{"cached_at":"2026-10-20T10:43:40.402929+00:00","cl_docket_id":"70235837","docket":{"resource_uri":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","id":70235837,"court":"https://www.courtlistener.com/api/rest/v4/courts/cacd/","court_id":"cacd","original_court_info":null,"idb_data":null,"clusters":[],"audio_files":[],"assigned_to":null,"referred_to":"https://www.courtlistener.com/api/rest/v4/people/9064/","bankruptcy_information":null,"absolute_url":"/docket/70235837/in-re-compass-securities-litigation/","date_created":"2025-05-09T07:35:36.673272-07:00","date_modified":"2026-05-14T23:47:45.423337-07:00","source":1,"appeal_from_str":"","assigned_to_str":"Monica Ramirez Almadani","referred_to_str":"Karen E. Scott","panel_str":"","date_last_index":null,"date_cert_granted":null,"date_cert_denied":null,"date_argued":null,"date_reargued":null,"date_reargument_denied":null,"date_filed":"2025-05-09","date_terminated":"2025-12-10","date_last_filing":"2025-12-10","case_name_short":"","case_name":"In re: Compass Securities Litigation","case_name_full":"","slug":"in-re-compass-securities-litigation","docket_number":"8:25-cv-00981","docket_number_core":"2500981","docket_number_raw":"8:25-cv-00981","docket_number_source":0,"federal_dn_office_code":"8","federal_dn_case_type":"cv","federal_dn_judge_initials_assigned":"MRA","federal_dn_judge_initials_referred":"KES","federal_defendant_number":null,"pacer_case_id":"969684","cause":"15:78m(a) Securities Exchange Act","nature_of_suit":"850 Securities/Commodities","jury_demand":"Plaintiff","jurisdiction_type":"Federal Question","appellate_fee_status":"","appellate_case_type_information":"","mdl_status":"","filepath_ia":"","filepath_ia_json":"","ia_upload_failure_count":null,"ia_needs_upload":true,"ia_date_first_change":"2025-05-09T07:35:36.666489-07:00","date_blocked":null,"blocked":false,"appeal_from":null,"parent_docket":null,"tags":[],"panel":[]},"parties":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843206/","id":16843206,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Defendant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:21.384368-08:00","date_modified":"2025-12-12T17:02:21.384380-08:00","name":"Patrick A. Maciariello","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843205/","id":16843205,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Defendant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:21.331662-08:00","date_modified":"2025-12-12T17:02:21.331672-08:00","name":"Compass Group Management LLC","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843204/","id":16843204,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950689/","attorney_id":10950689,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.959613-08:00","date_modified":"2025-12-12T17:02:20.959624-08:00","name":"The Paxton Lee Shoen 1998 Education Trust","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843203/","id":16843203,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950689/","attorney_id":10950689,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.929041-08:00","date_modified":"2025-12-12T17:02:20.929053-08:00","name":"The Paul F. Shoen Revocable Trust","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843202/","id":16843202,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950689/","attorney_id":10950689,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.898868-08:00","date_modified":"2025-12-12T17:02:20.898881-08:00","name":"GTW Sub-Trust","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843201/","id":16843201,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950689/","attorney_id":10950689,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.811526-08:00","date_modified":"2025-12-12T17:02:20.811539-08:00","name":"Glenbrook Capital Management, Inc. Employees' Profit-Sharing Plan","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843200/","id":16843200,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950682/","attorney_id":10950682,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.772910-08:00","date_modified":"2025-12-12T17:02:20.772924-08:00","name":"Olson 7 Management, LLC","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843199/","id":16843199,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950688/","attorney_id":10950688,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950688/","attorney_id":10950688,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.381875-08:00","date_modified":"2025-12-12T17:02:20.381887-08:00","name":"The KL Kamholz Joint Revocable Trust","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843198/","id":16843198,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950687/","attorney_id":10950687,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.165633-08:00","date_modified":"2025-12-12T17:02:20.165648-08:00","name":"Nicholas Moreno","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843197/","id":16843197,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950682/","attorney_id":10950682,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10335217/","attorney_id":10335217,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.104213-08:00","date_modified":"2025-12-12T17:02:20.104227-08:00","name":"Erie County Employees' Retirement System","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843196/","id":16843196,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950686/","attorney_id":10950686,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Movant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:20.024108-08:00","date_modified":"2025-12-12T17:02:20.024124-08:00","name":"Bernard Swift","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843195/","id":16843195,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950681/","attorney_id":10950681,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950681/","attorney_id":10950681,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950682/","attorney_id":10950682,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950682/","attorney_id":10950682,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950683/","attorney_id":10950683,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":4},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950683/","attorney_id":10950683,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950683/","attorney_id":10950683,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950684/","attorney_id":10950684,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":4},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950684/","attorney_id":10950684,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950684/","attorney_id":10950684,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950685/","attorney_id":10950685,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":4},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950685/","attorney_id":10950685,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950685/","attorney_id":10950685,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Plaintiff","date_terminated":null,"extra_info":"Individually and on behalf of All others Similarly Situated","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:19.679731-08:00","date_modified":"2025-12-12T17:02:19.679744-08:00","name":"Kevin Tan","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843194/","id":16843194,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950680/","attorney_id":10950680,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950680/","attorney_id":10950680,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Plaintiff","date_terminated":"2025-08-29","extra_info":"Individually and on Behalf of All Others Similarly Situated\nTERMINATED: 08/29/2025","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:19.596868-08:00","date_modified":"2025-12-12T17:02:19.596887-08:00","name":"Todd Augenbaum","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/16843193/","id":16843193,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950675/","attorney_id":10950675,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":4},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950675/","attorney_id":10950675,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950676/","attorney_id":10950676,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950677/","attorney_id":10950677,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":4},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950677/","attorney_id":10950677,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950678/","attorney_id":10950678,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950678/","attorney_id":10950678,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":8},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950679/","attorney_id":10950679,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":4},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950679/","attorney_id":10950679,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Plaintiff","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-12-12T17:02:19.209488-08:00","date_modified":"2025-12-12T17:02:19.209506-08:00","name":"Eastern Atlantic States Carpenters Benefit Funds","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/15484082/","id":15484082,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Defendant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-05-14T08:32:12.297214-07:00","date_modified":"2025-05-14T08:32:12.297222-07:00","name":"Compass Diversified Holdings","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/15484081/","id":15484081,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Defendant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-05-14T08:32:12.291113-07:00","date_modified":"2025-05-14T08:32:12.291123-07:00","name":"Compass Group Diversified Holdings, LLC","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/15484080/","id":15484080,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10335217/","attorney_id":10335217,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10335217/","attorney_id":10335217,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":2}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Plaintiff","date_terminated":null,"extra_info":"Individually and on behalf of all others similarly situated","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-05-14T08:32:12.076369-07:00","date_modified":"2025-05-14T08:32:12.076378-07:00","name":"Robert J. Matthews","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/15472352/","id":15472352,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Defendant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-05-12T10:10:59.418745-07:00","date_modified":"2025-05-12T10:10:59.418756-07:00","name":"Stephen Keller","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/15472351/","id":15472351,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Defendant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-05-12T10:10:59.406251-07:00","date_modified":"2025-05-12T10:10:59.406266-07:00","name":"Ryan J Faulkingham","extra_info":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/parties/15472350/","id":15472350,"attorneys":[{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950690/","attorney_id":10950690,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1},{"attorney":"https://www.courtlistener.com/api/rest/v4/attorneys/10950691/","attorney_id":10950691,"date_action":null,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"role":1}],"party_types":[{"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","docket_id":70235837,"name":"Defendant","date_terminated":null,"extra_info":"","highest_offense_level_opening":"","highest_offense_level_terminated":"","criminal_counts":[],"criminal_complaints":[]}],"date_created":"2025-05-12T10:10:59.395902-07:00","date_modified":"2025-05-12T10:10:59.395917-07:00","name":"Elias J Sabo","extra_info":""}],"entries":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/446820260/","id":446820260,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/461554934/","id":461554934,"tags":[],"absolute_url":"/docket/70235837/72/in-re-compass-securities-litigation/","date_created":"2025-12-10T16:03:22.167841-08:00","date_modified":"2026-01-26T22:19:43.125769-08:00","sha1":"912abf6d2e482845c8bb57e25eb61340d3a20d80","page_count":2,"file_size":129314,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.72.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.72.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":" Case 8:25-cv-00981-MRA-KES Document 72 Filed 12/10/25 Page 1 of 2 Page ID\n #:1089\n\n\n\n1\n2\n3\n JS-6\n4\n5\n6\n7\n8\n9\n10 UNITED STATES DISTRICT COURT\n CENTRAL DISTRICT OF CALIFORNIA\n11\n12 Case No. 8:25-cv-00981-MRA-KES\n13 In re: Compass Securities Litigation Hon. M\u00f3nica Ram\u00edrez Almadani\n14\n15\n16 This Document Relates To: All Actions DISMISSAL ORDER [70]\n17\n18 On December 10, 2025, Lead Plaintiff EAS Carpenters filed a Corrected Notice of\n19\n Voluntary Dismissal, seeking dismissal of \u201cthe above-captioned action in its entirety,\n20\n21 against all Defendants, without prejudice and without costs\u201d under Federal Rule of Civil\n\n22 Procedure 41(a)(1)(A)(i). ECF No. 70.\n23\n The Corrected Notice of Voluntary Dismissal confirms that: (1) the dismissal applies\n24\n25 to all individual actions the Court consolidated in its September 12, 2025 order (see ECF\n26\n No. 65), i.e., Matthews, et al. v. Compass Group Diversified Holdings, LLC, et al., No.\n27\n28 8:25-cv-00981-MRA-KES; Augenbaum, et al. v. Compass Diversified Holdings, et al., No.\n\n\n\n -1-\n\f Case 8:25-cv-00981-MRA-KES Document 72 Filed 12/10/25 Page 2 of 2 Page ID\n #:1090\n\n\n\n1 8:25-cv-01003-MRA-KES; and Tan, et al. v. Compass Diversified Holdings, et al., No.\n2 2:25-cv-05777-MRA-KES; and (2) counsel in all of the individual actions have consented\n3\n to the dismissal of the Consolidated Action in its entirety, and Lead Counsel has the\n4\n5 authority to request such dismissal.\n6\n The Court, having considered Lead Plaintiff\u2019s Notice and finding good cause\n7\n8 therefor, hereby DISMISSES the above-captioned Consolidated Action\u2014as well as the\n9 individual actions consolidated therein\u2014in their entirety, against all Defendants, without\n10\n prejudice and without costs.\n11\n12\n IT IS SO ORDERED.\n13\n14\n Dated: December 10, 2025 ___________________________________\n15 HON. M\u00d3NICA RAM\u00cdREZ ALMADANI\n16 UNITED STATES DISTRICT JUDGE\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n\n\n\n -2-\n\f","ocr_status":2,"date_upload":"2025-12-24T00:30:52.601013-08:00","document_number":"72","attachment_number":null,"pacer_doc_id":"031046519882","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order AND ~Util - Terminate Civil Case","acms_document_guid":""}],"date_created":"2025-12-10T16:03:22.140368-08:00","date_modified":"2026-01-26T22:19:43.103355-08:00","date_filed":"2025-12-10","time_filed":"15:53:55","entry_number":72,"recap_sequence_number":"2025-12-10.003","pacer_sequence_number":298,"description":"DISMISSAL ORDER 70 by Judge Monica Ramirez Almadani, The Court, having considered Lead Plaintiff's Notice and finding good cause therefor, hereby DISMISSES the above-captioned Consolidated Actionas well as the individual actions consolidated thereinin their entirety, against all Defendants, without prejudice and without costs. (Made JS-6. Case Terminated.) (jp) (Entered: 12/10/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/446803030/","id":446803030,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/461537274/","id":461537274,"tags":[],"absolute_url":"/docket/70235837/71/in-re-compass-securities-litigation/","date_created":"2025-12-10T14:07:16.147481-08:00","date_modified":"2026-05-18T05:32:37.980069-07:00","sha1":"12a20e766f975c59a8d71ce5ac6fc5fb2d2e5b4d","page_count":2,"file_size":83049,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.71.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.71.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":" Case 8:25-cv-00981-MRA-KES Document 71 Filed 12/10/25 Page 1 of 2 Page ID\n #:1087\n\n\n\n 1\n 2\n 3\n 4\n 5\n 6 UNITED STATES DISTRICT COURT\n CENTRAL DISTRICT OF CALIFORNIA\n 7\n 8 Case No. 8:25-cv-00981-MRA-KES\n 9 In re: Compass Securities Litigation Hon. M\u00f3nica Ram\u00edrez Almadani\n10\n11\n12 This Document Relates To: All Actions [PROPOSED] DISMISSAL ORDER\n [ECF NO. __]\n13\n14 On December 10, 2025, Lead Plaintiff EAS Carpenters filed a Corrected Notice of\n15\n Voluntary Dismissal, seeking dismissal of \u201cthe above-captioned action in its entirety,\n16\n17 against all Defendants, without prejudice and without costs\u201d under Federal Rule of Civil\n\n18 Procedure 41(a)(1)(A)(i). ECF No. 70.\n19\n The Corrected Notice of Voluntary Dismissal confirms that: (1) the dismissal applies\n20\n21 to all individual actions the Court consolidated in its September 12, 2025 order (see ECF\n22\n No. 65), i.e., Matthews, et al. v. Compass Group Diversified Holdings, LLC, et al., No.\n23\n24 8:25-cv-00981-MRA-KES; Augenbaum, et al. v. Compass Diversified Holdings, et al., No.\n25 8:25-cv-01003-MRA-KES; and Tan, et al. v. Compass Diversified Holdings, et al., No.\n26\n 2:25-cv-05777-MRA-KES; and (2) counsel in all of the individual actions have consented\n27\n28\n\n\n\n -1-\n\f Case 8:25-cv-00981-MRA-KES Document 71 Filed 12/10/25 Page 2 of 2 Page ID\n #:1088\n\n\n\n 1 to the dismissal of the Consolidated Action in its entirety, and Lead Counsel has the\n 2 authority to request such dismissal.\n 3\n The Court, having considered Lead Plaintiff\u2019s Notice and finding good cause\n 4\n 5 therefor, hereby DISMISSES the above-captioned Consolidated Action\u2014as well as the\n 6\n individual actions consolidated therein\u2014in their entirety, against all Defendants, without\n 7\n 8 prejudice and without costs.\n 9\n IT IS SO ORDERED.\n10\n11\n Dated: ___________________________________\n12 HON. M\u00d3NICA RAM\u00cdREZ ALMADANI\n13 UNITED STATES DISTRICT JUDGE\n14\n15\n16\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n\n\n\n -2-\n\f","ocr_status":2,"date_upload":"2026-05-14T23:39:42.677087-07:00","document_number":"71","attachment_number":null,"pacer_doc_id":"031046517525","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Voluntary Dismissal of Party(ies) (Pursuant to FRCP 41a(1))","acms_document_guid":""}],"date_created":"2025-12-10T14:07:16.112165-08:00","date_modified":"2026-01-26T22:19:43.022886-08:00","date_filed":"2025-12-10","time_filed":"13:38:59","entry_number":71,"recap_sequence_number":"2025-12-10.002","pacer_sequence_number":296,"description":"NOTICE OF DISMISSAL filed by Plaintiff Eastern Atlantic States Carpenters Benefit Funds pursuant to FRCP 41a(1) [Proposed] Dismissal Order [ECF No. 70] as to All Plaintiffs. (Donato Saler, Christina) (Entered: 12/10/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/446798816/","id":446798816,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/461532976/","id":461532976,"tags":[],"absolute_url":"/docket/70235837/70/in-re-compass-securities-litigation/","date_created":"2025-12-10T13:36:54.137927-08:00","date_modified":"2026-05-18T05:36:20.820171-07:00","sha1":"101298a01bce64955d1f3091056725ff22a115ee","page_count":4,"file_size":154560,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.70.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.70.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":"2026-05-14T23:39:49.383121-07:00","document_number":"70","attachment_number":null,"pacer_doc_id":"031046517117","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Voluntary Dismissal of Party(ies) (Pursuant to FRCP 41a(1))","acms_document_guid":""}],"date_created":"2025-12-10T13:36:54.103737-08:00","date_modified":"2026-01-26T22:19:42.965194-08:00","date_filed":"2025-12-10","time_filed":"13:00:53","entry_number":70,"recap_sequence_number":"2025-12-10.001","pacer_sequence_number":294,"description":"NOTICE OF DISMISSAL filed by Plaintiff Eastern Atlantic States Carpenters Benefit Funds pursuant to FRCP 41a(1) Lead Plaintiff EAS Carpenters' Corrected Notice of Voluntary Dismissal as to All Plaintiffs. (Donato Saler, Christina) (Entered: 12/10/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/446362415/","id":446362415,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/461082605/","id":461082605,"tags":[],"absolute_url":"/docket/70235837/69/in-re-compass-securities-litigation/","date_created":"2025-12-05T16:36:19.453915-08:00","date_modified":"2026-05-18T05:32:38.436672-07:00","sha1":"e82efe113d5dee65fa2c8e558f160de0cb55adab","page_count":2,"file_size":117973,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.69.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.69.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":" Case 8:25-cv-00981-MRA-KES Document 69 Filed 12/05/25 Page 1 of 2 Page ID\n #:1081\n\n\n\n1\n2\n3\n4\n5\n6\n7\n8 UNITED STATES DISTRICT COURT\n CENTRAL DISTRICT OF CALIFORNIA\n9\n10\n Case No. 8:25-cv-00981-MRA-KES\n11 In re: Compass Securities Litigation\n12 ORDER GRANTING MOTION FOR\n This Document Relates To: All Actions\n13 RELIEF [68] AND REQUIRING LEAD\n14 PLAINTIFF TO FILE RENEWED\n NOTICE OF VOLUNTARY\n15 DISMISSAL\n16\n17\n18 On December 4, 2025, Lead Plaintiff Eastern Atlantic States Carpenters Benefit\n19 Funds moved this Court for relief, pursuant to Federal Rule of Civil Procedure 60(b), from\n20 its October 31, 2025, voluntary dismissal of the above-captioned action with prejudice to\n21 instead voluntarily dismiss without prejudice. ECF 68. Defendants do not oppose the\n22 Motion for Relief.\n23 The Court, having considered Lead Plaintiff\u2019s request and finding good cause\n24 therefor, hereby GRANTS the Motion for Relief [68] and ORDERS that Lead Plaintiff\n25 file a Corrected Notice of Voluntary Dismissal without prejudice along with a proposed\n26 order within five (5) calendar days from the entry of this Order. The Notice and proposed\n27 order shall clearly and explicitly explain and confirm whether the voluntary dismissal\n28 applies to all the individual actions that the Court consolidated, see ECF 65, and whether\n\n\n\n -1-\n\f Case 8:25-cv-00981-MRA-KES Document 69 Filed 12/05/25 Page 2 of 2 Page ID\n #:1082\n\n\n\n1 Lead Counsel has authority from all counsel in all those actions to dismiss this\n2 Consolidated Action in its entirety. Failure to provide this information will delay dismissal\n3 of this case. In addition, based on the status of the case, the Scheduling Conference set for\n4 December 8, 2025, at 1:30 p.m. is no longer necessary and hereby VACATED.\n5\n6 IT IS SO ORDERED.\n7\n8\n9 Dated: December 5, 2025 ___________________________________\n10 HON. MONICA RAMIREZ ALMADANI\n UNITED STATES DISTRICT JUDGE\n11\n12\n13\n14\n15\n16\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n\n\n\n -2-\n\f","ocr_status":2,"date_upload":"2026-05-14T23:39:50.502447-07:00","document_number":"69","attachment_number":null,"pacer_doc_id":"031046486451","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order on Motion for Relief","acms_document_guid":""}],"date_created":"2025-12-05T16:36:19.415905-08:00","date_modified":"2026-01-26T22:19:42.911033-08:00","date_filed":"2025-12-05","time_filed":"16:01:35","entry_number":69,"recap_sequence_number":"2025-12-05.001","pacer_sequence_number":292,"description":"ORDER GRANTING Motion for Relief 68 and Requiring Lead Plaintiff to File Renewed Notice of Vlountary Dismissal by Judge Monica Ramirez Almadani, hereby GRANTS the Motion for Relief 68 and ORDERS that Lead Plaintiff file a Corrected Notice of Voluntary Dismissal without prejudice along with a proposed order within five (5) calendar days from the entry of this Order. In addition, based on the status of the case, the Scheduling Conference set for 12/8/2025, at 1:30 PM., is no longer necessary and hereby VACATED. (jp) (Entered: 12/05/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/446166974/","id":446166974,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/460883531/","id":460883531,"tags":[],"absolute_url":"/docket/70235837/68/in-re-compass-securities-litigation/","date_created":"2025-12-04T11:05:38.240953-08:00","date_modified":"2026-01-26T22:19:42.885592-08:00","sha1":"8692d95775983a4c1233ffb3747dcec0e25bc799","page_count":9,"file_size":289951,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.68.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.68.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"Case 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 1 of 9 Page ID\n #:1072\n\n\n 1 GIRARD SHARP LLP\n Sean P. Greene (Bar No. 328718)\n 2 (sgreen@girardsharp.com)\n 222 Pacific Coast Highway, 10th Floor\n 3 El Segundo, CA 90245\n Telephone: (415) 544-6453\n 4 Facsimile: (415) 981-4846\n 5 Counsel for Lead Plaintiff EAS Carpenters\n and Liaison Counsel for the Class\n 6\n COHEN MILSTEIN SELLERS & TOLL PLLC\n 7 Steven J. Toll (admitted pro hac vice)\n (stoll@cohenmilstein.com)\n 8 1100 New York Ave. NW \u25cf Suite 800\n Washington, DC 20005\n 9 Telephone: (202) 408-4600\n10 Counsel for Lead Plaintiff EAS Carpenters\n and Lead Counsel for the Class\n11\n [Additional counsel appear on signature page]\n12\n UNITED STATES DISTRICT COURT\n13\n CENTRAL DISTRICT OF CALIFORNIA\n14\n15\n16 Case No: 8:25-cv-00981-MRA-KES\n17 In re: Compass Securities Litigation Hon. M\u00f3nica Ram\u00edrez Almadani\n18 LEAD PLAINTIFF EAS CARPENTERS\u2019\n NOTICE OF MOTION AND\n19 UNOPPOSED MOTION FOR RULE\n 60(b) RELIEF\n20\n Date: January 8, 2025\n21 Time: 10:00 a.m.\n22\n23\n24\n25\n26\n27\n28\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 2 of 9 Page ID\n #:1073\n\n\n 1 NOTICE OF MOTION AND UNOPPOSED MOTION\n 2\n TO ALL PARTIES AND THEIR ATTORNEYS OF RECORD:\n 3\n 4 PLEASE TAKE NOTICE that on January 8, 2025 at 10:00 a.m., or as soon\n 5 thereafter as the matter may be heard by the Court\u2014in the courtroom of the Honorable\n 6\n M\u00f3nica Ram\u00edrez Almadani, Ronald Reagan Federal Building and United States\n 7\n 8 Courthouse, Santa Ana Courtroom 9B, 9th Floor\u2014Lead Plaintiff EAS Carpenters will\n 9 and hereby does respectfully move, pursuant to Federal Rule of Civil Procedure\n10\n 60(b)(1), for relief from its October 31, 2025 voluntary dismissal with prejudice (ECF\n11\n12 No. 67), to instead voluntarily dismiss without prejudice. Lead Plaintiff seeks this relief\n13 to correct a scrivener\u2019s error in Lead Plaintiff\u2019s Notice of Voluntary Dismissal, which\n14\n inadvertently stated that the dismissal was with prejudice. Lead Plaintiff respectfully\n15\n16 requests\u2014and Defendants do not oppose\u2014that the dismissal instead be without\n17 prejudice, as Federal Rule of Civil Procedure 41(a)(1) provides by default and as the\n18\n parties intended. For the reasons set forth herein, this Motion should be granted, and the\n19\n20 Court should enter an order either: (1) declaring that the above-captioned action is\n21 dismissed without prejudice; or (2) allowing Lead Plaintiff to file a corrected notice of\n22\n voluntary dismissal without prejudice. A proposed order is submitted herewith.\n23\n24\n25\n26\n27\n28\n 2\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 3 of 9 Page ID\n #:1074\n\n\n 1 MEMORANDUM IN SUPPORT OF LEAD PLAINTIFF\u2019S\n 2 UNOPPOSED MOTION FOR RULE 60(b) RELIEF\n 3 I. INTRODUCTION AND BACKGROUND\n 4\n On October 31, 2025, Lead Plaintiff filed a Notice of Voluntary Dismissal,\n 5\n 6 pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(i), \u201cdismiss[ing] the above-\n 7 captioned action in its entirety, against all Defendants, with prejudice and without\n 8\n costs.\u201d ECF No. 67. In that Notice, Lead Plaintiff explained that \u201cthere is another\n 9\n10 virtually identical class action filed in the U.S. District Court for the District of\n11 Connecticut, as the principal defendant Compass Diversified is headquartered in\n12\n Connecticut,\u201d and that, given the progress in that litigation, the parties agreed that this\n13\n14 case should be litigated in Connecticut. Id. Because Defendants had not yet filed either\n15 an answer or motion for summary judgment, Lead Plaintiff\u2019s Notice constituted the\n16\n dismissal of the above-captioned action, FED. R. CIV. P. 41(a)(1)(A). Since then, a\n17\n18 schedule has been put in place in the operative action in the District of Connecticut, and\n19 Lead Plaintiff has been diligently working on an amended complaint to be filed there.\n20\n On December 2, Lead Plaintiff became aware that it had inadvertently filed the\n21\n22 Notice as a dismissal with prejudice, despite the parties\u2019 intention that the dismissal be\n23\n without prejudice, given the ongoing litigation in Connecticut. A dismissal with\n24\n prejudice is a final adjudication on the merits for res judicata purposes that could\n25\n26 potentially bar the parties from continuing this action in the District of Connecticut. See\n27\n Robi v. Five Platters, Inc., 838 F.2d 318, 321-22 (9th Cir. 1988) (explaining that federal\n28\n 3\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 4 of 9 Page ID\n #:1075\n\n\n 1 courts apply federal res judicata principles to the judgments of other federal courts). As\n 2\n Lead Plaintiff is both eligible for and entitled to relief under Rule 60(b), Lead Plaintiff\n 3\n 4 respectfully moves this Court for relief from the Notice seeking an order either: (1)\n 5 declaring that the above-captioned action is dismissed without prejudice; or (2)\n 6\n allowing Lead Plaintiff to file a corrected notice of voluntary dismissal without\n 7\n 8 prejudice.\n 9 II. ARGUMENT\n10\n A. Lead Plaintiff Is Eligible for Rule 60(b) Relief.\n11\n12 Rule 60(b) permits a court, \u201c[o]n motion and just terms,\u201d to \u201crelieve a party . . .\n13 from a final judgment, order, or proceeding.\u201d As a dismissal with prejudice is a final\n14\n judgment, order, or proceeding, Rule 60(b) is the proper vehicle for relief under the\n15\n16 present circumstances. See Stewart v. U.S. Bancorp, 297 F.3d 953, 956 (9th Cir. 2002)\n17 (\u201cThe phrase \u2018final judgment on the merits\u2019 is often used interchangeably with\n18\n \u2018dismissal with prejudice.\u2019\u201d); Hells Canyon Pres. Council v. U.S. Forest Serv., 403 F.3d\n19\n20 683 (9th Cir. 2005) (\u201c\u2018[F]inal judgment on the merits\u2019 is synonymous with \u2018dismissal\n21 with prejudice.\u2019\u201d (alteration in original) (citation omitted)); see also Waetzig v.\n22\n Halliburton Energy Servs., Inc., 604 U.S. 305, 311-12 (2025) (resolving a circuit split\n23\n24 in holding that a plaintiff\u2019s voluntary dismissal under Rule 41(a), regardless of whether\n25\n it is with or without prejudice, \u201cqualifies as a \u2018final . . . proceeding\u2019 under Rule 60(b)\u201d).\n26\n As Lead Plaintiff seeks to correct its filing promptly after becoming aware of the\n27\n28 inadvertent scrivener\u2019s error and within approximately one month of filing, this request\n 4\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 5 of 9 Page ID\n #:1076\n\n\n 1 is well within a \u201creasonable time.\u201d See FED. R. CIV. P. 60(c)(1) (motions for relief under\n 2\n Rule 60(b) \u201cmust be made within a reasonable time\u201d and, when based on reasons such\n 3\n 4 as excusable neglect, can be made \u201cno more than a year after the entry of judgment or\n 5 order or the date of the proceeding\u201d).\n 6\n B. Lead Plaintiff Is Entitled to Rule 60(b) Relief.\n 7\n 8 Having established that Lead Plaintiff is procedurally eligible for Rule 60(b)\n 9 relief, Lead Plaintiff turns to the substance of Rule 60(b), under which Lead Plaintiff is\n10\n entitled to relief.\n11\n12 Rule 60(b) provides relief for six enumerated reasons. See FED. R. CIV. P.\n13 60(b)(1)-(6). Relevant here is the first of these reasons: \u201cmistake, inadvertence, surprise,\n14\n or excusable neglect[.]\u201d FED. R. CIV. P. 60(b)(1). As explained above, Lead Plaintiff\n15\n16 sought to dismiss this California action because \u201cfrom a standpoint of judicial economy\n17 and convenience, it would be more efficient to have this case litigated in Connecticut\u201d\n18\n as the principal defendant Compass Diversified is headquartered in Connecticut and\n19\n20 that action had been progressing. ECF No. 67. Thus, the filing of the Notice itself\n21 demonstrates the parties\u2019 intent to continue litigating this action in a different forum,\n22\n and Lead Plaintiff made a drafting error in dismissing with prejudice instead of without\n23\n24 prejudice.\n25\n Lead Plaintiff seeks to correct this excusable mistake as otherwise, the Notice\n26\n could operate as a \u201cfinal judgment on the merits\u201d that bars \u201call grounds for recovery\n27\n28 which could have been asserted, whether they were or not, in a prior suit between the\n 5\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 6 of 9 Page ID\n #:1077\n\n\n 1 same parties . . . on the same cause of action[.]\u201d Ross v. Int\u2019l Bhd. of Elec. Workers, 634\n 2\n F.2d 453, 457 (9th Cir.1980). Correcting as much poses no prejudice to Defendants,\n 3\n 4 who do not oppose this Motion and who agreed to continue to litigate these claims in\n 5 Connecticut. Unlike in other instances in which the Ninth Circuit has denied Rule\n 6\n 60(b)(1) relief, this is not an attempt to \u201cremedy the effects of a deliberate and\n 7\n 8 independent litigation decision that a party later comes to regret through second\n 9 thoughts[.]\u201d See Latshaw v. Trainer Wortham & Co., 452 F.3d 1097, 1099 (9th Cir.\n10\n 2006). Because Lead Plaintiff\u2019s scrivener\u2019s error is a legitimate mistake, Lead Plaintiff\n11\n12 is entitled to Rule 60(b) relief.\n13 III. CONCLUSION\n14\n Lead Plaintiff is both eligible for and entitled to Rule 60(b) relief to correct the\n15\n16 dismissal of the above-captioned action such that it is dismissed without prejudice. Lead\n17 Plaintiff therefore respectfully requests that this Court enter an order either: (1)\n18\n declaring that the above-captioned action is dismissed without prejudice; or (2)\n19\n20 allowing Lead Plaintiff to file a corrected notice of voluntary dismissal without\n21 prejudice.\n22\n23\n24\n25\n26\n27\n28\n 6\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 7 of 9 Page ID\n #:1078\n\n\n 1\n Dated: December 4, 2025 Respectfully submitted,\n 2\n 3 COHEN MILSTEIN SELLERS\n 4 & TOLL PLLC\n 5 By: /s/ Christina D. Saler\n 6 Christina D. Saler*\n (csaler@cohenmilstein.com)\n 7 100 N. 18th Street, Suite 1820\n 8 Philadelphia, PA 19103\n Tel.: (267) 479-5700\n 9\n10 -and-\n11 Steven J. Toll*\n12 (stoll@cohenmilstein.com)\n S. Douglas Bunch\n13 (dbunch@cohenmilstein.com)\n14 Margaret (Emmy) Wydman\n (ewydman@cohenmilstein.com)\n15 Nathan Weiser\n16 (nweiser@cohenmilstein.com)\n 1100 New York Ave., N.W., Suite 800\n17 Washington, D.C. 20005\n18 Tel.: (202) 406-4600\n\n19 Counsel for Lead Plaintiff EAS Carpenters\n20 and Lead Counsel for the Class\n\n21 * Admitted pro hac vice\n22 GIRARD SHARP LLP\n23\n Sean P. Greene (Bar No. 328718)\n24\n (sgreene@girardsharp.com)\n25 222 Pacific Coast Highway, 10th Floor\n El Segundo, CA 90245\n26\n Tel.: (415) 544-6453\n27\n Adam E. Polk (Bar No. 273000)\n28\n 7\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 8 of 9 Page ID\n #:1079\n\n\n 1 (apolk@girardsharp.com)\n 2 601 California St., Suite 1400\n San Francisco, CA 94108\n 3 Tel.: (415) 544-6280\n 4\n Counsel for Lead Plaintiff EAS Carpenters\n 5 and Liaison Counsel for the Class\n 6\n 7\n 8\n 9\n10\n11\n12\n13\n14\n15\n16\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n 8\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\fCase 8:25-cv-00981-MRA-KES Document 68 Filed 12/04/25 Page 9 of 9 Page ID\n #:1080\n\n\n 1 CERTIFICATE OF SERVICE\n 2 I hereby certify that on December 4, 2025, I caused the foregoing to be\n 3 electronically filed with the Clerk of the Court using the CM/ECF system, which will\n 4 send notification of such filing to the email addresses denoted on the Electronic Mail\n 5 Notice List.\n 6\n /s/ Christina D. Saler\n 7 Christina D. Saler\n 8 (csaler@cohenmilstein.com)\n 100 N. 18th Street, Suite 1820\n 9 Philadelphia, PA 19103\n10 Tel.: (267) 479-5700\n\n11\n12\n13\n14\n15\n16\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n 9\n LEAD PLAINTIFF\u2019S NOTICE OF MOTION AND UNOPPOSED MOTION FOR RULE 60(B) RELIEF\n Case No. 8:25-cv-00981-MRA-KES\n\f","ocr_status":2,"date_upload":"2025-12-09T12:11:53.858666-08:00","document_number":"68","attachment_number":null,"pacer_doc_id":"031046470571","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Motion for Relief","acms_document_guid":""}],"date_created":"2025-12-04T11:05:38.214288-08:00","date_modified":"2026-01-26T22:19:42.852751-08:00","date_filed":"2025-12-04","time_filed":"10:42:12","entry_number":68,"recap_sequence_number":"2025-12-04.001","pacer_sequence_number":288,"description":"NOTICE OF MOTION AND MOTION for Relief from Voluntary Dismissal with Prejudice re Notice of Voluntary Dismissal of an Action (Pursuant to FRCP 41a(1)) 67 filed by Lead Plaintiff Eastern Atlantic States Carpenters Benefit Funds. Motion set for hearing on 1/8/2026 at 10:00 AM before Judge Monica Ramirez Almadani. (Attorney Christina C Donato Saler added to party Eastern Atlantic States Carpenters Benefit Funds(pty:pla)) (Donato Saler, Christina) (Entered: 12/04/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/442796148/","id":442796148,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/457416372/","id":457416372,"tags":[],"absolute_url":"/docket/70235837/67/in-re-compass-securities-litigation/","date_created":"2025-10-31T15:34:23.457347-07:00","date_modified":"2026-01-26T22:19:42.784842-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"67","attachment_number":null,"pacer_doc_id":"031046230833","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice of Voluntary Dismissal of an Action (Pursuant to FRCP 41a(1))","acms_document_guid":""}],"date_created":"2025-10-31T15:34:23.405223-07:00","date_modified":"2026-01-26T22:19:42.752882-08:00","date_filed":"2025-10-31","time_filed":"15:26:05","entry_number":67,"recap_sequence_number":"2025-10-31.001","pacer_sequence_number":286,"description":"NOTICE of Voluntary Dismissal filed by Lead Plaintiff Eastern Atlantic States Carpenters Benefit Funds. Dismissal is with prejudice. (Greene, Sean) (Entered: 10/31/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/437889719/","id":437889719,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/452375778/","id":452375778,"tags":[],"absolute_url":"/docket/70235837/66/in-re-compass-securities-litigation/","date_created":"2025-09-15T15:20:45.687506-07:00","date_modified":"2026-01-26T22:19:42.691051-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"66","attachment_number":null,"pacer_doc_id":"031045852545","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Initial Order Setting R26 Scheduling Conference - form only","acms_document_guid":""}],"date_created":"2025-09-15T15:20:45.573992-07:00","date_modified":"2026-01-26T22:19:42.660810-08:00","date_filed":"2025-09-15","time_filed":"14:09:44","entry_number":66,"recap_sequence_number":"2025-09-15.001","pacer_sequence_number":284,"description":"ORDER SETTING SCHEDULING CONFERENCE by Judge Monica Ramirez Almadani: Scheduling Conference set for 12/8/2025, at 1:30 p.m. *See Order for further details.* (mku) (Entered: 09/15/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/437862682/","id":437862682,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/452347053/","id":452347053,"tags":[],"absolute_url":"/docket/70235837/65/in-re-compass-securities-litigation/","date_created":"2025-09-15T12:42:28.363276-07:00","date_modified":"2026-05-18T05:32:47.082794-07:00","sha1":"75d05d1f755ed179574d2de5e4a9a3ee0d91964b","page_count":2,"file_size":289291,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.65.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.65.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"Case 8:25-cv-00981-MRA-KES Document65_ Filed 09/12/25 Pageiof2 Page ID\n#:1055\n\nUNITED STATES DISTRICT COURT\nCENTRAL DISTRICT OF CALIFORNIA\n\nCIVIL MINUTES \u2014 GENERAL\n\nCase No. 8:25-cv-00981-MRA-KES Date September 12, 2025\n\nTitle In re: Compass Securities Litigation\n\nPresent: The Honorable MONICA RAMIREZ ALMADANI, UNITED STATES DISTRICT JUDGE\n\nMelissa H. Kunig None Present\nDeputy Clerk Court Reporter\nAttorneys Present for Plaintiffs: Attorneys Present for Defendants:\nNone Present None Present\nProceedings: (IN CHAMBERS) ORDER CONSOLIDATING CASES AND\n\nAPPOINTING LEAD PLAINTIFF AND COUNSEL\n\nHaving received no objections to the tentative selections for Lead Plaintiff, Lead Counsel,\nand Liaison Counsel identified in the Court\u2019s August 22, 2025, Order, ECF 63, which the Court\nincorporates herein by reference, the Court ORDERS as follows:\n\n1) Pursuant to Federal Rule of Civil Procedure 42(a), the following \u201cActions\u201d are hereby\nconsolidated into one Consolidated Class Action for all purposes, including, without\nlimitation, discovery, pretrial proceedings, and trial: Matthews et al. v. Compass Group\nDiversified Holdings, LLC, et al., 8:25-cv-00981-MRA-KES; Augenbaum et al. v.\nCompass Diversified Holdings, et al., 8:25-cv-01003-MRA-KES; and Tan et al. v.\nCompass Diversified Holdings, et al., 2:25-cv-05777-MRA-KES.\n\n2) Every pleading in the Consolidated Class Action shall have the following caption:\n\nIn re: Compass Securities Litigation Case No. 8:25-cv-00981-MRA-KES\n\nHon. Monica Ramirez Almadani\n\nThis Document Relates To:\n\n3) The file in 8:25-cv-00981-MRA-KES shall constitute the master file for every action in the\nconsolidated action. The Clerk shall administratively close the other actions. When\nthe document being filed pertains to all actions, the phrase \u201cAll Actions\u201d shall appear\nimmediately after the phrase \u201cThis Document Relates To:\u201d. When a pleading applies to\nsome, but not all, of the actions, the document shall list, immediately after the phrase \u201cThis\nDocument Relates To:\u201d, the docket number for each individual action to which the\ndocument applies and the last name of the first-listed plaintiff in said action.\n\nCV-90 (06/04) CIVIL MINUTES - GENERAL Page 1 of 2\n\fCase 8:25-cv-00981-MRA-KES Document65_ Filed 09/12/25 Page 2of2 Page ID\n#:1056\n\nUNITED STATES DISTRICT COURT\nCENTRAL DISTRICT OF CALIFORNIA\n\nCIVIL MINUTES \u2014 GENERAL\n\nCase No. 8:25-cv-00981-MRA-KES Date September 12, 2025\n\nTitle In re: Compass Securities Litigation\n\n4) All actions subsequently filed in, or transferred to, this District shall be consolidated into\nthe Consolidated Action only if the Court determines that they are in fact related. It shall\nbe the responsibility of the parties in those actions to promptly file a Notice of Related\nCases pursuant to Local Rule 83-1.3.1.\n\n5) A party\u2019s appearance in the consolidated case shall apply to all constituent cases.\n\n6) Pursuant to the Private Securities Litigation Reform Act of 1995 (\u201cPSLRA\u201d), Eastern\nAtlantic States Carpenters Benefit Funds shall serve as Lead Plaintiff.\n\n7) Pursuant to the PSLRA, Cohen Milstein Sellers & Toll shall serve as Lead Counsel.\n8) Pursuant to the PSLRA, Girard Sharp LLP shall serve as Liaison Counsel.\n\n9) This Order is entered without prejudice to the rights of any party to apply for severance of\nany claim or action with good cause shown.\n\nThe Court will issue a separate order setting a scheduling conference for this Consolidated\nClass Action.\n\nIT ISSO ORDERED.\n\nInitials of Deputy Clerk mku\n\nCV-90 (06/04) CIVIL MINUTES - GENERAL Page 2 of 2\n","ocr_status":1,"date_upload":"2026-05-14T23:39:57.238638-07:00","document_number":"65","attachment_number":null,"pacer_doc_id":"031045851296","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Minutes of In Chambers Order/Directive - no proceeding held","acms_document_guid":""}],"date_created":"2025-09-15T12:42:28.266138-07:00","date_modified":"2026-01-26T22:19:42.590398-08:00","date_filed":"2025-09-12","time_filed":null,"entry_number":65,"recap_sequence_number":"2025-09-12.001","pacer_sequence_number":275,"description":"MINUTE (IN CHAMBERS) ORDER CONSOLIDATING CASES AND APPOINTING LEAD PLAINTIFF AND COUNSEL by Judge Monica Ramirez Almadani: The Court ORDERS as follows: 1) Pursuant to FRCP 42(a), the following \"Actions\" are hereby consolidated into one Consolidated Class Action for all purposes, including, without limitation, discovery, pretrial proceedings, and trial: Matthews et al. v. Compass Group Diversified Holdings, LLC, et al., 8:25-cv-00981-MRA-KES; Augenbaum et al. v. Compass Diversified Holdings, et al., 8:25-cv-01003-MRA-KES; and Tan et al. v. Compass Diversified Holdings, et al., 2:25-cv-05777-MRA-KES. 2) Every pleading in the Consolidated Class Action shall have the following caption: In re: Compass Securities Litigation. Case No. 8:25-cv-00981-MRA-KES. Hon. Monica Ramirez Almadani. This Document Relates To:. 3) The tile 8:25-cv-00981-MRA-KES shall constitute the master file for every action in the consolidated action. The Clerk shall administratively close the other actions. 4) All actions subsequently filed in, or transferred to, this District shall be consolidated into the Consolidated Action only if the Court determines that they are in fact related. 5) A party's appearance in the consolidated case shall apply to all constituent cases. 6) Pursuant to the Private Securities Litigation Reform Act of 1995, Eastern Atlantic States Carpenters Benefit Funds shall serve as Lead Plaintiff. 7) Pursuant to the PSLRA, Cohen Milstein Sellers and Toil shall serve as Lead Counsel. 8) Pursuant to the PSLRA, Girard Sharp LLP shall serve as Liaison Counsel. 9) This Order is entered without prejudice to the rights of any party to apply for severance of any claim or action with good cause shown. The Court will issue a separate order setting a scheduling conference for this Consolidated Class Action. (jp) (Entered: 09/15/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/436840067/","id":436840067,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/451296412/","id":451296412,"tags":[],"absolute_url":"/docket/70235837/62/in-re-compass-securities-litigation/","date_created":"2025-09-04T14:42:44.836680-07:00","date_modified":"2026-01-26T22:19:42.407587-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"62","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Generic Text Only Entry","acms_document_guid":""}],"date_created":"2025-09-04T14:42:44.809315-07:00","date_modified":"2026-01-26T22:19:42.380182-08:00","date_filed":"2025-07-28","time_filed":null,"entry_number":62,"recap_sequence_number":"2025-07-28.001","pacer_sequence_number":null,"description":"TEXT ONLY ORDER GRANTING (1) APPLICATION of Non-Resident Attorney Brendan R. Schneiderman to Appear Pro Hac Vice on behalf of Movant Eastern Atlantic States Carpenters Benefit Funds 60, (2) APPLICATION of Non-Resident Attorney Christina D. Saler to Appear Pro Hac Vice on behalf of Movant Eastern Atlantic States Carpenters Benefit Funds 61, and (3) APPLICATION of Non-Resident Attorney Steven J. Toll to Appear Pro Hac Vice on behalf of Movant Eastern Atlantic States Carpenters Benefit Funds 59 pursuant to the Courts directive. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (mku) TEXT ONLY ENTRY (Entered: 07/28/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/436840066/","id":436840066,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/451296411/","id":451296411,"tags":[],"absolute_url":"/docket/70235837/53/in-re-compass-securities-litigation/","date_created":"2025-09-04T14:42:44.388088-07:00","date_modified":"2026-01-26T22:19:41.870616-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"53","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"MJDAP Timely Opt-Out","acms_document_guid":""}],"date_created":"2025-09-04T14:42:44.356665-07:00","date_modified":"2026-01-26T22:19:41.841945-08:00","date_filed":"2025-07-14","time_filed":null,"entry_number":53,"recap_sequence_number":"2025-07-14.001","pacer_sequence_number":null,"description":"Declination of Consent form received on 07/14/2025 was submitted within deadline set forth in L.R. 73-2.1. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (aro) TEXT ONLY ENTRY (Entered: 07/14/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/436840065/","id":436840065,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/451296410/","id":451296410,"tags":[],"absolute_url":"/docket/70235837/51/in-re-compass-securities-litigation/","date_created":"2025-09-04T14:42:44.275399-07:00","date_modified":"2026-01-26T22:19:41.763591-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"51","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order on Motion to Consolidate Cases","acms_document_guid":""}],"date_created":"2025-09-04T14:42:44.248277-07:00","date_modified":"2026-01-26T22:19:41.736944-08:00","date_filed":"2025-07-11","time_filed":null,"entry_number":51,"recap_sequence_number":"2025-07-11.002","pacer_sequence_number":null,"description":"MINUTES (IN CHAMBERS) by Magistrate Judge John D. Early: Per the Notices of Withdrawal (Dkt. 43, 44, 50), the Motions (Dkt. 20, 24, 16) are denied without prejudice as withdrawn. (aro) (Entered: 07/11/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/436840064/","id":436840064,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/451296409/","id":451296409,"tags":[],"absolute_url":"/docket/70235837/37/in-re-compass-securities-litigation/","date_created":"2025-09-04T14:42:43.606168-07:00","date_modified":"2026-01-26T22:19:40.889993-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"37","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Generic Text Only Entry","acms_document_guid":""}],"date_created":"2025-09-04T14:42:43.579430-07:00","date_modified":"2026-01-26T22:19:40.860077-08:00","date_filed":"2025-07-09","time_filed":null,"entry_number":37,"recap_sequence_number":"2025-07-09.002","pacer_sequence_number":null,"description":"TEXT ONLY (IN CHAMBERS) ORDER by Judge John D. Early. Plaintiff is reminded (see Dkt. 8), that as this case has been assigned to a magistrate judge under the Direct Assignment of Civil Cases to Magistrate Judges Program (\"Program\"), under Local Civil Rule (\"L.R.\") 73-2.1, Plaintiff must serve the Notice of Assignment to a U.S. Magistrate Judge and Declination of Consent form (Dkt. 5, \"Notice\") upon each defendant at the time of service of process, and, within three (3) days of such service, file proof(s) of such service. Although several defendants have appeared (Dkt. 13), no proof of service of the Notice has been filed. Plaintiff is further advised that per L.R. 73-2.1, Plaintiff must serve the Notice upon all newly appeared parties, including new parties seeking consolidation or other relief. The Clerk's Office cannot calculate the deadline for new parties to opt-out of the Program without proof of service of the Notice. Plaintiff is ORDERED to file, within three days of the date of this order, proof of service of the Notice upon all defendants who have appeared and upon counsel for all other parties that has otherwise appeared in this action for any purpose. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (aro) TEXT ONLY ENTRY (Entered: 07/09/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/436324875/","id":436324875,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/450767709/","id":450767709,"tags":[],"absolute_url":"/docket/70235837/64/in-re-compass-securities-litigation/","date_created":"2025-08-29T12:06:09.968747-07:00","date_modified":"2026-05-18T05:35:37.448096-07:00","sha1":"a2849f48da26d360f79f85a18238a26400556fe7","page_count":2,"file_size":133598,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.64.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.64.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"Case 8:25-cv-00981-MRA-KES Document 64 Filed 08/29/25 Page 1 of 2 Page ID\n #:1053\n\n\n\n 1 ROBBINS GELLER RUDMAN\n & DOWD LLP\n 2 BRIAN E. COCHRAN (286202)\n 655 West Broadway, Suite 1900\n 3 San Diego, CA 92101\n Telephone: 619/231-1058\n 4 619/231-7423 (fax)\n bcochran@rgrdlaw.com\n 5\n ABRAHAM, FRUCHTER\n 6 & TWERSKY, LLP\n PATRICE L. BISHOP (SBN 182256)\n 7 9440 Santa Monica Blvd., Suite 301\n Beverly Hills, CA 90210\n 8 Telephone: 310/279-5125\n 212/279-3655 (fax)\n 9 pbishop@aftlaw.com\n 10 Counsel for Todd Augenbaum\n 11 [Additional counsel appear on signature page.]\n 12\n 13 UNITED STATES DISTRICT COURT\n 14 CENTRAL DISTRICT OF CALIFORNIA\n 15 SOUTHERN DIVISION\n 16 ) Case No. 8:25-cv-00981-MRA-KES\n IN RE: COMPASS SECURITIES )\n 17 LITIGATION ) Hon. M\u00f3nica Ram\u00edrez Almandani\n )\n 18 ) NOTICE OF VOLUNTARY\n ) DISMISSAL OF PLAINTIFF\n 19 This Document Relates To: ) PURSUANT TO FED. R. CIV. P.\n ) 41(a)(1)(A)(i)\n 20 Augenbaum v. Compass )\n Diversified Holdings, et al., )\n 21 No. 8:25-cv-01003-MRA-KES )\n 22\n 23\n 24\n 25\n 26\n 27\n 28\n\fCase 8:25-cv-00981-MRA-KES Document 64 Filed 08/29/25 Page 2 of 2 Page ID\n #:1054\n\n\n\n 1 PLEASE TAKE NOTICE that pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i), plaintiff Todd\n\n 2 Augenbaum hereby voluntarily dismisses his claims without prejudice to his ability to participate in\n 3 this action as an absent class member. The class\u2019s interests will continue to be represented by Court-\n 4 appointed Lead Counsel.\n 5 DATED: August 29. 2025 ROBBINS GELLER RUDMAN\n & DOWD LLP\n 6 BRIAN E. COCHRAN\n 7\n 8 s/ Brian E. Cochran\n BRIAN E. COCHRAN\n 9\n 655 West Broadway, Suite 1900\n 10 San Diego, CA 92101\n Telephone: 619/231-1058\n 11 619/231-7423 (fax)\n bcochran@rgrdlaw.com\n 12\n ROBBINS GELLER RUDMAN\n 13 & DOWD LLP\n SAMUEL H. RUDMAN\n 14 58 South Service Road, Suite 200\n Melville, NY 11747\n 15 Telephone: 631/367-7100\n 631/367-1173 (fax)\n 16 srudman@rgrdlaw.com\n 17 ABRAHAM, FRUCHTER\n & TWERSKY, LLP\n 18 PATRICE L. BISHOP (SBN 182256)\n 9440 Santa Monica Blvd., Suite 301\n 19 Beverly Hills, CA 90210\n Telephone: 310/279-5125\n 20 212/279-3655 (fax)\n pbishop@aftlaw.com\n 21\n ABRAHAM, FRUCHTER\n 22 & TWERSKY, LLP\n JEFFREY S. ABRAHAM\n 23 450 Seventh Avenue, 38th Floor\n New York, NY 10123\n 24 Telephone: 212/279-5050\n 212/279-3655 (fax)\n 25 jabraham@aftlaw.com\n 26 Counsel for Todd Augenbaum\n 27\n 28\n\n -1-\n\f","ocr_status":2,"date_upload":"2026-05-14T23:39:58.829794-07:00","document_number":"64","attachment_number":null,"pacer_doc_id":"031045741950","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice of Voluntary Dismissal of Party(ies) (Pursuant to FRCP 41a(1))","acms_document_guid":""}],"date_created":"2025-08-29T12:06:09.941709-07:00","date_modified":"2026-01-26T22:19:42.527946-08:00","date_filed":"2025-08-29","time_filed":"11:37:59","entry_number":64,"recap_sequence_number":"2025-08-29.001","pacer_sequence_number":273,"description":"NOTICE OF DISMISSAL filed by plaintiff Todd Augenbaum pursuant to FRCP 41a(1) as to All Defendants. (Cochran, Brian) (Entered: 08/29/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/435903758/","id":435903758,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/450331712/","id":450331712,"tags":[],"absolute_url":"/docket/70235837/63/in-re-compass-securities-litigation/","date_created":"2025-08-26T12:35:32.979346-07:00","date_modified":"2026-05-18T07:36:54.198554-07:00","sha1":"e0d3ae82c6a4d1be079be83cff681ea8f63339a6","page_count":4,"file_size":725857,"filepath_local":"recap/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.63.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.969684/gov.uscourts.cacd.969684.63.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"Case 8:25-cv-00981-MRA-KES Document63_ Filed 08/22/25 Pageiof4 Page ID\n#:1049\n\nUNITED STATES DISTRICT COURT\nCENTRAL DISTRICT OF CALIFORNIA\n\nCIVIL MINUTES \u2014 GENERAL\n\nCase No. 8:25-cv-00981-MRA-KES Date\n8:25-cv-01003-MRA-KES JS -6\n2:25-cv-05777-MRA-KES JS -6 August 22, 2025\nTitle Matthews et al. v. Compass Group Diversified Holdings, LLC, et al.\n\nAugenbaum et al. v. Compass Diversified Holdings, et al.\nTan et al. v. Compass Diversified Holdings, et al.\n\nPresent: The Honorable MONICA RAMIREZ ALMADANI, UNITED STATES DISTRICT JUDGE\n\nMelissa H. Kunig None Present\nDeputy Clerk Court Reporter\nAttorneys Present for Plaintiffs: Attorneys Present for Defendants:\nNone Present None Present\nProceedings: (IN CHAMBERS) ORDER RE CONSOLIDATION OF CASES\n\nAND APPOINTMENT OF LEAD PLAINTIFF(S) AND COUNSEL\n\nBefore the Court are multiple motions to consolidate related cases and appoint lead\nplaintiff(s) and plaintiff's counsel. See, e.g. ECF 14, 20, 24, 28, 31, 39.\n\nI. CONSOLIDATION\n\nThe Court has reviewed the related cases\u2014Matthews et al. v. Compass Group Diversified\nHoldings, LLC, et al., 8:25-cv-00981-MRA-KES; Augenbaum et al. v. Compass Diversified\nHoldings, et al., 8:25-cv-01003-MRA-KES; and Tan et al. v. Compass Diversified Holdings, et\nal., 2:25-cv-05777-MRA-KES\u2014and agrees they are appropriate for consolidation under Federal\nRule of Civil Procedure 42(a).\n\n\u201cIf actions before the court involve a common question of law or fact, the court may:\n(1) join for hearing or trial any or all matters at issue in the actions; (2) consolidate the actions; or\n(3) issue any other orders to avoid unnecessary cost or delay.\u201d Fed. R. Civ. P. 42(a). \u201cDistrict\ncourts enjoy substantial discretion in deciding whether and to what extent to consolidate cases.\u201d\nHall v. Hall, 584 U.S. 59, 77 (2018). \u201cTo determine whether to consolidate, a court weighs the\ninterest of judicial convenience against the potential for delay, confusion and prejudice caused by\nconsolidation.\u201d Knox v. Yingli Green Energy Holding Co., 136 F. Supp. 3d 1159, 1162 (C.D.\nCal. 2015) (internal quotation marks omitted).\n\nCV-90 (06/04) CIVIL MINUTES - GENERAL Page 1 of 4\n\fCase 8:25-cv-00981-MRA-KES Document63_ Filed 08/22/25 Page 2of4 Page ID\n#:1050\n\nUNITED STATES DISTRICT COURT\nCENTRAL DISTRICT OF CALIFORNIA\n\nCIVIL MINUTES \u2014 GENERAL\n\nCase No. 8:25-cv-00981-MRA-KES Date\n8:25-cv-01003-MRA-KES\n2:25-cv-05777-MRA-KES August 22, 2025\nTitle Matthews et al. v. Compass Group Diversified Holdings, LLC, et al.\n\nAugenbaum et al. v. Compass Diversified Holdings, et al.\nTan et al. v. Compass Diversified Holdings, et al.\n\nHere, common questions of law and fact predominate: all plaintiffs are shareholders of\nCompass Group Diversified Holdings LLC (\u201cCompass\u201d) and are alleging that Defendants failed\nto disclose important information about Compass\u2019s financial situation in violation of the Private\nSecurities Litigation Reform Act of 1995 (\u201cPSLRA\u201d). That the actions have already been\ndesignated as related cases underscores the commonality between these actions. Moreover, as\nexplained above, multiple individual Plaintiffs have already moved to consolidate, and\nDefendants have not opposed these motions. Thus, it appears clear to all involved (including this\nCourt) that common questions of fact and law predominate.\n\nAccordingly, the Motion to Consolidate the related actions is GRANTED. The Court\nconsolidates these cases into one \u201cConsolidated Action\u201d and ORDERS as follows:\n\n1) Every pleading in the Consolidated Action shall have the following caption:\n\nIn re: Compass Securities Litigation Case No. 8:25-cv-00981-MRA-KES\n\nHon. Monica Ramirez Almadani\n\nThis Document Relates To:\n\n2) The file in 8:25-cv-00981-MRA-KES shall constitute the master file for every action in the\nConsolidated Action. The Clerk shall administratively close the other actions. When the\ndocument being filed pertains to all actions, the phrase \u201cAll Actions\u201d shall appear\nimmediately after the phrase \u201cThis Document Relates To:\u201d. When a pleading applies to\nsome, but not all, of the actions, the document shall list, immediately after the phrase \u201cThis\nDocument Relates To:\u201d, the docket number for each individual action to which the\ndocument applies and the last name of the first-listed plaintiff in said action.\n\n3) All actions subsequently filed in, or transferred to, this District shall be consolidated into\nthe Consolidated Action only if the Court determines that they are in fact related. It shall\nbe the responsibility of the parties in those actions to promptly file a Notice of Related\nCases pursuant to Local Rule 83-1.3.1.\n\n4) A party\u2019s appearance in the consolidated case shall apply to all constituent cases.\n\nCV-90 (06/04) CIVIL MINUTES - GENERAL Page 2 of 4\n\fCase 8:25-cv-00981-MRA-KES Document 63 _ Filed 08/22/25 Page 3of4 Page ID\n#:1051\n\nUNITED STATES DISTRICT COURT\nCENTRAL DISTRICT OF CALIFORNIA\n\nCIVIL MINUTES \u2014 GENERAL\n\nCase No. 8:25-cv-00981-MRA-KES Date\n8:25-cv-01003-MRA-KES\n\n2:25-cv-05777-MRA-KES August 22, 2025\nMatthews et al. v. Compass Group Diversified Holdings, LLC, et al.\n\nTitle\nAugenbaum et al. v. Compass Diversified Holdings, et al.\n\nTan et al. v. Compass Diversified Holdings, et al.\n\n5) This Order is entered without prejudice to the rights of any party to apply for severance of\nany claim or action with good cause shown.\n\nIl. APPOINTMENT OF LEAD PLAINTIFF AND COUNSEL\n\nUnder the PSLRA, any member of the purported class may move to serve as lead plaintiff.\n15 U.S.C.A. \u00a7 77z-1(a)(3)(A)@(D. In general, there is a rebuttable presumption that the \u201cmost\nadequate plaintiff\u2019 in a PSLRA class action is the person or group of persons that \u201c(aa) has either\nfiled the complaint or made a motion in response to a notice [of a PSLRA class action]; (bb) in\ndetermination of the court, has the largest financial interest in relief sought by the class; and (cc)\notherwise satisfies the requirements of Rule 23 of the Federal Rules of Civil Procedure.\u201d 15\nU.S.C.A. \u00a7 77z-1(a)(3)(B)Gi)(D.\n\nHere, multiple Plaintiffs have filed complaints and posted notice regarding the actions\nbefore the Court. Similarly, multiple Plaintiffs have met the requirements of Rule 23. See Fed.\nR. Civ. P. 23 (explaining the requirements for class action certification, as well as the procedural\nprocess for conducting class action lawsuits). Therefore, the second factor\u2014the plaintiff with\nthe largest financial interest\u2014is the most relevant factor for the Court\u2019s consideration. Having\nreviewed the docket and considered each Plaintiff's motion to be appointed lead plaintiff, the\nCourt finds that Eastern Atlantic States Carpenters Benefit Funds (\u201cEAS Carpenters\u201d),\nwhich is reporting $2,012,118.4 in losses, has the largest financial interest at stake in the action.\nSee ECF 39, 40, 41. Accordingly, the Court is prepared to appoint EAS Carpenters as lead\nplaintiff.\n\nThe PSLRA provides that the \u201cmost adequate plaintiff shall, subject to the approval of the\ncourt, select and retain counsel to represent the class.\u201d 15 U.S.C.A. \u00a7 77z-1(a)(3)(B)(v). In its\nMotion, EAS Carpenters requests the appointment of Cohen Milstein Sellers & Toll PLLC\n(\u201cCohen Milstein\u201d) as Lead Counsel and Girard Sharp LLP (\u201cGirard Sharp\u201d) as Liaison\nCounsel for the proposed class. ECF 40 at 7. Rule 23(g) provides that a court must determine\nthat an applicant for class counsel is qualified to represent the proposed class by considering\nfactors such as: \u201c(i) the work counsel has done in identifying or investigating potential claims in\nthe action; (11) counsel\u2019s experience in handling class actions, other complex litigation, and the\ntypes of claims asserted in the action; (i111) counsel\u2019s knowledge of the applicable law; and (iv) the\nresources that counsel will commit to representing the class.\u201d Fed. R. Civ. P. 23(g)(1)(A).\n\nCV-90 (06/04) CIVIL MINUTES - GENERAL Page 3 of 4\n\fCase 8:25-cv-00981-MRA-KES Document 63 _ Filed 08/22/25 Page4of4 Page ID\n#:1052\n\nUNITED STATES DISTRICT COURT\nCENTRAL DISTRICT OF CALIFORNIA\n\nCIVIL MINUTES \u2014 GENERAL\n\nCase No. 8:25-cv-00981-MRA-KES Date\n8:25-cv-01003-MRA-KES\n2:25-cv-05777-MRA-KES August 22, 2025\n\nMatthews et al. v. Compass Group Diversified Holdings, LLC, et al.\n\nTitle\nAugenbaum et al. v. Compass Diversified Holdings, et al.\n\nTan et al. v. Compass Diversified Holdings, et al.\n\nHaving reviewed and considered the summaries of both law firms\u2019 representative matters, the\nCourt finds that Cohen Milstein and Girard Sharp would adequately represent the members of the\nproposed class. ECF 40 at 16-17 (summarizing representative examples of the law firms\u2019 work\nin security fraud litigation), Ex. D (providing a firm resume for Cohen Milstein).\n\nFinding no reason to withhold approval of EAS Carpenters and EAS Carpenters\u2019 selected\ncounsel, the Court intends to appoint: 1) EAS Carpenters as Lead Plaintiff; 2) Cohen Milstein as\nLead Counsel; and 3) Girard Sharp as Liaison Counsel. Any party wishing to dispute these\nselections is ordered to show cause as to why the appointments should not move forward by\nproviding a concise yet detailed explanation as to why an alternate appointment would be more\nappropriate. Any objections to the above appointments must be filed no later than seven (7)\ndays from the issuance of this Order and must be no longer than seven (7) pages long. Upon\nreview of any filings, the Court will finalize the appointment of lead plaintiff and lead counsel in\nthis consolidated action.\n\nIT IS SO ORDERED.\n\nInitials of Deputy Clerk mku\n\nCV-90 (06/04) CIVIL MINUTES - GENERAL Page 4 of 4\n","ocr_status":1,"date_upload":"2026-05-14T23:40:06.115379-07:00","document_number":"63","attachment_number":null,"pacer_doc_id":"031045710687","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order on Motion for Appointment of Counsel","acms_document_guid":""}],"date_created":"2025-08-26T12:35:32.866634-07:00","date_modified":"2026-01-26T22:19:42.428522-08:00","date_filed":"2025-08-22","time_filed":null,"entry_number":63,"recap_sequence_number":"2025-08-22.001","pacer_sequence_number":261,"description":"MINUTES (IN CHAMBERS) ORDER RE CONSOLIDATION OF CASES AND APPOINTMENT OF LEAD PLAINTIFF(S) AND COUNSEL by Judge Monica Ramirez Almadani: Before the Court are multiple motions to consolidate related cases and appoint lead plaintiff(s) and plaintiffs counsel. See, e.g. ECF 14, 20, 24, 28, 31, 39. Accordingly, the Motion to Consolidate the related actions is GRANTED. The Court consolidates these cases into one \"Consolidated Action\" and ORDERS as follows. APPOINTMENT OF LEAD PLAINTIFF AND COUNSEL: Having reviewed the docket and considered each Plaintiff's motion to be appointed lead plaintiff, the Court finds that Eastern Atlantic States Carpenters Benefit Funds (\"EAS Carpenters\"), which is reporting $2,012,118.4 in losses, has the largest financial interest at stake in the action. See ECF 39, 40, 41. Accordingly, the Court is prepared to appoint EAS Carpenters as lead plaintiff. Having reviewed and considered the summaries of both law firms' representative matters, the Court finds that Cohen Milstein and Girard Sharp would adequately represent the members of the proposed class. Finding no reason to withhold approval of EAS Carpenters and EAS Carpenters' selected counsel, the Court intends to appoint: I) EAS Carpenters as Lead Plaintiff; 2) Cohen Milstein as Lead Counsel; and 3) Girard Sharp as Liaison Counsel. Any party wishing to dispute these selections is ordered to show cause as to why the appointments should not move forward by providing a concise yet detailed explanation as to why an alternate appointment would be more appropriate. Any objections to the above appointments must be filed no later than seven (7) days from the issuance of this Order and must be no longer than seven (7) pages long. Upon review of any filings, the Court will finalize the appointment of lead plaintiff and lead counsel in this consolidated action. (see document for further details) (bm) (Entered: 08/26/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/432839876/","id":432839876,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/447178036/","id":447178036,"tags":[],"absolute_url":"","date_created":"2025-07-28T11:32:59.956640-07:00","date_modified":"2025-07-28T12:33:07.859426-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Generic Text Only Entry","acms_document_guid":""}],"date_created":"2025-07-28T11:32:59.945149-07:00","date_modified":"2025-07-28T12:33:07.846494-07:00","date_filed":"2025-07-28","time_filed":"12:06:53","entry_number":null,"recap_sequence_number":"2025-07-28.001","pacer_sequence_number":null,"description":"","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/432377590/","id":432377590,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/446706718/","id":446706718,"tags":[],"absolute_url":"/docket/70235837/61/in-re-compass-securities-litigation/","date_created":"2025-07-23T23:31:00.691378-07:00","date_modified":"2026-01-26T22:19:42.355329-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"61","attachment_number":null,"pacer_doc_id":"031045462511","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Motion to Appear Pro Hac Vice (G-64)","acms_document_guid":""}],"date_created":"2025-07-23T23:31:00.574494-07:00","date_modified":"2026-01-26T22:19:42.326554-08:00","date_filed":"2025-07-23","time_filed":"18:05:24","entry_number":61,"recap_sequence_number":"2025-07-23.003","pacer_sequence_number":232,"description":"APPLICATION of Non-Resident Attorney Christina D. Saler to Appear Pro Hac Vice on behalf of Movant Eastern Atlantic States Carpenters Benefit Funds (Pro Hac Vice Fee - $500 Previously Paid on 7/23/2025, Receipt No. ACACDC-40161283) filed by Movant Eastern Atlantic States Carpenters Benefit Funds. (Attachments: # 1 Certificate of Good Standing from Pennsylvania, # 2 Certificate of Good Standing from New Jersey, # 3 Proposed Order) (Greene, Sean) (Entered: 07/23/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/432375485/","id":432375485,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/446704395/","id":446704395,"tags":[],"absolute_url":"/docket/70235837/59/in-re-compass-securities-litigation/","date_created":"2025-07-23T19:44:57.780840-07:00","date_modified":"2026-01-26T22:19:42.261185-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"59","attachment_number":null,"pacer_doc_id":"031045462359","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Motion to Appear Pro Hac Vice (G-64)","acms_document_guid":""}],"date_created":"2025-07-23T19:44:57.665016-07:00","date_modified":"2026-01-26T22:19:42.233406-08:00","date_filed":"2025-07-23","time_filed":"17:34:22","entry_number":59,"recap_sequence_number":"2025-07-23.001","pacer_sequence_number":228,"description":"APPLICATION of Non-Resident Attorney Steven J. Toll to Appear Pro Hac Vice on behalf of Movant Eastern Atlantic States Carpenters Benefit Funds (Pro Hac Vice Fee - $500 Previously Paid on 7/23/2025, Receipt No. ACACDC-40161044) filed by Movant Eastern Atlantic States Carpenters Benefit Funds. (Attachments: # 1 Certificate of Good Standing from the District of Columbia Bar, # 2 Certificate of Good Standing from the Virginia State Bar, # 3 Proposed Order) (Greene, Sean) (Entered: 07/23/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/432375473/","id":432375473,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/446704383/","id":446704383,"tags":[],"absolute_url":"/docket/70235837/60/in-re-compass-securities-litigation/","date_created":"2025-07-23T19:44:45.273223-07:00","date_modified":"2026-01-26T22:19:42.308513-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"60","attachment_number":null,"pacer_doc_id":"031045462407","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Motion to Appear Pro Hac Vice (G-64)","acms_document_guid":""}],"date_created":"2025-07-23T19:44:45.095535-07:00","date_modified":"2026-01-26T22:19:42.286129-08:00","date_filed":"2025-07-23","time_filed":"17:44:26","entry_number":60,"recap_sequence_number":"2025-07-23.002","pacer_sequence_number":230,"description":"APPLICATION of Non-Resident Attorney Brendan R. Schneiderman to Appear Pro Hac Vice on behalf of Movant Eastern Atlantic States Carpenters Benefit Funds (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-40161247) filed by Movant Eastern Atlantic States Carpenters Benefit Funds. (Attachments: # 1 Certificate of Good Standing from the District of Columbia Bar, # 2 Proposed Order) (Greene, Sean) (Entered: 07/23/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/431773451/","id":431773451,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/446087026/","id":446087026,"tags":[],"absolute_url":"/docket/70235837/58/in-re-compass-securities-litigation/","date_created":"2025-07-17T15:34:15.434611-07:00","date_modified":"2026-01-26T22:19:42.181283-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"58","attachment_number":null,"pacer_doc_id":"031045414690","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice (Other)","acms_document_guid":""}],"date_created":"2025-07-17T15:34:15.423073-07:00","date_modified":"2026-01-26T22:19:42.152887-08:00","date_filed":"2025-07-17","time_filed":"14:11:06","entry_number":58,"recap_sequence_number":"2025-07-17.001","pacer_sequence_number":226,"description":"Notice filed by Movant Eastern Atlantic States Carpenters Benefit Funds. Motion for Appointment as Lead Plaintiff, Approval of Selection of Counsel, and Consolidation of Related Actions is Unopposed (Greene, Sean) (Entered: 07/17/2025)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/431644510/","id":431644510,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/70235837/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/445955526/","id":445955526,"tags":[],"absolute_url":"/docket/70235837/57/in-re-compass-securities-litigation/","date_created":"2025-07-16T17:35:24.023149-07:00","date_modified":"2026-01-26T22:19:42.121537-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"57","attachment_number":null,"pacer_doc_id":"031045405769","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Non-Opposition to Motion","acms_document_guid":""}],"date_created":"2025-07-16T17:35:23.915650-07:00","date_modified":"2026-01-26T22:19:42.089312-08:00","date_filed":"2025-07-16","time_filed":"15:32:13","entry_number":57,"recap_sequence_number":"2025-07-16.003","pacer_sequence_number":222,"description":"NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 8:25-cv-00981; 8:25-cv-01003; 2:25-cv-05777, NOTICE OF MOTION AND MOTION for Appointment of Counsel and Lead Plaintiff 14 filed by Movant Bernard Swift. (Gilmore, Lucas) (Entered: 07/16/2025)","tags":[]}],"entries_total":"https://www.courtlistener.com/api/rest/v4/docket-entries/?count=on&docket=70235837&page_size=40"}