At-the-Market Common Stock Offering Agreement
Company: Riot
The claim, verbatim
Company entered into at-the-market offering agreement with H.C. Wainwright & Co., LLC to offer and sell up to $100,000,000 of common stock, with sales agent commission of 3% of gross sales price
Source (primary)
Riot 424B5 filed 2019-05-24 (SEC EDGAR, sec_filing)
View cached copy (2026-09-13)Live source ↗
Quote: “We have entered into an at-the-market offering agreement (the "Offering Agreement"), dated May 24, 2019, with H. C. Wainwright & Co., LLC... we may offer and sell shares of our common stock having an aggregate offering price of up to $100,000,000... We will pay Wainwright a commission equal to 3% of the gross sales price”
How we checked this
Checked on September 23, 2026. The cited source supports every part of this claim.
The prospectus supplement cover and Plan of Distribution state the agreement with Wainwright, the $100,000,000 cap, and the 3% commission.
Confirmed in the source:
- Riot Blockchain entered into an at-the-market offering agreement dated May 24, 2019 with H. C. Wainwright & Co., LLC as sales agent
- Under the agreement the company may offer and sell common stock with an aggregate offering price of up to $100,000,000
- The company will pay Wainwright a commission equal to 3% of the gross sales price of shares sold
What we did: Read our cached copy of SEC EDGAR (https://www.sec.gov/Archives/edgar/data/1167419/000107997319000328/riot_424b5-226111.htm) in full (299,646 characters, retrieved September 13, 2026) and checked each assertion in the claim against it.
Additional evidence
confirms Riot 424B5 filed 2019-05-24
Quote: “We have entered into an at-the-market offering agreement (the "Offering Agreement"), dated May 24, 2019, with H. C. Wainwright & Co., LLC... we may offer and sell shares of our common stock having an aggregate offering price of up to $100,000,000... We will pay Wainwright a commission equal to 3% of the gross sales price”
