SEC shelf registration for convertible securities
Company: CleanSpark
The claim, verbatim
CleanSpark agreed to register the Debenture, conversion shares, Warrant, and warrant exercise shares under an effective Form S-3 shelf registration statement declared effective November 20, 2018
Source (primary)
CleanSpark 8-K filed 2018-12-31 (SEC EDGAR, sec_filing)
View cached copy (2026-09-13)Live source ↗
Quote: “the Company agreed to sell the Debenture, the shares of common stock issuable upon conversion of the Debenture, the Warrant and the shares of common stock issuable upon exercise of the Warrant pursuant to an effective shelf registration statement on Form S-3 (Registration No 333-228063), declared effective by the Securities and Exchange Commission on November 20, 2018”
How we checked this
Checked on September 23, 2026. The cited source supports part of this claim, but not all of it.
The filing says CleanSpark agreed to sell these securities under an S-3 shelf that was already effective as of November 20, 2018. It does not describe an agreement to register them.
Confirmed in the source:
- The Debenture, conversion shares, Warrant, and warrant exercise shares were to be sold under an effective Form S-3 shelf registration statement (Registration No. 333-228063)
- The SEC declared that shelf registration statement effective on November 20, 2018
We could not confirm this from the cited source:
- CleanSpark agreed to register the Debenture, conversion shares, Warrant, and warrant exercise shares (the filing says CleanSpark agreed to sell these securities under a registration statement that was already effective, not that it agreed to register them)
That does not mean it is false — only that this source does not establish it, as of the date above. If we find a source that settles it, we will re-check and update this page.
What we did: Read our cached copy of SEC EDGAR (https://www.sec.gov/Archives/edgar/data/827876/000166357718000614/mainbody.htm) in full (6,108 characters, retrieved September 13, 2026) and checked each assertion in the claim against it.
Additional evidence
confirms CleanSpark 8-K filed 2018-12-31
Quote: “the Company agreed to sell the Debenture, the shares of common stock issuable upon conversion of the Debenture, the Warrant and the shares of common stock issuable upon exercise of the Warrant pursuant to an effective shelf registration statement on Form S-3 (Registration No 333-228063), declared effective by the Securities and Exchange Commission on November 20, 2018”