Senior Secured Convertible Promissory Notes issuance
Company: Riot
The claim, verbatim
In January 2019, issued Senior Secured Convertible Promissory Notes to Oasis Capital LLC, Harbor Gates Capital LLC, and SG3 Capital LLC with aggregate principal amount of $3,358,333
Source (primary)
Riot 10-Q filed 2019-05-10 (SEC EDGAR, sec_filing)
View cached copy (2026-09-13)Live source ↗
Quote: “In January 2019, the Company issued Senior Secured Promissory Notes (the "Notes") to Oasis Capital, LLC, Harbor Gates Capital, LLC and SG3 Capital, LLC (collectively the "Investors") in the aggregate principal amount of $3,358,333.”
How we checked this
Checked on September 23, 2026. The cited source supports every part of this claim.
The filing states that in January 2019 Riot issued senior secured notes, described in Note 7 as convertible, to these three investors with an aggregate principal of $3,358,333.
Confirmed in the source:
- The notes were issued in January 2019 (January 28, 2019)
- The notes were Senior Secured Convertible Promissory Notes
- The investors were Oasis Capital, LLC, Harbor Gates Capital, LLC and SG3 Capital, LLC
- The aggregate principal amount was $3,358,333
What we did: Read our cached copy of SEC EDGAR (https://www.sec.gov/Archives/edgar/data/1167419/000107997319000291/riot_10q-033119.htm) in full (103,027 characters, retrieved September 13, 2026) and checked each assertion in the claim against it.
Additional evidence
confirms Riot 10-Q filed 2019-05-10
Quote: “In January 2019, the Company issued Senior Secured Promissory Notes (the "Notes") to Oasis Capital, LLC, Harbor Gates Capital, LLC and SG3 Capital, LLC (collectively the "Investors") in the aggregate principal amount of $3,358,333.”