calculation is the purchase price per share minus $0.69 per share (closing price on February 17, 2021). If you have any further questions, please contact us at 866-274-4004, you can also visit our website https://www.strategicclaims.net/braxia/ for more information. This is our final determination – if you do not agree with this determination, please respond to this email on or before November 12, 2023 with the reason why you do not agree and documentation to support your reason. Regards, Margie Craig Project Manager Strategic Claims Services 600 North Jackson Street Suite 205 Media, PA 19063 610-565-9202 x1005 Toll free 866-274-4004 Fax 610-565-7985 IMPORTANT: The information contained in this message is confidential and is intended only for the named addressee(s). If the reader of this message is not an intended recipient (or the individual responsible for the delivery of this message to an intended recipient), please be advised that any re-use, dissemination, distribution or copying of this message is prohibited. If you have received this message in error, please reply to the sender that you have received the message in error and then delete it. Thank you 1 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 63 of 65 Page ID #:2134 mcraig@strategicclaims.net From: Sent: Saturday, November 11, 2023 4:49 PM To: mcraig@strategicclaims.net Subject: Re: Champignon / Braxia Claim #782 Hi, I do not agree with the determination and need explanation since I've not sold any shares. I think para 61 and 62 are not applicable in my case. Based on the below clause THE BASIS FOR CALCULATING YOUR RECOGNIZED LOSS: Recognized Loss for the Company’s Common Stock Purchased During the Settlement Class Period will be calculated as follows: (A) For shares purchased during the Settlement Class Period and sold during the Settlement Class Period, the Recognized Loss per share will be the lesser of: (1) the inflation per share upon purchase (as set forth in Inflation Table A below) less the inflation per share upon sale (as set forth in Inflation Table A below); or (2) the purchase price per share minus the sales price per share. (B) For shares purchased during the Settlement Class Period and sold during the period February 18, 2021 through May 18, 2021, inclusive, the Recognized Loss will be the lesser of: (1) the inflation per share upon purchase (as set forth in Inflation Table A below); or (2) the difference between the purchase price per share and the average closing price per share as of date of sale provided in Table B below. (C) For shares purchased during the Settlement Class Period and retained as of the close of trading on May 18, 2021 the Recognized Loss will be the lesser of: (1) the inflation per share upon purchase (as set forth in Inflation Table A below); or (2) the purchase price per share minus the 90-day lookback price of $.423 per share. INFLATION TABLE A Common Stock Purchased During the Settlement Class Period Period Inflation March 27, 2020 to June 21, 2020, inclusive $.25 per share June 22, 2020 to February 16, 2021, inclusive $.09 per share February 17, 2021 $.00 per share Based on the THE BASIS FOR CALCULATING YOUR RECOGNIZED LOSS and INFLATION TABLE A The claim value should be $141.75 I've purchased 350+1225 shares with $0.09 inflation per share and 1320+780 shares with $0.00 inflation per share. If the share are bought and Based on the inflation rate claim value should be 1575 * $.09 = $141.75 1 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 64 of 65 Page ID #:2135 If I've not sold anything I think para 61 and 62 are not applicable in my case. Thanks and Regards, On Thu, Nov 2, 2023 at 3:58 PM wrote: Good afternoon, Thank you for responding to the letters requesting additional documentation that were send on 6/22/2023, 7/27/2023, and 9/6/2023 for claim #782. Thank you for your patience while your claim and all documentation were reviewed. Claim #782 account 220757009 has resulted in a trading gain during the Settlement Class Period. Any claim whose overall transactions in Champignon Brands, Inc. n/k/a Braxia Scientific Corp. ("Braxia”) common stock during the Settlement Class Period resulted in a trading gain has a Recognized Claim of $0.00. Please review the Court-approved Plan of Allocation on page 13 of the Notice states the overall calculation in paragraphs 61 and 62 as well as footnotes 4 through 6 (see attached). The calculation is the purchase price per share minus $0.69 per share (closing price on February 17, 2021). If you have any further questions, please contact us at 866-274-4004, you can also visit our website https://www.strategicclaims.net/braxia/ for more information. This is our final determination – if you do not agree with this determination, please respond to this email on or before November 12, 2023 with the reason why you do not agree and documentation to support your reason. Regards, 2 Case 2:21-cv-03120-JVS-KES Document 100 Filed 11/14/24 Page 65 of 65 Page ID #:2136 Disputing Claim Claim Number 782 Reason for Rejection: No Recognized Claim. The Claimant had an overall market gain on their Settlement Class Period transactions. Detailed Explanation: All 3,675 shares purchased for a total of $ 2,453.07 during the Settlement Class Period were still held as of the close of trading on February 17, 2021 with a total ascribed holding value of $2,535.75 which resulted in an overall market gain of $82.68 with respect to the Claimant’s overall transactions. The response the Claimant provided did not change the basis for rejection or reflect or support any additional transactions beyond those contained in the original submission. Strategic Claims Services contacted the Claimant by email to further explain the reason for the rejection and, after the explanation, the Claimant still requested the Court to review the Claim. Transactional History: Date of Transaction Transaction Type Number of Shares Price Per Share Total Price 12/15/2020 Purchase 350 $0.76 $266.00 2/17/2021 Purchase 780 $0.65 $507.00 1/27/2021 Purchase 1225 $0.67 $820.75 2/17/2021 Purchase 1320 $0.65 $859.32 2/17/2021 Holding Value 3675 $0.69 $2,535.75 Total Market Gain ($82.68)