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Logical Brokerage regulatory registrations

Company: Riot

Subject kind
regulatory
Statement date
2020-03-24
Current status
stated

The claim, verbatim

Logical Brokerage (RiotX) registered with CFTC as introducing broker and member of National Futures Association

Source (primary)

Riot 10-K filed 2020-03-25 (SEC EDGAR, sec_filing)
View cached copy (2026-09-13)Live source ↗

Quote: “Logical Brokerage is registered with the Commodity Futures Trading Commission ("CFTC") as an introducing broker and a member of the National Futures Association ("NFA")”

How we checked this

Checked on September 23, 2026. The cited source supports every part of this claim.

The filing states that Logical Brokerage (RiotX) is registered with the CFTC as an introducing broker and is an NFA member.

Confirmed in the source:

What we did: Read our cached copy of SEC EDGAR (https://www.sec.gov/Archives/edgar/data/1167419/000107997320000216/riot_10k-123119.htm) in full (373,694 characters, retrieved September 13, 2026) and checked each assertion in the claim against it.

Additional evidence

confirms Riot 10-K filed 2020-03-25

Quote: “Logical Brokerage is registered with the Commodity Futures Trading Commission ("CFTC") as an introducing broker and a member of the National Futures Association ("NFA")”

View cached copy (2026-09-13)Live source ↗