Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 1 of 156 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE Chapter 11 In re: Case No. 22-11068 (JTD) FTX Trading Ltd., et al., 1 (Jointly Administered) Debtors. GLOBAL NOTES AND STATEMENTS OF LIMITATIONS, METHODOLOGY, AND DISCLAIMERS REGARDING THE DEBTORS’ SCHEDULES OF ASSETS AND LIABILITIES AND STATEMENTS OF FINANCIAL AFFAIRS FTX Trading Ltd. and its affiliated debtors and debtors-in-possession (collectively, the “Debtors”), are filing their respective Schedules of Assets and Liabilities (each, a “Schedule” and, collectively with attachments, the “Schedules”) and Statements of Financial Affairs (each, a “Statement” and, collectively with attachments, the “Statements”) in the United States Bankruptcy Court for the District of Delaware (the “Court”) pursuant to section 521 of title 11 of the United States Code (the “Bankruptcy Code”) and rule 1007 of the Federal Rules of Bankruptcy Procedure (the “Bankruptcy Rules”). Ms. Mary Cilia has signed the Schedules and Statements on behalf of the Debtors. Ms. Cilia is the Chief Financial Officer of the Debtors. She has been authorized to execute the Schedules and Statements on behalf of the Debtors. In reviewing and signing the Schedules and Statements, Ms. Cilia necessarily has relied upon the efforts, statements and representations of the Debtors and the Debtors’ financial, legal and other agents and advisors (collectively, the “Advisors”). Ms. Cilia has not (and could not have) personally verified the accuracy of each statement and representation contained in the Schedules and Statements, including statements and representations concerning amounts or quantities owed to creditors, classification of such amounts and quantities and creditor addresses and contact information. Additionally, Ms. Cilia has not (and could not have) personally verified each amount, quantity or current value listed in each of the Schedules and Statements or the classification thereof. The Debtors prepared the Schedules and Statements with the assistance of their Advisors. The Schedules and Statements are unaudited and subject to potential adjustment, revisions and/or amendments, which may be material. In preparing the Schedules and Statements, the Debtors relied on financial data derived from their books and records that was available and accessible at 1 The last four digits of FTX Trading Ltd.’s and Alameda Research LLC’s tax identification number are 3288 and 4063 respectively. Due to the large number of debtor entities in these Chapter 11 Cases, a complete list of the Debtors and the last four digits of their federal tax identification numbers is not provided herein. A complete list of such information may be obtained on the website of the Debtors’ claims and noticing agent at https://cases.ra.kroll.com/FTX. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 2 of 156 the time of preparation. As set forth in more detail below, the Debtors cannot confirm that the information provided is complete and accurate, although the Debtors have made reasonable efforts to ensure the accuracy and completeness of such financial information. Subsequent information or discovery of additional information may result in material changes in financial and other data contained in the Schedules and Statements and inadvertent or unintentional errors, omissions or inaccuracies may exist. The Schedules and Statements are unaudited and remain subject to further review and adjustment to reflect the Debtors’ ongoing reconciliation efforts. The amounts reflected in these Statements and Schedules reflect the Debtors’ efforts to report values and information as of the Petition Date (unless otherwise stated) through March 8, 2023. The Debtors’ investigations and reconciliations are ongoing and, as such, the results thereof may result in revision, amendment, supplementation and/or adjustment of the Schedules and Statements. For the avoidance of doubt, the Debtors hereby reserve all of their rights, including to revise, amend, supplement and/or adjust the Schedules and Statements. The Debtors and their Advisors do not guarantee or warrant the accuracy or completeness of the data that is provided and shall not be liable for any loss or injury arising out of or caused in whole or in part by the acts, errors, or omissions, whether negligent or otherwise, in procuring, compiling, collecting, interpreting, reporting, communicating, or delivering the information contained herein and in the Schedules and Statements. While reasonable efforts have been made to provide accurate and complete information herein, inadvertent errors or omissions may exist and other limitations described below impacted the Debtors ability to do so in certain instances. The Debtors and their Advisors expressly do not undertake any obligation to update, modify, revise or re-categorize the information provided, or to notify any third party should the information be updated, modified, revised or recategorized except as required by applicable law. In no event shall the Debtors and their Advisors be liable to any third party for any direct, indirect, incidental, consequential and/or special damages (including, but not limited to, damages arising from the disallowance of a potential claim against any Debtor or damages to business reputation, lost business or lost profits), whether foreseeable or not and however caused, even if the Debtors and/or their Advisors are advised or notified of the possibility of such damages. Disclosure in one or more Schedules, one or more Statements, or one or more exhibits or attachments to the Schedules or Statements, even if incorrectly placed, shall be deemed to be disclosed in the correct Schedules, Statements, exhibits or attachments. These Global Notes and Statements of Limitations, Methodology and Disclaimers Regarding the Debtors’ Schedules and Statements (collectively, the “Global Notes”) pertain to, and are incorporated by reference in, and comprise an integral part of, all of the Schedules and Statements. The Global Notes are in addition to the specific notes set forth below with respect to the Schedules and Statements (the “Specific Notes” and, together with the Global Notes, the “Notes”). These Notes should be referred to, and referenced in connection with, any review of the Schedules and Statements. Background and Limitations As set forth in the Declaration of John J. Ray III in Support of Chapter 11 Petitions and First Day Pleadings [D.I. 24] (the “Ray Declaration”), solely for purposes of presentation and Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 3 of 156 organizational purposes, the Debtors and their businesses are categorized into four silos: (a) Debtor West Realm Shires Inc. and its Debtor and non-Debtor subsidiaries (collectively, the “WRS Silo”), (b) Debtor Alameda Research LLC and its Debtor subsidiaries (collectively, the “Alameda Silo”), (c) Debtor Clifton Bay Investments LLC and certain of its Debtor affiliates (collectively, the “Ventures Silo”) and (d) Debtor FTX Trading Ltd. and its Debtor and non-Debtor subsidiaries (collectively, the “Dotcom Silo”). With respect to the Debtors’ books and records, as discussed in the Ray Declaration, the circumstances surrounding the commencement of the Debtors’ Chapter 11 Cases were extraordinary and have materially impacted the Debtors’ ability to access and marshal information about their businesses. Prior to the commencement of the Debtors’ Chapter 11 Cases, the Debtors operated, with other direct and indirect subsidiaries, on a global, decentralized and stand-alone basis. There has been no indication that there was formal documentation of policies, procedures, internal controls or other common management oversight tools utilized by companies of similar size. There were no indications of the existence of utilized global financial accounting systems, treasury systems, risk management systems, employment/benefits databases, global contract databases or corporate secretarial systems commonly and critically maintained and utilized by similarly large commercial enterprises with a global presence. Records were more commonly decentralized and maintained on more individualized cloud-based data repositories shared in smaller groups. Under this operating format, it was normal practice for the books and records to be maintained by third party bookkeeping providers (the “Outsourcers”) and managed by the respective local Debtor. Additionally, the financial reporting technology varied and was typically owned or licensed by the Outsourcers. Supporting financial accounting, treasury and employment records were not generally kept in a single repository and were often managed in numerous cloud environments maintained by various individuals rather than on the more traditional server-based electronic record repositories. The Debtors relied heavily on outsourced contractors to fill several of its key accounting, finance, and treasury roles who also maintained their own data repositories separate from the Debtors. This infrastructure has made it extraordinarily difficult and time- consuming to gather, review, analyze and compile the data required to prepare the Debtors’ Schedules and Statements. These efforts are ongoing. After the commencement of these Chapter 11 Cases, a number of the Outsourcers stopped providing services to the Debtors. The Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements. Moreover, a significant number of the Debtors’ employees and contractors resigned on or around the Petition Date. The Debtors were significantly and adversely affected by the discontinuation of services from the Outsourcers, the above-referenced proceedings and the employee and contractor departures because they lost full and direct access to certain personnel, a portion of their books and records, certain back office systems and document repositories. Since the commencement of these Chapter 11 Cases, the Debtors’ advisors have been and continue to, locate and reconstruct the Debtors’ books and records. The last close of the Debtors’ books in the normal course of business was performed for limited entities in the WRS and Dotcom Silos in their respective jurisdictions as of September 30, 2022. In order to prepare the books and records for each of the Debtors as of the Petition Dates (as defined below), the Debtors’ reengaged certain former employees and selectively re-contracted certain Outsourcers. The Debtors and their Advisors have attempted to bring forward the September 30, 2022 financial statements to November 30, 2022 and have used the November 30, Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 4 of 156 2022 information prepared by Debtor employees, contractors and Outsourcers to roll back account balances for each Debtor to the respective Petition Dates, considering known business activity and transactions occurring from the Petition Dates through November 30, 2022. In doing so, the Debtors were required to make certain estimates and assumptions, which are also reflected in the information contained in the Schedules and Statements. With respect to the Alameda and Ventures Silos, the books and records were either improperly maintained or not prepared by the Debtors prior to the Petition Date. Additionally, the individuals previously responsible for the Debtors’ books and records of these two Silos are currently unavailable to provide information either due to local proceedings, unwillingness to engage with the Debtors’ current management or are under criminal guilty pleas or indictment (e.g., Samuel Bankman-Fried, Caroline Ellison and Gary Wang). Therefore, the Debtors’ and their Advisors developed processes and procedures to construct the information presented in the Schedules and Statements as of the Petition Date based on currently available and accessible information. The Debtors reserve the right to revise, amend, supplement and/or adjust the Schedules and Statements. With respect to certain entities within the Dotcom Silo, the individuals previously responsible for the Debtors’ books and records are currently unavailable to provide information either due to local proceedings or unwillingness to engage with the Debtors’ current management. Additionally, substantiating documentation for certain book balances and transactions was often limited or unavailable. Therefore, the Debtors’ and their Advisors developed processes and procedures to construct certain information presented in the Schedules and Statements as of the Petition Date based on currently available and accessible information. The Debtors reserve the right to revise, amend, supplement and/or adjust the Schedules and Statements. Additionally, on or around the time of the commencement of these Chapter 11 Cases, many of the non-Debtor entities around the world became subject to various proceedings, in which administrators or trustees were appointed by the applicable authorities to oversee, manage and administer the affairs of those affiliates going forward. A summary of those proceedings is below. FTX DM Joint Provisional Liquidation and Chapter 15 Recognition On November 10, 2022, the Securities Commission of The Bahamas filed a petition for provisional liquidation of FTX Digital Markets Ltd. (“FTX DM”) with the Supreme Court of The Bahamas (the “Bahamas Court”). On the same day, the Bahamas Court granted such petition and appointed Brian C. Simms KC as provisional liquidator of FTX DM. On November 14, 2022, the Bahamas Court appointed Kevin G. Cambridge and Peter Greaves of PricewaterhouseCoopers as additional JPLs, to serve alongside Mr. Simms (collectively, the “JPLs”). On November 15, 2022, the JPLs filed a Chapter 15 petition for recognition of FTX DM’s provisional liquidation proceeding as a foreign main proceeding in the United States under Chapter 15 of the U.S. Bankruptcy Code. On February 15, 2023, the Court entered an order granting the JPL’s recognition petition. In re FTX Digital Markets Ltd., Case No. 22-11217 (JTD) (Bankr. D. Del.) [D.I. 129]. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 5 of 156 Bahamas Recognition Proceeding On February 8, 2023, Mr. Kurt Knipp filed a petition with the Bahamas Court seeking entry of an order recognizing him as the foreign representative of the following Debtors in The Bahamas with the right to act in The Bahamas on behalf of or in the name of each of such Debtors: (a) West Realm Shires Inc., (b) West Realm Shires Services Inc., (c) Alameda Research LLC, (d) Alameda Research Ltd., (e) Maclaurin Investments Ltd., (f) Clifton Bay Investments LLC and (g) FTX Trading Ltd. On February 23, 2023, the Bahamas Court entered a Declaratory Order granting the requested relief. Australian Voluntary Administration Proceedings On November 11, 2022, Scott Langdon, Rahul Goyal and John Mouawad of KordaMentha were appointed by the Board of Directors as joint and several voluntary administrators to FTX Australia Pty Ltd and FTX Express Pty Ltd. The first meeting of creditors for these entities was held on December 1, 2022. These proceedings are ongoing. Finally, substantial assets of the Debtors were transferred to Related Parties and insiders which are included in these Schedules & Statements as receivable or transfers in their respective sections. The Debtors have located documentation related to some of these transfers but many appear to have been undocumented. The Debtors are undertaking a process to locate and recover these assets. The Debtors reserve the right to revise, amend, supplement and/or adjust the Schedules and Statements Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 6 of 156 Global Notes and Overview of Methodology The Schedules, Statements and Notes should not be relied upon by any persons for information relating to current or future financial conditions, events or performance of any of the Debtors, including, but not limited to, any potential recoveries or distributions related to claims against the Debtors. 1. Description of the Cases. On November 11, 2022 and November 14, 2022 (as applicable, the “Petition Date”), 2 the Debtors filed with the Court voluntary petitions for relief under chapter 11 of the United States Bankruptcy Code. The cases (the “Chapter 11 Cases”) are pending before the Honorable John T. Dorsey, and are jointly administered for procedural purposes only under the lead case captioned In re FTX Trading Ltd., et al., Case No. 22-11068 (JTD) (Bankr. D. Del.). On February 13, 2023, the Court entered an order dismissing the chapter 11 cases of FTX Turkey Teknoloji Ticaret Anonim Sirketi and SNG Investments Yatirim ve Danismanlik Anonim Sirketi [D.I. 711]. 2. Basis of Presentation. For financial reporting purposes, most of the Debtors prepared financial statements on a legal entity basis. While consistent with their historical practice for most Debtor entities, several of the entities within the Alameda Silo maintained only one set of combined books. The Schedules and Statements are unaudited and reflect the Debtors’ reasonable efforts to report certain financial information of each Debtor on a stand-alone basis. These Schedules and Statements do not purport to and do not represent financial statements prepared in accordance with Generally Accepted Accounting Principles in the United States (“GAAP”). The Debtors used what they believe to be a reasonable basis to attribute assets and liabilities to each Debtor entity. However, because the Debtors’ accounting systems, policies, and practices were limited and maintained inconsistently by legal entity, or not at all, it is possible that not all assets, liabilities, or operational activity have been recorded, or were not recorded with the correct legal entity on the Schedules and Statements. Accordingly, the Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements, including with respect to reallocation of assets or liabilities to any Debtor entity. 3. Reporting Date. Unless otherwise noted on the specific responses, the Statements and the liabilities reflected on the Schedules generally reflect the Debtors’ books and records as of the Petition Date except as may have been adjusted for authorized payments made under the First Day Orders (as defined below). The cash and other assets listed on the Schedules are as of the Petition Date unless otherwise stated, and have not been adjusted for authorized payments made under the First Day Orders. As set forth herein, amounts ultimately realized may vary from whatever value was ascribed and such variance may be material. Accordingly, the Debtors reserve all of their rights to revise, amend, supplement and/or adjust the values set 2 November 11, 2022 is the petition date for all Debtors, except for West Realm Shires Inc. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 7 of 156 forth in the Statements and the assets and liabilities reflected on the Schedules. In addition, the amounts shown for total liabilities exclude items identified as “unknown,” “disputed,” “contingent,” “unliquidated,” “undetermined” and “N/A” and, thus, ultimate liabilities may differ materially from those stated in the Schedules and Statements. 4. Allocation of Liabilities. The Debtors, in consultation with their Advisors, have sought to allocate liabilities between prepetition and postpetition periods based on the information and research that was conducted in connection with the preparation of the Schedules and Statements. As additional information becomes available and further research is conducted, the allocation of liabilities between prepetition and postpetition may change. The Debtors reserve the rights to revise, amend, supplement and/or adjust the Schedules and Statements. 5. Duplication. Certain of the Debtors’ assets, liabilities and prepetition payments may properly be disclosed in response to multiple parts of the Schedules and Statements. Except as otherwise discussed below, to the extent these disclosures would be duplicative, the Debtors have made best efforts to only list such assets, liabilities and prepetition payments once. 6. Entity Accounts Payable and Disbursement Systems. As described in the Motion of Debtors for Entry of Interim and Final Orders (I) Authorizing the Debtors to (A) Operate a Post-petition Cash Management System, (B) Maintain Existing Business Forms, and (C) Perform Intercompany Transactions, (II) Granting a Partial Waiver of the Deposit Guidelines Set Forth in Section 345(B), and (III) Granting Certain Related Relief, [D.I. 47], prior to the commencement of the Chapter 11 Cases, the Debtors utilize a decentralized cash management system. Prior to the commencement of these Chapter 11 Cases, each Debtor generally maintained individual bank and payment service accounts to collect, transfer and distribute funds in the ordinary course of business. The Debtors maintained approximately 400 known bank and payment service accounts. The Debtors have been taking the necessary efforts to obtain access to, and regain control of, each of these known bank and payment service accounts and these efforts remain ongoing. Payment service account providers do not always provide information reporting consistent with reporting expected from a traditional financial institution, which creates limitations and challenges in preparation of the Schedules and Statements. There is a significant volume of transactions and currency that occurred within the Debtors’ accounts on a daily basis with both third parties and between accounts held by affiliates. While the Debtors have taken reasonable measures to obtain the information necessary to compile the Schedules and Statements, there is a risk that this information is inaccurate or incomplete. Additionally, although efforts have been made to attribute open payable amounts to the correct Debtor entity, the Debtors reserve the right to revise, amend, supplement and/or adjust their Schedules and Statements, including to attribute such payment to a different Debtor entity. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 8 of 156 7. Accuracy. As discussed in the Ray Declaration, the deficiencies with the Debtors’ record keeping and reporting have been well documented. The financial information disclosed in the Schedules and Statements was not prepared in accordance with federal or state securities laws or other applicable non-bankruptcy law or in lieu of complying with any periodic reporting requirements thereunder. Persons and entities trading in or otherwise purchasing, selling, or transferring any claims against or equity interests in the Debtors should evaluate this financial information in light of the purposes for which it was prepared and should not rely upon such information for such or any other purposes. The Debtors are not liable for and undertake no responsibility to indicate variations from securities laws or for any evaluations of the Debtors based on this financial information or any other information. 8. Valuation Generally. In certain instances, current market valuations are not maintained by or readily available to the Debtors. Moreover, it would be prohibitively expensive, unduly burdensome, and an inefficient use of estate assets for the Debtors to obtain current market valuations of all of their assets solely for purposes of the Schedules and Statements. Accordingly, unless otherwise stated, net book values as of the Petition Date are presented. When necessary, the Debtors have indicated that the value of certain assets is “unknown” or “undetermined.” Amounts ultimately realized may vary materially from net book value (or spot value or other value so ascribed). Accordingly, the Debtors reserve all rights to revise, amend, supplement and/or adjust the asset values set forth in the Schedules and Statements. The omission of an asset from the Schedules and Statements does not constitute a representation regarding the ownership of such asset, and any such omission does not constitute a waiver of any rights of the Debtors with respect to such asset. As noted herein, the Debtors are currently marketing certain assets for sale pursuant to those certain Court-approved bidding procedures. See Order (A) Approving Bid Procedures, Stalking Horse Procedures and the Form and Manner of Notices for the Sale of Certain Businesses, (B) Approving Assumption and Assignment Procedures and (C) Scheduling Auction(s) and Sale Hearing(s) [D.I.487] and Order (I) Authorizing and Approving Procedures for the Sale or Transfer of Certain De Minimis Assets and Fund Assets and (II) Approving Assumption, Assignment and Rejection Procedures and (III) Granting Related Relief [D.I. 702]. Accordingly, the current or fair value of those assets may be determined in connection with the sales processes. As noted herein, amounts ultimately realized from the sale process may vary materially from net book value. 9. Valuation of Cryptocurrency. Cryptocurrency amounts are generally listed per token rather than a conversion to price in U.S. dollars. To the extent cryptocurrency values are presented in U.S. dollars, they reflect the valuation as set forth in the Debtors’ books and records as of the Petition Date or the time of the relevant transaction, as applicable, or such other pricing as set forth in these Notes. Actual net realizable value may vary significantly. The Debtors reserve all rights to revise, Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 9 of 156 amend, supplement and/or adjust such values presented in the Schedules and Statements. 10. Paid Claims. Pursuant to the “first day” and “second day” orders of the Court entered in the Chapter 11 Cases (collectively, the “First Day Orders”) as well as other orders of the Court, the Debtors have authorization to pay certain outstanding prepetition claims. As such, outstanding liabilities have been reduced by any court- approved postpetition payments made on prepetition payables. Where and to the extent these liabilities have been satisfied, they are not listed in the Schedules and Statements, unless otherwise indicated. Regardless of whether such claims are listed in the Schedules and Statements, to the extent the Debtors later pay any amount of the claims listed in the Schedules and Statements pursuant to any orders entered by the Court, the Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements or take other action, such as filing claims objections, as is necessary and appropriate to avoid overpayment or duplicate payments for liabilities. Nothing herein should be deemed to alter the rights of any party-in-interest to contest a payment made pursuant to an order of the Court where such order preserves the right to contest such payment. 11. Undetermined Amounts. Claim amounts that could not readily be quantified by the Debtors are scheduled as “unliquidated”, “undetermined”, “unknown” or “N/A.” The description of an amount as “unliquidated”, “undetermined”, “unknown” or “N/A” is not intended to reflect upon the materiality or allowance of, or distribution with respect to the amount. 12. Guarantees and Other Secondary Liability Claims. The Debtors exercised their reasonable efforts to locate and identify guarantees and other secondary liability claims (collectively, the “Guarantees”) in their executory contracts, unexpired leases and other such agreements. Where such Guarantees have been identified, they are included in the relevant Schedules and Statements. Guarantees embedded in the Debtors’ executory contracts, unexpired leases and other agreements may have been omitted inadvertently. The Debtors reserve their right to revise, amend, supplement and/or adjust the Schedules and Statements to the extent that additional Guarantees are identified. In addition, the Debtors reserve the right to amend the Schedules and Statements to re-characterize and reclassify any such contract or claim. 13. Excluded Liabilities and Assets. The Debtors believe that they have identified, but did not necessarily value, all material categories of assets and liabilities in the Schedules. As set forth in note 16 below, the Debtors have excluded intercompany assets and liabilities from the Schedules and Statements. Additionally, certain immaterial or de minimis liabilities and assets may have been excluded. Finally, the Debtors have also excluded from the Schedules and Statements cryptocurrency that was not in the Debtors’ possession or controlled by the Debtors as of the Petition Date and any unauthorized transfers, gains or losses or other adjustments of cryptocurrencies that occurred either before or after the Petition Date. The Debtors reserve all rights with respect to such cryptocurrency. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 10 of 156 14. Cryptocurrency. Certain of the Debtors’ assets are cryptocurrencies or digital tokens based on a publicly accessible blockchain. Cryptocurrencies are unique assets. Certain laws and regulations that may be applicable to cryptocurrencies do not contemplate or address unique issues associated with the cryptocurrency economy, are subject to significant uncertainty, and vary widely across U.S. federal, state, and local and international jurisdictions. The Debtors make no representations or admissions concerning the status of cryptocurrency as a “security” under any state, federal, or local domestic or international statute, including United States federal securities laws, and reserve all rights with respect to such issues and all rights to revise, amend, supplement and/or adjust the Schedules and Statements. 15. Customers. In order to preserve the confidentiality of customer identities and in compliance with the Final Order (I) Authorizing the Debtors to Maintain a Consolidated List of Creditors in Lieu of Submitting a Separate Matrix for Each Debtor, (II) Authorizing the Debtors to Redact or Withhold Certain Confidential Information of Customers and Personal Information of Individuals and (III) Granting Certain Related Relief [D.I. 545] (the “Redaction Order”), customers have been scheduled utilizing an unique, individualized customer identification number (each, a “Customer Code”) assigned to each applicable customer by the Debtors. The Customer Code is not the same as the customer account number of such customer that existed prior to the filing of these Chapter 11 Cases. The Debtors will provide notice of a customer’s Customer Code by email to the email on file for such customer. 16. Insiders. For purposes of the Schedules and Statements, the Debtors defined “insiders” pursuant to section 101(31) of the Bankruptcy Code as: (a) directors; (b) officers; (c) persons in control of the Debtors; (d) relatives of the Debtors’ directors, officers or persons in control of the Debtors and (e) debtor/non-debtor affiliates of the foregoing. Additionally, an entity may be designated as an “insider” for the purposes of the Schedules and Statements if such entity, based on the totality of the circumstances, has a close relationship with any of the Debtors and a lack of arm’s length dealings. Certain of the individuals or entities may not have been insiders for the entirety of the 12-month period before the Petition Date, but the Debtors have included them herein out of an abundance of caution. Entities or persons listed as “insiders” have been included for informational purposes only, and the inclusion or omission of them in the Schedules and Statements shall not constitute an admission that those persons are or are not “insiders” for purposes of section 101(31) of the Bankruptcy Code. The rights of the Debtors and other third parties with respect to any determinations of “insiders” are reserved. Information regarding the individuals or entities listed as insiders in the Schedules and Statements may not be used for: (a) the purposes of determining (i) control of the Debtors; (ii) the extent to which any individual or entity exercised management responsibilities or functions; (iii) corporate decision-making authority over the Debtors; or (iv) whether such individual or entity could successfully argue that it is not an insider under applicable law, including the Bankruptcy Code and federal Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 11 of 156 securities laws, or with respect to any theories of liability or (b) any other purpose. Furthermore, the listing or omission of a party as an insider for purposes of the Schedules and Statements is not intended to be, nor should it be, construed an admission of any fact, right, claim, or defense, and all such rights, claims, and defenses are hereby expressly reserved. The process to identify insiders and related payments remain ongoing, and the Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements. 17. Intercompany Balances. The Schedules do not include a reporting of intercompany or certain affiliate balances. The process to reconcile and validate all intercompany balances among the Debtors or between Debtors and certain of its affiliates is ongoing and is incomplete and, as such, the Debtors are not in a position currently to report such balances. The volume and magnitude of intercompany and affiliate transactions in both digital and fiat assets are significant and pervasive throughout the Debtors’ and their affiliates’ accounts. Identification of these transactions is complex for numerous reasons including agent relationships or improper labeling of transactions or accounts, and the efforts to initially identify and verify those transactions are ongoing. The Debtors expect that the intercompany and affiliate balances will materially impact and change the reported assets and liabilities of many of the Debtors and the related recoveries of claims against such Debtors. The Debtors reserve all rights, claims and defenses in connection with any and all intercompany and affiliate receivables and payables, including with respect to the characterization of intercompany and affiliate claims, loans and notes. 18. Totals. All totals that are included in the Schedules and Statements represent totals of all the known amounts. Amounts marked as “unknown”, “undetermined” or “N/A” are not included in the calculations of the totals. To the extent there are unknown disputed, contingent, unliquidated or otherwise undetermined amounts, the actual total may differ materially from those stated in the Schedules and Statements. 19. Currency. All amounts shown in the Schedules and Statements are in U.S. Dollars, unless otherwise indicated. Foreign currency amounts have been translated to U.S. Dollar equivalents using published exchange rates at the relevant date or for the relevant period. 20. Setoffs. The Debtors may incur certain setoffs and other similar rights during the ordinary course of business. Offsets in the ordinary course can result from various items, including, without limitation, margin call or other lending-related transaction, intercompany transactions, pricing discrepancies, returns and other disputes between the Debtors and their account holders and/or suppliers. These offsets and other similar rights are consistent with the ordinary course of business in the Debtors’ industry and may not be tracked separately. Therefore, although such offsets and other similar rights may be included in the Schedules, other offsets Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 12 of 156 are not independently accounted for, and as such, may be excluded from the Schedules. The Debtors reserve all rights with respect to setoffs and offsets. 21. Causes of Action. Despite their reasonable efforts to identify all known assets, the Debtors may not have listed all of their claims, causes of action, potential claims or potential causes of action against third parties as assets in their Schedules and Statements, including, but not limited to, preferences and avoidance actions arising under chapter 5 of the Bankruptcy Code and actions under other relevant non- bankruptcy laws to recover assets, controversy, right of setoff, cross claim, counterclaim, or recoupment and any claim on contracts or for breaches of duties imposed by law or in equity, demand, right, action, lien, indemnity, guaranty, suit, obligation, liability, damage, judgment, account, defense, power, privilege, license, and franchise of any kind or character whatsoever, known, unknown, fixed or contingent, matured or unmatured, suspected or unsuspected, liquidated or unliquidated, disputed or undisputed, secured or unsecured, assertable directly or derivatively, whether arising before, on, or after the Petition Date, in contract or in tort, in law or in equity, or pursuant to any other theory of law. The Debtors’ investigation efforts remain ongoing. The Debtors reserve all of their rights with respect to any claims, causes of action, preference or avoidance actions they may have, and neither these Notes nor the Schedules and Statements shall be deemed a waiver of any such claims, causes of actions, preference or avoidance actions or in any way prejudice or impair the assertion of such claims, or in any way act as an admission of any fact or liability or the character thereof. Additionally, prior to the Petition Date, each Debtor, as plaintiff, may have commenced various lawsuits in the ordinary course of its business against third parties seeking monetary damages. 22. Credits and Adjustments. The claims of individual creditors for, among other things, goods, products, services or taxes are listed as the amounts entered on the Debtors’ books and records and may not reflect credits, allowances or other adjustments due from such creditors to the Debtors. The Debtors reserve all of their rights with regard to such credits, allowances and other adjustments, including the right to assert claims objections and/or setoffs with respect to the same, or apply such allowances in the ordinary course of business on a postpetition basis. 23. Solvency. Given the exclusion of intercompany balances and the uncertainty surrounding the collection, valuation and ownership of certain assets, including, among other things, net operating losses or other tax attributes, and the valuation and nature of certain liabilities, to the extent that a Debtor shows more assets than liabilities, nothing in the Schedules or Statement shall constitute an admission that the Debtors were solvent as of the Petition Date or at any time before the Petition Date. Likewise, to the extent a Debtor shows more liabilities than assets, nothing in the Schedules or Statement shall constitute an admission that such Debtor was insolvent as of the Petition Date or at any time before the Petition Date. For the avoidance of doubt, nothing contained in the Schedules and Statements is indicative of the Debtors’ enterprise value or solvency. The Debtors reserve all rights with respect to these issues. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 13 of 156 24. Liens. Property and equipment listed in the Schedules and Statements are presented without consideration of any liens that may attach (or have attached) to such property and equipment. 25. Leases of Equipment and Other Assets. In the ordinary course of their business, the Debtors lease equipment and other assets from certain third-party lessors for use in the daily operation of their businesses. The Debtors have made commercially reasonable efforts to list any such leases in Schedule G. Except as otherwise noted herein, the property subject to any such leases is not reflected in Schedule A/B as either owned property or assets of the Debtors, and neither is such property or assets of third parties within the control of the Debtors. Nothing in the Schedules is or shall be construed as an admission or determination as to the legal status of any lease (including whether any lease is a true lease or a financing arrangement), and the Debtors reserve all rights with respect to any of such issues, including the recharacterization thereof. 26. Confidential, Sensitive or Personally Identifiable Information. There may be instances in which certain information in the Schedules and Statements intentionally has been redacted due to, among other things, the nature of an agreement between a Debtor and a third party, local restrictions on disclosure, concerns about the confidential or commercially sensitive nature of certain information, or concerns for the privacy of an individual. Additionally, pursuant to the Redaction Order, the Debtors have redacted certain customer and personally identifiable information contained in the Schedules and Statements. Payments made to individuals and certain other instances where personally identifiable information could otherwise be disclosed have been reported without disclosing personally identifiable information. All such redacted information shall be made available in accordance with the terms of the Redaction Order. 27. Reservation of Rights. As noted above, reasonable efforts have been made to prepare and file complete and accurate Schedules and Statements, however, inadvertent errors or omissions may exist. The Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements from time to time in all respects. The Debtors reserve all rights with respect to issues involving or defenses against claims, substantive consolidation, defenses, statutory or equitable subordination, and/or causes of action arising under the Bankruptcy Code and any other relevant non-bankruptcy laws to recover assets or avoid transfers. Any specific reservation of rights contained elsewhere in the Notes does not limit in any respect the general reservation of rights contained in this paragraph. Nothing contained in the Schedules, Statements or Notes shall constitute a waiver of rights with respect to these Chapter 11 Cases, including, but not limited to, the following: a) Any failure to designate a claim listed on the Debtors’ Schedules and Statements as a) “disputed,” b) “contingent,” or c) “unliquidated” does not constitute an admission by the Debtors that such amount is not “disputed,” Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 14 of 156 “contingent,” or “unliquidated” or a waiver of any right to later object to any claim on any grounds. The Debtors reserve the right to dispute and to assert setoff rights, offsets, counterclaims, and defenses to any claim reflected on the Schedules as to amount, liability, and classification, and to otherwise subsequently designate any claim as “disputed,” “contingent,” or “unliquidated.” Moreover, listing a claim does not constitute an admission of liability by the Debtors against which the claim is listed or by any of the Debtors. The Debtors reserve all rights to object to the extent, validity, enforceability, priority or avoidability of any claim (regardless of whether such claim is designated in the Schedules and Statements as “disputed,” “contingent,” or “unliquidated”). The Debtors reserve all rights to seek disallowance of any claim, including pursuant to section 502(d) of the Bankruptcy Code where an entity from which property is recoverable under section 542, 543, 550 or 553 of the Bankruptcy Code unless such entity has paid the amount or turned over such property to the Debtors. The Debtors reserve all rights to revise, amend, supplement and/or adjust their Schedules and Statements, including with respect to claim amounts, description, classification and designation. b) Nothing contained in the Schedules and Statements is intended or should be construed as an admission or stipulation of the validity or allowance of any claim against the Debtors, any assertion made therein or herein, or a waiver of the right to dispute the allowance of, or any distributions in connection with, any claim or assert any cause of action or defense against any party. c) Notwithstanding that the Debtors have made reasonable efforts to correctly characterize, classify, categorize or designate certain claims, assets, executory contracts, unexpired leases and other items reported in the Schedules and Statements, the Debtors nonetheless may have improperly characterized, classified, categorized or designated certain items. The Debtors reserve all rights to recharacterize, reclassify, recategorize or redesignate items reported in the Schedules and Statements. d) Information requested by the Schedules and Statements requires the Debtors to make a judgment regarding the appropriate category in which information should be presented or how certain parties, claims or other data should be labeled. The Debtors’ decisions regarding the category or label to use is based on the best information available as of the preparation of these Schedules and Statements. The Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements, including to the extent some information currently presented should be moved to a different category or labeled in a different way. e) The listing of a claim (i) on Schedule D as “secured,” (ii) on Schedule E/F (Part 1) as “priority,” (iii) on Schedule E/F (Part 2) as “unsecured” or (iv) listing a contract or lease on Schedule G as “executory” or “unexpired” does not constitute an admission by the Debtors of the legal rights of the Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 15 of 156 claimant or counterparty, or a waiver of the Debtors’ rights to object to such claim or recharacterize or reclassify such claim, contract or lease, or a waiver of the Debtors’ rights to setoff such claims. The Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements in this regard and reserve all rights to assert that any contract listed on the Debtors’ Schedules and Statements does not constitute an executory contract within the meaning of section 365 of the Bankruptcy Code, and the right to assert that any lease so listed does not constitute an unexpired lease within the meaning of section 365 of the Bankruptcy Code. f) The Debtors reserve all of their rights, claims and causes of action with respect to the contracts and agreements listed on the Schedules and Statements, including, but not limited to, the right to dispute and challenge the characterization or the structure of any transaction, document and instrument related to a creditor’s claim. g) Exclusion of certain intellectual property should not be construed to be an admission that such intellectual property rights have been abandoned, have been terminated or otherwise expired by their terms, or have been assigned or otherwise transferred pursuant to a sale, acquisition, or other transaction. Conversely, inclusion of certain intellectual property should not be construed to be an admission that such intellectual property rights have not been abandoned, have not been terminated or otherwise expired by their terms, or have not been assigned or otherwise transferred pursuant to a sale, acquisition, or other transaction. 28. Global Notes Control. In the event that the Schedules or Statements differ from any of the foregoing Global Notes, the Global Notes shall control. Specific Notes with Respect to the Debtors’ Schedules 29. Schedule A/B, Part 1 – Cash and Cash Equivalents. The reported bank balances (including investments and overnight accounts) and cash on hand include cash held in various currencies, converted into U.S. dollars as of the Petition Date. The Debtors have attempted to independently verify the cash balances as of the Petition Date. Where the Debtors and their Advisors have not been able to access an account, book balances are reported. Additionally, the Debtors continue to investigate, identify and recover additional cash assets as new information becomes available. 30. Schedule A/B, Part 2 – Deposits and Prepayments. Deposits and prepayments includes certain prepayments related to various advertising and sponsorship agreements, security deposits, retainers and other miscellaneous deposits and prepayments, which have been presented in AB7 at the net unamortized value as of the Petition Date. The Debtors have made reasonable efforts to identify all deposits and prepayments, but the lack of detailed historical amortization information has resulted in a presentation of the net unamortized value as a lump sum amount rather Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 16 of 156 than by individual asset. Efforts continue to segregate the books and records balances by individual asset. Additionally, the Schedules may not reflect an exhaustive list of all deposits and prepayments. The amounts listed in response to AB7 include deposits by Debtors that may have been offset and withdrawn postpetition by the counterparty. In addition, certain retainers or deposits reflect payments to professionals made by a certain Debtor entity that may be subject to applicable allocation amongst the Debtors. Finally, the amount ultimately recovered on such deposits and prepayments may vary materially from the amounts reported herein. The Debtors reserve their rights, but are not required, to amend the Schedules and Statements. 31. Schedule A/B Part 3 Question 11. The Debtors are in the process of evaluating their receivables including the collectability of such receivables. All receivables are reported in response to Question 11b (over 90 days old) notwithstanding that certain of such receivables may have been less than 90 days old at the Petition Date. Receivables have been reported at net book value which includes allowance for doubtful accounts. The Debtors did not perform a full assessment of the collectability of receivables in conjunction with the preparation of the Schedules. Therefore, the amount ultimately recovered may vary materially from the amount reported herein. 32. Schedule A/B Part 4 - Investments. Investments in consolidated subsidiaries have been listed with an undetermined value. The Debtors do not believe that any book value is indicative of the value of such assets and have not obtained a fair market valuation of the assets. Other investments have been reported at the funded amount or recorded cost per books and records, which may be materially different from the current fair market value of the investment. 33. Schedule A/B Part 7 – Office furniture, fixtures and equipment; and collectibles. Office furniture, fixtures and equipment have been reported at the net book value, which may materially differ from the current fair market of the related assets. 34. Schedule A/B, Part 9 – Real Property. Real property consists primarily of properties purchased in the Bahamas and leasehold improvements on various leased facilities, including on any leases that may have been rejected or mutually terminated after the Petition Date. Properties owned in the Bahamas and leasehold improvements have been reported in the Schedules at the Net Book Value, which may materially differ from the current market value of the properties. 35. Schedule A/B, Part 10 – Intangibles and Intellectual Property. The value of intangibles and intellectual property has been listed as undetermined, with a notational comment that includes the existing book value of such intangibles and intellectual property. The Debtors do not believe that the book value of the intangibles and intellectual property is indicative of the current fair market value of such assets and have included the book value amounts solely for informational purposes as no valuation for impairment has been performed at this time. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 17 of 156 The Debtors may have excluded certain intellectual property. Exclusion of certain intellectual property shall not be construed to be an admission that such intellectual property rights have been abandoned, have been terminated, or otherwise have expired by their terms, or have been assigned or otherwise transferred pursuant to a sale, acquisition, or other transaction. Conversely, inclusion of certain intellectual property shall not be construed to be an admission that such intellectual property rights have not been abandoned, have not been terminated, or otherwise have not expired by their terms, or have not been assigned or otherwise transferred pursuant to a sale, acquisition, or other transaction. 36. Schedule A/B, Part 11, Question 71 – Notes Receivable. Notes Receivable include transfers of fiat cash to both insiders and external third parties. The Debtors and their Advisors have reviewed loan contracts and recorded loan amounts at the contractually stated amount, adjusted for accrued interest and payments. Where undocumented transfers of cash to insiders were identified these were classified as notes receivable with no accrued interest. The collectible amount of Notes Receivable is currently undetermined. Notes Receivable does not include any transfers of cryptocurrencies or digital assets. 37. Schedule A/B, Part 11, Question 72 – Tax Refunds and Unused Net Operating Losses (NOLs). Refunds represent dollar-for-dollar claims made with taxing authorities to return previous overpayments of tax. Unused NOLs may be available to offset Debtor taxable income for the period ended December 31, 2022 and forward. Unused NOLs are presented on an individual Debtor basis for U.S. Federal income tax purposes. Due to the complexities of certain U.S. state and local net operating loss rules for combined/unitary groups, these amounts are disclosed at the filing entity level. These disclosures were compiled based on information made available to the Debtors and their advisors at the time of this filing. The Debtors and their Advisors continue to review the underlying filing positions to confirm accuracy, and reserve the right to revise, amend, supplement and/or adjust the Schedules and Statements. 38. Schedule A/B, Part 11, Question 73 – Insurance Policies. The insurance policies listed in response to question 73 are listed only for the Debtor entities that are identified as named insureds on the respective policies and are not listed in response to question 73 for any other Debtor entities that may fall within the respective definitions of insured entities under such policies. 39. Schedule A/B, Part 11, Question 77 – Crypto Holdings & Collateral Assets. Crypto assets are listed herein by their trading symbol and include the quantity held as of the Petition Date. Where USD Spot Price Value is listed, the amounts were derived by multiplying the quantity of tokens held with the spot price as of the Petition Date based on preliminary information publicly available from CoinMarketCap (www.coinmarketcap.com). If spot pricing was unavailable as of the Petition Date at CoinMarketCap, the Debtors have reported the asset as Value Unknown. The current value of the crypto assets is undetermined and could vary significantly from any valuation as of the Petition Date. Additionally, all Crypto Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 18 of 156 Holdings are presumed to be held by an individual Debtor within each Silo. The Debtors reserve all rights to revise, amend, supplement and/or adjust any reported pricing in the Schedules and Statements. 40. Schedule A/B, Part 11, Question 77 – Tokens Receivables. The Debtors are contractual counterparties to agreements in which certain tokens are delivered as part of a vesting schedule. For the purposes of listing the quantities of tokens receivable as of the Petition Date, the Debtors assumed that all tokens due prior to the Petition Date were delivered, but efforts to verify those assumptions are ongoing and could materially impact the amounts reported herein. The Debtors have listed the counterparty, related token and quantity of tokens that were scheduled to be received after the Petition Date. Where spot prices were readily available as of the Petition Date from CoinMarketCap, an USD Spot Price Receivable Amount was calculated and provided herein by multiplying the quantity of tokens due as of the Petition Date with the spot price as of the Petition Date based on preliminary information publicly available from CoinMarketCap (www.coinmarketcap.com). If spot pricing was unavailable as of the Petition Date at CoinMarketCap, the Debtors have reported the Funded Amount for the tokens. Contracts that include token warrants do not have a quantifiable amount of tokens due as of the Petition Date and have been reported at the Funded Amount. The current value of the tokens receivable are undetermined and could vary significantly from any valuation as of the Petition Date or the funded amounts for such assets. The Debtors reserve all rights to revise, amend, supplement and/or adjust Token Receivables in the Schedules and Statements. 41. Schedule A/B, Part 11, Question 77 – Fund Investments. Fund investments have been reported at the funded amount or recorded cost per books and records, which may be materially different from the current fair market value of the investment. 42. Schedule D. The Debtors have not included parties that may believe their claims are secured through setoff rights, inchoate statutory lien rights, or other lien rights created by the laws of the various jurisdictions in which the Debtors operate. The amounts outstanding under the Debtors’ prepetition secured debt reflect approximate amounts as of the Petition Date to the extent known. Descriptions provided on Schedule D are intended only to be a summary. Reference to the applicable loan agreements and related documents is necessary for a complete description of the collateral and the nature, extent, and priority of any liens. The Debtors reserve all rights to dispute or otherwise assert offsets, defenses or avoidance claims to any claim reflected on the Schedule D as to amount, liability, classification, or identity of a Debtor, or to otherwise subsequently designate any claim as “disputed,” “contingent,” or “unliquidated.” The Debtors dispute some or all of the liens and collateral purportedly supporting any claim reflected on Schedule D, and reserve all rights to void or avoid any such liens or collateral, as appropriate. Except as otherwise agreed pursuant to a stipulation or agreed order or general order entered by the Bankruptcy Court, the Debtors reserve the right to dispute or Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 19 of 156 challenge the validity, perfection or immunity from avoidance of any lien purported to be granted or perfected in any specific asset to a creditor listed on Schedule D of any Debtor. Moreover, although the Debtors may have scheduled claims of various creditors as secured claims, the Debtors reserve all rights to dispute or challenge the secured nature of any such creditor’s claim or the characterization of the structure of any such transaction or any document or instrument (including, without limitation, any intercreditor agreement) related to such creditor’s claim. In certain instances, a Debtor may be a co-obligor or guarantor with respect to scheduled claims of the other Debtors, and no claim set forth on Schedule D of any Debtor is intended to acknowledge claims of creditors that are otherwise satisfied or discharged by other entities. The descriptions provided in Schedule D are intended only to be a summary. Reference to the applicable loan agreements and related documents is necessary for a complete description of the collateral and the nature, extent and priority of any liens. Nothing in these Notes or the Schedules and Statements shall be deemed a modification or interpretation of the terms of such agreements. 43. Schedule E/F. a) The claims of individual creditors for, among other things, goods, products, services or taxes are listed as the amounts entered on the Debtors’ books and records and may not reflect credits, allowances, or other adjustments due from such creditors to the Debtors. The Debtors reserve all of their rights with regard to such credits, allowances, and other adjustments, including the right to assert claims objections and/or setoffs with respect to the same. b) The Debtors’ prepetition tax obligations are more fully described in the Motion for Order Authorizing (I) Debtors to Pay Certain Taxes and Fees and (II) Financial Institutions to Honor Related Payment Requests [D.I. 267] (the “Taxes Motion”). Pursuant to the order granting the Taxes Motion, the Debtors were authorized to pay various prepetition taxes, regulatory fees and assessments, and related obligations that were payable to numerous taxing authorities. To the extent such obligations have been paid in the postpetition period pursuant to the order, the Debtors have made efforts to exclude the related obligations from the Schedules. The Debtors reserve all rights to further amend the Schedules or deem claims satisfied should it later be determined that any such paid prepetition obligation has been inadvertently reported in the Schedules. c) The Debtors have included various governmental agencies on Schedule E/F (Part 1) out of an abundance of caution whose obligations may not be “taxes” pursuant to the applicable law. The Debtors reserve all rights to dispute or challenge that these claims are not taxes and are not subject to priority under the Bankruptcy Code. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 20 of 156 d) The Debtors’ outstanding prepetition wage obligations are more fully described in the Motion for Order (I) Authorizing the Debtors to Pay Certain Prepetition Wages and Compensation and Maintain and Continue Employee Benefit Programs and (II) Authorizing and Directing Banks to Honor and Process Checks and Transfers Related to Such Employee Obligations [D.I. 59] (the “Wages Motion”). Pursuant to the orders granting the Wages Motion, the Debtors were authorized to pay certain prepetition obligations to their employees or other related third-party recipients, remit employee 401(k) contributions, and pay or cause to be paid all withheld employee taxes and Social Security and Medicare taxes. To the extent such obligations have been paid in the postpetition period pursuant to these orders, the Debtors have made efforts to exclude the related obligations from the Schedules. The Debtors reserve all rights to further amend the Schedules or deem claims satisfied should it later be determined that any such paid prepetition obligation has been inadvertently reported in the Schedules. e) The Debtors’ outstanding prepetition critical vendor, foreign vendor, 503(b)(9) claims and lien claims are more fully described in the Motion of Debtors for Entry of Interim and Final Orders (I) Authorizing the Debtors to Pay Certain Prepetition Claims of Critical Vendors, Foreign Vendors, 503(B)(9) Claimants and Lien Claimants, (II) Granting Administrative Expense Priority to all Undisputed Obligations on Account of Outstanding Orders, (III) Authorizing all Financial Institutions to Honor all Related Payment Requests and (IV) Granting Certain Related Relief [D.I. 46] (the “Critical Vendors Motion”). Pursuant to the orders granting the Critical Vendors Motion, the Debtors were authorized to pay prepetition obligations to certain vendors. To the extent such obligations have been paid in the postpetition period pursuant to these orders, the Debtors have made reasonable efforts to exclude the related obligations from the Schedules. The Debtors reserve all rights to further amend the Schedules or deem claims satisfied should it later be determined that any such paid prepetition obligation has been inadvertently reported in the Schedules. f) The liabilities identified in Schedule E/F (Part 2) are derived from the Debtors’ books and records. The Debtors made a reasonable attempt to set forth their unsecured obligations, although the amount of claims against the Debtors may vary from those liabilities represented on Schedule E/F (Part 2). The listed liabilities may not reflect the correct amount of any unsecured creditor’s allowed claims or the correct amount of all unsecured claims. Certain creditors listed on Schedule E/F may owe amounts to the Debtors and, as such, the Debtors may have valid setoff or recoupment rights with respect to such amounts, including on account of outstanding cryptocurrency or other loans. The amounts listed on Schedule E/F do not reflect any such right of setoff or recoupment and the Debtors reserve all rights to assert any such setoff or recoupment rights. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 21 of 156 g) The Debtors have made reasonable attempts to identify legal actions, administrative proceedings, court actions, executions, attachments or governmental audits including the review of available books and records, conducting lien searches, conducting searches of court and judicial records in relevant jurisdictions, and otherwise reviewing publicly available information. Despite the efforts conducted to identify all such actions, it is likely that there are other ending actions not yet identified or reported herein. The Debtors reserve all rights to revise, amend, supplement and/or adjust Schedule E/F in this regard. Additionally, certain lawsuits alleging prepetition conduct have been filed after the Petition Date. Such lawsuits are likely in violation of the automatic stay pursuant to section 362 of the Bankruptcy and are not included in the Debtor’ responses. Schedule E/F does not include threatened litigation involving the Debtors. 44. Schedule G. Although the Debtors have undertaken significant efforts to identify all of the Debtors’ contracts, agreements, and leases, it is possible and even likely that there may be unidentified items not reported on Schedule G. Additionally, the contracts, agreements, and leases listed on Schedule G may have expired, may have been rejected or mutually terminated after the Petition Date, or may have been modified, amended, or supplemented from time to time by various amendments, restatements, waivers, estoppel certificates, letters, memoranda, and other documents, instruments, and agreements that may not be listed therein despite the Debtors’ use of reasonable efforts to identify such documents. Further, unless otherwise specified on Schedule G, it is the Debtors’ intent that each executory contract or unexpired lease listed thereon shall include all exhibits, schedules, riders, modifications, declarations, amendments, supplements, attachments, restatements or other agreements made directly or indirectly by any agreement, instrument, or other document that in any manner affects such executory contract or unexpired lease, without respect to whether such agreement, instrument, or other document is listed thereon. Certain confidentiality, non-disclosure, and non-compete agreements may not be listed on Schedule G. Certain of the contracts and agreements listed on Schedule G may consist of several parts, including purchase orders, amendments, restatements, waivers, letters and other documents that may not be listed on Schedule G or that may be listed as a single entry. The Debtors expressly reserve their rights to challenge whether such related materials constitute an executory contract, a single contract or agreement, or multiple, severable or separate contracts. Although the Debtors made diligent efforts to attribute an executory contract to its rightful Debtor, in certain instances, contracts do not specify a particular Debtor or include an incorrect legal entity as to the contractual counterparty and therefore the Debtors may have inadvertently failed to do so. Accordingly, the Debtors reserve all of their rights with respect to the named parties of any and all executory contracts, including the right to amend Schedule G. Additionally, contracts listed Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 22 of 156 in the Schedules and Statements may be umbrella or master agreements that cover relationships with some or all of the Debtors. Where relevant, such agreements have been listed in Schedule G only of the Debtor that signed the original umbrella or master agreement. Certain of the leases and contracts listed on Schedule G may contain renewal options, guarantees of payment, indemnifications, options to purchase, rights of first refusal or other miscellaneous rights. Such rights, powers, duties, and obligations are not set forth separately on Schedule G or Schedule F. In addition, the Debtors may have entered into various other types of agreements in the ordinary course of their business, such as subordination, non-disturbance, and attornment agreements, supplemental agreements, settlement agreements, amendments/letter agreements, title agreements, and confidentiality agreements. Such documents may not be set forth on Schedule G. Certain of the executory agreements may not have been memorialized and could be subject to dispute. Executory agreements that are oral in nature, if any, have not been included on the Schedule G. The Debtors reserve all rights to dispute or challenge the characterization of any transaction or any document or instrument related to a creditor’s claim. The listing of any contract on Schedule G does not constitute an admission by the Debtors as to the validity of any such contract. The Debtors reserve the right to dispute the effectiveness of any such contract listed on Schedule G or to amend Schedule G at any time to remove any contract. Omission of a contract or agreement from Schedule G does not constitute an admission that such omitted contract or agreement is not an executory contract or unexpired lease. The Debtors’ rights under the Bankruptcy Code with respect to any such omitted contracts or agreements are not impaired by the omission. Schedule G also does not include any agreements or contracts relating to any past acquisitions, mergers or transfers of entities by, to or between the Debtors. For the avoidance of doubt, the Debtors reserve all rights with respect to the characterization of any such agreements or contracts. The Debtors reserve the right to revise, amend, supplement and/or adjust Schedule G. Specific Notes with Respect to the Debtors’ Statements 45. Statement 1 and 2 - Income. Revenue reported is based solely upon historical income statements prepared by the Debtors’ employees and the Outsourcers. This may include intercompany revenue. These historical incomes have not been verified by the Debtors or their Advisors. Based on a review of available historical records and discussions with available FTX resources, unless otherwise indicated, the Debtors have not identified any income responsive to Statement Question 2. All identified income is reported in response to Statement Question 1. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 23 of 156 46. Statement 3 – Certain Payments or Transfers to Creditors within 90 Days before Filing this Case. Any payments made to the Debtors’ bankruptcy professionals, charitable organizations and/or insiders within the 90 days prior to the Petition Date are disclosed in responses to SOFA 11, SOFA 9 and SOFA 4, respectively, and therefore are not listed in response to SOFA 3. Additionally, as provided for in the SOFA instructions, wage and compensation payments and related withholding and employer tax payments made to the Debtors’ non-insider employees in the ordinary course of business are not listed herein. SOFA 3 only includes transfer made in cash and does not include transfers of cryptocurrency or other digital assets. 47. Statement 4 – Payments or Other Transfers of Property made within 1 Year before Filing this Case that Benefited any Insider. The Debtors have disclosed all known payments to insiders identified to date and have made reasonable efforts to make such identifications, but ongoing efforts to make such identifications continue and the Debtors expect that such efforts may identify additional transfers not reported at this time. Additionally, the reported payments do not reflect any prior or subsequent transfers from such insiders to the Debtors. The Debtors reserve all rights to revise, amend, supplement and/or adjust SOFA 4 to reflect transfers subsequently identified, and the failure to include any such transfer shall not be deemed a waiver of any claims, causes of actions, preference or avoidance actions or in any way prejudice or impair the assertion of any claims in this respect. 48. Statement 6 - Setoffs. See paragraph 20 for Setoffs. 49. Statement 7 – Legal Actions. The Debtors have made reasonable attempts to identify legal actions, administrative proceedings, court actions, executions, attachments or governmental audits including the review of available books and records, conducting lien searches, conducting searches of court and judicial records in relevant jurisdictions, and otherwise reviewing publicly available information. Despite the efforts conducted to identify all such actions, it is likely that there are other ending actions not yet identified or reported herein. The Debtors reserve all rights to revise, amend, supplement and/or adjust SOFA 7 in this regard. Additionally, certain lawsuits alleging prepetition conduct have been filed after the Petition Date. Such lawsuits are likely in violation of the automatic stay pursuant to section 362 of the Bankruptcy Code and, in any event, are not responsive to Statement Question 7 and, as such, are not included in the Debtor’ responses. SOFA 7 does not include threatened litigation involving the Debtors. 50. Statement 9 – Gifts and Charitable Contributions. Donations are currently reported as indicated and supported in the Debtors’ books and records. Efforts are ongoing to review the Debtors’ books and records to (1) confirm that payments and transfers denoted as gifts or donations qualify as such and (2) identify additional payments or transfers not currently identified as gifts or donations that qualify as such. Certain Debtors made donations on behalf of themselves and other Debtors. The Debtors’ research regarding donations made by one Debtor on behalf of another is not yet complete and as such these donations are not included in the Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 24 of 156 amounts reported in response to Statement Question 9. The Debtors’ investigation into cryptocurrency and other non-cash donations is also ongoing. 51. Statement 11 – Payments related to Bankruptcy. The Debtors have listed payments to professionals retained pursuant to section 327(a) of the Bankruptcy Code and related to these Chapter 11 Cases. Additional information regarding the Debtors’ retention of professional services firms is more fully described in the individual retention applications, declarations, and/or related orders. Although the Debtors have made reasonable efforts to distinguish between payments made for professional services related and unrelated to their restructuring efforts, some amounts listed in response to Statement 11 may include amounts for professional services unrelated to bankruptcy. 52. Statement 14 – Previous Locations. The Debtors have made extensive attempts to review available documentation and to query available Debtor resources in an effort to identify all previous addresses and locations utilized by the Debtors (including registered addresses where identified). However, through these efforts, it has been determined that the Debtors operated out of many decentralized office locations and there is no known database tracking such information on a global basis. Therefore, it is likely that there may be other addresses and locations previously utilized by the Debtors that may not be listed herein. 53. Statement 16 – Personally Identifiable Information of Customers. See paragraph 26 for Confidential, Sensitive or Personally Identifiable Information. 54. Statement 17 – Employee Pension or Profit-Sharing Plans. The Debtors and their Advisors have researched and reviewed payroll and plan contribution activities across all known Debtor entities, but due to the decentralized nature of the Debtors books and records, it is possible that this information is incomplete. 55. Statement 18 – Closed Financial Accounts. The Debtors have listed all known closed financial accounts that they have been identified through the course of their efforts to identify and secure the Debtors’ assets to date. However, due to the large number of accounts, the lack of a centralized prepetition cash management system and the large number of business acquisitions by the Debtors in recent years, it is possible that the list provided herein may be incomplete. 56. Statement 20 – Off-Premises Storage. The Debtors have listed all known off- premises storage locations that it has identified through the course of its efforts to identify and secure the Debtors’ assets to date. However, due to the lack of a centralized property management system and the large number of decentralized offices maintained by the Debtors in recent years, it is possible that the list provided herein may be incomplete. 57. Statement 21 – Property Held for Another. The Debtors take the position that, consistent with the applicable terms of use between the Debtors and their account holders, certain cryptocurrency held on the Debtors’ platform is property of the Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 25 of 156 Debtors’ estate pursuant to section 541 of the Bankruptcy Code. Conversely, the Debtors take the position that, consistent with the applicable terms of use, certain other cryptocurrency held on the Debtors’ platform is not property of the Debtors’ estate pursuant to section 541 of the Bankruptcy Code. 58. Statement 25 – Other Businesses in which the Debtor has or has had an Interest. In addition to business interests listed in Statement 25, the Debtors also have or had interests in various token investments for publicly traded tokens and pre-ICO (Initial Coin Offering) tokens. These have been excluded from Statement 25. 59. Statement 26 – Books, Records and Financial Statements. The Debtors relied heavily on contractors and Outsourcers to maintain their books and records. There was no centralized financial accounting system or document repository for the books and records. Many records were found to be stored in numerous individual e-mail accounts and related cloud-based storage drives. The Debtors and their Advisors have undertaken significant efforts after the Petition Dates to locate all available books and records and to identify centrally located copies of all of the historical books and records. The Debtors have disclosed all known responsive information in the Statement, but it is likely that this information may be incomplete. 60. Statements 28 and 29 – Officers, Directors, Managing Members, General Partners, Members in Control, Controlling Shareholders/ Prior Officers, Directors, Managing Members, General Partners, Members in Control, Controlling Shareholders. The Debtors and their Advisors relied on available corporate documents and books and records to determine officer, director, managing member, general partner, member and controlling shareholder statuses. While reasonable efforts have been made to provide accurate and complete information, inadvertent errors and omissions may exist and the Debtors reserve all rights to revise, amend, supplement and/or adjust the Schedules and Statements. Officer and Directors reported in response to Statement 28 are as of the Petition Date and do not reflect any changes made postpetition. 61. Statement 30 – Payments, Distributions, or Withdrawals Credited or Given to Insiders. See paragraph 47 – Statement 4 – Payments or Other Transfers of Property made within 1 Year before Filing this Case that Benefited any Insider. 62. Statement 31 – Consolidated Groups for Tax Purposes. The Debtors have disclosed the consolidated group for U.S. Federal, state and local income tax purposes only, and are not currently aware of any consolidated filings outside of the U.S. These Schedules and Statements were compiled based on information made available to the Debtors and their Advisors at the time of this filing. The Debtors and their advisors continue to review the underlying filing positions to confirm accuracy, and reserve the right to revise, amend, supplement and/or adjust the Schedules and Statements. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 26 of 156 63. Statement 32 – Contributions to a Pension Fund. The Debtors and their Advisors have researched and reviewed payroll and plan contribution activities across all known Debtor entities, but due to the decentralized nature of the Debtors’ books and records it is possible that this information is incomplete. The Debtors contributions to pension plans is also addressed on Statement Question 17. Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 27 of 156 Fill in this information to identify the case: Debtor name Alameda Research Ltd United States Bankruptcy Court for the: District of Delaware Case number (If known): 22-11067 (JTD) ¨ Check if this is an amended filing Official Form 206Sum Summary of Assets and Liabilities for Non-Individuals 12/15 Part 1: Summary of Assets 1. Schedule A/B: Assets-Real and Personal Property (Official Form 206A/B) 1a. Real property: Copy line 88 from Schedule A/B ................................................................................................................................ $ 0.00 1b. Total personal property: $ 1,117,704,972.25* Copy line 91A from Schedule A/B .............................................................................................................................. 1c. Total of all property: $ 1,117,704,972.25* Copy line 92 from Schedule A/B ................................................................................................................................ Part 2: Summary of Liabilities 2. Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D) $ Undetermined Copy the total dollar amount listed in Column A, Amount of claim, from line 3 of Schedule D .......................................... 3. Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F) 3a. Total claim amounts of priority unsecured claims: $ 0.00 Copy the total claims from Part 1 from line 5a of Schedule E/F ................................................................................. 3b. Total amount of claims of nonpriority amount of unsecured claims: + $ 298,445.86* Copy the total of the amount of claims from Part 2 from line 5b of Schedule E/F ....................................................... 4. Total liabilities ............................................................................................................................................................... $ 298,445.86* Lines 2 + 3a + 3b *Plus Undetermined Amounts Official Form 206Sum Summary of Assets and Liabilities for Non-Individuals page 1 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 28 of 156 Fill in this information to identify the case: Debtor name Alameda Research Ltd United States Bankruptcy Court for the: District of Delaware ¨ Check if this is an Case number (If known) 22-11067 (JTD) amended filing Official Form 206A/B Schedule A/B: Assets - Real and Personal Property 12/15 Disclose all property, real and personal, which the debtor owns or in which the debtor has any other legal, equitable, or future interest. Include all property in which the debtor holds rights and powers exercisable for the debtor 's own benefit. Also include assets and properties which have no book value, such as fully depreciated assets or assets that were not capitalized. In Schedule A/B, list any executory contracts or unexpired leases. Also list them on Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G). Be as complete and accurate as possible. If more space is needed, attach a separate sheet to this form. At the top of any pages added, write the debtor’s name and case number (if known). Also identify the form and line number to which the additional information applies. If an additional sheet is attached, include the amounts from the attachment in the total for the pertinent part. For Part 1 through Part 11, list each asset under the appropriate category or attach separate supporting schedules, such as a fixed asset schedule or depreciation schedule, that gives the details for each asset in a particular category. List each asset only once. In valuing the debtor’s interest, do not deduct the value of secured claims. See the instructions to understand the terms used in this form. Part 1: Cash and cash equivalents 1. Does the debtor have any cash or cash equivalents? ¨ No. Go to Part 2. þ Yes. Fill in the information below. Current value of debtor's All cash or cash equivalents owned or controlled by the debtor interest 2. Cash on hand $ 0.00 3. Checking, savings, money market, or financial brokerage accounts (Identify all) Name of institution (bank or brokerage firm) Type of account Last 4 digits of account number 3.1 See Attached Rider $ 486,942,818.27 3.2 $ 4. Other cash equivalents (Identify all) 4.1 None $ 0.00 4.2 $ 5. Total of Part 1 $ 486,942,818.27 Add lines 2 through 4 (including amounts on any additional sheets). Copy the total to line 80. Part 2: Deposits and prepayments 6. Does the debtor have any deposits or prepayments? þ No.Go to Part 3. Current value of debtor's ¨ Yes. Fill in the information below. interest 7. Deposits, including security deposits and utility deposits Description, including name of holder of deposit 7.1 $ 7.2 $ Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 1 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 29 of(If 156 Case number known) 22-11067 (JTD) Name 8. Prepayments, including prepayments on executory contracts, leases, insurance, taxes, and rent Description, including name of holder of prepayment 8.1 $ 8.2 $ 9. Total of Part 2. $ 0.00 Add lines 7 through 8. Copy the total to line 81. Part 3: Accounts receivable 10. Does the debtor have any accounts receivable? þ No. Go to Part 4. ¨ Yes. Fill in the information below. Current value of debtor's interest 11. Accounts receivable 11a. 90 days old or less: = ...... $ face amount doubtful or uncollectible accounts 11b. Over 90 days old: = ...... $ face amount doubtful or uncollectible accounts 12. Total of Part 3 $ 0.00 Current value on lines 11a + 11b = line 12. Copy the total to line 82. Part 4: Investments 13. Does the debtor own any investments? ¨ No. Go to Part 5. þ Yes. Fill in the information below. Valuation method Current value of debtor's used for current value interest 14. Mutual funds or publicly traded stocks not included in Part 1 Name of fund or stock: 14.1 See Attached Rider $ 267,761,484.48 14.2 $ 15. Non-publicly traded stock and interests in incorporated and unincorporated businesses, including any interest in an LLC, partnership, or joint venture Name of entity: % of ownership: 15.1 See Attached Rider % $ 4,940,115.63* 15.2 % $ 16. Government bonds, corporate bonds, and other negotiable and non-negotiable instruments not included in Part 1 Describe: 16.1 See Attached Rider $ 358,060,553.87 16.2 $ 17. Total of Part 4 $ 630,762,153.98* Add lines 14 through 16. Copy the total to line 83. *Plus Undetermined Amounts Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 2 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 30 of(If156 Case number known) 22-11067 (JTD) Name Part 5: Inventory, excluding agriculture assets 18. Does the debtor own any inventory (excluding agriculture assets)? þ No. Go to Part 6. ¨ Yes. Fill in the information below. General Description Date of the last Net book value of Valuation method Current value of physical inventory debtor's interest used for current debtor's interest (Where available) value 19. Raw materials $ $ MM / DD / YYYY 20. Work in progress $ $ MM / DD / YYYY 21. Finished goods, including goods held for resale $ $ MM / DD / YYYY 22. Other inventory or supplies $ $ MM / DD / YYYY 23. Total of Part 5. $ 0.00 Add lines 19 through 22. Copy the total to line 84. 24. Is any of the property listed in Part 5 perishable? ¨ No ¨ Yes 25. Has any of the property listed in Part 5 been purchased within 20 days before the bankruptcy was filed ? ¨ No ¨ Yes. Book value $ Valuation method Current value $ 26. Has any of the property listed in Part 5 been appraised by a professional within the last year ? ¨ No ¨ Yes Part 6: Farming and fishing-related assets (other than titled motor vehicles and land) 27. Does the debtor own or lease any farming and fishing-related assets (other than titled motor vehicles and land)? þ No. Go to Part 7. ¨ Yes. Fill in the information below. General Description Net book value of Valuation method Current value of debtor's debtor's interest used for current interest (Where available) value 28. Crops-either planted or harvested $ $ 29. Farm animals Examples: Livestock, poultry, farm-raised fish $ $ 30. Farm machinery and equipment (Other than titled motor vehicles) $ $ 31. Farm and fishing supplies, chemicals, and feed $ $ 32. Other farming and fishing-related property not already listed in Part 6 $ $ Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 3 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 31 of(If 156 Case number known) 22-11067 (JTD) Name 33. Total of Part 6. $ 0.00 Add lines 28 through 32. Copy the total to line 85. 34. Is the debtor a member of an agricultural cooperative? ¨ No ¨ Yes. Is any of the debtor’s property stored at the cooperative? ¨ No ¨ Yes 35. Has any of the property listed in Part 6 been purchased within 20 days before the bankruptcy was filed? ¨ No ¨ Yes. Book value $ Valuation method Current value $ 36. Is a depreciation schedule available for any of the property listed in Part 6? ¨ No ¨ Yes 37. Has any of the property listed in Part 6 been appraised by a professional within the last year ? ¨ No ¨ Yes Part 7: Office furniture, fixtures, and equipment; and collectibles 38 Does the debtor own or lease any office furniture, fixtures, equipment, or collectibles? þ No. Go to Part 8. ¨ Yes. Fill in the information below. General Description Net book value of Valuation method Current value of debtor's debtor's interest used for current interest (Where available) value 39. Office furniture $ $ 40. Office fixtures $ $ 41. Office equipment, including all computer equipment and communication systems equipment and software $ $ 42. Collectibles Examples: Antiques and figurines; paintings, prints, or other artwork; books, pictures, or other art objects; china and crystal; stamp, coin, or baseball card collections; other collections, memorabilia, or collectibles 42.1 $ $ 42.2 $ $ 42.3 $ $ 43. Total of Part 7. $ 0.00 Add lines 39 through 42. Copy the total to line 86. 44. Is a depreciation schedule available for any of the property listed in Part 7? ¨ No ¨ Yes 45. Has any of the property listed in Part 7 been appraised by a professional within the last year ? ¨ No ¨ Yes Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 4 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 32 of 156 Debtor Alameda Research Ltd Case number (If known) 22-11067 (JTD) Name Part 8: Machinery, equipment, and vehicles 46. Does the debtor own or lease any machinery, equipment, or vehicles? þ No. Go to Part 9. ¨ Yes. Fill in the information below. General Description Net book value of Valuation method Current value of debtor's Include year, make, model, and identification numbers ( i.e., VIN, debtor's interest used for current interest HIN, or N-number) (Where available) value 47. Automobiles, vans, trucks, motorcycles, trailers, and titled farm vehicles 47.1 $ $ 47.2 $ $ 47.3 $ $ 47.4 $ $ 48. Watercraft, trailers, motors, and related accessories Examples: Boats, trailers, motors, floating homes, personal watercraft, and fishing vessels 48.1 $ $ 48.2 $ $ 49. Aircraft and accessories 49.1 $ $ 49.2 $ $ 50. Other machinery, fixtures, and equipment (excluding farm machinery and equipment) $ $ 51. Total of Part 8. $ 0.00 Add lines 47 through 50. Copy the total to line 87. 52. Is a depreciation schedule available for any of the property listed in Part 8? ¨ No ¨ Yes 53. Has any of the property listed in Part 8 been appraised by a professional within the last year? ¨ No ¨ Yes Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 5 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 33 of(If156 Case number known) 22-11067 (JTD) Name Part 9: Real property 54. Does the debtor own or lease any real property? þ No. Go to Part 10. ¨ Yes. Fill in the information below. 55. Any building, other improved real estate, or land which the debtor owns or in which the debtor has an interest Description and location of property Nature and extent Net book value of Valuation method Current value of Include street address or other description such as of debtor’s interest debtor's interest used for current debtor's interest Assessor Parcel Number (APN), and type of property in property (Where available) value (for example, acreage, factory, warehouse, apartment or office building), if available. 55.1 $ $ 55.2 $ $ 55.3 $ $ 55.4 $ $ 55.5 $ $ 55.6 $ $ 56. Total of Part 9. $ 0.00 Add the current value on lines 55.1 through 55.6 and entries from any additional sheets. Copy the total to line 88. 57. Is a depreciation schedule available for any of the property listed in Part 9? ¨ No ¨ Yes 58. Has any of the property listed in Part 9 been appraised by a professional within the last year ? ¨ No ¨ Yes Part 10: Intangibles and intellectual property 59. Does the debtor have any interests in intangibles or intellectual property? þ No. Go to Part 11. ¨ Yes. Fill in the information below. General Description Net book value of Valuation method Current value of debtor's debtor's interest used for current interest (Where available) value 60. Patents, copyrights, trademarks, and trade secrets $ $ 61. Internet domain names and websites $ $ 62. Licenses, franchises, and royalties $ $ 63. Customer lists, mailing lists, or other compilations $ $ 64. Other intangibles, or intellectual property $ $ 65. Goodwill $ $ 66. Total of Part 10. $ 0.00 Add lines 60 through 65. Copy the total to line 89. Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 6 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 34 of(If 156 Case number known) 22-11067 (JTD) Name 67. Do your lists or records include personally identifiable information of customers (as defined in 11 U.S.C. §§ 101(41A) and 107)? ¨ No ¨ Yes 68. Is there an amortization or other similar schedule available for any of the property listed in Part 10 ? ¨ No ¨ Yes 69. Has any of the property listed in Part 10 been appraised by a professional within the last year ? ¨ No ¨ Yes Part 11: All other assets 70. Does the debtor own any other assets that have not yet been reported on this form? Include all interests in executory contracts and unexpired leases not previously reported on this form. ¨ No. Go to Part 12. þ Yes. Fill in the information below. Current value of debtor's interest 71. Notes receivable Description (include name of obligor) See Attached Rider 3,233,844,451.25 Undetermined = $ Undetermined Total Face Amount Doubtful or uncollectible Amount 72. Tax refunds and unused net operating losses (NOLs) Description (for example, federal, state, local) None Tax Year $ 0.00 Tax Year $ Tax Year $ 73. Interests in insurance policies or annuities None $ 0.00 74. Causes of action against third parties (whether or not a lawsuit has been filed) $ Undetermined Nature of Claim Avoidance and Recovery of Preferential Transfers Against Voyager Digital, LLC & HTC Trading Inc. Amount Requested $ Undetermined 75. Other contingent and unliquidated claims or causes of action of every nature, including counterclaims of the debtor and rights to set off claims None $ 0.00 Nature of Claim Amount Requested $ 76. Trusts, equitable or future interests in property None $ 0.00 77. Other property of any kind not already listed Examples: Season tickets, country club membership See Attached Rider $ Undetermined $ 78. Total of Part 11. $ Undetermined Add lines 71 through 77. Copy the total to line 90. 79. Has any of the property listed in Part 11 been appraised by a professional within the last year ? þ No ¨ Yes *Plus Undetermined Amounts Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 7 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 35 of 156 Debtor Alameda Research Ltd Case number (If known) 22-11067 (JTD) Name Part 12: Summary In Part 12 copy all of the totals from the earlier parts of the form. Current value of Current value Type of Property personal property of real property 80. Cash, cash equivalents, and financial assets. Copy line 5, Part 1. $ 486,942,818.27 81. Deposits and prepayments. Copy line 9, Part 2. $ 0.00 82. Accounts receivable. Copy line 12, Part 3. $ 0.00 83. Investments. Copy line 17, Part 4. $ 630,762,153.98* 84. Inventory. Copy line 23, Part 5. $ 0.00 85. Farming and fishing-related assets. Copy line 33, Part 6. $ 0.00 86. Office furniture, fixtures, and equipment; and collectibles. $ 0.00 Copy line 43, Part 7. 87. Machinery, equipment, and vehicles. Copy line 51, Part 8. $ 0.00 88. Real property. Copy line 56, Part 9. . ............................................................................... $0.00 89. Intangibles and intellectual property. Copy line 66, Part 10. $ 0.00 90. All other assets. Copy line 78, Part 11. $ Undetermined 91. Total. Add lines 80 through 90 for each column..............................91a. $ 1,117,704,972.25* + 91b. $0.00 92. Total of all property on Schedule A/B. Lines 91a + 91b = 92................................................................................................ $1,117,704,972.25* *Plus Undetermined Amounts Official Form 206A/B Schedule A/B: Assets - Real and Personal Property Page 8 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 36 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 1, Question 3: Checking, savings, money market, or financial brokerage accounts Name of institution (bank or brokerage firm) Type of account Last 4 digits of account Current value of debtor's number interest Deltec FBO 1115 $13,091,488.97 ED&F Man Brokerage Account 0055 $79,453,105.18 ED&F Man Brokers 0270 $19,769,101.00 Interactive Brokers Brokers 1808 $341,697,157.89 Prime Trust Corporate 2505 $0.00 Prime Trust Corporate 4016 $1,224,675.68 Prime Trust Unknown 1980 $0.00 Prime Trust Unknown 8382 $1,000,001.00 San Juan Mercantile Bank & Trust Unknown 1592 $0.00 San Juan Mercantile Bank & Trust Unknown 7198 $0.00 Signature Bank Corporate 9485 $0.00 Signet FBO 9485 $3,880,616.07 Silvergate Bank Corporate 4464 $1,253,443.84 Silvergate Bank FBO 4456 $95,923.13 Silvergate Bank FBO 4605 $10,415,259.31 Silvergate Bank Unknown 0006 $15,062,046.20 Stanford Federal Credit Union Unknown 9832 $0.00 Western Alliance FBO 2394 $0.00 Western Alliance FBO 3722 $0.00 TOTAL $486,942,818.27 Page 1 of 1 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 37 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 4, Question 14: Mutual funds or publicly traded stocks not included in Part 1 Mutual funds or publicly traded stocks not included in Part 1 Valuation method Current value of debtor's (Name of fund or stock:) used for current value interest BITW: Bitwise 10 Crypto Index Fund Market Price $21,419,443.50 BLK: BlackRock Inc Market Price $77,475.00 GBTC: Grayscale Bitcoin Trust (BTC) Market Price $196,618,806.40 GDLCF: Grayscale Digital Large Cap Fund LLC Market Price $803,521.00 ETCG: Grayscale Ethereum Classic Trust (ETC) Market Price $2,191,714.30 ETHE: Grayscale Ethereum Trust ETF Market Price $45,365,997.12 LTCN: Grayscale Litecoin Trust (LTC) Market Price $1,284,527.16 TOTAL $267,761,484.48 Page 1 of 1 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 38 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 4, Question 15: Non-publicly traded stock interests in incorporated and unincorporated businesses, including any interest in an LLC, partnership, or joint venture. Non-publicly traded stock and interests in incorporated and % of Valuation method Current value of debtor's unincorporated businesses, including any interest in an LLC, Ownership used for current value interest partnership, or joint venture (Name of entity:) ALAMEDA AUS PTY LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] ALAMEDA RESEARCH (BAHAMAS) LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] ALAMEDA RESEARCH PTE LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] ALAMEDA RESEARCH YANKARI LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] ALAMEDA TR SYSTEMS S. DE R. L. 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] BLUE RIDGE LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] CARDINAL VENTURES LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] CEDAR BAY LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] COTTONWOOD GROVE LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] COTTONWOOD TECHNOLOGIES LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] EUCLID WAY LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] HIVE EMPIRE TRADING PTY LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] MACLAURIN INVESTMENTS LTD. 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] NORTH DIMENSION LTD 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] SNG INVESTMENTS YATIRIM VE DANIŞMANLIK ANONİM ŞİRKETİ 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] STRATEGY ARK COLLECTIVE LTD. 100% % Ownership Per Undetermined Corporate Org Structure [DI: #92] 3COMMAS TECHNOLOGIES OÜ Undetermined Funded Amount $4,940,115.63 TOTAL $4,940,115.63 + Undetermined Amounts Page 1 of 1 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 39 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 4, Question 16: Government bonds, corporate bonds, and other negotiable and non-negotiable instruments not included in Part 1 Government bonds, corporate bonds, and other negotiable and Valuation method Current value of debtor's non-negotiable instruments not included in Part 1 (Describe:) used for current value interest ED&F Account - United States Treasury Bills Net Book Value $97,833,097.20 ED&F Account - United States Treasury Bonds Net Book Value $81,396,875.01 ED&F Account - United States Treasury Notes Net Book Value $178,830,581.66 TOTAL $358,060,553.87 Page 1 of 1 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 40 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 71: Notes receivable Notes receivable Total face amount Doubtful or uncollectible Current value of debtor's Description (include name of obligor) amount interest Loan Receivable: Name On File - Various Loans 250,000.00 Undetermined Undetermined Loan Receivable: BTC Africa S.A. - Promissory Note, 10,000,000.00 Undetermined Undetermined August 29, 2022 Loan Receivable: BTC Africa S.A. - Promissory Note, 25,000,000.00 Undetermined Undetermined December 30, 2021 Loan Receivable: BTC Africa S.A. - Promissory Note, 11,000,000.00 Undetermined Undetermined March 14, 2022 Loan Receivable: Can Sun - Promissory Note: December 2,339,590.86 Undetermined Undetermined 31, 2021 Loan Receivable: Caroline Ellison - Draw Notice, 3,500,000.00 Undetermined Undetermined September 9, 2022 Loan Receivable: Caroline Ellison - Various Loans 122,000.00 Undetermined Undetermined Loan Receivable: Consensys Software - Convertible Note, 750,000.00 Undetermined Undetermined February 18, 2021 Loan Receivable: Constance Wang - Various Loans 8,217,658.94 Undetermined Undetermined Loan Receivable: Name On File - Various Loans 2,694,019.97 Undetermined Undetermined Loan Receivable: Nishad Singh - Promissory Note July 3,073,815.57 Undetermined Undetermined 15, 2021 Loan Receivable: Nishad Singh - Promissory Note July 25,174,029.05 Undetermined Undetermined 18, 2021 Loan Receivable: Nishad Singh - Promissory Note, 14,031,447.62 Undetermined Undetermined January 28, 2022 Loan Receivable: Nishad Singh - Promissory Note, July 20,000,000.00 Undetermined Undetermined 22, 2022 Loan Receivable: Nishad Singh - Promissory Note, July 5, 180,000.00 Undetermined Undetermined 2022 Loan Receivable: Nishad Singh - Promissory Note, May 3, 16,500.00 Undetermined Undetermined 2021 Loan Receivable: Nishad Singh - Promissory Note, 477,840,000.00 Undetermined Undetermined November 15, 2021 Loan Receivable: Nishad Singh - Promissory Note, 31,000,000.00 Undetermined Undetermined October 1, 2021 Loan Receivable: Nishad Singh - Promissory Note, 6,226,750.00 Undetermined Undetermined September 28, 2022 Loan Receivable: Nishad Singh - Various Loans 4,091,137.04 Undetermined Undetermined Loan Receivable: Ryan Salame - Promissory Note: 8,164,068.71 Undetermined Undetermined December 31, 2021 Loan Receivable: Ryan Salame - Promissory Note: 4,993,520.55 Undetermined Undetermined January 28, 2022 (OpEx) Loan Receivable: Ryan Salame - Promissory Note: 50,000,000.00 Undetermined Undetermined October 25, 2021 (Norton Hall) Loan Receivable: Ryan Salame - Various Loans 6,926,000.00 Undetermined Undetermined Page 1 of 3 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 41 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 71: Notes receivable Notes receivable Total face amount Doubtful or uncollectible Current value of debtor's Description (include name of obligor) amount interest Loan Receivable: Sam Trabucco - Various Loans 22,024,851.50 Undetermined Undetermined Loan Receivable: Samuel Bankman-Fried - Latona 68,300,002.00 Undetermined Undetermined Bioscience Group Intercompany Loan Agreement, August 8 and 11, 2022 Loan Receivable: Samuel Bankman-Fried - Promissory 20,805,911.08 Undetermined Undetermined Note July 15, 2021 Loan Receivable: Samuel Bankman-Fried - Promissory 316,667,182.50 Undetermined Undetermined Note, April 30, 2022 Loan Receivable: Samuel Bankman-Fried - Promissory 250,000,000.00 Undetermined Undetermined Note, December 1, 2021 Loan Receivable: Samuel Bankman-Fried - Promissory 14,968,501.91 Undetermined Undetermined Note, January 28, 2022 Loan Receivable: Samuel Bankman-Fried - Promissory 170,394,453.07 Undetermined Undetermined Note, July 18, 2021 Loan Receivable: Samuel Bankman-Fried - Promissory 141,000,000.00 Undetermined Undetermined Note, July 22, 2022 Loan Receivable: Samuel Bankman-Fried - Promissory 1,206,000.00 Undetermined Undetermined Note, July 5, 2022 Loan Receivable: Samuel Bankman-Fried - Promissory 500,000.00 Undetermined Undetermined Note, March 18, 2020 Loan Receivable: Samuel Bankman-Fried - Promissory 175,076,380.89 Undetermined Undetermined Note, May 11, 2022 Loan Receivable: Samuel Bankman-Fried - Promissory 210,800,000.00 Undetermined Undetermined Note, October 1, 2021 Loan Receivable: Samuel Bankman-Fried - Promissory 42,341,900.00 Undetermined Undetermined Note, September 28, 2022 Loan Receivable: Samuel Bankman-Fried - Various Loans 836,424,685.73 Undetermined Undetermined Loan Receivable: Name On File - Various Loans 1,068,530.72 Undetermined Undetermined Loan Receivable: Zixiao Wang - Promissory Note July 15, 6,646,273.35 Undetermined Undetermined 2021 Loan Receivable: Zixiao Wang - Promissory Note July 18, 54,431,521.12 Undetermined Undetermined 2021 Loan Receivable: Zixiao Wang - Promissory Note, April 35,185,242.50 Undetermined Undetermined 30, 2022 Loan Receivable: Zixiao Wang - Promissory Note, 2,685,867.25 Undetermined Undetermined January 28, 2022 Loan Receivable: Zixiao Wang - Promissory Note, July 22, 44,000,000.00 Undetermined Undetermined 2022 Loan Receivable: Zixiao Wang - Promissory Note, July 5, 414,000.00 Undetermined Undetermined 2022 Loan Receivable: Zixiao Wang - Promissory Note, May 11, 19,452,931.21 Undetermined Undetermined 2022 Loan Receivable: Zixiao Wang - Promissory Note, 68,200,000.00 Undetermined Undetermined October 1, 2021 Loan Receivable: Zixiao Wang - Promissory Note, 13,698,850.00 Undetermined Undetermined September 22, 2022 Page 2 of 3 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 42 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 71: Notes receivable Notes receivable Total face amount Doubtful or uncollectible Current value of debtor's Description (include name of obligor) amount interest Loan Receivable: Zixiao Wang - Various Loans 1,960,828.11 Undetermined Undetermined TOTAL + Undetermined Amounts Page 3 of 3 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 43 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: $ BONUSLIDO.COM; Qty: 18,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: $ BUSDBONUS.COM; Qty: 14,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: $ EVMOSIA.COM; Qty: 27,500.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: $ USDCPOOL.COM; Qty: 24,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: 1INCH; Qty: 541,888.22300; USD Spot Price Value: $298,166.14 Undetermined Crypto Assets: 3CRV; Qty: 756.78000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AAVADAI; Qty: 3,001.91000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AAVAUSDC; Qty: 41,048.51000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AAVAUSDT; Qty: 304.26000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AAVE.E; Qty: 2.89000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AAVE; Qty: 15,171.37967; USD Spot Price Value: $943,964.54 Undetermined Crypto Assets: ACH; Qty: 20,945.96000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ACRE; Qty: 278.03000; USD Spot Price Value: $1.30 Undetermined Crypto Assets: ACRV; Qty: 252.14000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ACT; Qty: 11.11000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ADA; Qty: 10,614.32000; USD Spot Price Value: $3,821.16 Undetermined Crypto Assets: ADAI; Qty: 100.83000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AERGO; Qty: 1,467.30000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AGLD; Qty: 2,837.00000; USD Spot Price Value: $693.50 Undetermined Crypto Assets: AIGF; Qty: 7,887,070.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: AKRO; Qty: 10,869,992.25000; USD Spot Price Value: $28,746.66 Undetermined Crypto Assets: ALEPH; Qty: 37,065,336.65000; USD Spot Price Value: Undetermined $2,297,449.95 Crypto Assets: ALGO; Qty: 0.94900; USD Spot Price Value: $0.28 Undetermined Crypto Assets: ALGO; Qty: 43.99000; USD Spot Price Value: $12.92 Undetermined Crypto Assets: ALI; Qty: 9.39000; USD Spot Price Value: Unknown Undetermined Page 1 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 44 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: ALICE; Qty: 101,114.04000; USD Spot Price Value: $119,429.59 Undetermined Crypto Assets: ALM; Qty: 2,430,000,000.00000; USD Spot Price Value: Undetermined $14,437,445.00 Crypto Assets: ALPHA; Qty: 247,558.28480; USD Spot Price Value: $22,315.48 Undetermined Crypto Assets: ALTBEAR; Qty: 90,183,242.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: AMF; Qty: 1,810.00000; USD Spot Price Value: $13.77 Undetermined Crypto Assets: AMP; Qty: 4,150,000.00000; USD Spot Price Value: $15,912.68 Undetermined Crypto Assets: AMPL; Qty: 7,740.00000; USD Spot Price Value: $7,517.34 Undetermined Crypto Assets: AMUSDC; Qty: 1,666.46000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ANKR; Qty: 5,945.71000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ANKRETH; Qty: 1,797.95000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ANY; Qty: 4.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: APE; Qty: 33,176.87664; USD Spot Price Value: $101,968.81 Undetermined Crypto Assets: APENFT; Qty: 3,502,505,901.26000; USD Spot Price Value: Undetermined Unknown Crypto Assets: APENFT_TOKEN; Qty: 799,236.36592; USD Spot Price Value: Undetermined Unknown Crypto Assets: API3; Qty: 320.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: APPLE; Qty: 21,528.90000; USD Spot Price Value: Unknown Undetermined Crypto Assets: APRICOT; Qty: 13,300,100.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: APT; Qty: 1,497,090.48000; USD Spot Price Value: $7,048,910.87 Undetermined Crypto Assets: APT; Qty: 23,008,757.12416; USD Spot Price Value: Undetermined $108,334,586.52 Crypto Assets: ARIX; Qty: 0.19000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ARMOR; Qty: 555,382.16000; USD Spot Price Value: $2,786.97 Undetermined Crypto Assets: ASSET; Qty: 6.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ATLAS; Qty: 658,923,162.14400; USD Spot Price Value: Undetermined $1,934,233.64 Crypto Assets: AUDIO; Qty: 41,909.00000; USD Spot Price Value: $6,524.19 Undetermined Crypto Assets: AURORY; Qty: 865,706.92000; USD Spot Price Value: Undetermined $485,834.72 Page 2 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 45 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: AVAX; Qty: 1.09000; USD Spot Price Value: $15.17 Undetermined Crypto Assets: AVAX; Qty: 2.62639; USD Spot Price Value: $36.56 Undetermined Crypto Assets: AVAX; Qty: 44,792.14000; USD Spot Price Value: $623,513.66 Undetermined Crypto Assets: AVAX; Qty: 7,184.85000; USD Spot Price Value: $100,014.25 Undetermined Crypto Assets: AXS; Qty: 320.04000; USD Spot Price Value: $2,184.29 Undetermined Crypto Assets: AZUKI; Qty: 7.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BACC; Qty: 3.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BAL; Qty: 298.60000; USD Spot Price Value: $1,604.76 Undetermined Crypto Assets: BAND; Qty: 351.63000; USD Spot Price Value: $770.34 Undetermined Crypto Assets: BAO; Qty: 983,000,000.00000; USD Spot Price Value: $0.05 Undetermined Crypto Assets: BAT; Qty: 51,966.84000; USD Spot Price Value: $13,059.14 Undetermined Crypto Assets: BAYC; Qty: 32.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BBADGER; Qty: 969.29000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BBANK; Qty: 31,560.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BBSAMO; Qty: 2,000,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BBTC; Qty: 0.48000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BCH; Qty: 1,138.06000; USD Spot Price Value: $115,955.25 Undetermined Crypto Assets: BCH; Qty: 1,478.48457; USD Spot Price Value: $150,640.61 Undetermined Crypto Assets: BCH; Qty: 1,479.14500; USD Spot Price Value: $150,707.90 Undetermined Crypto Assets: BCH; Qty: 156.00000; USD Spot Price Value: $15,894.61 Undetermined Crypto Assets: BCHBEAR; Qty: 51,607,790.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: BCHBULL; Qty: 500,999.96000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BEANZ; Qty: 12.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BEAR; Qty: 307,764,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BEARSHIT; Qty: 749,112.47000; USD Spot Price Value: Unknown Undetermined Page 3 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 46 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: BELT; Qty: 2.01000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BEND; Qty: 5,356.61000; USD Spot Price Value: $20.26 Undetermined Crypto Assets: BETH; Qty: 1.32000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BETWC; Qty: 50.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BINANCE_PEG_LUNA_WORMHOLE; Qty: 958,121.78876; USD Undetermined Spot Price Value: Unknown Crypto Assets: BINANCE_PEG_XRP; Qty: 2,337.41618; USD Spot Price Value: Undetermined Unknown Crypto Assets: BIT; Qty: 100,201,522.99464; USD Spot Price Value: Undetermined $32,042,189.56 Crypto Assets: BKC; Qty: 100.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BLCT; Qty: 1,300.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BLUR; Qty: 13,520,632.81000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BLZZ; Qty: 1,549,654.72000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BMS; Qty: 0.20000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BNB; Qty: 0.24000; USD Spot Price Value: $69.13 Undetermined Crypto Assets: BNB; Qty: 1.50582; USD Spot Price Value: $433.74 Undetermined Crypto Assets: BNB; Qty: 145.11000; USD Spot Price Value: $41,797.59 Undetermined Crypto Assets: BNB; Qty: 6,300.42000; USD Spot Price Value: $1,814,777.36 Undetermined Crypto Assets: BNBBULL; Qty: 12,921.76753; USD Spot Price Value: Unknown Undetermined Crypto Assets: BOBA; Qty: 240.74000; USD Spot Price Value: $51.62 Undetermined Crypto Assets: BOBA; Qty: 37,616.49000; USD Spot Price Value: $8,065.46 Undetermined Crypto Assets: BOND; Qty: 7,275.34000; USD Spot Price Value: $25,632.38 Undetermined Crypto Assets: BOO; Qty: 10,021.68000; USD Spot Price Value: $11,450.13 Undetermined Crypto Assets: BOOFI; Qty: 0.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BOSON_PROTOCOL; Qty: 0.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: BOX; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BPT; Qty: 495.01000; USD Spot Price Value: Unknown Undetermined Page 4 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 47 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: BSC-USD; Qty: 1,048,076.12847; USD Spot Price Value: Undetermined $1,939.67 Crypto Assets: BSVBULL; Qty: 55,073,774.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: BTC; Qty: 1,448.60600; USD Spot Price Value: $24,372,079.17 Undetermined Crypto Assets: BTC; Qty: 10,022.20000; USD Spot Price Value: $168,618,555.97 Undetermined Crypto Assets: BTC; Qty: 543.00000; USD Spot Price Value: $9,135,706.32 Undetermined Crypto Assets: BTC; Qty: 61.22675; USD Spot Price Value: $1,030,109.85 Undetermined Crypto Assets: BTCB; Qty: 0.20000; USD Spot Price Value: $3,364.90 Undetermined Crypto Assets: BTCB; Qty: 59.34532; USD Spot Price Value: $998,455.70 Undetermined Crypto Assets: BTCMT; Qty: 20.00000; USD Spot Price Value: $8.33 Undetermined Crypto Assets: BTSG; Qty: 1,000,000.00000; USD Spot Price Value: $12,242.77 Undetermined Crypto Assets: BULL; Qty: 4,998.37000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BULLSHIT; Qty: 4,876.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: BUSD; Qty: 2,922,868.43016; USD Spot Price Value: Undetermined $2,925,323.54 Crypto Assets: BUSD; Qty: 6,211.50000; USD Spot Price Value: $6,216.72 Undetermined Crypto Assets: BVOL; Qty: 4,978.06079; USD Spot Price Value: Unknown Undetermined Crypto Assets: BY-NFR; Qty: 2.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: C98; Qty: 3,988.66000; USD Spot Price Value: $833.68 Undetermined Crypto Assets: CAKE; Qty: 28,794.29057; USD Spot Price Value: $116,975.00 Undetermined Crypto Assets: CANTO; Qty: 19,702,155.97000; USD Spot Price Value: Undetermined $3,743,409.63 Crypto Assets: CASH; Qty: 3,538.49358; USD Spot Price Value: $1.55 Undetermined Crypto Assets: CATVILLS; Qty: 920.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CDAI; Qty: 672,882.00000; USD Spot Price Value: $14,970.82 Undetermined Crypto Assets: CDAI; Qty: 672,882.00000; USD Spot Price Value: $14,970.82 Undetermined Crypto Assets: CDT; Qty: 2,465.67000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CEL; Qty: 54,653.55000; USD Spot Price Value: $33,434.71 Undetermined Page 5 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 48 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: CELLS; Qty: 456,439,452,192.44000; USD Spot Price Value: Undetermined Unknown Crypto Assets: CERE; Qty: 259,088.38000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CGLD; Qty: 0.00100; USD Spot Price Value: Unknown Undetermined Crypto Assets: CHART; Qty: 25,271.03000; USD Spot Price Value: $23.60 Undetermined Crypto Assets: CHARTEX; Qty: 25,271.03000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CHICKEN; Qty: 900.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CHO; Qty: 4.00000; USD Spot Price Value: $3.59 Undetermined Crypto Assets: CHR; Qty: 5,016.29000; USD Spot Price Value: $576.44 Undetermined Crypto Assets: CHZ; Qty: 2,920.00000; USD Spot Price Value: $631.56 Undetermined Crypto Assets: CHZ; Qty: 4,341.34540; USD Spot Price Value: $938.98 Undetermined Crypto Assets: CLV; Qty: 12,031.46000; USD Spot Price Value: $718.54 Undetermined Crypto Assets: CMFI; Qty: 23,489,587.00000; USD Spot Price Value: $370,840.19 Undetermined Crypto Assets: CND; Qty: 74,903.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CNR; Qty: 12,000.00000; USD Spot Price Value: $3.56 Undetermined Crypto Assets: COCO.DEFI; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: COIN; Qty: 100.00000; USD Spot Price Value: $6,399.50 Undetermined Crypto Assets: COLLAR; Qty: 60,000,000.00000; USD Spot Price Value: $0.25 Undetermined Crypto Assets: COMP; Qty: 9,817.57012; USD Spot Price Value: $375,815.81 Undetermined Crypto Assets: COPE; Qty: 3,347,226.76800; USD Spot Price Value: $58,911.19 Undetermined Crypto Assets: CORE; Qty: 0.11000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CORGI; Qty: 69.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: COTI; Qty: 3,561.37000; USD Spot Price Value: Unknown Undetermined Crypto Assets: COW; Qty: 27,864.48000; USD Spot Price Value: $1,424.17 Undetermined Crypto Assets: CPOOL; Qty: 880,911.73000; USD Spot Price Value: $38,133.10 Undetermined Crypto Assets: CQT; Qty: 5,825,051.92300; USD Spot Price Value: $525,386.49 Undetermined Page 6 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 49 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: CRANE; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CRE; Qty: 1,332.11000; USD Spot Price Value: $4.08 Undetermined Crypto Assets: CREAM; Qty: 10,475.00000; USD Spot Price Value: $75,451.36 Undetermined Crypto Assets: CREDIT; Qty: 88.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CRI; Qty: 0.68000; USD Spot Price Value: $0.37 Undetermined Crypto Assets: CRO; Qty: 29,979.70000; USD Spot Price Value: $2,569.71 Undetermined Crypto Assets: CRV; Qty: 120,927.17427; USD Spot Price Value: $78,814.62 Undetermined Crypto Assets: CRYOWAR-TOKEN; Qty: 1,875,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: CSOL; Qty: 2.63415; USD Spot Price Value: Unknown Undetermined Crypto Assets: CUSDC; Qty: 13,717.75000; USD Spot Price Value: Unknown Undetermined Crypto Assets: CVX; Qty: 22,248.76888; USD Spot Price Value: $90,422.50 Undetermined Crypto Assets: CWAR; Qty: 3,833,333.30000; USD Spot Price Value: $68,553.60 Undetermined Crypto Assets: DAI.E; Qty: 19,706.28000; USD Spot Price Value: $19,706.28 Undetermined Crypto Assets: DAI; Qty: 11,000,521.10410; USD Spot Price Value: Undetermined $11,022,153.32 Crypto Assets: DAI; Qty: 3,169.23000; USD Spot Price Value: $3,175.46 Undetermined Crypto Assets: DECIMATED; Qty: 2,298,290.00000; USD Spot Price Value: Undetermined $22,261.31 Crypto Assets: DEPAY; Qty: 10.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DFD; Qty: 21,544.26000; USD Spot Price Value: $363.03 Undetermined Crypto Assets: DFL; Qty: 6,981,010.19900; USD Spot Price Value: $7,747.94 Undetermined Crypto Assets: DGB; Qty: 1,220,416.00000; USD Spot Price Value: $8,643.04 Undetermined Crypto Assets: DIGITS; Qty: 201,052.86000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DINO; Qty: 22,571.44000; USD Spot Price Value: $40.63 Undetermined Crypto Assets: DMG; Qty: 110,627.50000; USD Spot Price Value: $1,010.66 Undetermined Crypto Assets: DMZILLA; Qty: 10.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DODO; Qty: 810.59000; USD Spot Price Value: $91.26 Undetermined Page 7 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 50 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: DOGE; Qty: 11,312,685.00000; USD Spot Price Value: Undetermined $942,406.65 Crypto Assets: DOGE; Qty: 20,046,635.05000; USD Spot Price Value: Undetermined $1,669,991.00 Crypto Assets: DOGE-1; Qty: 940,000.00000; USD Spot Price Value: $0.01 Undetermined Crypto Assets: DOGEBULL; Qty: 2,160.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DOGEKING; Qty: 886.14000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DOJO; Qty: 30.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DOT; Qty: 86.04000; USD Spot Price Value: $484.65 Undetermined Crypto Assets: DRAGON; Qty: 1,485,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DRIFT; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DSG; Qty: 781,539.58000; USD Spot Price Value: Unknown Undetermined Crypto Assets: DUCK; Qty: 712,745.69000; USD Spot Price Value: $16,333.02 Undetermined Crypto Assets: DUSD; Qty: 1,989.55000; USD Spot Price Value: $1,347.98 Undetermined Crypto Assets: DYDX; Qty: 200,279.13000; USD Spot Price Value: $411,112.93 Undetermined Crypto Assets: DYP; Qty: 8.00000; USD Spot Price Value: $1.09 Undetermined Crypto Assets: ECD; Qty: 3,653,586.28000; USD Spot Price Value: $8,422.01 Undetermined Crypto Assets: ECO; Qty: 5,994.00000; USD Spot Price Value: $0.06 Undetermined Crypto Assets: EDE; Qty: 2.30000; USD Spot Price Value: Unknown Undetermined Crypto Assets: EDEN; Qty: 147,426.24000; USD Spot Price Value: $11,958.86 Undetermined Crypto Assets: EFI; Qty: 1,608.15000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ELF; Qty: 89,942.00000; USD Spot Price Value: $9,923.76 Undetermined Crypto Assets: ELT; Qty: 0.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ELU; Qty: 1,808,220.07260; USD Spot Price Value: $7,855.44 Undetermined Crypto Assets: EMB; Qty: 126,775.95073; USD Spot Price Value: $2,434.10 Undetermined Crypto Assets: ENG; Qty: 82.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ENJ; Qty: 1,358.94000; USD Spot Price Value: $467.21 Undetermined Page 8 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 51 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: ENS; Qty: 3,069.56000; USD Spot Price Value: $37,641.60 Undetermined Crypto Assets: EOSBEAR; Qty: 92,581,370.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: EOSBULL; Qty: 2,165,379.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: EPX; Qty: 21,416,695.40000; USD Spot Price Value: $6,618.88 Undetermined Crypto Assets: EPX; Qty: 21,416,695.40000; USD Spot Price Value: $6,618.88 Undetermined Crypto Assets: ERN; Qty: 384.02000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ERSDL; Qty: 17,771.12000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ETH; Qty: 14.99890; USD Spot Price Value: $19,054.23 Undetermined Crypto Assets: ETH; Qty: 16,919.57200; USD Spot Price Value: $21,494,206.22 Undetermined Crypto Assets: ETH; Qty: 170.88469; USD Spot Price Value: $217,087.69 Undetermined Crypto Assets: ETH; Qty: 4.44000; USD Spot Price Value: $5,640.47 Undetermined Crypto Assets: ETH; Qty: 43,203.04398; USD Spot Price Value: $54,884,079.60 Undetermined Crypto Assets: ETH; Qty: 89.40000; USD Spot Price Value: $113,571.55 Undetermined Crypto Assets: ETHBULL; Qty: 31,629.83000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ETHEREUM-WORMHOLE; Qty: 0.40000; USD Spot Price Value: Undetermined Unknown Crypto Assets: ETHOS; Qty: 5.31000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ETHW; Qty: 164,968.12000; USD Spot Price Value: $687,143.03 Undetermined Crypto Assets: EUL; Qty: 15,205.20142; USD Spot Price Value: $79,484.14 Undetermined Crypto Assets: EURT; Qty: 7.60000; USD Spot Price Value: $7.77 Undetermined Crypto Assets: FANT; Qty: 5,000,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FBZ; Qty: 2,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FET; Qty: 838.83000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FIDA; Qty: 18,671,562.98510; USD Spot Price Value: Undetermined $4,258,885.27 Crypto Assets: FIL; Qty: 12,620.00000; USD Spot Price Value: $55,563.12 Undetermined Crypto Assets: FORTH; Qty: 337.30000; USD Spot Price Value: Unknown Undetermined Page 9 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 52 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: FOX; Qty: 200.00000; USD Spot Price Value: $7.56 Undetermined Crypto Assets: FRAX; Qty: 99,500.00000; USD Spot Price Value: $98,291.20 Undetermined Crypto Assets: FREE; Qty: 313.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FRONT; Qty: 32,487.00000; USD Spot Price Value: $5,554.93 Undetermined Crypto Assets: FS; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FTM; Qty: 0.63000; USD Spot Price Value: $0.12 Undetermined Crypto Assets: FTM; Qty: 274,974.38000; USD Spot Price Value: $53,096.82 Undetermined Crypto Assets: FTT; Qty: 10,470,159.26069; USD Spot Price Value: Undetermined $28,748,118.71 Crypto Assets: FTX 2.0; Qty: 113,764,822.75000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FTX_TOKEN; Qty: 0.50000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FUCKFTX; Qty: 39,500,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: FUM; Qty: 19,200.00000; USD Spot Price Value: $0.05 Undetermined Crypto Assets: FUSDT; Qty: 3,246.63000; USD Spot Price Value: Unknown Undetermined Crypto Assets: FUSE; Qty: 10,658.58000; USD Spot Price Value: $724.75 Undetermined Crypto Assets: FXS; Qty: 26,789.71000; USD Spot Price Value: $136,086.55 Undetermined Crypto Assets: GAL; Qty: 113,416.04000; USD Spot Price Value: $172,162.26 Undetermined Crypto Assets: GALA; Qty: 44,838.62000; USD Spot Price Value: $1,429.24 Undetermined Crypto Assets: GATE; Qty: 13,804.46000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GCV; Qty: 0.01000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GENE; Qty: 98,981.57900; USD Spot Price Value: $172,870.25 Undetermined Crypto Assets: GFI; Qty: 0.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GIV; Qty: 11,563,104.12000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GKF; Qty: 1,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GLM; Qty: 2,081.13000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GMT; Qty: 1,012,810.42853; USD Spot Price Value: $390,378.77 Undetermined Page 10 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 53 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: GMX; Qty: 54.92000; USD Spot Price Value: $1,845.09 Undetermined Crypto Assets: GODS; Qty: 272,803.69000; USD Spot Price Value: $66,096.38 Undetermined Crypto Assets: GOG; Qty: 7,002,494.62000; USD Spot Price Value: $688,016.89 Undetermined Crypto Assets: GOHM; Qty: 0.11000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GOM; Qty: 4,773.36000; USD Spot Price Value: Unknown Undetermined Crypto Assets: GOODS555.COM; Qty: 12,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: GRT; Qty: 1,279,352.26000; USD Spot Price Value: $82,552.69 Undetermined Crypto Assets: GST; Qty: 1,003.73042; USD Spot Price Value: $26.54 Undetermined Crypto Assets: GUSD; Qty: 1,795.65000; USD Spot Price Value: $1,817.03 Undetermined Crypto Assets: GXT; Qty: 40.00000; USD Spot Price Value: $0.05 Undetermined Crypto Assets: GYC; Qty: 1.25000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HAPE; Qty: 6.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HBAR; Qty: 260.39388; USD Spot Price Value: $12.41 Undetermined Crypto Assets: HBTC; Qty: 0.08000; USD Spot Price Value: $1,345.96 Undetermined Crypto Assets: HCC; Qty: 236.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HEX; Qty: 2,453.63000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HGET; Qty: 113,306.31000; USD Spot Price Value: $45,654.04 Undetermined Crypto Assets: HIGH; Qty: 146.37000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HOT; Qty: 298,986.07000; USD Spot Price Value: $486.03 Undetermined Crypto Assets: HOWL; Qty: 2.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HRTS; Qty: 98,425.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HSF; Qty: 4.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: HT; Qty: 1,150.89000; USD Spot Price Value: $6,246.20 Undetermined Crypto Assets: HXRO; Qty: 10,364,193.91000; USD Spot Price Value: Undetermined $694,946.95 Crypto Assets: HXRO; Qty: 21,000,000.00000; USD Spot Price Value: Undetermined $1,408,106.22 Page 11 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 54 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: IBVOL; Qty: 1,189.40000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ICE; Qty: 1,343,470.64000; USD Spot Price Value: $6,962.68 Undetermined Crypto Assets: ILV; Qty: 1.88000; USD Spot Price Value: Unknown Undetermined Crypto Assets: IMX; Qty: 1,709.66000; USD Spot Price Value: $748.28 Undetermined Crypto Assets: INFINITY; Qty: 1.00000; USD Spot Price Value: $1.33 Undetermined Crypto Assets: INJ; Qty: 7,877.31264; USD Spot Price Value: $13,712.62 Undetermined Crypto Assets: INS; Qty: 3,500,000.00000; USD Spot Price Value: $80.36 Undetermined Crypto Assets: INU; Qty: 2,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: INV; Qty: 1,395.26600; USD Spot Price Value: $71,236.97 Undetermined Crypto Assets: IP3; Qty: 2,689,180.59000; USD Spot Price Value: $866,730.06 Undetermined Crypto Assets: IRON; Qty: 20.71000; USD Spot Price Value: $20.64 Undetermined Crypto Assets: JET; Qty: 27,400,000.00000; USD Spot Price Value: $119,491.95 Undetermined Crypto Assets: JOE; Qty: 66,019.28000; USD Spot Price Value: $10,205.47 Undetermined Crypto Assets: JSOL; Qty: 364,859.55930; USD Spot Price Value: $6,164,726.67 Undetermined Crypto Assets: KAVA; Qty: 5.04000; USD Spot Price Value: $4.85 Undetermined Crypto Assets: KEEP; Qty: 2,203,765.14000; USD Spot Price Value: $187,068.71 Undetermined Crypto Assets: KIN; Qty: 27,113,259,692.21000; USD Spot Price Value: Undetermined $257,921.81 Crypto Assets: KITTY; Qty: 100.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: KLAY; Qty: 240.75000; USD Spot Price Value: $44.15 Undetermined Crypto Assets: KNC; Qty: 0.26000; USD Spot Price Value: $0.16 Undetermined Crypto Assets: KNC; Qty: 74,015.93000; USD Spot Price Value: $45,322.95 Undetermined Crypto Assets: KP3R; Qty: 336.29000; USD Spot Price Value: $25,679.30 Undetermined Crypto Assets: KP3R; Qty: 336.29000; USD Spot Price Value: $25,679.30 Undetermined Crypto Assets: KTRC; Qty: 101,812.45900; USD Spot Price Value: Unknown Undetermined Crypto Assets: KUN; Qty: 10.00000; USD Spot Price Value: Unknown Undetermined Page 12 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 55 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: KYBER_NETWORK_CRYSTAL; Qty: 1.57391; USD Spot Price Undetermined Value: Unknown Crypto Assets: LAND; Qty: 81.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LAYER ZERO; Qty: 1,000,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: LDO; Qty: 1,859,262.32000; USD Spot Price Value: $2,165,922.28 Undetermined Crypto Assets: LDO; Qty: 970,458.74000; USD Spot Price Value: $1,130,522.67 Undetermined Crypto Assets: LEODOOM; Qty: 0.12000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LEVE; Qty: 155.83000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LGHT; Qty: 11.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LIEN; Qty: 3,073.70000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LIME; Qty: 295,599.11000; USD Spot Price Value: $1,532.67 Undetermined Crypto Assets: LINA; Qty: 46,829.91000; USD Spot Price Value: $287.54 Undetermined Crypto Assets: LINK.E; Qty: 49.41000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LINK; Qty: 132.23551; USD Spot Price Value: $912.94 Undetermined Crypto Assets: LINK; Qty: 499,703.15010; USD Spot Price Value: $3,449,899.30 Undetermined Crypto Assets: LINKBULL; Qty: 5,791.85000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LIO; Qty: 1.90000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LIT; Qty: 477.24000; USD Spot Price Value: $353.16 Undetermined Crypto Assets: LITH; Qty: 50,000,000.99000; USD Spot Price Value: $40,231.87 Undetermined Crypto Assets: LITHO; Qty: 1,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LKR; Qty: 9,499.00000; USD Spot Price Value: $88.34 Undetermined Crypto Assets: LOOKS; Qty: 1,667,690.01000; USD Spot Price Value: Undetermined $246,495.24 Crypto Assets: LOOKS; Qty: 10,057.79000; USD Spot Price Value: $1,486.61 Undetermined Crypto Assets: LOOTBOX; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LOT; Qty: 69.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LOTTERYHOST.COM; Qty: 69.00000; USD Spot Price Value: Undetermined Unknown Page 13 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 56 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: LOTTO; Qty: 999,457.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LOVE; Qty: 100,000.00000; USD Spot Price Value: $75.80 Undetermined Crypto Assets: LOWB; Qty: 138,888.00000; USD Spot Price Value: $2.00 Undetermined Crypto Assets: LPT; Qty: 18.95000; USD Spot Price Value: $142.37 Undetermined Crypto Assets: LQID; Qty: 4,516,346.21100; USD Spot Price Value: Unknown Undetermined Crypto Assets: LQTY; Qty: 106,367.39000; USD Spot Price Value: $62,753.99 Undetermined Crypto Assets: LQTY; Qty: 39,633.00000; USD Spot Price Value: $23,382.44 Undetermined Crypto Assets: LRC; Qty: 1,777.94000; USD Spot Price Value: $457.86 Undetermined Crypto Assets: LTC; Qty: 0.14620; USD Spot Price Value: $8.86 Undetermined Crypto Assets: LTCBEAR; Qty: 7,288,855.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LTCBULL; Qty: 709,892.99000; USD Spot Price Value: Unknown Undetermined Crypto Assets: LUA; Qty: 1,430,198.76000; USD Spot Price Value: $12,961.82 Undetermined Crypto Assets: LUNA; Qty: 6,951,539.00000; USD Spot Price Value: Undetermined $11,850,569.57 Crypto Assets: LUNA; Qty: 902.00000; USD Spot Price Value: $1,537.68 Undetermined Crypto Assets: LUNC; Qty: 7,587,416.69000; USD Spot Price Value: $1,416.70 Undetermined Crypto Assets: LYXE; Qty: 100.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MAGIC; Qty: 323.42000; USD Spot Price Value: $87.83 Undetermined Crypto Assets: MANA; Qty: 45,892.35000; USD Spot Price Value: $22,402.28 Undetermined Crypto Assets: MAPS; Qty: 102,701,785.95280; USD Spot Price Value: Undetermined $10,564,060.57 Crypto Assets: MARS4; Qty: 185,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MASKCZDAO; Qty: 0.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MATH; Qty: 579,800.75000; USD Spot Price Value: $103,285.33 Undetermined Crypto Assets: MATIC; Qty: 2,362.24198; USD Spot Price Value: $2,425.19 Undetermined Crypto Assets: MATIC; Qty: 24,355.60000; USD Spot Price Value: $25,004.57 Undetermined Crypto Assets: MATIC; Qty: 63.80000; USD Spot Price Value: $65.50 Undetermined Page 14 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 57 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: MATIC; Qty: 659,633.29110; USD Spot Price Value: $677,209.74 Undetermined Crypto Assets: MATTER; Qty: 695,267.00000; USD Spot Price Value: $41,696.72 Undetermined Crypto Assets: MAYC; Qty: 2.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MC; Qty: 3.00000; USD Spot Price Value: $1.39 Undetermined Crypto Assets: MCB; Qty: 13,292.50003; USD Spot Price Value: $57,324.23 Undetermined Crypto Assets: MDX; Qty: 318,921.63000; USD Spot Price Value: $23,307.24 Undetermined Crypto Assets: MEAN; Qty: 4,990,000.00000; USD Spot Price Value: $219,640.43 Undetermined Crypto Assets: MECHAAPEYC; Qty: 10.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MEDIA; Qty: 520,701.47908; USD Spot Price Value: $2,546,156.04 Undetermined Crypto Assets: MEDIA; Qty: 72.00000; USD Spot Price Value: $352.07 Undetermined Crypto Assets: MEEB; Qty: 0.02000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MER; Qty: 71,394,604.40200; USD Spot Price Value: $734,555.78 Undetermined Crypto Assets: METIS; Qty: 5,645.66703; USD Spot Price Value: $110,851.44 Undetermined Crypto Assets: MGRT; Qty: 240,001.15200; USD Spot Price Value: Unknown Undetermined Crypto Assets: MIDBEAR; Qty: 56,003.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MIM; Qty: 131,596.71688; USD Spot Price Value: $131,596.72 Undetermined Crypto Assets: MINECRAFT; Qty: 300.00000; USD Spot Price Value: $0.20 Undetermined Crypto Assets: MINING; Qty: 276,931,501,976.28000; USD Spot Price Value: Undetermined Unknown Crypto Assets: MIR; Qty: 660.12000; USD Spot Price Value: $84.17 Undetermined Crypto Assets: MKR; Qty: 11.66000; USD Spot Price Value: $9,113.51 Undetermined Crypto Assets: MNDE; Qty: 6,082,670.99200; USD Spot Price Value: Undetermined $1,100,088.13 Crypto Assets: MNEP; Qty: 2,400,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MNGO; Qty: 64,605,465.69519; USD Spot Price Value: Undetermined $817,943.87 Crypto Assets: MOCHI; Qty: 989,649.94000; USD Spot Price Value: $0.51 Undetermined Crypto Assets: MOH; Qty: 35.00000; USD Spot Price Value: Unknown Undetermined Page 15 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 58 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: MONKEYBALL; Qty: 8,606,714.98000; USD Spot Price Value: Undetermined $726,406.74 Crypto Assets: MOOV; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MPL; Qty: 2,708.90000; USD Spot Price Value: $22,176.10 Undetermined Crypto Assets: MR. TWEET; Qty: 1,327,131.64000; USD Spot Price Value: Undetermined Unknown Crypto Assets: MSHEESHA; Qty: 1,200.00000; USD Spot Price Value: $1.17 Undetermined Crypto Assets: MSOL; Qty: 140,141.64604; USD Spot Price Value: $2,325,049.78 Undetermined Crypto Assets: MST; Qty: 3.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: MYC; Qty: 95,967.67000; USD Spot Price Value: $2,816.56 Undetermined Crypto Assets: NEXO; Qty: 1,500.00000; USD Spot Price Value: $1,064.80 Undetermined Crypto Assets: NFT; Qty: 129.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: NFTMSG; Qty: 326.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: NMR; Qty: 23.81000; USD Spot Price Value: Unknown Undetermined Crypto Assets: NOTIFNFT; Qty: 213.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: NOVA; Qty: 211,000.00000; USD Spot Price Value: $7,627.80 Undetermined Crypto Assets: NUTS; Qty: 35.56000; USD Spot Price Value: Unknown Undetermined Crypto Assets: NVS; Qty: 8,818.06000; USD Spot Price Value: Unknown Undetermined Crypto Assets: NXM; Qty: 72.71000; USD Spot Price Value: $3,037.25 Undetermined Crypto Assets: OGN; Qty: 52,932.26000; USD Spot Price Value: $5,590.08 Undetermined Crypto Assets: OGV; Qty: 6,505,781.33000; USD Spot Price Value: $31,593.03 Undetermined Crypto Assets: OJA; Qty: 57,201.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: OLO; Qty: 3,878,726.21000; USD Spot Price Value: Unknown Undetermined Crypto Assets: OMG; Qty: 5,907.63000; USD Spot Price Value: $7,187.25 Undetermined Crypto Assets: OMG; Qty: 89,790.73000; USD Spot Price Value: $109,239.84 Undetermined Crypto Assets: ONE; Qty: 6,537.95000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ONLY1; Qty: 981,143.90000; USD Spot Price Value: Unknown Undetermined Page 16 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 59 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: OP; Qty: 15,443.02000; USD Spot Price Value: $15,040.41 Undetermined Crypto Assets: OP; Qty: 39,245.46000; USD Spot Price Value: $38,222.30 Undetermined Crypto Assets: OPEN; Qty: 18.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: OPNX; Qty: 1,747,296.25000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ORB; Qty: 11,152,541.39000; USD Spot Price Value: Undetermined $1,390,382.69 Crypto Assets: ORBS; Qty: 4,349.89000; USD Spot Price Value: $108.24 Undetermined Crypto Assets: ORC; Qty: 0.90000; USD Spot Price Value: $0.08 Undetermined Crypto Assets: ORCA; Qty: 59,754.21167; USD Spot Price Value: $29,054.06 Undetermined Crypto Assets: OSN; Qty: 2.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: OTHR; Qty: 29.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: OUSD; Qty: 1,465.85000; USD Spot Price Value: Unknown Undetermined Crypto Assets: OUSDT; Qty: 429,576.85000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PAI; Qty: 2,163,551.06000; USD Spot Price Value: $2,143,514.13 Undetermined Crypto Assets: PAXG; Qty: 583.64920; USD Spot Price Value: $1,030,642.13 Undetermined Crypto Assets: PEA; Qty: 0.08000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PEBBLE; Qty: 72,161,952.24000; USD Spot Price Value: $1,924.26 Undetermined Crypto Assets: PEOPLE; Qty: 1.00000; USD Spot Price Value: $0.02 Undetermined Crypto Assets: PERP; Qty: 1,017,819.19000; USD Spot Price Value: $451,275.26 Undetermined Crypto Assets: PHA; Qty: 100.00000; USD Spot Price Value: $15.83 Undetermined Crypto Assets: PHNTHLP; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PHNTNT; Qty: 3.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PICKLE; Qty: 1,105.00000; USD Spot Price Value: $1,188.32 Undetermined Crypto Assets: POLIS; Qty: 6,488,120.99000; USD Spot Price Value: Undetermined $1,395,146.07 Crypto Assets: POLY; Qty: 537.01000; USD Spot Price Value: Unknown Undetermined Crypto Assets: POLYDOGE; Qty: 8,777.00000; USD Spot Price Value: Unknown Undetermined Page 17 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 60 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: POLYPAD; Qty: 43,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PORT; Qty: 67,930.06983; USD Spot Price Value: $1,808.53 Undetermined Crypto Assets: PRED; Qty: 0.01000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PRISM; Qty: 122,100,000.00000; USD Spot Price Value: Undetermined $563,193.35 Crypto Assets: PROM; Qty: 28.19000; USD Spot Price Value: $123.12 Undetermined Crypto Assets: PROMO; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PRT; Qty: 197,000,000.00000; USD Spot Price Value: $584,616.42 Undetermined Crypto Assets: PRTSOL; Qty: 27,581.57165; USD Spot Price Value: Unknown Undetermined Crypto Assets: PSOL; Qty: 0.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PSP; Qty: 33,225.59000; USD Spot Price Value: $1,058.56 Undetermined Crypto Assets: PSRMC; Qty: 200,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PSTAKE; Qty: 3,906.25000; USD Spot Price Value: Unknown Undetermined Crypto Assets: PSY; Qty: 1,000,000.00000; USD Spot Price Value: $22,625.13 Undetermined Crypto Assets: PTP; Qty: 537,458.32000; USD Spot Price Value: $31,164.02 Undetermined Crypto Assets: PUNDIX; Qty: 8,823.04000; USD Spot Price Value: $3,183.71 Undetermined Crypto Assets: QDX; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: QI; Qty: 3,345,334.73000; USD Spot Price Value: $20,805.31 Undetermined Crypto Assets: QNT; Qty: 1.05000; USD Spot Price Value: $119.70 Undetermined Crypto Assets: QOM; Qty: 38,513,946,815.89000; USD Spot Price Value: Undetermined Unknown Crypto Assets: QUICK; Qty: 2.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RACA; Qty: 265,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RAD; Qty: 190.56000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RADIX_DLT; Qty: 0.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RAMP; Qty: 328,954.18000; USD Spot Price Value: $13,298.16 Undetermined Crypto Assets: RARI; Qty: 58.84000; USD Spot Price Value: Unknown Undetermined Page 18 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 61 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: RAS; Qty: 4.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RAY; Qty: 11,757,629.52576; USD Spot Price Value: $3,066,403.47 Undetermined Crypto Assets: RAYALPHA; Qty: 5.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RAZOR; Qty: 2,068,667.00000; USD Spot Price Value: $14,163.63 Undetermined Crypto Assets: RBN; Qty: 1,233,966.20000; USD Spot Price Value: $245,545.11 Undetermined Crypto Assets: RBX; Qty: 2,252.00000; USD Spot Price Value: $64.53 Undetermined Crypto Assets: REAL; Qty: 858,082.01430; USD Spot Price Value: $98,305.87 Undetermined Crypto Assets: REEF_FINANCE; Qty: 6.08000; USD Spot Price Value: Unknown Undetermined Crypto Assets: REN; Qty: 5,732,432.00000; USD Spot Price Value: $447,059.73 Undetermined Crypto Assets: RENDOGE; Qty:- 25,924.28400; USD Spot Price Value: Undetermined ($2,118.58) Crypto Assets: RETH; Qty: 4.86000; USD Spot Price Value: $6,489.38 Undetermined Crypto Assets: REVO; Qty: 259,998.00000; USD Spot Price Value: $10,204.50 Undetermined Crypto Assets: REVO; Qty: 50,088.00000; USD Spot Price Value: $1,965.87 Undetermined Crypto Assets: REVV; Qty: 30,000.00000; USD Spot Price Value: $446.53 Undetermined Crypto Assets: REWARD666.COM; Qty: 2,602,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: RFR; Qty: 17,041.30000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RGT; Qty: 460.37000; USD Spot Price Value: Unknown Undetermined Crypto Assets: RIF; Qty: 6.00000; USD Spot Price Value: $0.23 Undetermined Crypto Assets: RIN; Qty: 266,992.45180; USD Spot Price Value: $36,931.56 Undetermined Crypto Assets: RLABO; Qty: 0.05300; USD Spot Price Value: Unknown Undetermined Crypto Assets: RLY; Qty: 26,084.96000; USD Spot Price Value: $291.48 Undetermined Crypto Assets: RND; Qty: 101,010,101.00000; USD Spot Price Value: $0.97 Undetermined Crypto Assets: RNDR; Qty: 6,860,306.00000; USD Spot Price Value: Undetermined $3,750,967.89 Crypto Assets: ROOK; Qty: 4,256.09000; USD Spot Price Value: $66,522.47 Undetermined Crypto Assets: ROSE; Qty: 1.00000; USD Spot Price Value: $0.05 Undetermined Page 19 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 62 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: ROUTE; Qty: 9,930.00000; USD Spot Price Value: $18,794.50 Undetermined Crypto Assets: RSR; Qty: 2,974,124.00000; USD Spot Price Value: $12,475.11 Undetermined Crypto Assets: RUN; Qty: 48,700,000.00000; USD Spot Price Value: $252,569.67 Undetermined Crypto Assets: RYOSHI; Qty: 13,975,237.23000; USD Spot Price Value: $0.07 Undetermined Crypto Assets: SABER; Qty: 451,308.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SALT; Qty: 511,420.40000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SAMO; Qty: 102,624,346.00000; USD Spot Price Value: Undetermined $362,218.64 Crypto Assets: SAND; Qty: 154,383.39000; USD Spot Price Value: $96,001.40 Undetermined Crypto Assets: SANTACLAUS; Qty: 0.95000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SAVAX; Qty: 1,288.97000; USD Spot Price Value: $18,434.87 Undetermined Crypto Assets: SAVAX; Qty: 13,199.00000; USD Spot Price Value: $188,772.34 Undetermined Crypto Assets: SB; Qty: 4.05000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SBF; Qty: 250,856,019.86000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SBFC; Qty: 400.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SBR; Qty: 2,755,803.68800; USD Spot Price Value: $3,877.90 Undetermined Crypto Assets: SCAM; Qty: 18.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SCAM_DCBD; Qty: 9.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SCNSOL; Qty: 60.22462; USD Spot Price Value: $1,029.06 Undetermined Crypto Assets: SCP; Qty: 1,200.00000; USD Spot Price Value: $210.87 Undetermined Crypto Assets: SDAO; Qty: 0.04000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SDO; Qty: 142,857,142.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SECO; Qty: 21,432.59000; USD Spot Price Value: $43,816.79 Undetermined Crypto Assets: SEWERCOIN; Qty: 110,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SHDW; Qty: 12,485,567.05000; USD Spot Price Value: Undetermined $113,434.28 Crypto Assets: SHEESHA; Qty: 0.02000; USD Spot Price Value: Unknown Undetermined Page 20 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 63 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: SHIB; Qty: 10,581,550,555.73000; USD Spot Price Value: Undetermined $103,136.10 Crypto Assets: SHIBA_INU; Qty: 33,188,753.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SHIBDOGE; Qty: 2,611,284,061,946,670,000.00000; USD Spot Undetermined Price Value: Unknown Crypto Assets: SHIBMERICAN; Qty: 404,542,005,332,484.00000; USD Spot Price Undetermined Value: Unknown Crypto Assets: SHL; Qty: 50,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SHOEBOX; Qty: 7.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SIMP; Qty: 58,734.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SING; Qty: 0.57000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SKILL; Qty: 0.73000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SKIN; Qty: 6.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SLC; Qty: 666,666.00000; USD Spot Price Value: $9,534.50 Undetermined Crypto Assets: SLCL; Qty: 3,000,000.00000; USD Spot Price Value: $101,002.66 Undetermined Crypto Assets: SLND; Qty: 3,750.62000; USD Spot Price Value: $1,443.73 Undetermined Crypto Assets: SLRS; Qty: 7,664,970.22000; USD Spot Price Value: $33,800.32 Undetermined Crypto Assets: SNC; Qty: 7,638,461.78000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SNX; Qty: 819.58000; USD Spot Price Value: $1,503.00 Undetermined Crypto Assets: SNY; Qty: 783,918.71440; USD Spot Price Value: $72,830.43 Undetermined Crypto Assets: SO1INCH; Qty: 952,584.73000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOAAVE; Qty: 999,912.31000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOAKRO; Qty: 47,503,980.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SOALEPH; Qty: 261,642,785.04000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SOARDX; Qty: 999,500.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOBTC; Qty: 8,860.94466; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOCEL; Qty: 982,047.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOCOMP; Qty: 999,576.31000; USD Spot Price Value: Unknown Undetermined Page 21 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 64 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: SOCREAM; Qty: 66,448.90000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOETH; Qty: 440,070.68968; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOFRONT; Qty: 2,978,927.98747; USD Spot Price Value: Undetermined Unknown Crypto Assets: SOFTT; Qty: 8,366,646.46995; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOGRT; Qty: 10,769,757.60190; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOHGET; Qty: 197,454.59000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOHNT; Qty: 67,086.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOHXRO; Qty: 21,098,571.56000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SOJPYC; Qty: 10,966,384.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOKEEP; Qty: 47,919,184.86000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOL; Qty: 109,298.86025; USD Spot Price Value: $1,763,848.67 Undetermined Crypto Assets: SOL; Qty: 217.97000; USD Spot Price Value: $3,517.57 Undetermined Crypto Assets: SOL; Qty: 52,000,000.00000; USD Spot Price Value: Undetermined $839,168,225.98 Crypto Assets: SOL; Qty: 9,770.00000; USD Spot Price Value: $157,666.80 Undetermined Crypto Assets: SOLEND; Qty: 8,547.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOLICE; Qty: 666,666.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOLINK; Qty: 655,415.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOLUA; Qty: 6,056,860.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOMATH; Qty: 2,953,506.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOPAXG; Qty: 42,598.01000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SORSR; Qty: 47,764,320.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOSTRONG; Qty: 999,997.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SOSUSHI; Qty: 2,446,722.85960; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOSWAG; Qty: 7,259,518.21000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOSXP; Qty: 4,477,001.60000; USD Spot Price Value: Unknown Undetermined Page 22 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 65 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: SOTOMO; Qty: 7,030,945.84602; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOUBXT; Qty: 307,500,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SOUSDC; Qty: 3,255,247.24000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SOUSDT; Qty: 294,460,202.12520; USD Spot Price Value: Undetermined Unknown Crypto Assets: SOYFI; Qty: 703.22190; USD Spot Price Value: Unknown Undetermined Crypto Assets: SPA; Qty: 1,041,670.00000; USD Spot Price Value: $6,648.27 Undetermined Crypto Assets: SPAY; Qty: 0.20000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SPELL; Qty: 649,904,849.16000; USD Spot Price Value: Undetermined $441,538.32 Crypto Assets: SQUIDGROW; Qty: 18.21000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SRM; Qty: 156,619,777.80740; USD Spot Price Value: Undetermined $56,119,179.08 Crypto Assets: SRMET; Qty: 997,884.68000; USD Spot Price Value: Unknown Undetermined Crypto Assets: STARS; Qty: 93,300.00000; USD Spot Price Value: $343.98 Undetermined Crypto Assets: STEP; Qty: 335,508.79000; USD Spot Price Value: $245.90 Undetermined Crypto Assets: STEPN; Qty: 7,336.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: STETH; Qty: 26.76000; USD Spot Price Value: $31,303.85 Undetermined Crypto Assets: STG; Qty: 134,728.08000; USD Spot Price Value: $69,155.26 Undetermined Crypto Assets: STG; Qty: 356,540.13000; USD Spot Price Value: $183,010.28 Undetermined Crypto Assets: STSOL; Qty: 553.90340; USD Spot Price Value: $8,876.30 Undetermined Crypto Assets: SUNNY; Qty: 306,631,634.43000; USD Spot Price Value: Undetermined $30,062.95 Crypto Assets: SUPER; Qty: 944.10000; USD Spot Price Value: $96.48 Undetermined Crypto Assets: SUSD; Qty: 14,669.86667; USD Spot Price Value: $14,733.50 Undetermined Crypto Assets: SUSD; Qty: 4,639.00000; USD Spot Price Value: $4,659.12 Undetermined Crypto Assets: SUSHI; Qty: 11,773.21000; USD Spot Price Value: $14,736.55 Undetermined Crypto Assets: SUSHI; Qty: 3,397,901.13757; USD Spot Price Value: Undetermined $4,253,158.35 Crypto Assets: SUSHI; Qty: 4.33482; USD Spot Price Value: $5.43 Undetermined Page 23 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 66 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: SVT; Qty: 191,666.67000; USD Spot Price Value: $4,007.76 Undetermined Crypto Assets: SWAG; Qty: 9,875,772.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SWAP; Qty: 3.00000; USD Spot Price Value: $0.61 Undetermined Crypto Assets: SWCAT; Qty: 2.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: SWEEP; Qty: 1,000,000,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: SX; Qty: 167.19000; USD Spot Price Value: $32.74 Undetermined Crypto Assets: SXP; Qty: 982,462.33470; USD Spot Price Value: $223,670.69 Undetermined Crypto Assets: SYN; Qty: 576,065.57490; USD Spot Price Value: $334,993.42 Undetermined Crypto Assets: SYN; Qty: 8,427,766.00000; USD Spot Price Value: $4,900,911.04 Undetermined Crypto Assets: SYNCH; Qty: 9,000,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: T; Qty: 4,691.11000; USD Spot Price Value: $80.86 Undetermined Crypto Assets: TELEGRAM; Qty: 105,968,959.08000; USD Spot Price Value: Undetermined Unknown Crypto Assets: TERR; Qty: 100.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TESLA; Qty: 10.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TGR; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TICKET; Qty: 6.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TIME; Qty: 25.66000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TITAN; Qty: 6.94000; USD Spot Price Value: $0.60 Undetermined Crypto Assets: TKMK; Qty: 999.00000; USD Spot Price Value: $0.21 Undetermined Crypto Assets: TLM; Qty: 73,441.95000; USD Spot Price Value: $1,152.81 Undetermined Crypto Assets: TOMOE; Qty: 945,437.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TON; Qty: 5,193.09000; USD Spot Price Value: $7,827.31 Undetermined Crypto Assets: TOP1; Qty: 2,222,222.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TOR; Qty: 0.10000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TOSHI; Qty: 26.00000; USD Spot Price Value: Unknown Undetermined Page 24 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 67 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: TRIBE; Qty: 3,065.70000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TRU; Qty: 3,647,967.90000; USD Spot Price Value: $125,489.07 Undetermined Crypto Assets: TRX; Qty: 115,590.61754; USD Spot Price Value: $6,376.60 Undetermined Crypto Assets: TRX; Qty: 69,446.97182; USD Spot Price Value: $3,831.07 Undetermined Crypto Assets: TRYB; Qty: 21,203,277.80760; USD Spot Price Value: Undetermined $1,115,222.25 Crypto Assets: TSI; Qty: 2,100.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TSLA; Qty: 100.00000; USD Spot Price Value: $19,768.42 Undetermined Crypto Assets: TUATLAS; Qty: 52,800,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: TUCOPE; Qty: 9,998.18143; USD Spot Price Value: Unknown Undetermined Crypto Assets: TULIKE; Qty: 330,040.47990; USD Spot Price Value: Unknown Undetermined Crypto Assets: TULIP; Qty: 280,581.92265; USD Spot Price Value: $452,566.59 Undetermined Crypto Assets: TUPOLIS; Qty: 292,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TUSAMO; Qty: 38,800,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: TUSD; Qty: 14.90000; USD Spot Price Value: $14.91 Undetermined Crypto Assets: TUSD; Qty: 25,951.09000; USD Spot Price Value: $25,977.10 Undetermined Crypto Assets: TUSRM; Qty: 188,132.49270; USD Spot Price Value: Unknown Undetermined Crypto Assets: TWT; Qty: 199.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: TYNA; Qty: 49,942.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UBXT; Qty: 4,901,840.00000; USD Spot Price Value: $7,373.40 Undetermined Crypto Assets: UMA; Qty: 2,110.00000; USD Spot Price Value: $3,627.14 Undetermined Crypto Assets: UNI; Qty: 428,572.60310; USD Spot Price Value: $2,631,308.15 Undetermined Crypto Assets: UNKNOWN; Qty: 1,735.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 12,197,263.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: UNKNOWN; Qty: 14,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 14,000.00000; USD Spot Price Value: Unknown Undetermined Page 25 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 68 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: UNKNOWN; Qty: 14,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: Unknown; Qty: 155,087,492,376,752.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: UNKNOWN; Qty: 16,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 16.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 18,166.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 18.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 21,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 5.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 7,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 8,488.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNKNOWN; Qty: 9,306.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: UNN; Qty: 15,009,290.29000; USD Spot Price Value: $5,483.96 Undetermined Crypto Assets: UOS; Qty: 123,625.00000; USD Spot Price Value: $27,006.92 Undetermined Crypto Assets: USDC.E; Qty: 103,148.65000; USD Spot Price Value: $103,148.65 Undetermined Crypto Assets: USDC; Qty: 12,590,000.00000; USD Spot Price Value: Undetermined $12,597,573.41 Crypto Assets: USDC; Qty: 41.04000; USD Spot Price Value: $41.06 Undetermined Crypto Assets: USDC; Qty: 72,790,015.71426; USD Spot Price Value: Undetermined $72,833,801.92 Crypto Assets: USDC; Qty: 93.98974; USD Spot Price Value: $94.05 Undetermined Crypto Assets: USDCET; Qty: 81,938.99066; USD Spot Price Value: Unknown Undetermined Crypto Assets: USDH; Qty: 79,144.85730; USD Spot Price Value: $79,312.15 Undetermined Crypto Assets: USDK; Qty: 1.00000; USD Spot Price Value: $1.00 Undetermined Crypto Assets: USDN; Qty: 2,429.41000; USD Spot Price Value: Unknown Undetermined Crypto Assets: USDP; Qty: 28,501,042.03000; USD Spot Price Value: Undetermined $28,505,682.39 Crypto Assets: USDP; Qty: 724.19000; USD Spot Price Value: $724.31 Undetermined Crypto Assets: USDS; Qty: 2,944.10000; USD Spot Price Value: $2,939.02 Undetermined Page 26 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 69 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: USDT.E; Qty: 32,455.19000; USD Spot Price Value: $32,455.19 Undetermined Crypto Assets: USDT; Qty: 2,380.75568; USD Spot Price Value: $2,376.78 Undetermined Crypto Assets: USDT; Qty: 3,504.39000; USD Spot Price Value: $3,498.54 Undetermined Crypto Assets: USDT; Qty: 9.98000; USD Spot Price Value: $9.96 Undetermined Crypto Assets: USDT; Qty: 98,565,064.80230; USD Spot Price Value: Undetermined $98,400,609.30 Crypto Assets: UST; Qty: 501,488.31000; USD Spot Price Value: Unknown Undetermined Crypto Assets: USTC; Qty: 275,525.41000; USD Spot Price Value: $6,615.77 Undetermined Crypto Assets: UXP; Qty: 11,700,000.00000; USD Spot Price Value: $180,671.90 Undetermined Crypto Assets: VAI; Qty: 267.79000; USD Spot Price Value: Unknown Undetermined Crypto Assets: VALAS; Qty: 2,069,301.69000; USD Spot Price Value: Unknown Undetermined Crypto Assets: VANITY-TRX.COM; Qty: 888.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: VB; Qty: 1.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: VBTC; Qty: 14,701.48000; USD Spot Price Value: Unknown Undetermined Crypto Assets: VBTC; Qty: 5,000.06000; USD Spot Price Value: Unknown Undetermined Crypto Assets: VETH; Qty: 15.94000; USD Spot Price Value: Unknown Undetermined Crypto Assets: VISIT; Qty: 59,080.60668; USD Spot Price Value: Unknown Undetermined Crypto Assets: VSXP; Qty: 447,150,511.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WAGMI; Qty: 777.00000; USD Spot Price Value: $5.70 Undetermined Crypto Assets: WBNB; Qty: 0.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WBNB; Qty: 1,435.87000; USD Spot Price Value: $415,368.47 Undetermined Crypto Assets: WBNB; Qty: 431.66000; USD Spot Price Value: $124,870.60 Undetermined Crypto Assets: WBTC.E; Qty: 0.01000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WBTC; Qty: 0.32836; USD Spot Price Value: $5,530.51 Undetermined Crypto Assets: WBTC; Qty: 243.52442; USD Spot Price Value: $4,101,648.45 Undetermined Crypto Assets: WETH; Qty: 0.01943; USD Spot Price Value: $24.68 Undetermined Page 27 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 70 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: WETH; Qty: 5.06000; USD Spot Price Value: $6,428.10 Undetermined Crypto Assets: WETH; Qty: 7,394.26185; USD Spot Price Value: $9,393,487.56 Undetermined Crypto Assets: WFLOW; Qty: 58,614.33000; USD Spot Price Value: $50,994.47 Undetermined Crypto Assets: WFP; Qty: 4.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WFTM; Qty: 2,709,043.19000; USD Spot Price Value: $521,993.95 Undetermined Crypto Assets: WMATIC; Qty: 0.00956; USD Spot Price Value: $0.01 Undetermined Crypto Assets: WMATIC; Qty: 4,867.12000; USD Spot Price Value: $4,971.44 Undetermined Crypto Assets: WMEMO; Qty: 0.02000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WMX; Qty: 16,753.05000; USD Spot Price Value: $4,406.28 Undetermined Crypto Assets: WMX; Qty: 16,753.05000; USD Spot Price Value: $4,406.28 Undetermined Crypto Assets: WNAV; Qty: 88.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WNXM; Qty: 1,562.93000; USD Spot Price Value: $17,322.35 Undetermined Crypto Assets: WNXM; Qty: 1,563.30000; USD Spot Price Value: $17,326.45 Undetermined Crypto Assets: WOM; Qty: 162,638.68000; USD Spot Price Value: $43,916.91 Undetermined Crypto Assets: WOM; Qty: 31,900.91000; USD Spot Price Value: $8,614.12 Undetermined Crypto Assets: WOO; Qty: 3,430,003.00000; USD Spot Price Value: $439,348.40 Undetermined Crypto Assets: WORTH; Qty: 285.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WSTETH; Qty: 0.01000; USD Spot Price Value: $13.70 Undetermined Crypto Assets: WTF; Qty: 2,499,911.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: WXRP; Qty: 9,956,152.04000; USD Spot Price Value: Unknown Undetermined Crypto Assets: XAURY; Qty: 650,115.64391; USD Spot Price Value: Unknown Undetermined Crypto Assets: XBOBA; Qty: 1,125,940.00000; USD Spot Price Value: Undetermined $240,951.16 Crypto Assets: XCN; Qty: 156,093.18000; USD Spot Price Value: $7,505.92 Undetermined Crypto Assets: XDEFI; Qty: 912,872.00000; USD Spot Price Value: $69,351.88 Undetermined Crypto Assets: XEC; Qty: 28,651,018,713.87000; USD Spot Price Value: Undetermined $860,108.96 Page 28 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 71 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: XGRO; Qty: 6.50000; USD Spot Price Value: Unknown Undetermined Crypto Assets: XLM; Qty: 20.00000; USD Spot Price Value: $1.86 Undetermined Crypto Assets: XLM; Qty: 9.99369; USD Spot Price Value: $0.93 Undetermined Crypto Assets: XMT; Qty: 13,957.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: XRP; Qty: 25,702,627.71000; USD Spot Price Value: Undetermined $9,641,232.35 Crypto Assets: XRP; Qty: 9,063,963.85268; USD Spot Price Value: $3,399,955.15 Undetermined Crypto Assets: XRPBEAR; Qty: 119,000,000.00000; USD Spot Price Value: Undetermined Unknown Crypto Assets: XRPBULL; Qty: 1,030,260.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: XSGD; Qty: 10.00000; USD Spot Price Value: $7.31 Undetermined Crypto Assets: XSUSHI; Qty: 3,399,998.49000; USD Spot Price Value: Undetermined $5,677,997.48 Crypto Assets: XUSD; Qty: 510,359.02360; USD Spot Price Value: $330,954.55 Undetermined Crypto Assets: XYZ; Qty: 878,605.36048; USD Spot Price Value: $4,017.54 Undetermined Crypto Assets: YETI; Qty: 11,737,971.63000; USD Spot Price Value: $92,865.95 Undetermined Crypto Assets: YEYE; Qty: 1,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: YFI; Qty: 117.46690; USD Spot Price Value: $736,751.75 Undetermined Crypto Assets: YGG; Qty: 8,484.02000; USD Spot Price Value: $2,032.40 Undetermined Crypto Assets: YUSD; Qty: 500,000.00000; USD Spot Price Value: $506,069.53 Undetermined Crypto Assets: YUSE; Qty: 9.90000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ZBC; Qty: 2,691,605.83900; USD Spot Price Value: $24,474.81 Undetermined Crypto Assets: ZEBEC-PROTOCOL; Qty: 456,204.38000; USD Spot Price Value: Undetermined Unknown Crypto Assets: ZEC; Qty: 24,742.51000; USD Spot Price Value: $966,063.63 Undetermined Crypto Assets: ZEC; Qty: 7,505.00000; USD Spot Price Value: $293,030.40 Undetermined Crypto Assets: ZED; Qty: 4,995,000.00000; USD Spot Price Value: $139,613.44 Undetermined Crypto Assets: ZEFU; Qty: 10,000.00000; USD Spot Price Value: Unknown Undetermined Crypto Assets: ZRR; Qty: 300.00000; USD Spot Price Value: Unknown Undetermined Page 29 of 30 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 72 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Assets - Real and Personal Property Part 11, Question 77: Other property of any kind not already listed Other property of any kind not already listed Current value of debtor's Examples: Season tickets, country club membership interest Crypto Assets: ZRX; Qty: 186.62000; USD Spot Price Value: $34.15 Undetermined Crypto Assets on 3rd Party Exchange: AAVE; Qty: - 10,404.82795; USD Spot Undetermined Price Value: ($647,389.29) Crypto Assets on 3rd Party Exchange: BTC; Qty: - 765.39795; USD Spot Price Undetermined Value: ($12,877,441.82) Crypto Assets on 3rd Party Exchange: DAI; Qty: - 27.29820; USD Spot Price Undetermined Value: ($27.35) Crypto Assets on 3rd Party Exchange: ETH; Qty: - 12,901.23594; USD Spot Price Undetermined Value: ($16,389,411.38) Crypto Assets on 3rd Party Exchange: EURT; Qty: - 7.60170; USD Spot Price Undetermined Value: ($7.77) Crypto Assets on 3rd Party Exchange: MATIC; Qty: - 136,337.14548; USD Spot Undetermined Price Value: ($139,969.96) Crypto Assets on 3rd Party Exchange: OMG; Qty: - 88,965.83716; USD Spot Price Undetermined Value: ($108,236.27) Crypto Assets on 3rd Party Exchange: SUSHI; Qty: - 253,189.49818; USD Spot Undetermined Price Value: ($316,917.70) Crypto Assets on 3rd Party Exchange: TBD; Qty: TBD; USD Spot Price Value: Undetermined $892,307,456.71 Crypto Assets on 3rd Party Exchange: USDP; Qty: - 27.27570; USD Spot Price Undetermined Value: ($27.28) Crypto Assets on 3rd Party Exchange: USDT; Qty: - 46,711,586.20525; USD Spot Undetermined Price Value: ($46,633,648.07) Crypto Assets on 3rd Party Exchange: XRP; Qty: - 7,602,481.86510; USD Spot Undetermined Price Value: ($2,851,743.21) Pledged Collateral Assets: BTC - Related to Loan Agreements ( USD Spot Price: Undetermined $31,983,384 ) Pledged Collateral Assets: EOS - Related to Loan Agreements ( USD Spot Price: Undetermined $111,425 ) Pledged Collateral Assets: ETH - Related to Loan Agreements ( USD Spot Price: Undetermined $4,291,963 ) Pledged Collateral Assets: FTT - Related to Loan Agreements ( USD Spot Price: Undetermined $379,433,355 ) Pledged Collateral Assets: PAX - Related to Loan Agreements ( USD Spot Price: Undetermined $398,760 ) Pledged Collateral Assets: SOL - Related to Loan Agreements ( USD Spot Price: Undetermined $46,238,718 ) Pledged Collateral Assets: SRM - Related to Loan Agreements ( USD Spot Price: Undetermined $38,335,982 ) Pledged Collateral Assets: USD - Related to Loan Agreements ( USD Spot Price: Undetermined $1,650,000 ) Pledged Collateral Assets: VSOL - Related to Loan Agreements ( USD Spot Price: Undetermined $4,117,965 ) Token Receivable: 1INCH LIMITED, ( Token: 1INCH; Qty: 10,000,000.00000; USD Undetermined Spot Price Receivable Amount: $2,445,491 ) TOTAL $0.00 + Undetermined Amounts Page 30 of 30 Case Fill in this information to 22-11067-JTD identify the case: Doc 5 Filed 03/16/23 Page 73 of 156 Debtor name Alameda Research Ltd United States Bankruptcy Court for the: District of Delaware ¨ Check if this is an amended filing Case number (If known): 22-11067 (JTD) Official Form 206D Schedule D: Creditors Who Have Claims Secured by Property 12/15 Be as complete and accurate as possible. 1. Do any creditors have claims secured by debtor's property? ¨ No. Check this box and submit page 1 of this form to the court with debtor’s other schedules. Debtor has nothing else to report on this form. þ Yes. Fill in all of the information below. Part 1: List Creditors Who Have Secured Claims Column A Column B 2. List in alphabetical order all creditors who have secured claims. If a creditor has more than one Amount of Claim Value of collateral secured claim, list the creditor separately for each claim. Do not deduct the value that supports this of collateral. claim 2.1 Creditor's name Describe debtor’s property that is subject to a lien ANCHORAGE LENDING CA, LLC As provided in File Number 2022111928 $ Undetermined $ Undetermined Creditor's mailing address 101 S. REID STREET, SUITE 329 SIOUX FALLS, SD 57103 Describe the lien UCC File Number 2022111928 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Is anyone else liable on this claim? Last 4 digits of account þ No number ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: Check all that apply. þ No ¨ Yes. Specify each creditor, including this þ Contingent creditor, and its relative priority. þ Unliquidated Undetermined þ Disputed 2.2 Creditor's name Describe debtor’s property that is subject to a lien Galago Holdings Limited As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address c/o Mr. Siddharth Menon 306, Victoria House Victoria, Mahe, Describe the lien SEYCHELLES Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Is anyone else liable on this claim? Last 4 digits of account þ No number ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: Check all that apply. þ No ¨ Yes. Have you already specified the relative þ Contingent priority? þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 3. Total of the dollar amounts from Part 1, Column A, including the amounts from the Additional Page, if any. $ Official Form 206D Schedule D: Creditors Who Have Claims Secured by Property Page 1 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 74 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.3 Creditor's name Describe debtor’s property that is subject to a lien Ledn Inc. As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address 350 Bay Street Suite 700 Toronto, ON M5H 2S6 Describe the lien CANADA Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.4 Creditor's name Describe debtor’s property that is subject to a lien Matrix Port Technologies (Hong Kong) Limited As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 2 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 75 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.5 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.6 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 3 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 76 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.7 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.8 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 4 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 77 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.9 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.10 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 5 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 78 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.11 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.12 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2021034810 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2021034810 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 6 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 79 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.13 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022111897 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022111897 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.14 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022111977 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022111977 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 7 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 80 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.15 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022112094 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022112094 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.16 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022112160 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022112160 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 8 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 81 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.17 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022112380 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022112380 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.18 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022112381 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022112381 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 9 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 82 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.19 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022112382 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022112382 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.20 Creditor's name Describe debtor’s property that is subject to a lien NAME ON FILE As provided in File Number 2022112383 $ Undetermined $ Undetermined Creditor's mailing address ADDRESS ON FILE Describe the lien UCC File Number 2022112383 Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 10 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 83 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Column A Column B Part 1: Additional Page Amount of Claim Value of collateral Do not deduct the value that supports this Copy this page only if more space is needed.Continue numbering the lines sequentially of collateral. claim from the previous page. 2.21 Creditor's name Describe debtor’s property that is subject to a lien VanEck ETP AG As provided in the loan agreement. $ Undetermined $ Undetermined Creditor's mailing address Attention: Gijsbert Koning, Aaron Renkers Landstrasse 36 Triesen, 9495 Describe the lien LIECHTENSTEIN Loan Payable (see Exhibit 1) Creditor's email address, if known Is the creditor an insider or related party? þ No ¨ Yes Date debt was incurred Undetermined Last 4 digits of account Is anyone else liable on this claim? number þ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: þ No Check all that apply. ¨ Yes. Have you already specified the relative priority? þ Contingent þ Unliquidated ¨ No. Specify each creditor, including this þ Disputed creditor, and its relative priority. Undetermined ¨ Yes. The relative priority of creditors is specified on lines 2.22 Creditor's name Describe debtor’s property that is subject to a lien $ $ Creditor's mailing address Describe the lien Creditor's email address, if known Is the creditor an insider or related party? ¨ No ¨ Yes Date debt was incurred Last 4 digits of account Is anyone else liable on this claim? number ¨ No ¨ Yes. Fill out Schedule H: Codebtors (Official Form 206H). Do multiple creditors have an interest in the same property? As of the petition filing date, the claim is: ¨ No Check all that apply. ¨ Yes. Have you already specified the relative priority? ¨ Contingent ¨ Unliquidated ¨ No. Specify each creditor, including this ¨ Disputed creditor, and its relative priority. ¨ Yes. The relative priority of creditors is specified on lines Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property Page 11 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 84 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Part 2: List Others to Be Notified for a Debt Already Listed in Part 1 List in alphabetical order any others who must be notified for a debt already listed in Part 1. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for secured creditors. If no others need to be notified for the debts listed in Part 1, do not fill out or submit this page. If additional pages are needed, copy this page. On which line in Part 1 Last 4 digits of Name and address did you enter the account number related creditor? for this entity Line 2. Line 2. Line 2. Line 2. Line 2. Line 2. Line 2. Line 2. Line 2. Line 2. Line 2. Official Form 206D Official Part 2 of Schedule D: Creditors Who Have Claims Secured by Property Page 12 of 12 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 85 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Schedule D: Creditors Who Have Claims Secured by Property, Exhibit 1 - Loan Payables Loan Outstanding Interest Interest Payment Maturity Lender Currency Amount Rate Currency Date NAME ON FILE KNC 300,000 0.0% N/A Auto Renew NAME ON FILE USD 3,500,000 7.5% USD None NAME ON FILE USD 3,500,000 7.5% USD None NAME ON FILE BTC 160 3.5% BTC None NAME ON FILE BTC 160 3.5% BTC None NAME ON FILE ETH 2,200 3.5% ETH None NAME ON FILE ETH 2,200 3.5% ETH None NAME ON FILE ETH 700 2.3% ETH None NAME ON FILE ETH 20,450 4.0% ETH None NAME ON FILE BTC 3,734 4.5% BTC None NAME ON FILE ETH 25,220 3.5% ETH None NAME ON FILE BTC 2,445 3.5% BTC None NAME ON FILE ETH 19,300 3.5% ETH None NAME ON FILE BTC 6,540 4.0% BTC None NAME ON FILE ETH 18,580 4.0% ETH None NAME ON FILE BTC 4,396 4.0% BTC None NAME ON FILE ETH 50,410 4.0% ETH None NAME ON FILE BTC 2,195 4.0% BTC None NAME ON FILE BTC 4,356 5.0% BTC 11/10/2022 NAME ON FILE EOS 1,303,482 9.5% EOS None NAME ON FILE MATIC 3,125,000 8.0% MATIC None NAME ON FILE LTC 83,553 3.5% LTC None NAME ON FILE ADA 10,000,000 7.0% ADA None Galago Holdings Limited WRX 2,000,000 0.0% N/A None NAME ON FILE LINK 726,000 3.5% N/A None NAME ON FILE LTC 116,000 4.0% N/A None NAME ON FILE MATIC 7,000,000 9.0% N/A None NAME ON FILE PAX 2,000,000 11.5% N/A None NAME ON FILE ZEC 50,000 10.0% N/A None NAME ON FILE USD 100,000,000 9.0% N/A None NAME ON FILE BTC 3,400 3.8% N/A None Ledn Inc. BTC 5,035 4.0% BTC None Ledn Inc. USDC 20,000,000 9.8% USDC 1/31/2023 Matrix Port Technologies (Hong Kong) Limited USDC 6,000,000 5.0% USDC 12/28/2022 NAME ON FILE BTC 484 3.9% BTC None NAME ON FILE USDC 30,000,000 8.8% USDC None NAME ON FILE BTC 230 3.0% BTC None NAME ON FILE USDC 2,000,000 6.0% ETH None VanEck ETP AG SOL 169,963.648258 0.0% N/A None VanEck ETP AG SOL 99,966.405 0.0% N/A None Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 86 of 156 Fill in this information to identify the case: Debtor Alameda Research Ltd United States Bankruptcy Court for the: District of Delaware ¨ Check if this is an Case number 22-11067 (JTD) amended filing (If known) Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims 12/15 Be as complete and accurate as possible. Use Part 1 for creditors with PRIORITY unsecured claims and Part 2 for creditors with NONPRIORITY unsecured claims. List the other party to any executory contracts or unexpired leases that could result in a claim. Also list executory contracts on Schedule A/B: Assets - Real and Personal Property (Official Form 206A/B) and on Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G). Number the entries in Parts 1 and 2 in the boxes on the left. If more space is needed for Part 1 or Part 2, fill out and attach the Additional Page of that Part included in this form. Part 1: List All Creditors with PRIORITY Unsecured Claims 1. Do any creditors have priority unsecured claims? (See 11 U.S.C. § 507). þ No. Go to Part 2. ¨ Yes. Go to line 2. 2. List in alphabetical order all creditors who have unsecured claims that are entitled to priority in whole or in part. If the debtor has more than 3 creditors with priority unsecured claims, fill out and attach the Additional Page of Part 1. Total claim Priority amount 2.1 Priority creditor’s name and mailing address As of the petition filing date, the claim is: $ $ Check all that apply. ¨ Contingent ¨ Unliquidated ¨ Disputed Basis for the claim: Date or dates debt was incurred Last 4 digits of account number Is the claim subject to offset? SpecifyCode subsection of PRIORITY unsecured ¨ No claim: 11 U.S.C. § 507(a) () ¨ Yes 2.2 Priority creditor’s name and mailing address As of the petition filing date, the claim is: $ $ Check all that apply. ¨ Contingent ¨ Unliquidated ¨ Disputed Basis for the claim: Date or dates debt was incurred Last 4 digits of account number Is the claim subject to offset? SpecifyCode subsection of PRIORITY unsecured ¨ No claim: 11 U.S.C. § 507(a) () ¨ Yes 2.3 Priority creditor’s name and mailing address As of the petition filing date, the claim is: $ $ Check all that apply. ¨ Contingent ¨ Unliquidated ¨ Disputed Basis for the claim: Date or dates debt was incurred Last 4 digits of account number Is the claim subject to offset? SpecifyCode subsection of PRIORITY unsecured ¨ No claim: 11 U.S.C. § 507(a) () ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 1 of 11 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page(If 87 Case number known)of 156 22-11067 (JTD) Name Part 2: List All Creditors with NONPRIORITY Unsecured Claims 3. List in alphabetical order all of the creditorswith nonpriority unsecured claims. If the debtor has more than 6 creditors with nonpriority unsecured claims, fill out and attach the Additional Page of Part 2. Amount of claim 3.1 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: BLOOMBERG FINANCE L.P. Check all that apply. $ 30,012.72 731 LEXINGTON AVE ¨ Contingent NEW YORK, NY ¨ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Is the claim subject to offset? Various þ No Last 4 digits of account number ¨ Yes 3.2 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: CHICAGO MERCANTILE EXCHANGE INC. Check all that apply. $ 3,866.67 20 S. WACKER DR. ¨ Contingent CHICAGO, IL 60606 ¨ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Is the claim subject to offset? Various þ No Last 4 digits of account number ¨ Yes 3.3 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Clover INC Check all that apply. $ Undetermined Port Purcel þ Contingent Qwomar Trading Complex Blackburne Road Unit 8, 3/F, Tortola þ Unliquidated Road Town, VG1110 ¨ Disputed BRITISH VIRGIN ISLANDS Basis for the claim: Market Making Loans: CLV; Qty: 57,000,000 Date or dates debt was incurred Is the claim subject to offset? 7/13/2021 þ No Last 4 digits of account number ¨ Yes 3.4 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: COINBASE CRYPTO SERVICES, LLC Check all that apply. $ 28,800.00 16 VESTRY STREET ¨ Contingent FLOOR 4 NEW YORK, NY 10013 ¨ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Is the claim subject to offset? Various þ No Last 4 digits of account number ¨ Yes 3.5 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: COINBASE CUSTODY INTERNATIONAL Check all that apply. $ 12,000.48 70 SIR JOHN ROGERSON'S QUAY ¨ Contingent DUBLIN 2, DO2 R296 IRELAND (EIRE) ¨ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Is the claim subject to offset? Various þ No Last 4 digits of account number ¨ Yes 3.6 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: COLE-FRIEMAN & MALLON Check all that apply. $ 1,744.00 255 CALIFORNIA ST., #1350 ¨ Contingent SAN FRANCISCO, CA 94111 ¨ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Is the claim subject to offset? Various þ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 2 of 11 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23 Page Case number 88 of 156 (If known) 22-11067 (JTD) Name Part 2: Additional Page Copy this page only if more space is needed. Continue numbering the lines sequentially from the Amount of claim previous page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. 3.7 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ 25,280.82 KIM AND CHANG (KOREA) 39, SAJIK-RO 8-GIL, JONGNO-GU ¨ Contingent SEOUL, 03170 ¨ Unliquidated KOREA, REPUBLIC OF ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Various Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.8 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Lemon Fund þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Loan Payable (see Exhibit 2) Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.9 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined MetisLab Foundation Ltd 987 Serangoon Road þ Contingent 328147 þ Unliquidated SINGAPORE ¨ Disputed Basis for the claim: Market Making Loans: METIS; Qty: 60,000 Date or dates debt was incurred 4/15/2022 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.10 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS UNKNOWN þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Market Making Loans: KIN; Qty: 50,000,000,000 Date or dates debt was incurred 4/27/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.11 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Market Making Loans: HXRO; Qty: 17,500,000 Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 3 of 11 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23 Page Case number 89 of 156 (If known) 22-11067 (JTD) Name Part 2: Additional Page Copy this page only if more space is needed. Continue numbering the lines sequentially from the Amount of claim previous page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. 3.12 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS UNKNOWN þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Market Making Loans: LOOKS; Qty: 10,000,000 Date or dates debt was incurred 1/6/2022 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.13 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Loan Payable (see Exhibit 2) Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.14 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Loan Payable (see Exhibit 2) Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.15 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Loan Payable (see Exhibit 2) Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.16 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS UNKNOWN þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Loan Payable (see Exhibit 2) Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 4 of 11 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23 Page Case number 90 of 156 (If known) 22-11067 (JTD) Name Part 2: Additional Page Copy this page only if more space is needed. Continue numbering the lines sequentially from the Amount of claim previous page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. 3.17 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Market Making Loans: XRP; Qty: 29,702,970 Date or dates debt was incurred 1/1/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.18 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE þ Contingent þ Unliquidated þ Disputed Basis for the claim: Threatened Litigation Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.19 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE ¨ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Various Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.20 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined NAME ON FILE ADDRESS ON FILE þ Contingent þ Unliquidated ¨ Disputed Basis for the claim: Loan Payable (see Exhibit 2) Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.21 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ 126,562.50 NP DIGITAL 750 B STREET SUITE 1400 ¨ Contingent SAN DIEGO, CA 92101 ¨ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Various Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 5 of 11 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page Case number 91 of 156 (If known) 22-11067 (JTD) Name Part 2: Additional Page Copy this page only if more space is needed. Continue numbering the lines sequentially from the Amount of claim previous page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. 3.22 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ 9,378.67 NYSE PREMIER 11 WALL STREET ¨ Contingent NY ¨ Unliquidated ¨ Disputed Basis for the claim: Trade Payable Date or dates debt was incurred Various Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.23 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined OTOY International, SEZC c/o Floor 2, Willow House þ Contingent Cricket Square P.O. Box 709 þ Unliquidated Grand Cayman, KY1-1107 ¨ Disputed CAYMAN ISLANDS Basis for the claim: Market Making Loans: RNDR; Qty: 5,000,000 Date or dates debt was incurred 12/15/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.24 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Provenance Blockchain Foundation 650 California Street þ Contingent San Francisco, CA 94108 þ Unliquidated ¨ Disputed Basis for the claim: Market Making Loans: HASH; Qty: 30,000,000 Date or dates debt was incurred 3/30/2022 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.25 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: ATM; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.26 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: INTER; Qty: 250,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 6 of 11 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23 Page Case number 92 of 156 (If known) 22-11067 (JTD) Name Part 2: Additional Page Copy this page only if more space is needed. Continue numbering the lines sequentially from the Amount of claim previous page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. 3.27 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: ACM; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.28 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: CITY; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.29 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: GAL; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.30 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: JUV; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.31 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: PSG; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 7 of 11 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page Case number 93 of 156 (If known) 22-11067 (JTD) Name Part 2: Additional Page Copy this page only if more space is needed. Continue numbering the lines sequentially from the Amount of claim previous page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. 3.32 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: BAR; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.33 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: CHZ; Qty: 10,000,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.34 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Socios Technologies AG Gubelstrasse 11 þ Contingent Zug, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: ASR; Qty: 200,000 Date or dates debt was incurred 9/14/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.35 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Tether International Limited PO Box 4301 þ Contingent Trinity Chambers þ Unliquidated Road Town þ Disputed Torola, VG1110 BRITISH VIRGIN ISLANDS Basis for the claim: Indemnity Agreement Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.36 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ 60,800.00 TRITON ONE LIMITED 36 HOPE ST ¨ Contingent DOUGLAS ¨ Unliquidated ISLE OF MAN, IM1 1AR ¨ Disputed UNITED KINGDOM Basis for the claim: Trade Payable Date or dates debt was incurred Various Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 8 of 11 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23 Page Case number 94 of 156 (If known) 22-11067 (JTD) Name Part 2: Additional Page Copy this page only if more space is needed. Continue numbering the lines sequentially from the Amount of claim previous page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. 3.37 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined TrustToken, Inc. 234 S. Main St. þ Contingent Suite 7 þ Unliquidated Willits, CA ¨ Disputed Basis for the claim: Loan Payable (see Exhibit 2) Date or dates debt was incurred Undetermined Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.38 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ Undetermined Zulu Republic Gmbh Bahnhofstrasse 21 þ Contingent ZUG, 6300 þ Unliquidated SWITZERLAND ¨ Disputed Basis for the claim: Market Making Loans: SPELL; Qty: 780,000,000 Date or dates debt was incurred 10/17/2021 Is the claim subject to offset? þ No Last 4 digits of account number ¨ Yes 3.39 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ ¨ Contingent ¨ Unliquidated ¨ Disputed Basis for the claim: Date or dates debt was incurred Is the claim subject to offset? ¨ No Last 4 digits of account number ¨ Yes 3.40 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ ¨ Contingent ¨ Unliquidated ¨ Disputed Basis for the claim: Date or dates debt was incurred Is the claim subject to offset? ¨ No Last 4 digits of account number ¨ Yes 3.41 Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Check all that apply. $ ¨ Contingent ¨ Unliquidated ¨ Disputed Basis for the claim: Date or dates debt was incurred Is the claim subject to offset? ¨ No Last 4 digits of account number ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 9 of 11 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 95 of 156 Debtor Alameda Research Ltd Case number (If known): 22-11067 (JTD) Name Part 3: List Others to Be Notified About Unsecured Claims 4. List in alphabetical order any others who must be notified for claims listed in Parts 1 and 2. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for unsecured creditors. If no others need to be notified for the debts listed in Parts 1 and 2, do not fill out or submit this page. If additional pages are needed, copy the next page. Last 4 digits of Name and mailing address On which line in Part 1 or Part 2 is the account number, if related creditor (if any) listed? any 4.1 Line ¨ Not listed. Explain 4.2 Line ¨ Not listed. Explain 4.3 Line ¨ Not listed. Explain 4.4 Line ¨ Not listed. Explain 4.5 Line ¨ Not listed. Explain 4.6 Line ¨ Not listed. Explain 4.7 Line ¨ Not listed. Explain 4.8 Line ¨ Not listed. Explain 4.9 Line ¨ Not listed. Explain Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 10 of 11 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Case Page 96 of 156 number (If known) 22-11067 (JTD) Name Part 4: Total Amounts of the Priority and Nonpriority Unsecured Claims 5. Add the amounts of priority and nonpriority unsecured claims. Total of claim amounts 5a. Total claims from Part 1 5a. $ 0.00 5b. Total claims from Part 2 5b. + $ 298,445.86 + Undetermined Amounts 5c. Total of Parts 1 and 2 5c. $ 298,445.86 Lines 5a + 5b = 5c. + Undetermined Amounts Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 11 of 11 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 97 of 156 Debtor Name: Alameda Research Ltd Case Number: 22-11067 (JTD) Schedule F: Creditors Who Have Nonpriority Unsecured Claims, Exhibit 2 - Loan Payables Loan Outstanding Interest Interest Payment Maturity Lender Currency Amount Rate Currency Date NAME ON FILE USDC 3,000,000 9.0% USDC 12/16/2022 NAME ON FILE BTC 1,800 3.5% BTC None NAME ON FILE USDC 30,000,000 8.5% USDC None NAME ON FILE USDC 30,000,000 8.5% USDC None NAME ON FILE USDC 30,000,000 8.5% USDC None NAME ON FILE USD 3,000,026 2.5% N/A 7/5/2020 NAME ON FILE USDC 2,500,000 9.0% USDC 12/16/2022 NAME ON FILE BTC 250 0.0% BTC None NAME ON FILE BTC 500 0.2% BTC None NAME ON FILE USD 5,000,000 0.2% USD None Lemon Fund USDT 1,500,000 9.0% N/A None TrustToken, Inc. TRU 7,200,000 0.0% N/A None Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 98 of 156 Fill in this information to identify the case: Debtor name Alameda Research Ltd United States Bankruptcy Court for the: District of Delaware ¨ Check if this is an Case number (If known): 22-11067 (JTD) amended filing Official Form 206G Schedule G: Executory Contracts and Unexpired Leases 12/15 Be as complete and accurate as possible. If more space is needed, copy and attach the additional page, numbering the entries consecutively. 1. Does the debtor have any executory contracts or unexpired leases? ¨ No. Check this box and file this form with the court with the debtor’s other schedules. There is nothing else to report on this form. þ Yes. Fill in all of the information below even if the contracts or leases are listed on Schedule A/B: Assets - Real and Personal Property (Official Form 206A/B). 2. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 3/16/2022 AdEx Network OÜ 2.1 lease is for and the nature Narva mnt 5 of the debtor’s interest Tallinn Kesklinna, 10117 State the term remaining ESTONIA List the contract number of any government contract ASSIGNMENT AND ASSUMPTION OF State what the contract or CONTRACT DATED 6/3/2022 Alameda Research LLC 2.2 lease is for and the nature 2000 Center Street of the debtor’s interest Floor 4 Berkeley, CA 94704 State the term remaining List the contract number of any government contract SUBCONTRACT SERVICES State what the contract or AGREEMENT DATED 4/16/2019 Alameda Research LLC 2.3 lease is for and the nature 2000 Center Street of the debtor’s interest Floor 4 Berkeley, CA 94704 State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION OF State what the contract or CONTRACT DATED 10/24/2022 Alameda Research LLC 2.4 lease is for and the nature 2000 Center Street of the debtor’s interest Floor 4 Berkeley, CA 94704 State the term remaining List the contract number of any government contract AWS PRIVATE PRICING ADDENDUM State what the contract or DATED 11/18/2020 Amazon Web Services 2.5 lease is for and the nature 411 TERRY AVE. N. of the debtor’s interest SEATTLE, WA 98109 State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 1 of 57 Debtor Alameda Research Ltd Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 99 of 156 Case number (If known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MUTUAL NON-DISCLOSURE State what the contract or AGREEMENT DATED 7/31/2020 ANCHOR LABS, INC 2.6 lease is for and the nature 1 Embarcadero Center #2623 of the debtor’s interest San Francisco, CA 94126 State the term remaining List the contract number of any government contract CRYPTOCURRENCY PURCHASE & State what the contract or SALE AGREEMENT DATED 6/17/2021 Anchorage Digital Bank, N.A. 2.7 lease is for and the nature 4901 S. Isabel Place of the debtor’s interest Suite 200 Sioux Falls, SD 57108 State the term remaining List the contract number of any government contract MASTER LOAN AND SECURITY State what the contract or AGREEMENT DATED 11/29/2021 Anchorage Lending CA, LLC 2.8 lease is for and the nature 4901 S. Isabel Place of the debtor’s interest Suite 200 Sioux Falls, SD 57108 State the term remaining List the contract number of any government contract MASTER LOAN AND SECURITY State what the contract or AGREEMENT DATED 1/24/2022 Anchorage Lending CA, LLC 2.9 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MASTER LOAN AND SECURITY State what the contract or AGREEMENT DATED 11/16/2020 Anchorage Lending, LLC 2.10 lease is for and the nature 274 Holland Court of the debtor’s interest Bridgewater, NJ 08807-0880 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 9/27/2021 Antimatter Dao Ltd 2.11 lease is for and the nature Wickhams Cay II of the debtor’s interest Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 1/7/2022 Apricot Platform Limited 2.12 lease is for and the nature Dresden Tower of the debtor’s interest 11TH FLOOR Barrio State the term remaining Panama City, PANAMA List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 2 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 100 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED 9/22/2020 State what the contract or AUX CAYES FINTECH CO. LTD. 2.13 lease is for and the nature Eden Plaza of the debtor’s interest Suite 202, 2nd Floor Eden Islands, Mahe State the term remaining 1352 SEYCHELLES List the contract number of any government contract CYBERSECURITY CONSULTING State what the contract or AGREEMENT DATED 1/24/2018 Bancsec, Inc. 2.14 lease is for and the nature 800 Pine Grove Rd of the debtor’s interest Brighton Twp, PA 15009 State the term remaining List the contract number of any government contract SOL LENDING AGREEMENT DATED State what the contract or 9/1/2021 Bank Frick & Co. AG 2.15 lease is for and the nature Landstrasse 14 of the debtor’s interest Balzers, 9496 LIECHTENSTEIN State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 2/21/2022 BattleDrones Limited 2.16 lease is for and the nature 6E/50 Eden Crescent of the debtor’s interest Auckland, 1010 NEW ZEALAND State the term remaining List the contract number of any government contract COOPERATION AGREEMENT DATED State what the contract or 8/5/2020 BHOP CONSULTING PTE LTD 2.17 lease is for and the nature of the debtor’s interest State the term remaining List the contract number of any government contract SERVICES AGREEMENT State what the contract or Binance Capital Management Co. Ltd. 2.18 lease is for and the nature 30 de Castro Street, Wickhams Cay 1 of the debtor’s interest P.O. Box 4519 Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract MASTER State what the contract or INFRASTRUCTURE-AS-A-SERVICE Bison Trails International 2.19 lease is for and the nature AGREEMENT DATED 10/1/2021 Attn: Bison Trails Legal of the debtor’s interest Bison Trails International 16 Vestry St, 4th Floor State the term remaining New York, NY 10013 List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 3 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 101 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MASTER State what the contract or INFRASTRUCTURE-AS-A-SERVICE BISON TRAILS INTERNATIONAL 2.20 lease is for and the nature AGREEMENT DATED 10/10/2021 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/15/2022 BitBrawl INC 2.21 lease is for and the nature Calle Ricardo Arias of the debtor’s interest Arias, Edificio Tore Advanced Primer Piso State the term remaining Ciudad de Panamá, PANAMA List the contract number of any government contract AMENDED AND RESTATED State what the contract or WRAPPED ASSET SERVICES BitGo Trust Company Inc 2.22 lease is for and the nature AGREEMENT DATED 4/23/2021 of the debtor’s interest State the term remaining List the contract number of any government contract WBTC SERVICES AGREEMENT State what the contract or DATED 6/30/2020 BitGo, Inc 2.23 lease is for and the nature Tortola Pier Park of the debtor’s interest Wickhams Cay I, Building 1, Second Floor Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract WRAPPED ASSET SERVICES State what the contract or AGREEMENT DATED 12/23/2020 BitGo, Inc. 2.24 lease is for and the nature of the debtor’s interest State the term remaining List the contract number of any government contract BROKERAGE SERVICES State what the contract or AGREEMENT DATED 5/16/2019 BitOoda Digital, LLC 2.25 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract OTC TRADING AGREEMENT DATED State what the contract or 11/10/2020 Bitstamp Limited 2.26 lease is for and the nature 5 New Square of the debtor’s interest London, EC4A 3TW UNITED KINGDOM State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 4 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 102 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LEDGER CREDIT AGREEMENT State what the contract or DATED 10/9/2021 BITTREX GLOBAL (BERMUDA) LTD. 2.27 lease is for and the nature attn: Stephen Stonberg of the debtor’s interest Canon's Court Victoria Street State the term remaining Hamilton, BERMUDA List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 8/25/2022 Bitvavo B.V. 2.28 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract 2002 MASTER AGREEMENT DATED State what the contract or 5/17/2022 BLOCKCHAIN.COM BVI (II) LTD 2.29 lease is for and the nature Attn: Macrina Kgil and Reid Simon of the debtor’s interest 171 Main Street Road Town, Tortola, VG 1110 State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract PLEDGE AGREEMENT DATED State what the contract or 11/9/2022 BLOCKFI INC. 2.30 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKER TRANSFER & State what the contract or BORROW AGREEMENT DATED Borderless Service Inc. 2.31 lease is for and the nature 4/26/2021 Columbus Centre of the debtor’s interest 1st Floor P.O Box 2285 State the term remaining Road Town, BAHAMAS List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 12/3/2021 BTSE Holdings Limited 2.32 lease is for and the nature Attn: Jonathan Leong of the debtor’s interest 3rd Floor, J&C Building Road Town, VG1110 State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract SERVICES AGREEMENT DATED State what the contract or 6/23/2022 Bullseye Solutions Limited 2.33 lease is for and the nature 135 Bonham Strand of the debtor’s interest 135 Bonham Strand Trade Centre, Room 1405 Sheung Wan State the term remaining Hong Kong, CHINA List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 5 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 103 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MASTER LOAN AGREEMENT DATED State what the contract or 9/9/2022 Caroline Ellison 2.34 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract STOCK PLEDGE AGREEMENT State what the contract or DATED 9/9/2022 Caroline Ellison 2.35 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 9/14/2022 Caroline Ellison 2.36 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract RIGHT OF FIRST REFUSAL AND State what the contract or CO-SALE AGREEMENT DATED Cathead Ventures Inc 2.37 lease is for and the nature 10/19/2022 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract INVESTOR AND FOUNDER RIGHTS State what the contract or AGREEMENT Cathead Ventures Inc. 2.38 lease is for and the nature 8 The Green of the debtor’s interest Suite 12813 Dover, DE 19901 State the term remaining List the contract number of any government contract TERMINATION AGREEMENT DATED State what the contract or 10/18/2022 Chain X Game Tech Limited 2.39 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 6/15/2022 Chain X Game Tech Limited 2.40 lease is for and the nature 12 the Sati Room of the debtor’s interest John Princes ST London, W1G 0JR State the term remaining UNITED KINGDOM List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 6 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 104 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED 2/1/2022 State what the contract or CHAN Kam Yee 2.41 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract INFORMATION LICENSE State what the contract or AGREEMENT DATED 3/1/2020 Chicago Mercantile Exchange Inc. 2.42 lease is for and the nature 20 South Wacker Drive of the debtor’s interest Chicago, IL 60606 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 5/18/2022 Chilling Group Ltd c/o Harkom Corporate Services Limited 2.43 lease is for and the nature Jayla Place, 2nd Floo of the debtor’s interest Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS State the term remaining List the contract number of any government contract MASTER SERVICES AGREEMENT State what the contract or DATED 9/9/2021 Civic Technologies, Inc. 2.44 lease is for and the nature Attn: COO of the debtor’s interest 548 Market St #45306 San Francisco, CA 94104 State the term remaining List the contract number of any government contract WAIVER AGREEMENT AND RELEASE State what the contract or OF LIABILITY DATED 9/9/2022 Clearpool Inc. 2.45 lease is for and the nature Via Espana of the debtor’s interest Delta Bank Building, 6/F Panama City, State the term remaining PANAMA List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 7/13/2021 Clover INC 2.46 lease is for and the nature Port Purcel of the debtor’s interest Qwomar Trading Complex Blackburne Road Unit 8, 3/F, Tortola State the term remaining Road Town, VG1110 BRITISH VIRGIN ISLANDS List the contract number of any government contract SCHEDULE 2 TO INFORMATION State what the contract or LICENSE AGREEMENT DATED CME - Mark Vogel 2.47 lease is for and the nature 1/1/2021 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 7 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 105 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 7/24/2021 Coin98 Labs Ltd 2.48 lease is for and the nature Intershore Chambers of the debtor’s interest P.O Box 4342 Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract CUSTODIAL SERVICES AGREEMENT State what the contract or DATED 5/22/2020 Coinbase Custody International Limited 2.49 lease is for and the nature 70 Sir John Rogerson's Quay of the debtor’s interest Dublin 2, DO2 R296 IRELAND (EIRE) State the term remaining List the contract number of any government contract SECURITY AGREEMENT OVER A State what the contract or CUSTODY ACCOUNT DATED COINBASE CUSTODY INTERNATIONAL LIMITED 2.50 lease is for and the nature 1/26/2022 70 Sir John Rogerson’s Quay of the debtor’s interest Dublin, IRELAND (EIRE) State the term remaining List the contract number of any government contract COINONE MEMBERSHIP State what the contract or AGREEMENT Coinone Inc. 2.51 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LETTER AGREEMENT RE: State what the contract or ENGAGEMENT OF COLE-FRIEMAN & Cole-Frieman & Mallon LLP - Bart Mallon 2.52 lease is for and the nature MALLON LLP DATED 1/18/2022 201 California Street of the debtor’s interest Suite 350 San Francisco, CA 94111 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 11/16/2021 COMPUTER CITY LIMITED 2.53 lease is for and the nature Second Floor, Ellen Skelton Building of the debtor’s interest Fishers Land P.O. Box 681 State the term remaining Road Town, Tortola, BRITISH VIRGIN ISLANDS List the contract number of any government contract LETTER AGREEMENT RE: JOINT State what the contract or REPRESENTATION AGREEMENT Constance Wang 2.54 lease is for and the nature AND WAIVER OF POTENTIAL ADDRESS UNKNOWN of the debtor’s interest CONFLICT OF INTEREST DATED 11/12/2019 State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 8 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 106 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or Contrarian Defi LLC 2.55 lease is for and the nature First floor, First St Vincent Bank Ltd Building of the debtor’s interest James Street Kingstown, State the term remaining ST. VINCENT & THE GRENADINES List the contract number of any government contract STATUTORY DECLARATION State what the contract or TRANSFER BETWEEN PARENT Cottonwood Grove Ltd 2.56 lease is for and the nature COMPANY AND ITS SUBSIDIARY 2 Pacific Place of the debtor’s interest DATED 5/14/2022 Unit 3532-36, 88 Queensway Hong Kong, State the term remaining CHINA List the contract number of any government contract INTERCOMPANY CONSULTING State what the contract or AGREEMENT - LIMITED SERVICES Cottonwood Grove Ltd 2.57 lease is for and the nature DATED 3/1/2019 2 Pacific Place of the debtor’s interest Unit 3532-36, 88 Queensway Hong Kong, State the term remaining CHINA List the contract number of any government contract INTERCOMPANY TOKEN LOAN State what the contract or AGREEMENT DATED 5/2/2021 Cottonwood Grove Ltd 2.58 lease is for and the nature 2 Pacific Place of the debtor’s interest Unit 3532-36, 88 Queensway Hong Kong, State the term remaining CHINA List the contract number of any government contract INTERCOMPANY SUBCONTRACT State what the contract or SERVICES AGREEMENT DATED Cottonwood Grove Ltd 2.59 lease is for and the nature 4/16/2019 2 Pacific Place of the debtor’s interest Unit 3532-36, 88 Queensway Hong Kong, State the term remaining CHINA List the contract number of any government contract INTERCOMPANY TOKEN EXCHANGE State what the contract or AGREEMENT DATED 11/27/2019 Cottonwood Grove Ltd 2.60 lease is for and the nature 2 Pacific Place of the debtor’s interest Unit 3532-36, 88 Queensway Hong Kong, State the term remaining CHINA List the contract number of any government contract CONSULTING AGREEMENT – State what the contract or LIMITED SERVICES (04/15/2019) Cottonwood Grove Ltd 2.61 lease is for and the nature DATED 4/15/2019 2 Pacific Place of the debtor’s interest Unit 3532-36, 88 Queensway Hong Kong, State the term remaining CHINA List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 9 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 107 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. 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List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease INTERCOMPANY DEED OF State what the contract or CONTRIBUTION DATED 5/14/2022 Cottonwood Technologies Ltd 2.62 lease is for and the nature Lower Factory Road of the debtor’s interest St. John's, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract STATUTORY DECLARATION State what the contract or TRANSFER BETWEEN PARENT Cottonwood Technologies Ltd 2.63 lease is for and the nature COMPANY AND ITS SUBSIDIARY Lower Factory Road of the debtor’s interest DATED 5/14/2022 St. John's, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 5/24/2021 Covalent Network Corporation 2.64 lease is for and the nature Intershore Chambers of the debtor’s interest P.O. Box 4342 Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract CQG API SERVICES AGREEMENT - State what the contract or MARKET DATA AND TRADE ROUTING CQG, LLC 2.65 lease is for and the nature DATED 11/7/2020 1999 Broadway of the debtor’s interest Suite 1550 Denver, CO 80202 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/21/2022 Dacoco GmbH 2.66 lease is for and the nature Dammstrasse 16 of the debtor’s interest Zug, 6300 SWITZERLAND State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 12/20/2021 DGTAL LABS LIMITED 2.67 lease is for and the nature Fishers Land P.O. Box 681 of the debtor’s interest Ellen Skelton Building, 2ND Floor Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract CRYPTOCURRENCY PURCHASE & State what the contract or SALE AGREEMENT DATED 2/18/2021 Dunamu & Partners 2.68 lease is for and the nature 4F, 14 Teheran-ro 4-gil of the debtor’s interest Gangnam-gu Seoul, State the term remaining KOREA, REPUBLIC OF List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 10 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 108 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 3/14/2022 DUX (BVI) Ltd 2.69 lease is for and the nature Kingston Chambers of the debtor’s interest PO Box 173 Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract SECURITIES ACCOUNT State what the contract or APPLICATION AND AGREEMENT E D & F Man Capital Markets Inc. 2.70 lease is for and the nature DATED 12/15/2020 Attn.: Equity Clearing Onboarding of the debtor’s interest 140 East 45th Street, 10th Floor New York, NY 10017 State the term remaining List the contract number of any government contract OPTIONS ACCOUNT AGREEMENT, State what the contract or RISK DISCLOSURE STATEMENT AND E D & F Man Capital Markets Inc. 2.71 lease is for and the nature POSITION REPORTING DATED ADDRESS UNKNOWN of the debtor’s interest 12/24/2020 State the term remaining List the contract number of any government contract SECURITIES ACCOUNT State what the contract or APPLICATION AND AGREEMENT E D & F Man Capital Markets Inc. 2.72 lease is for and the nature DATED 11/19/2020 140 East 45th Street of the debtor’s interest 10th Floor New York, NY 10017 State the term remaining List the contract number of any government contract SECURITIES ACCOUNT State what the contract or APPLICATION AND AGREEMENT E D & F Man Capital Markets Inc. 2.73 lease is for and the nature DATED 12/15/2020 Attn.: Equity Clearing Onboarding of the debtor’s interest 140 East 45th Street, 10th Floor New York, NY 10017 State the term remaining List the contract number of any government contract ELECTRONIC CHANNELS SERVICES State what the contract or AGREEMENT DATED 7/7/2021 Electronic Channels 2.74 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 3/29/2022 Elumia Ltd 2.75 lease is for and the nature Providence Estate of the debtor’s interest F02-04, Oceanic House Mahe State the term remaining SEYCHELLES List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 11 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 109 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. 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List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease CUSTODIAN AGREEMENT DATED State what the contract or 11/15/2021 Etana Trust Company dba Etana Custody 2.76 lease is for and the nature 999 17th Street of the debtor’s interest Suite 300 Denver, CO 80202 State the term remaining List the contract number of any government contract ASSET PURCHASE AGREEMENT State what the contract or DATED 9/1/2021 Euclid Way Ltd 2.77 lease is for and the nature Lower Factory Road of the debtor’s interest St. John's, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION State what the contract or AGREEMENT DATED 2/1/2022 Fastlane HR Solution Services Limited 2.78 lease is for and the nature BONHAM STRAND TRADE CENTRE 135 of the debtor’s interest 1501 BONHAM STRAND SHUENG WAN State the term remaining HONG KONG, CHINA List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 3/7/2022 Flow Foundation, c/o International Corporation Services Lt 2.79 lease is for and the nature P.O. Box 472 of the debtor’s interest 103 South Church Street Harbour Place, 2nd Floor State the term remaining George Town, Grand Cayman, KY1-1106 CAYMAN ISLANDS List the contract number of any government contract INVESTOR AND FOUNDER RIGHTS State what the contract or AGREEMENT FOLKVANG LTD 2.80 lease is for and the nature c/o Hermes Corporate Services Ltd. of the debtor’s interest Fifth Floor, Zephyr House 122 Mary Street, George Town, P.O. Box 31493 State the term remaining Grand Cayman, KY1 1206 CAYMAN ISLANDS List the contract number of any government contract RIGHT OF FIRST REFUSAL AND State what the contract or CO-SALE AGREEMENT DATED Folkvang Ltd 2.81 lease is for and the nature 10/19/2022 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MUTUAL NON-DISCLOSURE State what the contract or AGREEMENT DATED 4/7/2021 Forte Labs, Inc. 2.82 lease is for and the nature P.O. Box 191373 of the debtor’s interest San Francisco, CA 94119 State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 12 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 110 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease ACKNOWLEDGMENT AND State what the contract or AGREEMENT RE: LOAN AGREEMENT FTX Japan Holdings K.K. 2.83 lease is for and the nature DATED 10/7/2022 3 Chome- Nishikicho, Kanada, Chiyoda City of the debtor’s interest Hirose Building 4F Tokyo, 010054 State the term remaining List the contract number of any government contract OPTION AGREEMENT DATED State what the contract or 10/7/2022 FTX Japan K.K. 2.84 lease is for and the nature 3 Chome - 17 Nishikicho, Kanda, Chiyoda City of the debtor’s interest Hirose Building 4F Tokyo, 1010054 State the term remaining JAPAN List the contract number of any government contract OPTION AGREEMENT DATED State what the contract or 4/4/2022 FTX Japan K.K. 2.85 lease is for and the nature 3 Chome - 17 Nishikicho, Kanda, Chiyoda City of the debtor’s interest Hirose Building 4F Tokyo, 1010054 State the term remaining JAPAN List the contract number of any government contract INTERCOMPANY LOAN FACILITY State what the contract or AGREEMENT DATED 10/9/2020 FTX Trading Ltd. 2.86 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract INTERCOMPANY LOAN AGREEMENT State what the contract or DATED 11/27/2019 FTX Trading Ltd. 2.87 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract SHARE SALE AGREEMENT HIVEEX State what the contract or DATED 10/26/2021 FTX Trading Ltd. 2.88 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract CALL EXERCISE NOTICE DATED State what the contract or 9/9/2020 FTX Trading Ltd. 2.89 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 13 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 111 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. 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List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease EXCHANGE AGREEMENT DATED State what the contract or 2/13/2021 FTX Trading Ltd. 2.90 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract INTERCOMPANY LOAN FACILITY State what the contract or AGREEMENT DATED 10/9/2020 FTX Trading Ltd. 2.91 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract CALL OPTION AGREEMENT DATED State what the contract or 9/9/2020 FTX Trading Ltd. 2.92 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract PAYMENT AGENT AGREEMENT State what the contract or DATED 6/1/2019 FTX Trading Ltd. 2.93 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION State what the contract or AGREEMENT DATED 11/29/2021 FTX Trading Ltd. 2.94 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract SERVICES AGREEMENT DATED State what the contract or 4/16/2019 FTX Trading Ltd. 2.95 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract ACKNOWLEDGMENT AND State what the contract or AGREEMENT RE: LOAN AGREEMENT FTX Trading Ltd. 2.96 lease is for and the nature DATED 10/7/2022 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 14 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 112 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. 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List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease PAYOFF/LOAN AGREEMENT DATED State what the contract or 2/17/2021 FTX Trading Ltd. 2.97 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract INTELLECTUAL PROPERTY State what the contract or OWNERSHIP CONFIRMATION FTX Trading Ltd. 2.98 lease is for and the nature LETTER DATED 7/15/2021 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract SERVICES AGREEMENT DATED State what the contract or 4/16/2019 FTX Trading Ltd. 2.99 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract CUSTOMER REFERRAL AGREEMENT State what the contract or DATED 1/1/2020 FTX Trading Ltd. 2.100 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract CUSTOMER REFERRAL AGREEMENT State what the contract or DATED 11/1/2020 FTX Trading Ltd. 2.101 lease is for and the nature 10-11 Mandolin Place, Friars Hill Road of the debtor’s interest St. John's AG-04, ANTIGUA & BARBUDA State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 6/1/2022 Future Future Labs Ltd 2.102 lease is for and the nature Jayla Place, 2nd Floo of the debtor’s interest Road Town, Tortola, BRITISH VIRGIN ISLANDS State the term remaining List the contract number of any government contract BORROWING AGREEMENT DATED State what the contract or 5/6/2020 Galago Holdings Limited 2.103 lease is for and the nature c/o Mr. Siddharth Menon of the debtor’s interest 306, Victoria House Mahe State the term remaining Victoria, SEYCHELLES List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 15 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 113 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. 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List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LETTER AGREEMENT RE: JOINT State what the contract or REPRESENTATION AGREEMENT Gary Wang 2.104 lease is for and the nature AND WAIVER OF POTENTIAL ADDRESS UNKNOWN of the debtor’s interest CONFLICT OF INTEREST DATED 11/12/2019 State the term remaining List the contract number of any government contract SUBSCRIPTION DOCUMENTS FOR State what the contract or ENTITIES DATED 1/21/2021 GENESIS GLOBAL TRADING, INC. 2.105 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract SUBSCRIPTION DOCUMENTS FOR State what the contract or ENTITIES DATED 1/15/2021 GENESIS GLOBAL TRADING, INC. 2.106 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract SUBSCRIPTION DOCUMENTS FOR State what the contract or ENTITIES DATED 2/11/2021 GENESIS GLOBAL TRADING, INC. 2.107 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract SUBSCRIPTION DOCUMENTS FOR State what the contract or ENTITIES DATED 12/18/2020 GENESIS GLOBAL TRADING, INC. 2.108 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 8/23/2021 GOE Network 2.109 lease is for and the nature Cricket Square of the debtor’s interest Willow House Floor 4, Grand Cayman State the term remaining George Town, KY1-9010 CAYMAN ISLANDS List the contract number of any government contract MUTUAL NONDISCLOSURE State what the contract or AGREEMENT DATED 7/19/2022 Hash Blockchain Limited 2.110 lease is for and the nature 614-615, Level 6 of the debtor’s interest Cyberport 3 100 Cyberport Road State the term remaining Hong Kong, CHINA List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 16 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 114 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease PUBLIC RELATIONS SERVICES State what the contract or AGREEMENT DATED 7/26/2019 HD Consulting Service LLC 2.111 lease is for and the nature 7 Times Square of the debtor’s interest Suite 350 New York, NY 10036 State the term remaining List the contract number of any government contract NON-DISCLOSURE AGREEMENT State what the contract or DATED 6/17/2019 HEHMEYER LLC 2.112 lease is for and the nature 601 S. LaSalle Street of the debtor’s interest Suite 200 Chicago, IL 60605 State the term remaining List the contract number of any government contract CONFIDENTIALITY AGREEMENT State what the contract or DATED 7/14/2021 HEX TECHNOLOGIES LIMITED 2.113 lease is for and the nature 42-46 Wang Lung Street of the debtor’s interest Oxford Factory Building, Room A326, Block A, 3/F Tsuen Wan, New Territories State the term remaining Hong Kong, CHINA List the contract number of any government contract CUSTODIAN AGREEMENT DATED State what the contract or 12/10/2021 HEX Trust Limited 2.114 lease is for and the nature H-Code, High Block of the debtor’s interest 9/F, 45 Pottinger Street Central State the term remaining Hong Kong, CHINA List the contract number of any government contract ANNUAL SERVICES ORDER FORM State what the contract or DATED 8/30/2019 HOUND TECHNOLOGY, INC. 2.115 lease is for and the nature 945 Bryant St of the debtor’s interest San Francisco, CA 94107 State the term remaining List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 8/9/2021 HUMAN PROTOCOL FOUNDATION 2.116 lease is for and the nature c/o WB Corporate Services (Cayman) Ltd. of the debtor’s interest PO Box 2775 Artemis House 67 Fort Street State the term remaining Grand Cayman, KY1-1111 CAYMAN ISLANDS List the contract number of any government contract FIAT INTEGRATION AND REVOLVING State what the contract or LOAN AGREEMENT DATED iFinex Inc. 2.117 lease is for and the nature 10/16/2020 c/o SHRM Trustees (BVI) Limited of the debtor’s interest Attn: Legal Department P.O. Box 4301, Trinity Chambers State the term remaining Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 17 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 115 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 3/1/2022 Infinity Conflomerate Group 2.118 lease is for and the nature House Of Francis of the debtor’s interest Room 303, Mahe Ile Du Por State the term remaining SEYCHELLES List the contract number of any government contract CONFIDENTIALITY AGREEMENT State what the contract or DATED 7/26/2021 Iris Energy Pty Ltd 2.119 lease is for and the nature 60 Margaret Stree of the debtor’s interest Level 21 NSW State the term remaining Sydney, 2000 AUSTRALIA List the contract number of any government contract ENGAGEMENT AGREEMENT DATED State what the contract or 1/14/2021 Joe Bankman 2.120 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION State what the contract or AGREEMENT DATED 2/1/2022 JOHN SAMUEL TRABUCCO 2.121 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract NOVATION AGREEMENT AND State what the contract or AMENDMENT DATED 9/19/2022 KABOMPO LENDING LTD. 2.122 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED State what the contract or 12/30/2021 Kepler Space Industries Limited 2.123 lease is for and the nature Attn: Freeman Fan of the debtor’s interest OMC Chambers Wickhams Cay 1 State the term remaining Road Town, Tortola, BRITISH VIRGIN ISLANDS List the contract number of any government contract AGREEMENT TO COLLECT AND USE State what the contract or PERSONAL INFORMATION DATED Korbit, Inc. 2.124 lease is for and the nature 1/31/2019 129, Teheran-ro of the debtor’s interest Gangnam-gu Seoul, State the term remaining KOREA, REPUBLIC OF List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 18 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 116 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. 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List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease SPONSORSHIP AGREEMENT DATED State what the contract or 7/4/2019 LANDSTAR INVESTMENTS LIMITED 2.125 lease is for and the nature of the debtor’s interest State the term remaining List the contract number of any government contract INTERCOMPANY LOAN AGREEMENT State what the contract or DATED 8/11/2022 Latona Bioscience Group 2.126 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract NON-DISCLOSURE AGREEMENT State what the contract or DATED 3/10/2019 Ledger Services HK Limited 2.127 lease is for and the nature Room 1901 of the debtor’s interest 19/F, Lee Garden One 33 Hysan Avenue, Causeway Bay State the term remaining Hong Kong, CHINA List the contract number of any government contract SUBSCRIPTION AGREEMENT DATED State what the contract or 9/30/2022 LEDGERPRIME DIGITAL ASSET OPPORTUNITIES MASTER 2.128 lease is for and the nature FUND LP c/o Harneys Fiduciary (Cayman) Ltd. of the debtor’s interest Harbour Place, 4th Floor 103 South Church Street State the term remaining P.O. Box 10240 Grand Cayman, KY1-1002 List the contract number of CAYMAN ISLANDS any government contract SUBSCRIPTION AGREEMENT DATED State what the contract or 2/28/2019 LedgerPrime Digital Asset Opportunities Master Fund LP 2.129 lease is for and the nature 103 South Church Street of the debtor’s interest 4th Floor, Harbour Place George Town, State the term remaining CAYMAN ISLANDS List the contract number of any government contract COINBASE DERIVATIVES State what the contract or PARTICIPANT FIRM AGREEMENT LMX Labs, LLC 2.130 lease is for and the nature DATED 8/26/2022 Attn: LMX Labs, LLC Legal Department of the debtor’s interest Civic Opera Building 20 N Wacker Dr, Suite 3000 State the term remaining Chicago, IL 60606 List the contract number of any government contract BORROWING AGREEMENT DATED State what the contract or 7/14/2020 Lunar 8 Global Services Inc 2.131 lease is for and the nature Mandar House, 3rd Floor of the debtor’s interest Johnson’s Ghut Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 19 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 117 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. 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List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease PROPOSAL FOR PAYROLL State what the contract or SERVICES DATED 2/20/2019 Manpower Services (Hong Kong) Limited 2.132 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract GROUP SALES AGREEMENT State what the contract or Margaritaville Beach Resort Nassau 2.133 lease is for and the nature The Pointe of the debtor’s interest New Providence Nassau, 00000 State the term remaining BAHAMAS List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 8/21/2021 Mars Voyage Limited 2.134 lease is for and the nature Vistra Corporate Services Centre of the debtor’s interest Wickhams Cay I Road Town, Tortola, VG1110 State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract PRIVATE AND CONFIDENTIAL TERMS State what the contract or OF BUSINESS DATED 2/16/2022 MAXLAW GLOBAL LIMITED 2.135 lease is for and the nature c/o Ince Gordon Dadds LLP of the debtor’s interest Aldgate Tower 2 Leman Street State the term remaining London, E1 8QN UNITED KINGDOM List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 10/7/2021 MCDEX LTD 2.136 lease is for and the nature Vistra Corporate Services Centre of the debtor’s interest Wickhams Cay II Road Town, Torola, VG110 State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/24/2022 Mean Labs Limited 2.137 lease is for and the nature Ellen L. Skelton Building, 2nd Floor of the debtor’s interest Fishers Lane Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract CONFIDENTIALITY AGREEMENT State what the contract or DATED 2/22/2022 Mechanism Core LLC 2.138 lease is for and the nature V corp Services, LLC of the debtor’s interest 1013 Centre Road Suite 403-B State the term remaining Wilmington, DE 19805 List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 20 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 118 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 11/8/2021 Mempool Flying Club 2.139 lease is for and the nature Floor 4, Banco Popular Building of the debtor’s interest Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS State the term remaining List the contract number of any government contract ORDER FORM DATED 6/8/2021 State what the contract or MESSARI, INC. 2.140 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/15/2022 MetisLab Foundation Ltd 2.141 lease is for and the nature 987 Serangoon Road of the debtor’s interest 328147 SINGAPORE State the term remaining List the contract number of any government contract AMENDED AND RESTATED State what the contract or EXEMPTED LIMITED PARTNERSHIP Modulo Capital Inc. 2.142 lease is for and the nature AGREEMENT DATED 6/16/2022 127 S. Ocean Road of the debtor’s interest Albany, Unit Tetris 2E New Providence State the term remaining Nassau, BAHAMAS List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 10/5/2021 NAME ON FILE 2.143 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LIQUIDITY PRODUCER AGREEMENT State what the contract or DATED 7/3/2020 NAME ON FILE 2.144 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 10/25/2021 NAME ON FILE 2.145 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 21 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 119 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease TERMINATION AGREEMENT DATED State what the contract or 3/9/2022 NAME ON FILE 2.146 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 7/1/2021 State what the contract or NAME ON FILE 2.147 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CONSULTING AGREEMENT DATED State what the contract or 1/24/2022 NAME ON FILE 2.148 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 6/12/2019 NAME ON FILE 2.149 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CONFIDENTIALITY AGREEMENT State what the contract or DATED 5/3/2019 NAME ON FILE 2.150 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract NOVATION AGREEMENT DATED State what the contract or 8/31/2022 NAME ON FILE 2.151 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKER SERVICE State what the contract or AGREEMENT DATED 1/14/2020 NAME ON FILE 2.152 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 22 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 120 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease ACH PROCESSING AGREEMENT State what the contract or DATED 12/1/2021 NAME ON FILE 2.153 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract BORROWING AGREEMENT DATED State what the contract or 3/2/2020 NAME ON FILE 2.154 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET-MAKING SERVICES State what the contract or AGREEMENT NAME ON FILE 2.155 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CRYPTOCURRENCY PURCHASE & State what the contract or SALE AGREEMENT DATED 6/16/2020 NAME ON FILE 2.156 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 6/22/2022 State what the contract or NAME ON FILE 2.157 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN TERM SHEET DATED 6/7/2022 State what the contract or NAME ON FILE 2.158 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN TERM SHEET DATED 1/28/2022 State what the contract or NAME ON FILE 2.159 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 23 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 121 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MASTER LOAN AGREEMENT DATED State what the contract or 9/12/2020 NAME ON FILE 2.160 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract SCHEDULE 2B TO INFORMATION State what the contract or LICENSE AGREEMENT DATED NAME ON FILE 2.161 lease is for and the nature 3/1/2020 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 3/11/2021 State what the contract or NAME ON FILE 2.162 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 3/5/2021 State what the contract or NAME ON FILE 2.163 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 8/24/2021 NAME ON FILE 2.164 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER XRP LEASE AGREEMENT State what the contract or DATED 11/24/2021 NAME ON FILE 2.165 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract SCHEDULE 2 TO INFORMATION State what the contract or LICENSE AGREEMENT DATED NAME ON FILE 2.166 lease is for and the nature 4/1/2020 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 24 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 122 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease SECURITY AGREEMENT OVER A State what the contract or CUSTODY ACCOUNT DATED NAME ON FILE 2.167 lease is for and the nature 1/26/2022 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 9/16/2022 NAME ON FILE 2.168 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 10/18/2021 NAME ON FILE 2.169 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED State what the contract or 12/16/2020 NAME ON FILE 2.170 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 9/8/2020 State what the contract or NAME ON FILE 2.171 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 12/19/2019 NAME ON FILE 2.172 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MUTUAL NON-DISCLOSURE State what the contract or AGREEMENT DATED 11/24/2020 NAME ON FILE 2.173 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 25 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 123 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease NON-U.S. PERSON AGREEMENT State what the contract or AND REPRESENTATION DATED NAME ON FILE 2.174 lease is for and the nature 5/2/2018 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 9/8/2020 State what the contract or NAME ON FILE 2.175 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CONFIDENTIAL SETTLEMENT State what the contract or AGREEMENT AND RELEASE DATED NAME ON FILE 2.176 lease is for and the nature 3/5/2022 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED State what the contract or 12/20/2020 NAME ON FILE 2.177 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 3/25/2022 State what the contract or NAME ON FILE 2.178 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 2/28/2022 State what the contract or NAME ON FILE 2.179 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 2/1/2022 State what the contract or NAME ON FILE 2.180 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 26 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 124 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 5/24/2021 NAME ON FILE 2.181 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract NON DISCLOSURE AGREEMENT State what the contract or DATED 8/12/2022 NAME ON FILE 2.182 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract PLEDGE AGREEMENT DATED State what the contract or 11/9/2022 NAME ON FILE 2.183 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 1/10/2021 State what the contract or NAME ON FILE 2.184 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MUTUAL NONDISCLOSURE & State what the contract or NON-CIRCUMVENTION AGREEMENT NAME ON FILE 2.185 lease is for and the nature DATED 6/14/2019 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 7/1/2022 State what the contract or NAME ON FILE 2.186 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION OF State what the contract or MASTER LOAN AGREEMENT DATED NAME ON FILE 2.187 lease is for and the nature 6/23/2022 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 27 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 125 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED 9/9/2020 State what the contract or NAME ON FILE 2.188 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 4/13/2022 State what the contract or NAME ON FILE 2.189 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 9/7/2020 State what the contract or NAME ON FILE 2.190 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 1/7/2021 NAME ON FILE 2.191 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract RIGHT OF FIRST REFUSAL AND State what the contract or CO-SALE AGREEMENT DATED NAME ON FILE 2.192 lease is for and the nature 10/19/2022 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED State what the contract or 10/23/2019 NAME ON FILE 2.193 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION OF State what the contract or LOAN AGREEMENT DATED 4/8/2022 NAME ON FILE 2.194 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 28 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 126 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease SCHEDULE 1 TO INFORMATION State what the contract or LICENSE AGREEMENT DATED NAME ON FILE 2.195 lease is for and the nature 4/1/2020 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or NAME ON FILE 2.196 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract AVALANCHE ECOSYSTEM State what the contract or PARTICIPANT AGREEMENT DATED NAME ON FILE 2.197 lease is for and the nature 11/1/2021 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract COOPERATION AGREEMENT DATED State what the contract or 7/26/2019 NAME ON FILE 2.198 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 9/7/2020 State what the contract or NAME ON FILE 2.199 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract INFLUENCER MARKETING State what the contract or PARTNERSHIP AGREEMENT DATED NAME ON FILE 2.200 lease is for and the nature 6/5/2019 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract COMMUNITY LEADER PARTNERSHIP State what the contract or AGREEMENT DATED 8/13/2019 NAME ON FILE 2.201 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 29 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 127 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease AMENDMENT AGREEMENT TO State what the contract or EQUITY INVESTMENT AGREEMENT NAME ON FILE 2.202 lease is for and the nature DATED 9/30/2020 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 2/1/2022 State what the contract or NAME ON FILE 2.203 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION OF State what the contract or LOAN AGREEMENT DATED 4/8/2022 NAME ON FILE 2.204 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/6/2022 NAME ON FILE 2.205 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/15/2022 NAME ON FILE 2.206 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER AGREEMENT DATED State what the contract or 5/10/2019 NAME ON FILE 2.207 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract COLLABORATION AGREEMENT State what the contract or DATED 11/3/2020 NAME ON FILE 2.208 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 30 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 128 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease AMENDMENT & FORBEARANCE State what the contract or AGREEMENT DATED 11/9/2022 NAME ON FILE 2.209 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract COLLABORATION AGREEMENT State what the contract or DATED 10/9/2020 NAME ON FILE 2.210 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 12/2/2021 State what the contract or NAME ON FILE 2.211 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION OF State what the contract or MASTER DIGITAL CURRENCY LOAN NAME ON FILE 2.212 lease is for and the nature AGREEMENT DATED 12/22/2020 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKER SERVICE State what the contract or AGREEMENT DATED 2/9/2019 NAME ON FILE 2.213 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract CONFIDENTIALITY State what the contract or ACKNOWLEDGEMENT AND NAME ON FILE 2.214 lease is for and the nature AGREEMENT DATED 1/24/2022 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CONSULTING AGREEMENT DATED State what the contract or 6/21/2022 NAME ON FILE 2.215 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 31 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 129 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease CONFIDENTIAL SETTLEMENT State what the contract or AGREEMENT AND GENERAL NAME ON FILE 2.216 lease is for and the nature RELEASE OF ALL CLAIMS DATED ADDRESS ON FILE of the debtor’s interest 11/25/2019 State the term remaining List the contract number of any government contract MEMBERSHIP CONTRACT DATED State what the contract or 12/22/2021 NAME ON FILE 2.217 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CONFIDENTIAL SETTLEMENT State what the contract or AGREEMENT AND RELEASE DATED NAME ON FILE 2.218 lease is for and the nature 3/2/2022 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED State what the contract or 12/30/2021 NAME ON FILE 2.219 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 8/25/2021 State what the contract or NAME ON FILE 2.220 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract DATA SERVICES AGREEMENT State what the contract or DATED 10/26/2021 NAME ON FILE 2.221 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LETTER AGREEMENT - JOINT State what the contract or REPRESENTATION AGREEMENT NAME ON FILE 2.222 lease is for and the nature AND WAIVER OF POTENTIAL ADDRESS ON FILE of the debtor’s interest CONFLICT OF INTEREST DATED 11/12/2019 State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 32 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 130 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED State what the contract or 11/30/2020 NAME ON FILE 2.223 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LIQUIDITY PRODUCER AGREEMENT State what the contract or NAME ON FILE 2.224 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract SELF-DIRECTED CUSTODIAL State what the contract or ACCOUNT AGREEMENT NAME ON FILE 2.225 lease is for and the nature DATED 11/29/2019 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENTAND ASSUMPTION OF State what the contract or LOAN TERM SHEET DATED 6/23/2022 NAME ON FILE 2.226 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 9/8/2020 State what the contract or NAME ON FILE 2.227 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 9/14/2021 NAME ON FILE 2.228 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract COMMUNITY LEADER PARTNERSHIP State what the contract or AGREEMENT DATED 8/13/2019 NAME ON FILE 2.229 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 33 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 131 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MUTUAL NON-DISCLOSURE State what the contract or AGREEMENT DATED 3/7/2022 NAME ON FILE 2.230 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 6/1/2022 NAME ON FILE 2.231 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CONSULTING AGREEMENT DATED State what the contract or 1/7/2022 NAME ON FILE 2.232 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 7/15/2019 NAME ON FILE 2.233 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract DOMAIN NAME PURCHASE State what the contract or AGREEMENT DATED 8/14/2020 NAME ON FILE 2.234 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT #2 DATED State what the contract or 9/8/2020 NAME ON FILE 2.235 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract INFORMATION LICENSE State what the contract or AGREEMENT DATED 4/1/2020 NAME ON FILE 2.236 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 34 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 132 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease AMENDMENT AGREEMENT TO State what the contract or EQUITY INVESTMENT AGREEMENT NAME ON FILE 2.237 lease is for and the nature DATED 9/30/2020 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKER SERVICE State what the contract or AGREEMENT DATED 8/20/2020 NAME ON FILE 2.238 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract COMMUNITY LEADER PARTNERSHIP State what the contract or AGREEMENT DATED 12/23/2019 NAME ON FILE 2.239 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 2/1/2022 State what the contract or NAME ON FILE 2.240 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract SELF-DIRECTED CUSTODIAL State what the contract or ACCOUNT AGREEMENT NAME ON FILE 2.241 lease is for and the nature DATED 9/24/2019 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract AMENDMENT AGREEMENT TO LOAN State what the contract or TERM SHEET DATED 10/28/2021 NAME ON FILE 2.242 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED State what the contract or 12/11/2020 NAME ON FILE 2.243 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 35 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 133 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 11/1/2021 NAME ON FILE 2.244 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 2/1/2022 State what the contract or NAME ON FILE 2.245 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract PRICING SCHEDULE DATED State what the contract or 11/3/2020 NAME ON FILE 2.246 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN TERM SHEET DATED 2/3/2021 State what the contract or NAME ON FILE 2.247 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract SCHEDULE 4 TO INFORMATION State what the contract or LICENSE AGREEMENT DATED NAME ON FILE 2.248 lease is for and the nature 1/1/2021 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract CREDIT AGREEMENT DATED State what the contract or 9/19/2022 NAME ON FILE 2.249 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 2/2/2020 NAME ON FILE 2.250 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 36 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 134 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MASTER LOAN AGREEMENT DATED State what the contract or 8/12/2020 NAME ON FILE 2.251 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract AMENDED AND RESTATED MASTER State what the contract or LOAN AGREEMENT DATED NAME ON FILE 2.252 lease is for and the nature 12/22/2020 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 2/1/2022 State what the contract or NAME ON FILE 2.253 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or NAME ON FILE 2.254 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract USER AGREEMENT DATED State what the contract or 1/21/2022 NAME ON FILE 2.255 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract SIDE LETTER AGREEMENT DATED State what the contract or 3/5/2021 NAME ON FILE 2.256 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 7/9/2022 NAME ON FILE 2.257 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 37 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 135 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LETTER AGREEMENT REF.: LOAN State what the contract or TERM SHEET OCTOBER 6TH, 2022 NAME ON FILE 2.258 lease is for and the nature DATED 11/9/2022 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract DIGITAL ASSET LENDING State what the contract or AGREEMENT DATED 4/16/2019 NAME ON FILE 2.259 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract ITB SERVICES AGREEMENT DATED State what the contract or 3/28/2022 NAME ON FILE 2.260 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARGIN LOAN AGREEMENT DATED State what the contract or 6/4/2020 NAME ON FILE 2.261 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LETTER AGREEMENT RE: State what the contract or INDEPENDENT CONTRACTOR NAME ON FILE 2.262 lease is for and the nature CONTRACT DATED 7/23/2020 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 6/12/2019 NAME ON FILE 2.263 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract PLEDGE AGREEMENT DATED State what the contract or 11/9/2022 NAME ON FILE 2.264 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 38 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 136 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED State what the contract or 12/20/2020 NAME ON FILE 2.265 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 5/11/2022 NAME ON FILE 2.266 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN TERM SHEET DATED 9/8/2021 State what the contract or NAME ON FILE 2.267 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract 2002 MASTER AGREEMENT DATED State what the contract or 6/22/2022 NAME ON FILE 2.268 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract TOKEN SUBSCRIPTION AGREEMENT State what the contract or DATED 4/23/2019 NAME ON FILE 2.269 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 2/1/2022 State what the contract or NAME ON FILE 2.270 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract SCHEDULE 4 TO INFORMATION State what the contract or LICENSE AGREEMENT DATED NAME ON FILE 2.271 lease is for and the nature 4/1/2020 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 39 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 137 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED State what the contract or 12/18/2020 NAME ON FILE 2.272 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract AMENDMENT AGREEMENT TO State what the contract or EQUITY INVESTMENT AGREEMENT NAME ON FILE 2.273 lease is for and the nature DATED 9/30/2020 ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MUTUAL NONDISCLOSURE State what the contract or AGREEMENT DATED 10/12/2020 NAME ON FILE 2.274 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract NOVATION AGREEMENT DATED State what the contract or 8/31/2022 NAME ON FILE 2.275 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract AMENDMENT & FORBEARANCE State what the contract or AGREEMENT DATED 11/9/2022 NAME ON FILE 2.276 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract SCHEDULE 3 TO INFORMATION State what the contract or LICENSE AGREEMENT DATED NAME ON FILE 2.277 lease is for and the nature 4/1/2020 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract COMMUNITY PARTNERSHIP State what the contract or AGREEMENT DATED 4/16/2020 NAME ON FILE 2.278 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 40 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 138 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or NAME ON FILE 2.279 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract NON-DISCLOSURE AGREEMENT State what the contract or NAME ON FILE 2.280 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN TERM SHEET OCTOBER 6TH, State what the contract or 2022 DATED 10/6/2022 NAME ON FILE 2.281 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract INVESTOR AND FOUNDER RIGHTS State what the contract or AGREEMENT NAME ON FILE 2.282 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 3/11/2021 State what the contract or NAME ON FILE 2.283 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED State what the contract or 10/23/2019 NAME ON FILE 2.284 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LETTER AGREEMENT RE: JOINT State what the contract or REPRESENTATION AGREEMENT NAME ON FILE 2.285 lease is for and the nature AND WAIVER OF POTENTIAL ADDRESS ON FILE of the debtor’s interest CONFLICT OF INTEREST DATED 11/12/2019 State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 41 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 139 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease PERFORMANCE UNDERTAKING State what the contract or AGREEMENT DATED 7/4/2019 NAME ON FILE 2.286 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 11/27/2019 NAME ON FILE 2.287 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 6/17/2021 State what the contract or NAME ON FILE 2.288 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 3/1/2019 NAME ON FILE 2.289 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 8/14/2020 NAME ON FILE 2.290 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 11/23/2021 NAME ON FILE 2.291 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract ACCOUNT CONTROL AGREEMENT State what the contract or DATED 4/7/2021 NAME ON FILE 2.292 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 42 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 140 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MASTER LOAN AGREEMENT DATED State what the contract or 12/19/2019 NAME ON FILE 2.293 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 6/12/2019 NAME ON FILE 2.294 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract BROKERAGE SERVICES State what the contract or AGREEMENT DATED 11/5/2020 NAME ON FILE 2.295 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 1/4/2021 State what the contract or NAME ON FILE 2.296 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract COLLABORATION AGREEMENT State what the contract or DATED 10/9/2020 NAME ON FILE 2.297 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract CONFIDENTIALITY AGREEMENT State what the contract or DATED 11/27/2020 NELLIE ANALYTICS LIMITED 2.298 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 3/7/2022 Nerf Design Inc 2.299 lease is for and the nature ia Espana of the debtor’s interest Delta Bank Building 6th Floor, Suite 604D State the term remaining Panama City, PANAMA List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 43 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 141 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease AGREEMENT FOR RECEIPT AND State what the contract or USE OF CONSOLIDATED NETWORK NEW YORK STOCK EXCHANGE, LLC. 2.300 lease is for and the nature A DATA AND NYSE MARKET DATA 11 Wall Street of the debtor’s interest DATED 3/21/2020 New York, NY 10005 State the term remaining List the contract number of any government contract LETTER OF ENGAGEMENT DATED State what the contract or 4/7/2020 Nishith Desai Associates 2.301 lease is for and the nature 93 B, Mittal Court of the debtor’s interest Nariman Point Mumbai, 400 021 State the term remaining INDIA List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 2/15/2022 NMFV Tech Limited 2.302 lease is for and the nature Ellen L. Skelton Building, 2nd Floor of the debtor’s interest Fishers Lane Tortola State the term remaining Road Town, BRITISH VIRGIN ISLANDS List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 3/20/2022 Nocturn Venture Partners Limited 2.303 lease is for and the nature Vistra Corporate Services Centre of the debtor’s interest Eden Plaza, 1st Floor, Suite 23 Mahe State the term remaining Eden Island, SEYCHELLES List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 2/17/2022 Nodle Limited 2.304 lease is for and the nature Trinity Chambers of the debtor’s interest PO Box 4301 Tortola State the term remaining Road Town, BRITISH VIRGIN ISLANDS List the contract number of any government contract AMENDED AND RESTATED MARKET State what the contract or MAKING AGREEMENT DATED Nodle Limited 2.305 lease is for and the nature 7/30/2022 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 1/5/2022 NuGenesis Pty Ltd 2.306 lease is for and the nature 632 Forest Road Bexley of the debtor’s interest New South Wales State the term remaining AUSTRALIA List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 44 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 142 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 1/14/2022 Off the Chain Defi Ltd. 2.307 lease is for and the nature of the debtor’s interest State the term remaining List the contract number of any government contract MUTUAL NON-DISCLOSURE State what the contract or AGREEMENT DATED 4/7/2022 OFFCHAIN LAB, INC. 2.308 lease is for and the nature 252 Nassau Street of the debtor’s interest Second Floor Princeton, NJ 08542 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 3/14/2022 OliveX (BVI) Limited 2.309 lease is for and the nature 2nd Floor, Ellen L. Skelton Building of the debtor’s interest Fishers Lane Road Town, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 8/3/2021 Onlyone Tech Limited 2.310 lease is for and the nature Craigmuir Chambers of the debtor’s interest Road Town, Tortola, VG 1110 BRITISH VIRGIN ISLANDS State the term remaining List the contract number of any government contract BROKERAGE SERVICES State what the contract or AGREEMENT DATED 5/16/2019 Ooda Commodities, LLC 2.311 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract PRICING AGREEMENT DATED State what the contract or 6/1/2022 OpenPayd Limited 2.312 lease is for and the nature The Bower of the debtor’s interest 207 - 211 Old Street London, State the term remaining UNITED KINGDOM List the contract number of any government contract DOMAIN NAME PURCHASE State what the contract or AGREEMENT DATED 8/14/2020 Orbs Ltd. 2.313 lease is for and the nature 121 Menachem Begin of the debtor’s interest Tel Aviv-Yafo, ISRAEL State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 45 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 143 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 8/8/2021 Orion Protocol Ltd. 2.314 lease is for and the nature 67 Fort Street of the debtor’s interest Artemis House PO Box 2775 State the term remaining Grand Cayman, KY1-1111 CAYMAN ISLANDS List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 12/15/2021 OTOY International, SEZC 2.315 lease is for and the nature c/o Floor 2, Willow House of the debtor’s interest Cricket Square P.O. Box 709 Grand Cayman, KY1-1107 State the term remaining CAYMAN ISLANDS List the contract number of any government contract INTERCOMPANY LOAN AGREEMENT State what the contract or DATED 12/7/2021 Paper Bird Inc 2.316 lease is for and the nature 3500 South Dupont Highway of the debtor’s interest Dover, DE 19901 State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION State what the contract or AGREEMENT DATED 11/29/2021 Paper Bird Inc 2.317 lease is for and the nature 3500 South Dupont Highway of the debtor’s interest Dover, DE 19901 State the term remaining List the contract number of any government contract ASSET PURCHASE AGREEMENT State what the contract or DATED 9/1/2021 Paper Bird Inc 2.318 lease is for and the nature 3500 South Dupont Highway of the debtor’s interest Dover, DE 19901 State the term remaining List the contract number of any government contract SIDE LETTER AGREEMENT DATED State what the contract or 11/19/2021 Paradigm Connect Holdings, LLC 2.319 lease is for and the nature 72 Bayshore Road #09-15 of the debtor’s interest Singapore, 46998 SINGAPORE State the term remaining List the contract number of any government contract NOVATION AGREEMENT AND State what the contract or AMENDMENT DATED 9/19/2022 PAXOS GLOBAL PTE. LTD. 2.320 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 46 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 144 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MUTUAL CONFIDENTIALITY AND State what the contract or NON-DISCLOSURE AGREEMENT Payward, Inc. 2.321 lease is for and the nature DATED 4/29/2019 237 Kearny St of the debtor’s interest #102 San Francisco, CA 94108 State the term remaining List the contract number of any government contract KRAKEN CRYPTO COGNOSCENTI State what the contract or PROGRAM MEMBERSHIP Payward, Inc. 2.322 lease is for and the nature AGREEMENT DATED 3/13/2019 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or Phala Ltd c/o Setus Incorporations (BVI) Limited 2.323 lease is for and the nature Sertus Chambers of the debtor’s interest P.O Box 905 Quastisky Building State the term remaining Road Town, Tortola, BRITISH VIRGIN ISLANDS List the contract number of any government contract INTRODUCING BROKER State what the contract or AGREEMENT DATED 8/20/2021 PHILIPPINE DIGITAL ASSET EXCHANGE (PDAX), INC. 2.324 lease is for and the nature 2F Picadilly Star Tower of the debtor’s interest 27th cor 4th Avenue, BGC Taguig City, 1634 State the term remaining PHILIPPINES List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 6/29/2020 Plutus Lending LLC 2.325 lease is for and the nature Attn: William Barhydt of the debtor’s interest 321 Castro Mountain View, CA 94041 State the term remaining List the contract number of any government contract LOAN AND SECURITY AGREEMENT State what the contract or DATED 2/9/2021 Polo Digital Assets, Ltd. 2.326 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LIQUIDITY CONSULTING State what the contract or AGREEMENT Protocol Labs, Inc 2.327 lease is for and the nature 427 N Tatnall Street of the debtor’s interest Wilmington, DE 19801 State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 47 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 145 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease AMENDED & RESTATED LIQUIDITY State what the contract or CONSULTING AGREEMENT DATED Protocol Labs, Inc. 2.328 lease is for and the nature 10/2/2020 427 N Tatnall Street of the debtor’s interest Wilmington, DE 19801 State the term remaining List the contract number of any government contract LIQUIDITY CONSULTING State what the contract or AGREEMENT DATED 9/28/2020 Protocol Labs, Inc. 2.329 lease is for and the nature 427 N Tatnall Street of the debtor’s interest Wilmington, DE 19801 State the term remaining List the contract number of any government contract LIQUIDITY CONSULTING State what the contract or AGREEMENT DATED 9/28/2020 Protocol Labs, Inc. 2.330 lease is for and the nature 427 N Tatnall Street of the debtor’s interest Wilmington, DE 19801 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 3/30/2022 Provenance Blockchain Foundation 2.331 lease is for and the nature 650 California Street of the debtor’s interest San Francisco, CA 94108 State the term remaining List the contract number of any government contract COOPERATION AGREEMENT FOR State what the contract or MARKET MAKING PT INDODAX NASIONAL INDONESIA 2.332 lease is for and the nature Millennium Centennial Center of the debtor’s interest Lantai 2, Unit AGH, Jalan Jenderal Sudirman Kav. 25, RT 004, RW 002 State the term remaining Kelurahan Karet Kuningan, Kecamatan Setiabudi, Kota Administrasi Jakarta Selatan List the contract number of Jakarta, any government contract INDONESIA COOPERATION AGREEMENT FOR State what the contract or MARKET MAKING DATED 12/14/2021 PT. INDODAX NASIONAL INDONESIA 2.333 lease is for and the nature Millennium Centennial Center of the debtor’s interest Lantai 2, Unit AGH, Jalan Jenderal Sudirman Kav. 25, RT 004, RW 002 State the term remaining Kelurahan Karet Kuningan, Kecamatan Setiabudi, Kota Administrasi Jakarta Selatan List the contract number of Jakarta, any government contract INDONESIA DATA PROVIDER PARTICIPATION State what the contract or AGREEMENT DATED 4/26/2022 PYTH DATA ASSOCIATION 2.334 lease is for and the nature Grabenstrasse 25 of the debtor’s interest Baar, 6340 SWITZERLAND State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 48 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 146 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or QORPO s.r.o. 2.335 lease is for and the nature Vajnorska 100 of the debtor’s interest Bratislava, 831 04 Slovakia State the term remaining List the contract number of any government contract OPTION AGREEMENT DATED State what the contract or 10/7/2022 Quoine Pte Ltd 2.336 lease is for and the nature 8 Orange Grove Road, #06-02 of the debtor’s interest Singapore, 258342 SINGAPORE State the term remaining List the contract number of any government contract OPTION AGREEMENT DATED State what the contract or 4/4/2022 Quoine Pte Ltd 2.337 lease is for and the nature 8 Orange Grove Road, #06-02 of the debtor’s interest Singapore, 258342 SINGAPORE State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 8/11/2021 Sakura Technology Inc 2.338 lease is for and the nature Qwomar Trading Complex Blackburne Road of the debtor’s interest Unit 8, 3/F Port Purcell State the term remaining Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 8/11/2022 Salt Digital Lending LLC 2.339 lease is for and the nature Attn: Loan Operations of the debtor’s interest State the term remaining List the contract number of any government contract MASTER DIGITAL CURRENCY LOAN State what the contract or AGREEMENT DATED 6/12/2019 Samuel Bankman-Fried 2.340 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MUTUAL NON-DISCLOSURE AND State what the contract or NON-CIRCUMVENTION AGREEMENT Satya Management LLC 2.341 lease is for and the nature DATED 10/27/2020 3822 Prospect Ace of the debtor’s interest Culver City, CA 90232 State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 49 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 147 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 1/16/2022 Secret Foundation, Inc 2.342 lease is for and the nature 2041 W North Ave of the debtor’s interest Chicago, IL 60647 State the term remaining List the contract number of any government contract AMENDMENT DEED DATED 9/1/2022 State what the contract or SettleGo Solutions Limited (trading as OpenPayd) 2.343 lease is for and the nature The Bower of the debtor’s interest 207-211 Old Street London, EC1V W9NR State the term remaining UNITED KINGDOM List the contract number of any government contract SEN LEVERAGE LOAN AGREEMENT State what the contract or DATED 3/10/2021 Silvergate Bank 2.344 lease is for and the nature SEN Leverage Group of the debtor’s interest 4250 Executive Square Suite 300 State the term remaining La Jolla, CA 92037 List the contract number of any government contract BUSINESS ONLINE BANKING State what the contract or ADMINISTRATIVE AUTHORITY Silvergate Bank 2.345 lease is for and the nature AGREEMENT DATED 2/27/2019 ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract SEN LEVERAGE LOAN AGREEMENT State what the contract or DATED 1/25/2021 Silvergate Bank 2.346 lease is for and the nature SEN Leverage Group of the debtor’s interest 4250 Executive Square Suite 300 State the term remaining La Jolla, CA 92037 List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/5/2022 Social Network Group Limited 2.347 lease is for and the nature Intershore Chambers of the debtor’s interest P.O. Box 4342 Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or Socios Technologies AG 2.348 lease is for and the nature Gubelstrasse 11 of the debtor’s interest Zug, 6300 SWITZERLAND State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 50 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 148 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or Sologenic Development Foundation Limited 2.349 lease is for and the nature 40395 - Sheikh Rashid Bin Saeed Al Maktoum of the debtor’s interest Tower B1- 607 St - Ajman, State the term remaining UNITED ARAB EMIRATES List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 11/16/2021 SOTERIA FZCO 2.350 lease is for and the nature Unit 101, Dubai Silicon Oasis of the debtor’s interest DDP, Building A2 Dubai, State the term remaining UNITED ARAB EMIRATES List the contract number of any government contract TOKEN CONVERTIBLE FACILITY State what the contract or AGREEMENT DATED 6/30/2021 Stability Labs Pty. Ltd. 2.351 lease is for and the nature 5/31 Marne Street of the debtor’s interest South Yarra, 3141 AUSTRALIA State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 12/6/2021 Stake Technologies PTE. LTD 2.352 lease is for and the nature 63 Chulia Street of the debtor’s interest 149514 SINGAPORE State the term remaining List the contract number of any government contract DISCLOSURE AGREEMENT DATED State what the contract or 5/5/2022 Stanford University Office of Development 2.353 lease is for and the nature Frances C. Arrillaga Alumni Center of the debtor’s interest 326 Galvez Street Stanford, CA 94305 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 11/9/2021 StarLaunch Labs Ltd 2.354 lease is for and the nature Trinity Chambers of the debtor’s interest PO Box 4301 Tortola State the term remaining Road Town, BRITISH VIRGIN ISLANDS List the contract number of any government contract LOAN AGREEMENT DATED 12/7/2020 State what the contract or Success Origin Limited 2.355 lease is for and the nature Attn: Ruhan Wang of the debtor’s interest Vistra Corporate Services Centre Wickhams Cay II State the term remaining Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 51 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 149 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED 12/7/2020 State what the contract or Success Origin Limited 2.356 lease is for and the nature Attn: Ruhan Wang of the debtor’s interest Vistra Corporate Services Centre Wickhams Cay II State the term remaining Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 1/13/2022 SuperFarm Foundation 2.357 lease is for and the nature 50th St and 55th East St of the debtor’s interest Dresdner Tower, 11th Floor Panama City, 00000 State the term remaining PANAMA List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 1/13/2022 SuperFarm Ltd. 2.358 lease is for and the nature MC Chambers of the debtor’s interest Wickhams Cay 1 Tortola State the term remaining Road Town, BRITISH VIRGIN ISLANDS List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 11/2/2022 Tesseract UK Access II Ltd 2.359 lease is for and the nature Attn: Yichen Wu of the debtor’s interest 7a Abbey Business Park Monks Walk, Farnham State the term remaining Surrey, GU9 8HT UNITED KINGDOM List the contract number of any government contract TETHER REISSUANCE AND State what the contract or INDEMNITY DEED DATED 6/24/2021 TETHER INTERNATIONAL LIMITED 2.360 lease is for and the nature c/o SHRM Trustees (BVI) Limited of the debtor’s interest Attention: Legal Department P.O. Box 4301, Trinity Chambers State the term remaining Road Town, Tortola, VG1110 BRITISH VIRGIN ISLANDS List the contract number of any government contract LETTER RE: GIFT AGREEMENT State what the contract or DATED 4/22/2022 The Board of Trustees of The Leland Stanford Junior University 2.361 lease is for and the nature Attention: Mr. Jon Denney of the debtor’s interest The Frances C. Arrillaga Alumni Center 326 Galvez Street State the term remaining Stanford, CA 94305-6105 List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 4/6/2022 The Compendium Foundation 2.362 lease is for and the nature Via Espana of the debtor’s interest Delta Bank Building 6th Floor, Ste 604D State the term remaining Panama City, PANAMA List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 52 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 150 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease BORROWING AGREEMENT DATED State what the contract or 12/30/2019 TOMOCHAIN PTE. LTD. 2.363 lease is for and the nature c/o Mr. Long Vuong, CEO of the debtor’s interest 10 Anson Road #22-15 International Plaza Singapore, 079903 State the term remaining SINGAPORE List the contract number of any government contract MEMBERSHIP AGREEMENT DATED State what the contract or 11/19/2018 Tower 535 Tenant Limited - Tower 535 Tenant Limited (WeWork) 2.364 lease is for and the nature 20/F Tower 535 of the debtor’s interest 35 Jaffe Road Causeway Bay State the term remaining Hong Kong, CHINA List the contract number of any government contract TRADEBLOCK PLATFORM LICENSE State what the contract or AGREEMENT DATED 5/27/2022 TradeBlock, Inc. 2.365 lease is for and the nature 262 Harbor Drive of the debtor’s interest 1st Floor Stamford, CT 06902 State the term remaining List the contract number of any government contract TRADEBLOCK PLATFORM LICENSE State what the contract or AGREEMENT DATED 1/15/2020 TradeBlock, Inc. 2.366 lease is for and the nature 156 5th Ave of the debtor’s interest 7th floor New York, NY 10010 State the term remaining List the contract number of any government contract ACCOUNT CONTROL AGREEMENT State what the contract or DATED 4/7/2021 TRADESTATION SECURITIES, INC. 2.367 lease is for and the nature 8050 Southwest 10th Street of the debtor’s interest Plantation, FL 33324 State the term remaining List the contract number of any government contract VOTING AGREEMENT DATED State what the contract or 8/20/2021 Translucence Research, Inc. 2.368 lease is for and the nature Attn: Benjamin Fisch of the debtor’s interest 479 Texas St San Francisco, CA 94107 State the term remaining List the contract number of any government contract INVESTORS’ RIGHTS AGREEMENT State what the contract or DATED 8/20/2021 Translucence Research, Inc. 2.369 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 53 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 151 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN AGREEMENT DATED 7/29/2020 State what the contract or TrustToken, Inc. 2.370 lease is for and the nature 234 S. Main St. of the debtor’s interest Suite 7 Willits, CA 95490 State the term remaining List the contract number of any government contract LOAN AGREEMENT DATED 1/9/2021 State what the contract or TrustToken, Inc. 2.371 lease is for and the nature 234 S. Main St. of the debtor’s interest Suite 7 Willits, CA 95490 State the term remaining List the contract number of any government contract MARKET MAKER SERVICE State what the contract or AGREEMENT DATED 1/15/2021 TrustToken, Inc. 2.372 lease is for and the nature 234 S. Main St of the debtor’s interest Suite 7 Willits, CA 95490 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 2/22/2022 UNSpecified, INC 2.373 lease is for and the nature 13200 Strickland Road of the debtor’s interest Suite 114, Box 236 Raleigh, NC 27613 State the term remaining List the contract number of any government contract MASTER LOAN AGREEMENT DATED State what the contract or 9/26/2022 Valiant Capital Management, L.P. 2.374 lease is for and the nature Attn: Michaela Beckman of the debtor’s interest One Market Steuart Tower Suite 2625 State the term remaining San Francisco, CA 94105 List the contract number of any government contract SOL LENDING AGREEMENT DATED State what the contract or 9/1/2021 VanEck ETP AG 2.375 lease is for and the nature Landstrasse 36 of the debtor’s interest Triesen, 9495 LIECHTENSTEIN State the term remaining List the contract number of any government contract VSOL – SEEDING AGREEMENT State what the contract or DATED 9/1/2021 VanEck ETP AG 2.376 lease is for and the nature Attention: Gijsbert Koning, Aaron Renkers of the debtor’s interest Landstrasse 36 Triesen, 9495 State the term remaining LIECHTENSTEIN List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 54 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 152 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease SOL LENDING AGREEMENT DATED State what the contract or 9/1/2021 VanEck Switzerland AG 2.377 lease is for and the nature Genferstrasse 21 of the debtor’s interest Zurich, 8002 SWITZERLAND State the term remaining List the contract number of any government contract LIQUIDITY AGREEMENT DATED State what the contract or 6/8/2022 VOLTZ LABS TECHNOLOGY LIMITED 2.378 lease is for and the nature Trinity Chambers of the debtor’s interest PO Box 4301 Road Town, Tortola, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract CREDIT AGREEMENT DATED State what the contract or 9/19/2022 VOYAGER DIGITAL LLC 2.379 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENTAND ASSUMPTION OF State what the contract or LOAN TERM SHEET DATED 6/23/2022 Voyager Digital LLC 2.380 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract ASSIGNMENT AND ASSUMPTION State what the contract or AGREEMENT DATED 6/23/2022 Voyager Digital LLC 2.381 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN REFINANCE TERM SHEET State what the contract or DATED 4/25/2022 Voyager Digital, LLC / HTC Trading, Inc 2.382 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN TERM SHEET DATED 9/9/2021 State what the contract or Voyager Digital, LLC / HTC Trading, Inc. 2.383 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 55 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 153 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease LOAN REFINANCE TERM SHEET State what the contract or DATED 4/1/2022 Voyager Digital, LLC / HTC Trading, Inc. 2.384 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract LOAN TERM SHEET DATED 1/11/2022 State what the contract or Voyager Digital, LLC/ HTC Trading, Inc. 2.385 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 12/2/2021 VSOW Limited 2.386 lease is for and the nature Ellen L. Skelton Building of the debtor’s interest Fishers Lane Road Town, State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract LOAN AGREEMENT DATED 2/1/2022 State what the contract or WANG Zhe (Constance) 2.387 lease is for and the nature ADDRESS ON FILE of the debtor’s interest State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 12/22/2021 Waterfall Foundation 2.388 lease is for and the nature Global Gateway of the debtor’s interest 8 Rue de la Perle Providence Mahe State the term remaining SEYCHELLES List the contract number of any government contract INTELLECTUAL PROPERTY State what the contract or OWNERSHIP CONFIRMATION West Realm Shires Inc. 2.389 lease is for and the nature LETTER DATED 7/15/2021 3500 South Dupont Highway of the debtor’s interest Dover, DE 19901 State the term remaining List the contract number of any government contract MUTUAL NON-DISCLOSURE State what the contract or AGREEMENT DATED 9/28/2020 WINDY INC. 2.390 lease is for and the nature ADDRESS UNKNOWN of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 56 of 57 Debtor Case 22-11067-JTD Alameda Research Ltd Doc 5 Filed 03/16/23Case number Page(If 154 of 156 known): 22-11067 (JTD) Name Additional Page if Debtor Has More Executory Contracts or Unexpired Leases Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease MARKET MAKING AGREEMENT State what the contract or DATED 11/16/2021 Witty Elite Limited 2.391 lease is for and the nature Vistra Corporate Services Centre of the debtor’s interest Wickhams Cay II Road Town, Tortola, VG1110 State the term remaining BRITISH VIRGIN ISLANDS List the contract number of any government contract PILOT AGREEMENT DATED 9/21/2021 State what the contract or ZeroEx, Inc. 2.392 lease is for and the nature 575 Market St of the debtor’s interest Suite 2650 San Francisco, CA 94105 State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or Zulu Republic Gmbh 2.393 lease is for and the nature Bahnhofstrasse 21 of the debtor’s interest ZUG, 6300 SWITZERLAND State the term remaining List the contract number of any government contract MARKET MAKING AGREEMENT State what the contract or DATED 10/17/2021 Zulu Republic Gmbh 2.394 lease is for and the nature Bahnhofstrasse 21 of the debtor’s interest Zug, 6300 SWITZERLAND State the term remaining List the contract number of any government contract State what the contract or lease is for and the nature of the debtor’s interest State the term remaining List the contract number of any government contract State what the contract or lease is for and the nature of the debtor’s interest State the term remaining List the contract number of any government contract State what the contract or lease is for and the nature of the debtor’s interest State the term remaining List the contract number of any government contract Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 57 of 57 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 155 of 156 Fill in this information to identify the case: Debtor name Alameda Research Ltd United States Bankruptcy Court for the: District of Delaware ¨ Check if this is an Case number (If known): 22-11067 (JTD) amended filing Official Form 206H Schedule H: Codebtors 12/15 Be as complete and accurate as possible. If more space is needed, copy the Additional Page, numbering the entries consecutively. Attach the additional Page to this page. 1. Does the debtor have any codebtors? þ No. Check this box and submit this form to the court with the debtor's other schedules. Nothing else needs to be reported on this form. ¨ Yes 2. In Column 1, list as codebtors all of the people or entities who are also liable for any debts listed by the debtor in the schedules of creditors, Schedules D-G. Include all guarantors and co-obligors. In Column 2, identify the creditor to whom the debt is owed and each schedule on which the creditor is listed. If the codebtor is liable on a debt to more than one creditor, list each creditor separately in Column 2. Column 1: Codebtor Column 2: Creditor Name Mailing address Name Check all schedules that apply: 2.1 ¨ D ¨ E/F ¨ G 2.2 ¨ D ¨ E/F ¨ G 2.3 ¨ D ¨ E/F ¨ G 2.4 ¨ D ¨ E/F ¨ G 2.5 ¨ D ¨ E/F ¨ G 2.6 ¨ D ¨ E/F ¨ G Official Form 206H Schedule H: Codebtors Page 1 of 1 Case 22-11067-JTD Doc 5 Filed 03/16/23 Page 156 of 156 Fill in this information to identify the case and this filing: Debtor name Alameda Research Ltd United States Bankruptcy Court for the: District of Delaware Case number (If known) 22-11067 (JTD) Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors 12/15 An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any amendments of those documents. This form must state the individual’s position or relationship to the debtor, the identity of the document, and the date. Bankruptcy Rules 1008 and 9011. WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571. Declaration and signature I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or another individual serving as a representative of the debtor in this case. I have examined the information in the documents checked below and I have a reasonable belief that the information is true and correct: þ Schedule A/B: Assets-Real and Personal Property (Official Form 206A/B) þ Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D) þ Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F) þ Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G) þ Schedule H: Codebtors (Official Form 206H) þ Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum) ¨ Amended Schedule ¨ Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Unsecured Claims and Are Not Insiders (Official Form 204) ¨ Other document that requires a declaration I declare under penalty of perjury that the foregoing is true and correct. Executed on 03/15/2023 X /s/ Mary Cilia MM / DD / YYYY Signature of individual signing on behalf of debtor Mary Cilia Printed name Chief Financial Officer Position or relationship to debtor Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors