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(Attachments: # 1 Proposed Order Granting Motion to Withdraw).(Soleimanpour, Amir) (Entered: 07/27/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/470328792/","id":470328792,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/485702245/","id":485702245,"tags":[],"absolute_url":"/docket/69438539/94/leone-v-asp-isotopes-inc/","date_created":"2026-07-09T15:07:50.448878-07:00","date_modified":"2026-08-21T22:34:33.960519-07:00","sha1":"fb58e7434769f1d6268e197256b0521f6ebfe633","page_count":14,"file_size":593448,"filepath_local":"recap/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.94.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.94.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":" Case 1:24-cv-09253-CM-JW              Document 94         Filed 07/09/26       Page 1 of 14\n  Case 1:24-cv-09253-CM-JW            Document 93-1         Filed 07/07/26      Page 42 of 103\n\n\n\n\n                                                                                          Exhibit A\n\n                             UNITED STATES DISTRICT COURT\n                            SOUTHERN DISTRICT OF NEW YORK\n\nMARK LEONE, Individually and on Behalf              C.A. No. 1:24-cv-9253-CM\nof All Others Similarly Situated,\n\n                       Plaintiff,                                                        -\u00b7\n       V.\n\nASP ISOTO PES INC., et al.,,\n\n                       Defendants.\n\n\n                            ORDER PRELIMINARILY APPROVING\n                     SETTLEMENT AND PROVIDING FOR NOTICE\n\n       WH EREAS, a class action is pending in this Court entitled Leone v. ASP Isotopes Inc., et\n\nal., Case No . 1:24-cv-092 53-CM (the \"Action\");\n\n       WH EREAS , (a) lead plaintiff Mark Leone (\"Lead Pla intiff'), on behalf of himself and the\n\nSettlement Class (defined below), and (b) defendants ASP Isotopes, Inc . (\"A SP! \" or the\n\n\"Company\"); and Paul E. Mann (\"Individual Defendant\"; together with ASP! , \" Defendants\"; and\n\ntogether with Lead Plaintiff, the \" Parties\") , have determined to settle all claims asserted against\n\nDefendants in this Action with prejudice on the terms and conditions set forth in the Stipulation\n\nand Agreement of Settlement dated July 2, 2026 (the \"Stipulation\") subject to approval of this\n\nCourt (the \"Settlement\");\n\n       WH EREAS , Lead Plaintiff has made an application, pursuant to Rule 23 of the Federal\n\nRules of Civil Procedure, for an orde r preliminarily approving the Settlement in accordance with\n\nthe Stipulation, certify ing the Settlement Class for purposes of the Settlement only, and allowing\n\nnotice to Settlement Class Members as more fully described herein ;\n\n       WH EREAS , the Co urt has read and considered: (a) Lead Plaintiffs motion for preliminary\n\f Case 1:24-cv-09253-CM-JW              Document 94           Filed 07/09/26     Page 2 of 14\n  Case 1: 24-cv-09253-CM-JW            Document 93-1         Filed 07/07/26     Page 43 of 103\n\n\n\n\napproval of the Settlement, and the papers filed and arguments made in connection therewith; and\n\n(b) the Stipulation and the exhibits attached thereto; and\n\n       WHEREAS , unless otherwise defined herein, all capitalized words contained herein shall\n\nhave the same meanings as they have in the Stipulation;\n\n       NOW THEREFO RE, IT IS HEREBY ORDERED:\n\n        1.     Class Certifica tion for Settlement Purposes - The Parties request that the Court\n\ncertify a Settlement Class consisti ng of all persons and entities that purchased the publicly traded\n\ncommon stock of ASP! between September 26, 2024 and November 26, 2024, both dates inclusive\n\n(the \"Settleme nt Class Period\"), and who were allegedly damaged thereby as alleged in the Action .\n\nExcluded from the Settlement Class are Defendants, the officers and directors of ASP! , at al 1\n\nrelevant times, members of their immediate families and their legal representatives, heirs,\n\nsuccessors, or assigns, any entity in which Defendants have or had a controlling interest, and any\n\ntrust of which Defendant Mann is the settlor or which is for the benefit of Defendant Mann and/or\n\nmember(s) of his immediate family. Also excluded from the Settlement Class are any persons and\n\nentities who or which submit a request fo r exclusion from the Settlement Class that is accepted by\n\nthe Court.\n\n        2.     Class Find ings - The Court previously certified the Action as a class action . See\n\nLeone v. ASP Isotopes Inc., 811 F.Supp.3d 563 , 630 (S.D.N .Y . 2025) (\"Class Certification\n\nOrder\"). Defen dants requested, and Plaintiffs agreed , to minor modifications of the certified class\n\nfor purposes of settlement.      None of the changes impact the Court's analysis in the Class\n\nCertification Order. Accordingly, fo r the reasons set forth in the Class Certification Order, and\n\nsolely for purposes of the proposed Settlement of this Action, the Court certifies the Settlement\n\nClass as set forth in paragraph 1.\n\n\n\n\n                                                  2\n\f Case 1:24-cv-09253-CM-JW              Document 94         Filed 07/09/26       Page 3 of 14\n  Case 1:24-cv-09253-CM-JW             Document 93-1        Filed 07/07/26      Page 44 of 103\n\n\n\n\n       3.      For the reasons set forth in the Class Certification Order, the Court further finds\n\nand concludes that pursuant to Rule 23 of the Federal Rules of Civil Procedure, and for the\n\npurposes of the Settlement only, Lead Plaintiff Mark Leone is certified as the Class Representative\n\nfor the Settlement Class. The Court also confirms its appointment of Lead Counsel as Class\n\nCounsel for the Settlement Class, pursuant to Rule 23(g) of the Federal Rules of Civil Procedure.\n\n       4.      Prelimina ry Approva l of the Settlement - The Court hereby preliminarily\n\napproves the Settlement, as embodied in the Stipulation, as being fair, reasonable and adequate to\n\nthe Settlement Class, subj ect to furth er consideration at the Settlement Hearing to be conducted as\n\ndescribed be low.\n\n       5.      Settlement Hearing - The Court will hold a settlement hearing (the \"Settlement\n\nHearing\") on December 15, 2026, at /J-:30 f. m. in Courtroom 24A of the United States District\n\nCourt for the Southern Di strict of New York, Daniel Patrick Moynihan United States Courthouse,\n\n500 Pearl St. , New York, NY I 0007, for the following purposes: (a) to determine whether the\n\nproposed Settle ment on the terms and conditions provided for in the Stipulation is fair, reasonable\n\nand adequate to the Settlement Class, and should be approved by the Cou11; (b) to determine\n\nwhether a Judgment substantially in the form attached as Exhibit B to the Stipulation should be\n\nentered dism issing the Action with prejudice against Defendants; (c) to determine whether the\n\nproposed Plan of Allocation for the proceeds of the Settlement is fair and reasonable and should\n\nbe approved ; (d) to determi ne whether the motion by Lead Counsel for an award of attorneys ' fees\n\nand reimbursement of Liti gation Expenses should be approved ; and (e) to consider any other\n\nmatters that may properly be brought before the Court in connection with the Settlement. Notice\n\nof the Settlement and the Settlement Hearing shall be given to Settlement Class Members as set\n\nforth in paragraph 7 of this Order.\n\n\n\n\n                                                  3\n\f Case 1:24-cv-09253-CM-JW               Document 94          Filed 07/09/26       Page 4 of 14\n  Case 1:24-cv-09253-CM-JW             Document 93-1          Filed 07/07/26      Page 45 of 103\n\n\n\n\n       6.      The Court may adjourn the Settlement Hearing without further notice to the\n\nSettlement Class, and may approve the proposed Settlement with such modifications as the Parties\n\nmay agree to, if appropriate, without further notice to the Settlement Class.\n\n       7.      Retention of Claims Admin istrator and Manner of Giving Notice - Lead\n\nCounsel is hereby authorized to retain Simpluris (the \"Claims Administrator\") to supervise and\n\nadminister the notice procedure in connection with the proposed Settlement as well as the\n\nprocessing of Claims as more fully set forth below. Notice of the Settlement and the Settlement\n\nHearing shall be given by Lead Counsel as follows:\n\n               (a)     by August 20, 2026 , ASP! will use its best efforts to provide or cause to be\n\nprovided to the Claims Administrator in an electronic format such as Excel (at no cost to the\n\nSettlement Fund, Lead Pla intiff, the Settlement Class, Lead Counsel, or the Claims Administrator),\n\nits securities holder lists (consisting of names, addresses and , if reasonably available, email\n\naddresses) of the purchasers ofrecord of ASPI common stock during the Settlement Class Period;\n\n               (b)     not later than September 3, 2026 (the \"Notice Date\"), the Claims\n\nAdministrator shall cause a copy of the Postcard Notice , substantially in the form attached as\n\nExhibit 4 to the Stipulation, to be mai led by first-class mail , or a link to the Notice and Claim Form\n\n(collectively, the \"Notice Packet\") to be emailed, to potential Settlement Class Members at the\n\naddresses set fo rth in the records provided by ASP! or in the records which ASP! caused to be\n\nprovided, or who otherwise may be identified through further reasonable effort;\n\n               (c)     contemporaneously with the mailing of the Postcard Notice, and emailing\n\nof the Notice Packet, the Claims Admin istrator shall cause copies of the Notice and the Claim\n\nForm to be posted on a website to be developed for the Settlement, from which copies of the Notice\n\nand Claim Form can be down loaded;\n\n\n\n\n                                                   4\n\f Case 1:24-cv-09253-CM-JW               Document 94          Filed 07/09/26       Page 5 of 14\n  Case 1:24-cv-09253-CM -JW             Document 93-1         Filed 07/07/26      Page 46 of 103\n\n\n\n\n                (d)    not later than September 17, 2026, the Claims Administrator shall cause\n\nthe Summary Notice, substantial ly in the form attached as Exhibit 3 to the Stipulation, to be\n\npublished once in Investor 's Business Daily and to be transmitted once over the PR Newswire; and\n\n                (e)    not later than December 4, 2026 , Lead Counsel shall serve on Defendants '\n\nCounsel and file with the Court proof, by affidavit or declaration, of such mailing, emailing, and\n\npublication .\n\n        8.      Approval of Form and Content of Notice - The Court (a) approves , as to form\n\nand content, the Notice, the Claim Form , the Summary Notice, and the Postcard Notice attached\n\nto the Stipu lation as Exh ibits I, 2, 3, and 4, respectively, and (b) finds that the mailing of the\n\nPostcard Notice or emailing the     otice Packet, the posting of the Notice and Claim Form on line,\n\nand the publi cation of the Summary Notice in the manner and form set forth in paragraph 7 of this\n\nOrder (i) is the best notice practicable under the circumstances; (ii) constitutes notice that is\n\nreasonably ca lculated, under the circum stances, to apprise Settlement Class Members of the\n\npendency of the Action , of the effect of the proposed Settlement (including the Releases to be\n\nprovided thereunder), of Lead Counsel 's motion for an award of attorneys ' fees and reimbursement\n\nof Litigation Expenses, of their right to object to the Settlement, the Plan of Al location and/or Lead\n\nCounsel's motion for attorneys ' fees and reimbursement of Litigation Expenses, of their right to\n\nexclude the mselves from the Settlement Class, and of their right to appear at the Settlement\n\nHearing; (iii) constitutes due, adeq uate and sufficient notice to all person s and entities entitled to\n\nreceive notice of the proposed Settlement; and (iv) satisfies the requirements of Rule 23 of the\n\nFederal Rules of Civil Procedure, the United States Constitution (including the Due Process\n\nClause), the Private Securities Litigation Reform Act of 1995, 15 U.S.C. \u00a7 78u-4, as amended , and\n\nall other appl icable law and ru les. The date and time of the Settlement Hearing shall be included\n\n\n\n\n                                                   5\n\f Case 1:24-cv-09253-CM-JW              Document 94        Filed 07/09/26       Page 6 of 14\n  Case 1:24-cv-09253-CM -JW           Document 93-1        Filed 07/07/26      Page 47 of 103\n\n\n\n\nin the Postcard Notice, Notice, and Summary Notice before they are disseminated. No Settlement\n\nClass Member will be relieved fro m the terms and conditions of the Settlement, including the\n\nReleases prov ided pursuant thereto, based upon the contention or proof that such Settlement Class\n\nMember fa iled to receive actual or adequate notice.\n\n       9.      Nominee Proced ures - Brokers and other nominees who purchased or otherwise\n\nacquired publicly traded ASP[ common stock during the Settlement Class Period for the benefit\n\nof another person or entity sha ll , wi thin seven (7) calendar days of receipt of the Claims\n\nAdministrator' s notice of the Settlement, either: (a) request from the Claims Administrator\n\nsufficient copies of the Postcard Notice to forward to all such beneficial owners and, within seven\n\n(7) calendar days of receipt of those Postcard Notices, forward them to all such beneficial owners;\n\n(b) request fro m the Claims Ad mini strator a link to the Notice Packet and , within seven (7)\n\ncalendar days of receipt of the link, email the link to all such beneficial owners for whom valid\n\nemail addresses are available; or (c) provide a list of the names, mailing addresses, and email\n\naddresses (to the extent available) of all such beneficial owners to the Claims Administrator at ASP\n\nIsotopes Securities Litigation, c/o Settlement Administrator, P.O. Box 25199, Santa Ana, CA\n\n92799, in wh ich event the Claims Ad mini strator shall promptly mail the Postcard Notice, or email\n\na link to the Notice Packet, to such benefic ia l owners. Nominees that choose to follow procedures\n\n(a) or (b) shall also send a statement to the Claims Administrator confirming that the mailing or\n\nemailing was made as directed. Upon full and timely compliance with this Order, such nominees\n\nmay seek rei mbursement of their reasonable expenses actually incurred , not to exceed : (a) $0 .02\n\nper name, mailing address, and email address (to the extent available) provided to Claims\n\nAdministrator; (b) $0.02 per email fo r emailing notice ; or (c) $0.02 per postcard, plus postage at\n\nthe pre-sort rate used by the Claims Admini strator, for mailing the Postcard Notice, by providing\n\n\n\n\n                                                 6\n\f  Case 1:24-cv-09253-CM-JW               Document 94          Filed 07/09/26       Page 7 of 14\n  Case 1:24-cv-09253-CM-JW              Document 93-1         Filed 07/07/26       Page 48 of 103\n\n\n\n\nthe Claims Administrator with proper documentation supporting the expenses for which\n\nreimbursement is sought.       Such properly documented expenses incurred by nominees m\n\ncompliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes\n\nas to the reaso nableness or documentation of expenses incurred subject to review by the Court.\n\nNominees are not authorized to print the Postcard Notice themselves for mailing. Postcard Notices\n\nmay only be printed by the Claims Adm inistrator.\n\n        10.     Participation in the Settlement - Settlement Class Members who wish to\n\nparticipate in the Settlement and to be eligible to receive a distribution from the Net Settlement\n\nFund must complete and submit a Claim Form in accordance with the instructions contained\n\ntherein. Unless the Court orders otherw ise, all Claim Forms must be postmarked no later than\n\nDecember 2, 2026. Notwithstanding the fo regoing, Lead Counsel may , at its discretion, accept\n\nfor processing late Claims provided such acceptance does not delay the distribution of the Net\n\nSettlement Fund to the Settlement Class. By submitting a Claim, a person or entity shall be deemed\n\nto have subm itted to the jurisdiction of the Court with respect to his, her or its Claim and the subject\n\nmatter of the Settlement.\n\n        11.     Each Claim Form submitted must satisfy the following conditions: (a) it must be\n\nproperly completed, signed and submitted in a timely manner in accordance with the provisions of\n\nthe preceding paragraph; (b) it must be accompanied by adequate supporting documentation for\n\nthe transactions and holdings reported therein, in the form of broker confirmation slips, broker\n\naccount statements, an authorized statement from the broker containing the transactional and\n\nholding information found in a broker confirmation slip or account statement, or such other\n\ndocumentation as is deemed adequate by Lead Counsel or the Claims Administrator; (c) if the\n\nperson executing the Claim Form is acting in a representative capacity, a certification of his, her\n\n\n\n\n                                                    7\n\f  Case 1:24-cv-09253-CM-JW              Document 94           Filed 07/09/26      Page 8 of 14\n  Case 1:24-cv-09253-CM-JW             Document 93-1          Filed 07/07/26      Page 49 of 103\n\n\n\n\nor its current authority to act on behalf of the Settlement Class Member must be included in the\n\nClaim Form to the satisfaction of Lead Counsel or the Claims Administrator; and (d) the Claim\n\nForm must be complete and conta in no material deletions or modifications of any of the printed\n\nmatter contained therein and must be signed under penalty of perjury .\n\n        12.    Any Settlement Class Member that does not timely and validly submit a Claim\n\nForm or whose Claim is not otherwise approved by the Court: (a) shall be deemed to have waived\n\nhis, her or its right to share in the Net Settlement Fund ; (b) shall be forever barred from\n\nparticipating in any distrib utions therefrom ; (c) shall be bound by the provisions of the Stipulation\n\nand the Settlement and all proceedi ngs, determinations , orders and judgments in the Action relating\n\nthereto, including, without limitation, the Judgment or Alternate Judgment, if applicable, and the\n\nReleases provided for therein, whether favorable or unfavorable to the Settlement Class ; and (d)\n\nwill be barred from commencing, maintaining or prosecuting any of the Released Plaintiffs\n\nClaims against each and all of the Released Defendants ' Parties, as more fully described in the\n\nStipulation and    otice. Notwithstanding the foregoing , late Claim Forms may be accepted for\n\nprocessing as set forth in paragrap h 10 above.\n\n        13.    Exclusion From the Settlement Class -Any member of the Settlement Class who\n\nwishes to excl ude himself, herself or itself from the Settlement Class must request exclusion in\n\nwriting with in the time and in the manner set forth in the    otice, which shall provide that: (a) any\n\nsuch request fo r exclusion from the Settlement Class must be mailed or delivered such that it is\n\nreceived no late r than November 20, 2026, to: ASP Isotopes Securities Litigation, EXCL USIONS ,\n\nc/o Settlement Administrator, P.O . Box 25199, Santa Ana, CA 92799, and (b) each request for\n\nexclusion must (i) state the name, address, and telephone number of the person or entity requesting\n\nexclusion, and in the case of entities, the name and telephone number of the appropriate contact\n\n\n\n\n                                                   8\n\f  Case 1:24-cv-09253-CM-JW             Document 94         Filed 07/09/26       Page 9 of 14\n  Case 1:24-cv-09253-CM-JW            Document 93-1        Filed 07/07/26      Page 50 of 103\n\n\n\n\nperson; (ii) state that such person or entity \"requests exclusion from the Settlement Class in Leone\n\nv. ASP Isotopes Inc., et al., Case No. 1:24-cv-09253-CM\"; (iii) state the number of shares of\n\npublicly traded ASP! common stock that the person or entity requesting exclusion\n\npurchased/acq uired and/or sold duri ng the Settlement Class Period, as well as the dates and prices\n\nof each such purchase/acquisition and sale; and (iv) be signed by the person or entity requesting\n\nexclusion or an authorized representative. A request for exclusion shall not be effective unless it\n\nprovides all the required informatio n and is received within the time stated above, or is otherwise\n\naccepted by the Court.\n\n        14.    Any person or entity who or which timely and validly requests exclusion in\n\ncompliance with the terms stated in this Order and is excluded from the Settlement Class shall not\n\nbe a Settlement Class Member, sha ll not be bound by the terms of the Settlement or any orders or\n\njudgments in the Action and shall not receive any payment out of the Net Settlement Fund.\n\n        15.    Any Settlement Class Member who or which does not timely and validly request\n\nexclusion from the Settlement Class in the manner stated in this Order: (a) shall be deemed to have\n\nwaived his, her or its right to be excluded from the Settlement Class; (b) shall be forever barred\n\nfrom requesting exclusion from the Settlement Class in this or any other proceeding; (c) shall be\n\nbound by the provisions of the Stipulation and Settlement and all proceedings, determinations,\n\norders and judgments in the Action, including, but not limited to , the Judgment or Alternate\n\nJudgment, if applicable, and the Releases provided for therein, whether favorable or unfavorable\n\nto the Settlement Class; and (d) wil l be barred from commencing, maintaining or prosecuting any\n\nof the Released Plaintiffs Claims against any of the Released Defendants ' Parties, as more fully\n\ndescribed in the Stipulation and   otice.\n\n        16.    Appearance and Objections at Settlement Hearing - Any Settlement Class\n\n\n\n\n                                                 9\n\f Case 1:24-cv-09253-CM-JW              Document 94          Filed 07/09/26       Page 10 of 14\n  Case 1:24-cv-09253-CM-JW             Document 93-1         Filed 07/07/26       Page 51 of 103\n\n\n\n\nMember who does not req uest exclusion from the Settlement Class may enter an appearance in the\n\nAction, at hi s, her or its own expense, individually or through counsel of his, her or its own choice,\n\nby filing with the Clerk of Court and delivering a notice of appearance to both Lead Counsel and\n\nDefendants' Counsel, at the addresses set forth in paragraph 17 below, such that it is received no\n\nlater than November 20, 2026 , or as the Court may otherwise direct. Any Settlement Class\n\nMember who does not enter an appearance will be represented by Lead Counsel.\n\n        17.    Any Settlement Class Member who does not request exclusion from the Settlement\n\nClass may file a written objection to the proposed Settlement, the proposed Plan of Allocation,\n\nand/or Lead Co unsel ' s motion for an award of attorneys' fees and reimbursement of Litigation\n\nExpenses and appear and show cause, if he, she or it has any cause, why the proposed Settlement,\n\nthe proposed Plan of Allocation and/or Lead Counsel's motion for attorneys ' fees and\n\nreimbursement of Litigation Expenses should not be approved; provided, however, that no\n\nSettlement Class Member shall be heard or entitled to contest the approval of the terms and\n\nconditions of the proposed Settlement, the proposed Plan of Allocation and/or the motion for\n\nattorneys' fees and reimbu rsement of Litigation Expenses unless that person or entity has filed a\n\nwritten objection with the Court and served copies of such objection on Lead Counsel and\n\nDefendants' Counsel at the addresses set forth below such that they are received no later than\n\nNovember 20, 2026.\n\n                  Lead Counsel                                 Defendants' Counsel\n\n     Glancy Prongay Wolke & Rotter LLP                      Morgan, Lewis & Bockius LLP\n             Garth Spencer, Esq.                             Michael D. Blanchard, Esq.\n      1925 Century Park East, Suite 2100                        One State Street\n           Los Angeles, CA 90067                               Hartford , CT 06103\n\n        18.     Any objections, fili ngs and other submissions by the objecting Settlement Class\n\nMember: (a) must state the name, address, and telephone number of the person or entity objecting\n\n\n\n                                                  10\n\f Case 1:24-cv-09253-CM-JW             Document 94         Filed 07/09/26       Page 11 of 14\n  Case 1:24-cv-09253-CM-JW            Document 93-1         Filed 07/07/26      Page 52 of 103\n\n\n\n\nand must be signed by the objector; (b) must contain a statement of the Settlement Class Member's\n\nobjection or objections, and the specific reasons for each objection, including any legal and\n\nevidentiary support the Settlement Class Member wishes to bring to the Court's attention ; and\n\n(c) must include documents sufficient to prove membership in the Settlement Class, including the\n\nnumber of shares of pub licly traded ASPI common stock that the objecting Settlement Class\n\nMember purchased/acquired and/or sold during the Settlement Class Period, as well as the dates\n\nand prices of each such purchase/acquisition and sale. By submitting an objection, a person or\n\nentity shall be deemed to have subm itted to the jurisdiction of the Court. Objectors who enter an\n\nappearance and desire to present evidence at the Settlement Hearing in support of their objection\n\nmust include in their written objection or notice of appearance the identity of any witnesses they\n\nmay call to testify and any exhibits they intend to introduce into evidence at the hearing.\n\n       19.     Any Settlement Class Member who or which does not make his, her or its objection\n\nin the manner provided herein shal l be deemed to have waived his, her or its right to object to any\n\naspect of the proposed Settlement, the proposed Plan of Allocation, and Lead Counsel ' s motion\n\nfor an award of attorneys ' fees and reimbursement of Litigation Expenses and shall be forever\n\nbarred and fore closed from objecting to the fairness , reasonableness or adequacy of the Settlement,\n\nthe Plan of Allocation or the requested attorneys' fees and Litigation Expenses, or from otherwise\n\nbeing heard concerning the Settlement, the Plan of Allocation or the requested attorneys' fees and\n\nLitigation Expenses in this or any other proceeding.\n\n       20.     Stay and Tem pora ry Injunction - Until otherwise ordered by the Court, the Court\n\nstays all proceedings in the Action other than proceedings necessary to carry out or enforce the\n\nterms and conditions of the Stipulation. Pending final determination of whether the Settlement\n\nshould be approved, the Court bars and enjoins Lead Plaintiff, and all other members of the\n\n\n\n\n                                                 1I\n\f Case 1:24-cv-09253-CM-JW               Document 94          Filed 07/09/26        Page 12 of 14\n  Case 1:24-cv-09253-CM-JW              Document 93-1          Filed 07/07/26       Page 53 of 103\n\n\n\n\nSettlement Class, from commenci ng or prosecuting any and all of the Released Plaintiffs Claims\n\nagainst each and all of the Released Defendants' Parties.\n\n         21.   Settlement Administration Fees and Expenses -All reasonable costs incurred in\n\nidentifying Settlement Class Members and notifying them of the Settlement as well as in\n\nadministering the Settlement shall be paid as set forth in the Stipulation without further order of\n\nthe Court.\n\n         22.   Settlement Fund - The contents of the Settlement Fund held by The Huntington\n\nNational Bank (which the Court approves as the Escrow Agent), shall be deemed and considered\n\nto be in custodia legis of the Court, and sha ll remain subject to the jurisdiction of the Court, until\n\nsuch time as they shall be distributed pursuant to the Stipulation and/or further order(s) of the\n\nCourt.\n\n         23.    Taxes - Lead Counsel is authorized and directed to prepare any tax returns and any\n\nother tax reporti ng form fo r or in respect to the Settlement Fund, to pay from the Settlement Fund\n\nany Taxes owed with respect to the Settlement Fund, and to otherwise perform all obligations with\n\nrespect to Taxes and any reporting or filings in respect thereof without further order of the Court\n\nin a manner consistent with the prov isions of the Stipulation.\n\n         24.    Termination of Settlement - If the Settlement is terminated as provided in the\n\nStipulation, the Settlement is not approved, or the Effective Date of the Settlement otherwise fails\n\nto occur, this Order shall be vacated , rendered null and void and be of no further force and effect,\n\nexcept as otherwise provided by the Stipulation, and this Order shall be without prejudice to the\n\nrights of Lead Plaintiff, the other Settlement Class Members and Defendants, and the Parties shall\n\nrevert to their res pective positions in the Action as of April 15 , 2026, as provided in the Stipulation.\n\n         25.    Use of this Order - Neither this Order, the Stipulation (whether or not\n\n\n\n\n                                                    12\n\f Case 1:24-cv-09253-CM-JW              Document 94         Filed 07/09/26       Page 13 of 14\n  Case 1:24-cv-09253-CM-JW             Document 93-1        Filed 07/07/26       Page 54 of 103\n\n\n\n\nconsummated), including the exhibits thereto and the Plan of Allocation contained therein (or an y\n\nother plan of allocation that may be approved by the Court), the negotiations leading to the\n\nexecution of the Stipulation, nor any proceedings taken pursuant to or in connection with the\n\nStipulation and/o r approval of the Settlement (including any arguments proffered in connection\n\ntherewith): (a) shall be offered against any of the Released Defendants ' Parties as evidence of, or\n\nconstrued as, or deemed to be ev idence of any presumption, concession, or admission by any of\n\nthe Released Defendants' Parties with respect to the truth of any fact alleged by Lead Plaintiff or\n\nthe validity of any claim that was or could have been asserted or the deficiency of any defense that\n\nhas been or could have been asserted in this Action or in any other litigation, or of any liability,\n\nnegligence, fau lt, or other wrongdo ing of any kind of any of the Released Defendants' Parties or\n\nin any way referred to for any other reason as against any of the Released Defendants' Parties, in\n\nany civil, cri mi nal or admi nistrative action or proceeding, other than such proceedings as may be\n\nnecessary to effectuate the provisions of the Stipulation; (b) shall be offered against any of the\n\nReleased Plaintiffs Parties, as evidence of, or construed as, or deemed to be evidence of any\n\npresumption, concession or admissio n by any of the Released Plaintiffs Parties that any of their\n\nclaims are without merit, that any of the Released Defendants' Parties had meritorious defenses,\n\nor that damages recoverable under the Complaint would not have exceeded the Settlement Amount\n\nor with respect to any liabil ity, negligence, fault or wrongdoing of any kind, or in any way referred\n\nto for any other reason as against any of the Released Plaintiffs Parties, in any civil, criminal or\n\nadministrative action or proceeding, other than such proceedings as may be necessary to effectuate\n\nthe provisions of the Stipulation; or (c) shall be construed against any of the Releasees as an\n\nadmission, concession, or presumption that the consideration to be given under the Settlement\n\nrepresents the amount which could be or would have been recovered after trial;provided, however,\n\n\n\n\n                                                  13\n\f Case 1:24-cv-09253-CM-JW               Document 94       Filed 07/09/26      Page 14 of 14\n  Case 1:24-cv-09253-CM-JW              Document 93-1      Filed 07/07/26      Page 55 of 103\n\n\n\n\nthat if the Stipulation is approved by the Court, the Parties and the Releasees and their respective\n\ncounsel may refer to it to effectuate the protections from liability granted thereunder or otherwise\n\nto enforce the terms of the Settlement.\n\n       26.     Supporting Papers - Lead Counsel shall file and serve the opening papers in\n\nsupport of the proposed Settlement, the Plan of Allocation, and Lead Counsel's motion for an\n\naward of attorneys' fees and reimbursement of Litigation Expenses no later than November 6,\n\n2026 ; and reply papers, if any, shall be filed and served no later than December 4, 2026.\n\n       27.     The Court retains jurisdiction to consider all further applications arising out of or\n\nconnected with the proposed Settlement.\n\nSO ORDERED this         q  J-1.._   day o f _   _ ) 1- +-----' 2026.\n                                            ~ _ \\,l\n\n\n\n                                                   f~ l\n                                                       The Honorable Colleen McMahon\n                                                          United States District Judge\n\n\n\n\n                                                 14\n\f","ocr_status":1,"date_upload":"2026-08-06T09:28:07.097681-07:00","document_number":"94","attachment_number":null,"pacer_doc_id":"127039946382","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order on Motion for Settlement","acms_document_guid":""}],"date_created":"2026-07-09T15:07:50.411893-07:00","date_modified":"2026-08-04T20:21:18.439561-07:00","date_filed":"2026-07-09","time_filed":"16:38:31","entry_number":94,"recap_sequence_number":"2026-07-09.001","pacer_sequence_number":339,"description":"ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE granting 91 Motion for Settlement. NOW THEREFORE, IT IS HEREBY ORDERED: Class Certification for Settlement Purposes - The Parties request that the Court certify a Settlement Class consisting of all persons and entities that purchased the publicly traded common stock of ASPI between September 26, 2024 and November 26, 2024, both dates inclusive (the \"Settlement Class Period\"). and who were allegedly damaged thereby as alleged in the Action. Excluded from the Settlement Class are Defendants. the officers and directors of ASPI, at all relevant times, members of their immediate families and their legal representatives, heirs, successors, or assigns, any entity in which Defendants have or had a controlling interest, and any trust of which Defendant Mann is the settlor or which is for the benefit of Defendant Mann and/or member(s) of his immediate family. Also excluded from the Settlement Class are any persons and entities who or which submit a request for exclusion from the Settlement Class that is accepted by the Court. Class Findings - The Court previously certified the Action as a class action. See Leone v. ASP Isotopes Inc., 811 F.Supp.3d 563, 630 (S.D.N.Y. 2025) (\"Class Ce1tification Order\"). Defendants requested. and Plaintiffs agreed, to minor modifications of the certified class for purposes of settlement. None of the changes impact the Courts analysis in the Class Certification Order. Accordingly, for the reasons set forth in the Class Certification Order, and solely for purposes of the proposed Settlement of this Action, the Court ce1tifies the Settlement Class as set forth in paragraph I. For the reasons set forth in the Class Certification Order, the Court further finds and concludes that pursuant to Rule 23 of the Federal Rules of Civil Procedure, and for the purposes of the Settlement only. Lead Plaintiff Mark Leone is certified as the Class Representative for the Settlement Class. The Court also confirms its appointment of Lead Counsel as Class Counsel for the Settlement Class. pursuant to Rule 23(g) of the Federal Rules of Civil Procedure. Preliminary Approval of the Settlement - The Court hereby preliminarily approves the Settlement, as embodied in the Stipulation, as being fair, reasonable and adequate to the Settlement Class, subject to further consideration at the Settlement Hearing to be conducted as described below. Settlement Hearing - The Court will hold a settlement hearing (the \"Settlement Hearing\") on December 15, 2026. at 12:30pm in Courtroom 24A of the United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl St., New York, NY 10007, for the following purposes: (a) to determine whether the proposed Settlement on the terms and conditions provided for in the Stipulation is fair, reasonable and adequate to the Settlement Class. and should be approved by the Court; (b) to determine whether a Judgment substantially in the form attached as Exhibit B to the Stipulation should be entered dismissing the Action with prejudice against Defendants; (c) to determine whether the proposed Plan of Allocation for the proceeds of the Settlement is fair and reasonable and should be approved; (d) to determine whether the motion by Lead Counsel for an award of attorneys' fees and reimbursement of Litigation Expenses should be approved; and (e) to consider any other matters that may properly be brought before the Court in connection with the Settlement. Notice of the Settlement and the Settlement Hearing shall be given to Settlement Class Members as set forth in paragraph 7 of this Order. As further set forth in this Order, Use of this Order - Neither this Order, the Stipulation (whether or not consummated), including the exhibits thereto and the Plan of Allocation contained therein (or any other plan of allocation that may be approved by the Court), the negotiations leading to the execution of the Stipulation, nor any proceedings taken pursuant to or in connection with the Stipulation and/or approval of the Settlement (including any arguments proffered in connection therewith): (a) shall be offered against any of the Released Defendants' Parties as evidence of, or construed as. or deemed to be evidence of any presumption, concession, or admission by any of the Released Defendants' Parties with respect to the truth of any fact alleged by Lead Plaintiff or the validity of any claim that was or could have been asserted or the deficiency of any defense that has been or could have been asserted in this Action or in any other litigation, or of any liability, negligence, fault, or other wrongdoing of any kind of any of the Released Defendants' Parties or in any way referred to for any other reason as against any of the Released Defendants' Parties, in any civil, criminal or administrative action or proceeding, other than such proceedings as may be necessary to effectuate the provisions of the Stipulation; (b) shall be offered against any of the Released Plaintiffs Pa11ies. as evidence of, or construed as, or deemed to be evidence of any presumption, concession or admission by any of the Released Plaintiffs Parties that any of their claims are without merit, that any of the Released Defendants' Parties had meritorious defenses, or that damages recoverable under the Complaint would not have exceeded the Settlement Amount or with respect to any liability, negligence, fault or wrongdoing of any kind, or in any way referred to for any other reason as against any of the Released Plaintiffs Parties, in any civil criminal or administrative action or proceeding, other than such proceedings as may be necessary to effectuate the provisions of the Stipulation: or (c) shall be construed against any of the Releasees as an admission, concession, or presumption that the consideration to be given under the Settlement represents the amount which could be or would have been recovered after trial; provided, however, that if the Stipulation is approved by the Court, the Parties and the Release es and their respective counsel may refer to it to effectuate the protections from liability granted thereunder or otherwise to enforce the terms of the Settlement. Supporting Papers - Lead Counsel shall file and serve the opening papers in support of the proposed Settlement, the Plan of Allocation, and Lead Counsel's motion for an award of attorneys' fees and reimbursement of Litigation Expenses no later than November 6, 2026; and reply papers, if any. shall be filed and served no later than December 4, 2026. The Court retains jurisdiction to consider all further applications arising out of or connected with the proposed Settlement. SO ORDERED. (Signed by Judge Colleen McMahon on 7/9/2026) (ar) (Entered: 07/09/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/470026015/","id":470026015,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/485383736/","id":485383736,"tags":[],"absolute_url":"/docket/69438539/91/leone-v-asp-isotopes-inc/","date_created":"2026-07-07T15:07:29.822279-07:00","date_modified":"2026-07-07T15:07:29.829540-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"91","attachment_number":null,"pacer_doc_id":"127039930053","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Settlement","acms_document_guid":""}],"date_created":"2026-07-07T15:07:29.796079-07:00","date_modified":"2026-08-04T20:21:18.397412-07:00","date_filed":"2026-07-07","time_filed":"17:12:50","entry_number":91,"recap_sequence_number":"2026-07-07.001","pacer_sequence_number":331,"description":"MOTION for Settlement Unopposed Motion for Preliminary Approval of Class Action Settlement; (II) Certification of the Settlement Class; (III) Approval of Notice to the Settlement Class. Document filed by Mark Leone. (Attachments: # 1 Proposed Order Preliminarily Approving Settlement and Providing for Notice).(Spencer, Garth) (Entered: 07/07/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/470026010/","id":470026010,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/485383731/","id":485383731,"tags":[],"absolute_url":"/docket/69438539/92/leone-v-asp-isotopes-inc/","date_created":"2026-07-07T15:07:28.744065-07:00","date_modified":"2026-07-07T15:07:28.758483-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"92","attachment_number":null,"pacer_doc_id":"127039930068","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Memorandum of Law in Support of Motion","acms_document_guid":""}],"date_created":"2026-07-07T15:07:28.712695-07:00","date_modified":"2026-08-04T20:21:18.415598-07:00","date_filed":"2026-07-07","time_filed":"17:14:58","entry_number":92,"recap_sequence_number":"2026-07-07.002","pacer_sequence_number":333,"description":"MEMORANDUM OF LAW in Support re: 91 MOTION for Settlement Unopposed Motion for Preliminary Approval of Class Action Settlement; (II) Certification of the Settlement Class; (III) Approval of Notice to the Settlement Class. . Document filed by Mark Leone..(Spencer, Garth) (Entered: 07/07/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/470025998/","id":470025998,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/485383719/","id":485383719,"tags":[],"absolute_url":"/docket/69438539/93/leone-v-asp-isotopes-inc/","date_created":"2026-07-07T15:07:26.423720-07:00","date_modified":"2026-07-07T15:07:26.434427-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"93","attachment_number":null,"pacer_doc_id":"127039930107","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Declaration in Support of Motion","acms_document_guid":""}],"date_created":"2026-07-07T15:07:26.392620-07:00","date_modified":"2026-08-04T20:21:18.427600-07:00","date_filed":"2026-07-07","time_filed":"17:18:29","entry_number":93,"recap_sequence_number":"2026-07-07.003","pacer_sequence_number":336,"description":"DECLARATION of Garth Spencer in Support re: 91 MOTION for Settlement Unopposed Motion for Preliminary Approval of Class Action Settlement; (II) Certification of the Settlement Class; (III) Approval of Notice to the Settlement Class.. Document filed by Mark Leone. (Attachments: # 1 Exhibit 1 - Stip of Settlement, # 2 Exhibit 2 - NERA Reports Excerpts).(Spencer, Garth) (Entered: 07/07/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/467462377/","id":467462377,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/482726650/","id":482726650,"tags":[],"absolute_url":"/docket/69438539/90/leone-v-asp-isotopes-inc/","date_created":"2026-06-15T10:10:30.197669-07:00","date_modified":"2026-06-25T08:38:09.505494-07:00","sha1":"14e5800ab650b6a572319e091be3f8d561fecf22","page_count":3,"file_size":151958,"filepath_local":"recap/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.90.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.90.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"   Case 1:24-cv-09253-CM-JW             Document 90           Filed 06/15/26         Page 1 of 3\n     Case 1:24-cv-09253-CM-JW             Document 89         Filed 06/05/26         Page 1 of 3\n\n\n\n\n                           UNITED STATES DISTRICT COURT\n                          SOUTHERN DISTRICT OF NEW YORK\n                                                                                 l    ..\n\n\n\nMARK LEO E, Individually and on Behalf\nof All Others Similarly Situated,\n        Plaintiff,\n                                                      C.A. No. 1:24-cv-9253-CM\n       V.\n                                                      Plaintiff must file a motion for preliminary approval of\nASP ISOTO PES INC ., PAULE. MANN ,                    the settlement by July 7, 2026. If no such motion is\nand HEATH ER KI ESSLING,                              timely filed, the parties must file a report with the court\n                                                      explaining why. The court will then set a date for filing\n       Defendants .                - ~-   ,......._\n                                                      such , ~~\n\n\n                 JOINT STATUS REPORT REGARDING SETTLEMENT\n                                                                                  ~\n       Lead Plaintiff Mark Leone (\" Plaintiff'), Defendant ASP Isotopes Inc. (\"ASPI \"), and\n\nDefendant Pau l Mann (\"Mann,\" together with ASPI , \" Defendants,\" and together with Plaintiff, the\n\n\" Parties\"), by and through their unde rsigned counsel , jointly write to update the Court regarding\n\ntheir agreement in principle to resolve all claims in this action, pursuant to the Joint Stipulation\n\nand Order Stay ing All Proceedings Pending Settlement which the Court so-ordered on April 6,\n\n2026. See ECF No. 85.\n\n       The Parties have been diligently negotiating the Stipulation and Agreement of Settlement\n\nand several documents re lated thereto, including the proposed Preliminary Approval Order,\n\nLong Notice , Summary Notice, Postcard Notice, Claim Form, Judgment, and Supplemental\n\nAgreement. These documents are subject to review by several constituencies, including\n\nDefendants ' D&O Carriers. Plaintiff has al so consulted with a damages expert to draft the\n\nproposed plan of allocation, and retai ned a claims administrator (subject to Court approval) after\n\na competitive bidding process.\n\f   Case 1:24-cv-09253-CM-JW              Document 90      Filed 06/15/26       Page 2 of 3\n      Case 1:24-cv-09253-CM-JW           Document 89       Filed 06/05/26      Page 2 of 3\n\n\n\n\n       Having met and conferred, the Parties believe that additional time is needed to complete\n\nand finali ze the settlement documentation and related materials necessary for the filing of the\n\nMotion for Preliminary Approval. The Parties anticipate being able to file the Motion for\n\nPreliminary Approval by Tuesday July 7, 2026. Accordingly, the Parties respectfully request that\n\nthe Court order Plaintiff to file the Motion for Preliminary Approval by July 7, 2026, or, if the\n\nParties are unable to meet that deadline, that the Parties jointly provide the Court with a status\n\nupdate at that time.\n\nDated: June 5, 2026\n\n GLANCY PRONGAY WOLKE &                           MORGAN, LEWIS & BOCKIUS LLP\n ROTTER LLP\n\n By : Isl Garth Spencer                           By: Isl Michael D. Blanchard\n Garth Spencer (GS-7623 )                         Michael D. Blanchard\n Joseph D. Cohen (pro hac vice)                   Christopher M. Wasi 1\n Amir A. Solei manpour (pro hac vice)             One State Street Hartford , CT 06103\n  1925 Centu ry Park East, Suite 21 00            (860) 240-2700\n Los Angeles, CA 90067                            michael.blanchard@morganlewis.co m\n Telephone: (3 10) 201-91 50                      christopher. was il@morgan lewis.co m\n gspencer@glancylaw.com\n jcohen@glancylaw.com                             Michael L. Kichline\n asoleimanpour@glancylaw.com                      Laura Hughes McNally\n                                                  Karen Pieslak Pohlmann\n John C. Roberts Jr. (pro hac vice)               2222 Market Street\n P.O. Box I 0249                                  Philadelphia, PA 19103\n Bainbridge Island , WA 98 110                    (215) 963-5000\n Telephone: (31 2) 961-883 2                      michael .kichline@morganlewis.com\n jroberts@g lancylaw.com                          laura.mcnal ly@morganlewis.com\n                                                  karen.pohlmann@morganlewis.com\n Counsel for Plaintiff Mark Leone and the\n Class                                            Brian A. Herman\n                                                  101 Park Avenue\n                                                  New York, NY 10178\n                                                  (212) 309-6000\n                                                  brian.herman@morganlewis.com\n\n                                                  Attorneys for Defendants ASP Isotopes Inc.\n                                                  and Paul E. Mann\n\n\n\n\n                                               -2-\n\f  Case 1:24-cv-09253-CM-JW       Document 90        Filed 06/15/26   Page 3 of 3\n    Case 1:24-cv-09253-CM-JW      Document 89       Filed 06/05/26   Page 3 of 3\n\n\n\n\nSO ORDERED.\n\n\nDATED: - - - - -- -, 2026\n\n\n\n\n                               The Honorable Colleen McMahon\n                               United States District Court Judge\n\n\n\n\n                                         -3-\n\f","ocr_status":1,"date_upload":"2026-06-24T17:20:05.507366-07:00","document_number":"90","attachment_number":null,"pacer_doc_id":"127039798127","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Memo Endorsement AND ~Util - Set Deadlines","acms_document_guid":""}],"date_created":"2026-06-15T10:10:30.159337-07:00","date_modified":"2026-08-04T20:21:18.378602-07:00","date_filed":"2026-06-15","time_filed":"11:19:16","entry_number":90,"recap_sequence_number":"2026-06-15.001","pacer_sequence_number":323,"description":"MEMO ENDORSEMENT on re: 89 Status Report filed by Mark Leone. ENDORSEMENT: Plaintiff must file a motion for preliminary approval ofthe settlement by July 7, 2026. If no such motion istimely filed, the parties must file a report with the courtexplaining why. The court will then set a date for filing such a motion. (Signed by Judge Colleen McMahon on 6/15/2026) (Motions due by 7/7/2026.) (ar) (Entered: 06/15/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/466437451/","id":466437451,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/481676319/","id":481676319,"tags":[],"absolute_url":"/docket/69438539/89/leone-v-asp-isotopes-inc/","date_created":"2026-06-05T08:08:56.410286-07:00","date_modified":"2026-06-05T08:08:56.418544-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"89","attachment_number":null,"pacer_doc_id":"127039741344","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Status Report","acms_document_guid":""}],"date_created":"2026-06-05T08:08:56.371433-07:00","date_modified":"2026-08-04T20:21:18.360124-07:00","date_filed":"2026-06-05","time_filed":"09:26:29","entry_number":89,"recap_sequence_number":"2026-06-05.001","pacer_sequence_number":321,"description":"STATUS REPORT. Joint Status Report Regarding Settlement Document filed by Mark Leone..(Spencer, Garth) (Entered: 06/05/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/464636618/","id":464636618,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/479818495/","id":479818495,"tags":[],"absolute_url":"","date_created":"2026-05-20T06:23:47.662932-07:00","date_modified":"2026-05-20T06:37:41.352887-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Set/Reset 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  Case 1:24-cv-09253-CM-JW               Document 88         Filed 04/24/26    Page 1 of 2\n    Case 1:24-cv-09253-CM-JW             Document 87-2        Filed 04/23/26    Page 1 of 2\n\n\n                             UNITED ST A TES DISTRICT COURT\n                             SOUTHERN DISTRICT OF NEW YORK\n\nMARK LEONE, Individually                            Case No. I :24-cv-09253-CM\nand on Behalf of All Others Similarly\nSituated,\n                                                                               - - --\u00b7'\n                Plaintiff,\n\n        v.\n\n ASP ISOTOPES INC., PAULE. MANN,\n and HEATHER KIESSLING,\n\n                Defendants.\n\n                         ORDER FOR ADMISSIONS PRO HAC VICE\n\n       The motion of Joseph D. Cohen, for admission to practice Pro Hae Vice in the above\n\ncaptioned action is granted .\n\n       Applicant has declared that he is a member in good standing of the bar of the state of\n\nCalifornia; and that his contact information is as follows:\n\n        Appli cant's Name: JOSEPH D. COHEN\n\n        Firm Name: GLAN CY PRONGA Y WOLKE & ROTTER LLP\n\n        Address : 1925 CENTURY PARK EAST, STE 2100\n\n        City/ State/ Zip: LOS ANGELES, CA 90067\n\n       Telephone/ Fax: (3 10) 201 - 9150\n\n       Applicant having requested admission Pro Hae Vice to appear for all purposes as\n\ncounsel for Lead Plaintiff Mark Leone in the above entitled action ;\n\n       IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hae Vice\n\nin the above captioned case in the United States District Court for the Southern District of\n\nNew York. All attorneys appearing before this Court are subj ect to the Local Rules of this\n\nCourt, including the Rules governing discipline of attorneys.\n\fCase 1:24-cv-09253-CM-JW   Document 88      Filed 04/24/26   Page 2 of 2\nCase 1:24-cv-09253-CM-JW   Document 87-2    Filed 04/23/26   Page 2 of 2\n\n\n\n\n                                (~)k,)~ - - --\n                                      UNITED STATES DISTRICT JUDGE\n                                      HON. COLLEEN MCMAHON\n\n\n\n\n                                  2\n\f","ocr_status":1,"date_upload":"2026-05-20T06:36:09.926599-07:00","document_number":"88","attachment_number":null,"pacer_doc_id":"127039490971","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order on Motion to Appear Pro Hac Vice","acms_document_guid":""}],"date_created":"2026-04-24T14:11:08.445227-07:00","date_modified":"2026-08-04T20:21:18.337965-07:00","date_filed":"2026-04-24","time_filed":"15:16:40","entry_number":88,"recap_sequence_number":"2026-04-24.002","pacer_sequence_number":319,"description":"ORDER FOR ADMISSIONS PRO HAC VICE granting 87 Motion for Joseph D. Cohen to Appear Pro Hac Vice. (Signed by Judge Colleen McMahon on 4/24/2026) (ks) Transmission to Attorney Services/Help Desk. (Entered: 04/24/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/461868582/","id":461868582,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/476970182/","id":476970182,"tags":[],"absolute_url":"","date_created":"2026-04-24T08:10:50.081383-07:00","date_modified":"2026-05-20T06:37:42.410444-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice Regarding Pro Hac Vice Motion","acms_document_guid":""}],"date_created":"2026-04-24T08:10:50.059268-07:00","date_modified":"2026-05-20T06:37:42.381848-07:00","date_filed":"2026-04-24","time_filed":"10:29:20","entry_number":null,"recap_sequence_number":"2026-04-24.001","pacer_sequence_number":null,"description":"","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/461828272/","id":461828272,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/476928739/","id":476928739,"tags":[],"absolute_url":"/docket/69438539/87/leone-v-asp-isotopes-inc/","date_created":"2026-04-23T20:11:11.168376-07:00","date_modified":"2026-05-20T06:37:42.134788-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"87","attachment_number":null,"pacer_doc_id":"127039486278","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Motion to Appear Pro Hac Vice","acms_document_guid":""}],"date_created":"2026-04-23T20:11:11.139115-07:00","date_modified":"2026-08-04T20:21:18.283352-07:00","date_filed":"2026-04-23","time_filed":"21:28:03","entry_number":87,"recap_sequence_number":"2026-04-23.001","pacer_sequence_number":313,"description":"MOTION for Joseph D. Cohen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-32746965. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Mark Leone. (Attachments: # 1 Affidavit ISO of Motion for Admission Pro Hac Vice, # 2 Proposed Order Granting Motion, # 3 Exhibit Certificate of Good Standing CA).(Cohen, Joseph) (Entered: 04/23/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/459868813/","id":459868813,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/474910314/","id":474910314,"tags":[],"absolute_url":"/docket/69438539/86/leone-v-asp-isotopes-inc/","date_created":"2026-04-06T16:10:56.050760-07:00","date_modified":"2026-07-08T15:31:40.276926-07:00","sha1":"51f1746b7b0a0fc0c6b0c67ea3a766fb8c2e7e0f","page_count":1,"file_size":132934,"filepath_local":"recap/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.86.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.86.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"       Case 1:24-cv-09253-CM-JW                 Document 86          Filed 04/06/26    Page 1 of 1\n\n\n\n\nUNITED STATES DISTRICT COURT\nSOUTHERN DISTRICT OF NEW YORK\n-----------------------------------------------------------------X\nLEONE,\n\n                                            Plaintiff,                                ORDER\n\n                          -against-                                         24-CV-9253 (CM) (JW)\n\nASP ISOTOPES INC. et al.,\n\n                                             Defendants.\n-----------------------------------------------------------------X\nJENNIFER E. WILLIS, United States Magistrate Judge:\n\n        In light of the parties\u2019 joint stipulation entered by Judge McMahon at Dkt. No.\n\n85, the discovery conference scheduled for April 27, 2026 at 11:00 AM is adjourned\n\nsine die.\n\n        SO ORDERED.\n\nDATED:           New York, New York\n                 April 6, 2026\n                                                              ______________________________\n                                                              JENNIFER E. WILLIS\n                                                              United States Magistrate Judge\n\f","ocr_status":2,"date_upload":"2026-05-19T13:08:21.473490-07:00","document_number":"86","attachment_number":null,"pacer_doc_id":"127039371328","is_available":true,"is_free_on_pacer":true,"is_sealed":null,"document_type":1,"description":"Order","acms_document_guid":""}],"date_created":"2026-04-06T16:10:56.017842-07:00","date_modified":"2026-08-04T20:21:18.255860-07:00","date_filed":"2026-04-06","time_filed":"17:20:32","entry_number":86,"recap_sequence_number":"2026-04-06.002","pacer_sequence_number":310,"description":"ORDER: In light of the parties' joint stipulation entered by Judge McMahon at Dkt. No. 85, the discovery conference scheduled for April 27, 2026 at 11:00 AM is adjourned sine die. SO ORDERED. (Signed by Magistrate Judge Jennifer E. Willis on 4/6/2026) (tg) (Entered: 04/06/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/459798613/","id":459798613,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69438539/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/474838259/","id":474838259,"tags":[],"absolute_url":"/docket/69438539/85/leone-v-asp-isotopes-inc/","date_created":"2026-04-06T10:09:56.743067-07:00","date_modified":"2026-05-22T11:40:52.817315-07:00","sha1":"8b02cddff76eba406b148c4f1c157e2690625929","page_count":3,"file_size":225933,"filepath_local":"recap/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.85.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.nysd.632810/gov.uscourts.nysd.632810.85.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"    Case 1:24-cv-09253-CM-JW                Document 85        Filed 04/06/26       Page 1 of 3\n      Case 1:24-cv-09253-CM-JW              Document 84       Filed 04/03/26      Page 1 of 3\n\n\n\n\n                            UNITED STATES DISTRICT COURT\n                           SOUTHERN DISTRICT OF NEW YORK\n\nMARK LEONE, Indi vidually and on Behalf\nof All Others Si milarly Situated,\n        Plaintiff,\n\n       V.                                             C.A . No. 1:24-cv-9253-CM\nASP ISOTOP ES INC. , PA LE. MANN,\nand HEATHER KIESSLIN G,\n\n       Defendants .\n\n                            JOINT STIPULATION AND\n                DE ORDER STAYING ALL PROCEEDINGS PENDING SETTLEMENT\n\n       Lead Plaintiff Mark Leone (\" Plaintiff '), Defendant ASP Isotopes Inc. (\"ASPI \" ), and\n\nDefendant Paul Mann (\" Mann,\" together with ASPI , \" Defendants,\" and together with Plaintiff, the\n\n\" Parties\"), by and through their undersigned counsel, jointly stipulate as fo llows:\n\n        WHEREAS , on May 28, 2025, Plaintiff filed his amended securities class action complaint\n\n(the \"Amended Complaint\").\n\n        WHEREAS , on June 27, 2025, Defendants moved to dismiss the Amended Complaint, and\n\nPlaintiff filed his motion for class certification.\n\n        WHEREAS , on December 4, 2025, the Court granted in part and denied in part the\n\nDefendants ' motion\u00b7 to dismiss and granted Plaintiffs motion for class certification.\n\n        WHEREAS , on March 31, 2026, co unsel for the Parties participated in an all-day\n\nmediation conducted by David M. Murphy of Phillips ADR Enterprises in effort to resolve the\n\nclaims in this Action .\n\n        WHEREA S, on April 3, 2026, the Parties reached an agreement-in-principle to resolve all\n\nclaims in this Action, subject to the Court's approval and the Parties ' formalizing their agreement\n\nthrough the preparation and execution of a stipulation of settlement.\n\f    Case 1:24-cv-09253-CM-JW              Document 85         Filed 04/06/26       Page 2 of 3\n      Case 1:24-cv-09253-CM-JW            Document 84        Filed 04/03/26       Page 2 of 3\n\n\n\n\n       WHEREAS , the Parties are engaged in ongoing discovery in this Action, including the\n\nproduction of documents and motion practice before Magistrate Judge Willis, and the Parties agree\n\nthat immediate ly staying all proceedings will avoid unnecessary litigation and conserve the\n\nresources of the Court and the Parties.\n\n       NOW , THEREFORE, THE PARTIES, SUBJECT TO THE COURT'S APPROVAL,\n\nHEREBY STIPULATE A D AGREE AS FOLLOWS:\n\n    1. The Parties agree to vo luntarily stay all proceedings in the Action.\n\n   2. The Parties shall fil e their stipu lation of settlement and Plaintiff shall file his motion for\n\npreliminary approval of the settlement within 60 days of the date of the Court ' s approval of this\n\nJoint Stipulation. If the Parties cannot meet this deadline, they will jointly provide the Court with\n\nan update at that time. \u00b7\n\n GLANCY PRONGAY WOLKE &                            MORGAN, LEWIS & BOCKIUS LLP\n ROTTERLLP\n\n By: Isl Garth Spencer                             By: Isl Michael D. Blanchard\n Garth Spencer (GS-7623)                           Michael D. Blanchard\n Robert V. Prongay                                 Christopher M. Wasil\n Amir A. Soleimanpour (pro hac vice)               One State Street\n                                                   Hartford , CT 06103\n 1925 Century Park East, Suite 2100                (860) 240-2700\n Los Angeles, CA 90067                             michael.blanchard@morganlewis.com\n Telephone: (310) 201-915 0                        christopher.wasil@morganlewis.com\n Facsimile: (310) 201-9160\n Email: gspencer@glancylaw.com                     Michael L. Kichline\n rprongay@glancy law .com                          Laura Hughes McNally\n asoleimanpour@glancylaw.com                       Karen Pieslak Pohlmann\n                                                   2222 Market Street\n John C. Roberts Jr. (pro hac vice)                Philadelphia, PA 19103\n P.O. Box 10249                                    (215) 963-5000\n Bainbridge Island , WA 981 10                     michael .kichline@morganlewis.com\n Telephone: (312) 961-8832                         laura.mcnal ly@morganlewis.com\n jroberts@glancy law.<;:om                         karen.pohlmann@morganlewis.com\n Counsel for Plaintiff Mark Leone and the\n Class\n\n\n\n\n                                                 -2-\n\f  Case 1:24-cv-09253-CM-JW       Document 85       Filed 04/06/26     Page 3 of 3\n   Case 1:24-cv-09253-CM -JW     Document 84      Filed 04/03/26     Page 3 of 3\n\n\n\n\n                                         Brian A. Herman\n                                         10 I Park Avenue\n                                         New York, NY 10178\n                                         (2 12) 309-6000\n                                         brian.herman@morganlewis.com\n\n                                         Attorneys for Defendants ASP Isotopes Inc.\n                                         and Paul E. Mann\n\n\n\n\nSO ORDERED.\n\n\nDATED:   _ut2kd . ~- ,2026\n            __,7-\n\n\n\n                               Colleen McMahon United States District Judge\n\n\n\n\n                                       -3-\n\f","ocr_status":1,"date_upload":"2026-05-20T06:40:14.667676-07:00","document_number":"85","attachment_number":null,"pacer_doc_id":"127039368277","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Stipulation and Order","acms_document_guid":""}],"date_created":"2026-04-06T10:09:56.718417-07:00","date_modified":"2026-08-04T20:21:18.226359-07:00","date_filed":"2026-04-06","time_filed":"13:01:07","entry_number":85,"recap_sequence_number":"2026-04-06.001","pacer_sequence_number":307,"description":"JOINT STIPULATION AND ORDER STAYING ALL PROCEEDINGS PENDING SETTLEMENT : NOW, THEREFORE, THE PARTIES, SUBJECT TO THE COURT'S APPROVAL,HEREBY STIPULATE AND AGREE AS FOLLOWS: 1. The Parties agree to voluntarily stay all proceedings in the Action. 2. The Parties shall file their stipulation of settlement and Plaintiff shall file his motion for preliminary approval of the settlement within 60 days of the date of the Court's approval of this Joint Stipulation. If the Parties cannot meet this deadline, they will jointly provide the Court with an update at that time. SO ORDERED. (Signed by Judge Colleen McMahon on 4/6/26) (yv) (Entered: 04/06/2026)","tags":[]}],"entries_total":"https://www.courtlistener.com/api/rest/v4/docket-entries/?count=on&docket=69438539&page_size=40"}