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Case No. 2:25-cv-01396-CAS-DFM\n12 SECURITIES LITIGATION\n13 STIPULATED PROTECTIVE\n14 ORDER\n\n15 Discovery Document: referred to\n Magistrate Judge Douglas F.\n16 McCormick\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n\n STIPULATED PROTECTIVE ORDER CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 2 of 21 Page ID\n #:1606\n\n\n\n1 1. INTRODUCTION\n2 1.1. Purposes and Limitations. Discovery in this Action is likely to involve\n3 production of confidential, proprietary, or private information for which special\n4 protection from public disclosure and from use for any purpose other than\n5 prosecuting this litigation may be warranted. Accordingly, the Parties hereby\n6 stipulate to and petition the Court to enter the following Stipulated Protective Order\n7 (\u201cOrder\u201d). The Parties acknowledge that this Order does not confer blanket\n8 protections on all disclosures or responses to discovery and that the protection it\n9 affords from public disclosure and use extends only to the limited information or\n10 items that are entitled to confidential treatment under the applicable legal principles.\n11 The Parties further acknowledge, as set forth in Section 12.3, below, that this\n12 Stipulated Protective Order does not entitle them to file confidential information\n13 under seal; Local Rule 79-5 sets forth the procedures that must be followed and the\n14 standards that will be applied when a Party seeks permission from the Court to file\n15 material under seal.\n16 1.2. Good Cause Statement. This Action is likely to involve customer and\n17 pricing lists, trade secrets, and other valuable research, development, commercial,\n18 financial, technical and/or proprietary information for which special protection from\n19 public disclosure and from use for any purpose other than prosecution of this Action\n20 is warranted. Such confidential and proprietary materials and information consist of,\n21 among other things, confidential business or financial information, information\n22 regarding confidential business practices, or other confidential research,\n23 development, or commercial information (including information implicating privacy\n24 rights of third parties), information otherwise generally unavailable to the public, or\n25 which may be privileged or otherwise protected from disclosure under state or\n26 federal statutes, court rules, case decisions, or common law. Accordingly, to\n27 expedite the flow of information, to facilitate the prompt resolution of disputes over\n28 confidentiality of discovery materials, to adequately protect information the Parties\n\n STIPULATED PROTECTIVE ORDER 1 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 3 of 21 Page ID\n #:1607\n\n\n\n1 are entitled to keep confidential, to ensure that the Parties are permitted reasonable\n2 necessary uses of such material in preparation for and in the conduct of trial, to\n3 address their handling at the end of the litigation, and to serve the ends of justice, a\n4 protective order for such information is justified in this matter. It is the intent of the\n5 Parties that information will not be designated as confidential for tactical reasons\n6 and that nothing be so designated without good faith belief that it has been\n7 maintained in a confidential, non-public manner, and there is good cause why it\n8 should not be part of the public record of this case.\n9 2. DEFINITIONS\n10 2.1. Action: In re The Trade Desk, Inc. Securities Litigation, No. 2:25-cv-\n11 01396-CAS-DFM.\n12 2.2. Challenging Party: A Party or Non-Party that challenges the\n13 designation of information or items under this Order.\n14 2.3. \u201cCONFIDENTIAL\u201d Information or Items: Information (regardless of\n15 how it is generated, stored or maintained) or tangible things that qualify for\n16 protection under Rule 26(c) of the Federal Rules of Civil Procedure.\n17 2.4. Counsel: Outside Counsel of Record and In-House Counsel (as well as\n18 their support staff).\n19 2.5. Designating Party: A Party or Non-Party that designates information or\n20 items that it produces in disclosures or in responses to discovery as\n21 \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL.\u201d\n22 2.6. Disclosure or Discovery Material: All items or information, regardless\n23 of the medium or manner in which it is generated, stored, or maintained (including,\n24 among other things, testimony, transcripts, and tangible things), that are produced or\n25 generated in disclosures or responses to discovery in this matter.\n26 2.7. Expert: A person with specialized knowledge or experience in a matter\n27 pertinent to the litigation who (1) has been retained by a party or its counsel to serve\n28 as an expert witness or as a consultant in this Action; (2) is not a current employee\n\n STIPULATED PROTECTIVE ORDER 2 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 4 of 21 Page ID\n #:1608\n\n\n\n1 of The Trade Desk or of The Trade Desk\u2019s competitor (as listed in Exhibit B); and\n2 (3) at the time of retention, is not anticipated to become an employee of The Trade\n3 Desk or of The Trade Desk\u2019s competitor.1\n4 2.8. Final Disposition: The later of (1) dismissal of all claims and defenses\n5 in this Action, with or without prejudice; and (2) final judgment herein after the\n6 completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of\n7 this Action, including the time limits for filing any motions or applications for\n8 extension of time pursuant to applicable law.\n9 2.9. \u201cHIGHLY CONFIDENTIAL\u201d Information or Items: information\n10 (regardless of how it is generated, stored or maintained) or tangible things belonging\n11 to a Designating Party who believes in good faith that the disclosure of such\n12 information to another Party or Non-Party would, notwithstanding the protections of\n13 the Protective Order, create a substantial risk of serious financial or other injury that\n14 cannot be avoided by less restrictive means. At this time, the Parties anticipate that\n15 \u201cHighly Confidential\u201d information may include Trade Desk\u2019s source code; client-,\n16 product-, service-, or platform-specific take rates; client-specific pricing; and non-\n17 public product and feature launches for 2026 or beyond.2\n18 2.10. In-House Counsel: Attorneys who are employees of a party to this\n19 Action. In-House Counsel does not include Outside Counsel of Record or any other\n20 outside counsel but, as used herein, includes the following specific attorneys in the\n21 Attorney General\u2019s Office of the State of Mississippi who may be involved during\n22\n23\n 1 The Parties will not argue in this proceeding at any time (including to the jury) that\n24 another Party\u2019s proposed expert is unqualified, less qualified, or unfit because he or\n25 she (1) is not a current employee of The Trade Desk or of The Trade Desk\u2019s\n competitor (as listed in Exhibit B); or (2) at the time of retention, is not anticipated\n26 to become an employee of The Trade Desk or of The Trade Desk\u2019s competitor.\n27 2 For the avoidance of doubt, this provision does not establish or imply that\n28 production of such information is warranted in this Action.\n\n STIPULATED PROTECTIVE ORDER 3 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 5 of 21 Page ID\n #:1609\n\n\n\n1 the course of this Action in overseeing this Action: the Attorney General, his/her\n2 Chief of Staff, the Director of Consumer Protection, and the Special Assistant\n3 Attorneys General specifically tasked with overseeing this Action. For avoidance of\n4 doubt, the Attorney General\u2019s Office of the State of Mississippi and attorneys therein\n5 may not use any Protected Material produced in this Action for any purpose other\n6 than prosecuting, defending, or attempting to settle this Action.\n7 2.11. Non-Party: Any natural person, partnership, corporation, association,\n8 or other legal entity not named as a Party to this Action.\n9 2.12. Outside Counsel of Record: Attorneys who are not employees of a party\n10 to this Action but are retained to represent or advise a party to this Action and have\n11 appeared in this Action on behalf of that party or are affiliated with a law firm which\n12 has appeared on behalf of that party, and includes support staff.\n13 2.13. Party (or, Parties): Any party to this Action, including all of its officers,\n14 directors, employees, consultants, retained experts, and Outside Counsel of Record\n15 (and their support staffs).\n16 2.14. Producing Party: A Party or Non-Party that produces Disclosure or\n17 Discovery Material in this Action.\n18 2.15. Professional Vendors: Persons or entities that provide litigation-\n19 support services (e.g., photocopying, videotaping, translating, preparing exhibits or\n20 demonstrations, and organizing, storing, or retrieving data in any form or medium)\n21 and their employees and subcontractors. For purposes of Sections 7.2(g) and 7.3(g)\n22 below, one employee of a Professional Vendor with authority to bind the\n23 Professional Vendor may sign Exhibit A on behalf of the Professional Vendor.\n24 2.16. Protected Material: Any Disclosure or Discovery Material that is\n25 designated as \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL.\u201d\n26 2.17. Receiving Party: A Party that receives Disclosure or Discovery\n27 Material from a Producing Party.\n28\n\n STIPULATED PROTECTIVE ORDER 4 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 6 of 21 Page ID\n #:1610\n\n\n\n1 3. SCOPE\n2 The protections conferred by this Stipulation and Order cover not only\n3 Protected Material, but also (1) any information copied or extracted from Protected\n4 Material; (2) all copies, excerpts, summaries, or compilations of Protected Material;\n5 and (3) any testimony, conversations, or presentations by Parties or their Counsel\n6 that might reveal Protected Material.\n7 Any use of Protected Material at trial shall be governed by the orders of the\n8 trial judge. This Stipulated Protective Order does not govern the use of Protected\n9 Material at trial.\n10 4. TRIAL AND DURATION\n11 The terms of this Stipulated Protective Order apply through Final Disposition\n12 of the Action.\n13 Once a case proceeds to trial, court filed information that was previously\n14 designated as \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL\u201d or maintained\n15 pursuant to this Stipulated Protective Order and used or introduced as an exhibit at\n16 trial becomes public and will be presumptively available to all members of the\n17 public, including the press, unless compelling reasons supported by specific factual\n18 findings to proceed otherwise are made to the trial judge in advance of the trial.\n19 Accordingly, for such materials, the terms of this Stipulated Protective Order do not\n20 extend beyond the commencement of the trial.\n21 Even after Final Disposition of this litigation, the confidentiality obligations\n22 imposed by this Stipulated Protective Order shall remain in effect until a Designating\n23 Party agrees otherwise in writing or a court order otherwise directs.\n24 5. DESIGNATING PROTECTED MATERIAL\n25 5.1. Exercise of Restraint and Care in Designating Material for Protection.\n26 Each Party or Non-Party that designates information or items for protection under\n27 this Order must take care to limit any such designation to specific material that\n28 qualifies under the appropriate standards. To the extent feasible, the Designating\n\n STIPULATED PROTECTIVE ORDER 5 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 7 of 21 Page ID\n #:1611\n\n\n\n1 Party must designate for protection only those parts of material, documents, items,\n2 or oral or written communications that qualify so that other portions of the material,\n3 documents, items, or communications for which protection is not warranted are not\n4 swept unjustifiably within the ambit of this Order.\n5 Mass, indiscriminate, or routinized designations are prohibited. Designations\n6 that are shown to be clearly unjustified or that have been made for an improper\n7 purpose (e.g., to unnecessarily encumber the case development process or to impose\n8 unnecessary expenses and burdens on other parties) may expose the Designating\n9 Party to sanctions.\n10 If it comes to a Designating Party\u2019s attention that information or items that it\n11 designated for protection do not qualify for protection, that Designating Party must\n12 promptly notify all other Parties that it is withdrawing the inapplicable designation.\n13 5.2. Manner and Timing of Designations. Except as otherwise provided in\n14 this Stipulated Protective Order (see, e.g., second paragraph of Section 5.2(a)\n15 below), or as otherwise stipulated or ordered, Disclosure or Discovery Material that\n16 qualifies for protection under this Stipulated Protective Order must be clearly so\n17 designated before the material is disclosed or produced.\n18 Designation in conformity with this Stipulated Protective Order requires:\n19 (a) for information in documentary form (e.g., paper or electronic\n20 documents, but excluding transcripts of depositions or other pretrial or trial\n21 proceedings), that the Producing Party affix at a minimum, the legend\n22 \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL\u201d to each page that contains\n23 protected material. To the extent feasible, if only a portion or portions of the material\n24 on a page qualifies for protection, the Producing Party also must clearly identify the\n25 protected portion(s) (e.g., by making appropriate markings in the margins).The\n26 Producing Party may affix the legend to the slipsheet of a document produced in\n27 native format.\n28\n\n STIPULATED PROTECTIVE ORDER 6 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 8 of 21 Page ID\n #:1612\n\n\n\n1 A Party or Non-Party that makes original documents available for inspection\n2 need not designate them for protection until after the inspecting Party has indicated\n3 which documents it would like copied and produced. During the inspection and\n4 before the designation, all of the material made available for inspection shall be\n5 deemed \u201cHIGHLY CONFIDENTIAL.\u201d After the inspecting Party has identified the\n6 documents it wants copied and produced, the Producing Party must determine which\n7 documents, or portions thereof, qualify for protection under this Stipulated\n8 Protective Order. Then, before producing the specified documents, the Producing\n9 Party must affix the \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL\u201d legend\n10 to each page that contains Protected Material. If only a portion or portions of the\n11 material on a page qualifies for protection, the Producing Party also must clearly\n12 identify the protected portion(s) (e.g., by making appropriate markings in the\n13 margins).\n14 (b) for testimony given in depositions that the Designating Party\n15 identifies on the record before the close of the deposition, or in writing within 21\n16 days after the close of the deposition, that the entire transcript or portions thereof\n17 will be treated as \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL.\u201d The\n18 transcript will contain the designation. The transcript will be treated as \u201cHIGHLY\n19 CONFIDENTIAL\u201d until the 21-day period expires.\n20 (c) for information produced in some form other than documentary\n21 and for any other tangible items, that the Producing Party indicates in the production\n22 cover letter or email or affix in a prominent place on the exterior of the container or\n23 containers in which the information is stored the \u201cCONFIDENTIAL\u201d or \u201c HIGHLY\n24 CONFIDENTIAL\u201d legend. If only a portion or portions of the information warrants\n25 protection, the Producing Party, to the extent practicable, shall identify the protected\n26 portion(s).\n27 5.3. Inadvertent Failures to Designate. If timely corrected, an inadvertent\n28 failure to designate qualified information or items does not, standing alone, waive\n\n STIPULATED PROTECTIVE ORDER 7 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 9 of 21 Page ID\n #:1613\n\n\n\n1 the Designating Party\u2019s right to secure protection under this Order for such material.\n2 Upon timely correction of a designation, the Receiving Party must make reasonable\n3 efforts to ensure that the material is treated in accordance with the provisions of this\n4 Stipulated Protective Order.\n5 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS\n6 6.1. Timing of Challenges. Any Party or Non-Party may challenge a\n7 designation of confidentiality at any time that is consistent with the court\u2019s\n8 Scheduling Order.\n9 6.2. Meet and Confer. The Challenging Party shall initiate the dispute\n10 resolution process under Local Rule 37-1 et seq.\n11 6.3. Burden. The burden of persuasion in any such challenge proceeding\n12 shall be on the Designating Party. Unless the Designating Party has waived or\n13 withdrawn the confidentiality designation, all Parties shall continue to afford the\n14 material in question the level of protection to which it is entitled under the Producing\n15 Party\u2019s designation until the court rules on the challenge.\n16 7. ACCESS TO AND USE OF PROTECTED MATERIAL\n17 7.1. Basic Principles. A Receiving Party may use Protected Material that is\n18 disclosed or produced by another Party or by a Non-Party in connection with this\n19 Action only for prosecuting, defending, or attempting to settle this Action. Such\n20 Protected Material may be disclosed only to the categories of persons and under the\n21 conditions described in this Order. When the Action reaches a Final Disposition, a\n22 Receiving Party must comply with the provisions of Section 13 below.\n23 Protected Material must be stored and maintained by a Receiving Party at a\n24 location and in a secure manner that ensures that access is limited to the persons\n25 authorized under this Stipulated Protective Order.\n26 7.2. Disclosure of \u201cCONFIDENTIAL\u201d Information or Items. Unless\n27 otherwise ordered by the court or permitted in writing by the Designating Party, a\n28 Receiving Party may disclose any information or item designated\n\n STIPULATED PROTECTIVE ORDER 8 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 10 of 21 Page\n ID #:1614\n\n\n\n1 \u201cCONFIDENTIAL\u201d only:\n2 (a) to the Receiving Party\u2019s Outside Counsel of Record in this\n3 Action, as well as employees of said Outside Counsel of Record to whom it is\n4 reasonably necessary to disclose the information for this Action;\n5 (b) to contract attorneys of said Outside Counsel of Record to whom\n6 it is reasonably necessary to disclose the information for this litigation and who have\n7 signed the \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit A);\n8 (c) to the officers, directors, and employees (including In-House\n9 Counsel) of the Receiving Party to whom disclosure is reasonably necessary for this\n10 Action and who have signed the \u201cAcknowledgment and Agreement to Be Bound\u201d\n11 (Exhibit A);\n12 (d) to Experts (as defined in this Order) of the Receiving Party to\n13 whom disclosure is reasonably necessary for this Action and who have signed the\n14 \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit A);\n15 (e) to the court and its personnel;\n16 (f) to court reporters and their staff;\n17 (g) to professional jury or trial consultants, mock jurors, and\n18 Professional Vendors to whom disclosure is reasonably necessary for this Action\n19 and who have signed the \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit\n20 A);\n21 (h) to the author or recipient of a document containing the\n22 information or a custodian or other person who otherwise possessed or knew the\n23 information;\n24 (i) during their depositions, to witnesses, and attorneys for\n25 witnesses, in the Action to whom disclosure is reasonably necessary, provided the\n26 witness has signed the \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit A)\n27 unless otherwise agreed by the Designating Party or ordered by the Court. Pages of\n28 transcribed deposition testimony or exhibits to depositions that reveal Protected\n\n STIPULATED PROTECTIVE ORDER 9 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 11 of 21 Page\n ID #:1615\n\n\n\n1 Material may be separately bound by the court reporter and may not be disclosed to\n2 anyone except as permitted under this Stipulated Protective Order; and\n3 (j) to any mediator or settlement officer, and their supporting\n4 personnel, mutually agreed upon by any of the Parties engaged in settlement\n5 discussions, and The Trade Desk, Inc.\u2019s D&O insurance carriers, their counsel, and\n6 brokers.\n7 7.3. Disclosure of \u201cHIGHLY CONFIDENTIAL\u201d Information or Items.\n8 Unless otherwise ordered by the court or permitted in writing by the Designating\n9 Party, a Receiving Party may disclose any information or item designated \u201cHIGHLY\n10 CONFIDENTIAL\u201d only:\n11 (a) to the Receiving Party\u2019s Outside Counsel of Record in this\n12 Action, as well as employees of said Outside Counsel of Record to whom it is\n13 reasonably necessary to disclose the information for this Action;\n14 (b) to contract attorneys of said Outside Counsel of Record to whom\n15 it is reasonably necessary to disclose the information for this litigation and who have\n16 signed the \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit A);\n17 (c) to In-House Counsel of the Receiving Party and Amy Fecher,\n18 Executive Director of Arkansas Public Employees\u2019 Retirement System, to whom\n19 disclosure is reasonably necessary for this Action and who have signed the\n20 \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit A);\n21 (d) to Experts (as defined in this Order) of the Receiving Party to\n22 whom disclosure is reasonably necessary for this Action and who have signed the\n23 \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit A);\n24 (e) to the court and its personnel;\n25 (f) to court reporters and their staff;\n26 (g) to professional jury or trial consultants, mock jurors, and\n27 Professional Vendors to whom disclosure is reasonably necessary for this Action\n28\n\n STIPULATED PROTECTIVE ORDER 10 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 12 of 21 Page\n ID #:1616\n\n\n\n1 and who have signed the \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit\n2 A);\n3 (h) to the author or recipient of a document containing the\n4 information or a custodian or other person who otherwise possessed or knew the\n5 information;\n6 (i) during their depositions, to (1) the Individual Defendants; (2) any\n7 current Trade Desk employee; or (3) any former Trade Desk employee who was\n8 employed by Trade Desk during the Class Period, who is not currently employed by\n9 and is not anticipated to become employed by an entity listed on Exhibit B or a client\n10 of Trade Desk, and to whom disclosure is reasonably necessary, provided the witness\n11 has signed the \u201cAcknowledgment and Agreement to Be Bound\u201d (Exhibit A) unless\n12 otherwise agreed by the Designating Party or ordered by the Court; and\n13 (j) to any mediator or settlement officer, and their supporting\n14 personnel, mutually agreed upon by any of the Parties engaged in settlement\n15 discussions, and The Trade Desk, Inc.\u2019s D&O insurance carriers, their counsel, and\n16 brokers.\n17 8. PROTECTED MATERIAL SUBPOENAED OR ORDERED\n PRODUCED IN OTHER LITIGATION\n18\n19 If a Party is served with a subpoena or a court order issued in other litigation\n20 that compels disclosure of any information or items designated in this Action as\n21 \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL,\u201d that Party must:\n22 (a) promptly notify in writing the Designating Party. Such\n23 notification shall include a copy of the subpoena or court order;\n24 (b) promptly notify in writing the party who caused the subpoena or\n25 order to issue in the other litigation that some or all of the material covered by the\n26 subpoena or order is subject to this Protective Order. Such notification shall include\n27 a copy of this Stipulated Protective Order; and\n28\n\n STIPULATED PROTECTIVE ORDER 11 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 13 of 21 Page\n ID #:1617\n\n\n\n1 (c) cooperate with respect to all reasonable procedures sought to be\n2 pursued by the Designating Party whose Protected Material may be affected.\n3 If the Designating Party timely seeks a protective order, the Party served with\n4 the subpoena or court order shall not produce any information designated in this\n5 Action as \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL\u201d before a\n6 determination by the court from which the subpoena or order issued, unless the Party\n7 has obtained the Designating Party\u2019s permission. The Designating Party shall bear\n8 the burden and expense of seeking protection in that court of its confidential material\n9 and nothing in these provisions should be construed as authorizing or encouraging a\n10 Receiving Party in this Action to disobey a lawful directive from another court.\n11 9. A NON-PARTY\u2019S PROTECTED MATERIAL SOUGHT TO BE\n PRODUCED IN THIS LITIGATION\n12\n13 9.1. Application. The terms of this Stipulated Protective Order are\n14 applicable to information produced by a Non-Party in this Action and designated as\n15 \u201cCONFIDENTIAL\u201d or \u201cHIGHLY CONFIDENTIAL.\u201d Such information produced\n16 by Non-Parties in connection with this litigation is protected by the remedies and\n17 relief provided by this Order. Nothing in these provisions should be construed as\n18 prohibiting a Non-Party from seeking additional protections.\n19 9.2. Notification. In the event that a Party is required, by a valid discovery\n20 request, to produce a Non-Party\u2019s confidential information in its possession, and the\n21 Party knows the information is subject to a protective order entered in another\n22 litigation, then the Party shall:\n23 (a) promptly notify in writing the Requesting Party and the Non-\n24 Party that some or all of the information requested is subject to a protective order\n25 entered in another litigation;\n26 (b) make the information requested available for inspection by the\n27 Non-Party, if requested.\n28 9.3. Conditions of Production. If the Non-Party fails to seek a protective\n\n STIPULATED PROTECTIVE ORDER 12 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 14 of 21 Page\n ID #:1618\n\n\n\n1 order within 14 days of receiving the notice and accompanying information, the\n2 Receiving Party may produce the Non-Party\u2019s confidential information responsive\n3 to the discovery request. If the Non-Party timely seeks a protective order, the\n4 Receiving Party shall not produce the Non-Party\u2019s confidential information before a\n5 determination by the court. Absent a court order to the contrary, the Non-Party shall\n6 bear the burden and expense of seeking protection of its Protected Material.\n7 10. UNAUTHORIZED DISCLOSURE OF PROTECTED\n MATERIAL\n8\n9 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed\n10 Protected Material to any person or in any circumstance not authorized under this\n11 Stipulated Protective Order, the Receiving Party must immediately (a) notify in\n12 writing the Designating Party of the unauthorized disclosures, (b) use its best efforts\n13 to retrieve all unauthorized copies of the Protected Material, (c) inform the person\n14 or persons to whom unauthorized disclosures were made of all the terms of this\n15 Order, and (d) request such person or persons to execute the \u201cAcknowledgment and\n16 Agreement to Be Bound\u201d (Exhibit A).\n17 11. INADVERTENT PRODUCTION OF PRIVILEGED OR\n OTHERWISE PROTECTED MATERIAL\n18\n19 Nothing in this Order shall require production of information that a Party\n20 contends is protected from disclosure by the attorney-client privilege, the work\n21 product immunity, or other privilege, doctrine, right, or immunity. When a\n22 Producing Party gives notice to Receiving Parties that certain inadvertently produced\n23 material is subject to a claim of privilege or other protection, the obligations of the\n24 Receiving Parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B).\n25 This provision is not intended to modify whatever procedure may be established in\n26 an e-discovery order that provides for production without prior privilege review.\n27 Pursuant to Fed. R. Evid. 502(d), the mere production of a privileged or work-\n28 product-protected document, whether inadvertent or otherwise, does not operate as\n\n STIPULATED PROTECTIVE ORDER 13 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 15 of 21 Page\n ID #:1619\n\n\n\n1 and is not a waiver of privilege or protection from discovery in this case or in any\n2 other federal or state matter or proceeding.\n3 12. MISCELLANEOUS\n4 12.1. Right to Further Relief. Nothing in this Stipulated Protective Order\n5 abridges the right of any person to seek its modification by the Court in the future.\n6 12.2. Right to Assert Other Objections. By stipulating to the entry of this\n7 Stipulated Protective Order no Party waives any right it otherwise would have to\n8 object to disclosing or producing any information or item on any ground not\n9 addressed in this Stipulated Protective Order. Similarly, no Party waives any right\n10 to object on any ground to use in evidence of any of the material covered by this\n11 Stipulated Protective Order.\n12 12.3. Filing Protected Material. A Party that seeks to file under seal any\n13 Protected Material must comply with Local Rule 79-5. Protected Material may only\n14 be filed under seal pursuant to a court order authorizing the sealing of the specific\n15 Protected Material at issue. If a Party\u2019s request to file Protected Material under seal\n16 is denied by the Court, then the Receiving Party may file the information in the\n17 public record unless otherwise instructed by the Court.\n18 12.4. Artificial Intelligence. The Parties agree that a Receiving Party may use\n19 artificial intelligence software and services (together, an \u201cAI Model\u201d) to aid in the\n20 processing, review, and analysis of Protected Material, provided however that any\n21 such AI Model must protect the confidentiality of such Protected Material as\n22 required by this Protective Order. No Receiving Party may submit any Protected\n23 Material to an AI Model that is open or available to the public, including ChatGPT\n24 and similar tools. No Receiving Party may submit any Protected Material to any\n25 other AI Model unless the Receiving Party first ensures that (1) the AI Model will\n26 not learn from, be trained upon, use or otherwise incorporate the Protected Material\n27 for any purpose other than the prosecution or defense of this Action; (2) all Protected\n28 Material inputted into the AI Model is destroyed in accordance with Section 13\n\n STIPULATED PROTECTIVE ORDER 14 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 16 of 21 Page\n ID #:1620\n\n\n\n1 below; and (3) access to Protected Material inputted into the AI Model is limited to\n2 persons to the extent permitted by Sections 7.2 and 7.3 above. The Receiving Party\n3 must retain written documentation of the contractual provisions between the\n4 Receiving Party and the provider of the AI Model evidencing the protections\n5 required by this paragraph.\n6 13. FINAL DISPOSITION\n7 After the Final Disposition of this Action, as defined in Section 2.8, within 60\n8 days of a written request by the Designating Party, each Receiving Party must return\n9 all Protected Material to the Producing Party or destroy such material, except to the\n10 extent prohibited by law. As used in this subdivision, \u201call Protected Material\u201d\n11 includes all copies, abstracts, compilations, summaries, and any other format\n12 reproducing or capturing any of the Protected Material. Whether the Protected\n13 Material is returned or destroyed, the Receiving Party must submit a written\n14 certification to the Producing Party (and, if not the same person or entity, to the\n15 Designating Party) by the 60 day deadline that (1) identifies (by category, where\n16 appropriate) all the Protected Material that was returned or destroyed and (2) affirms\n17 that the Receiving Party has not retained any copies, abstracts, compilations,\n18 summaries or any other format reproducing or capturing any of the Protected\n19 Material. Notwithstanding this provision, Counsel is entitled to retain an archival\n20 copy of all pleadings, motion papers, trial, deposition, and hearing transcripts, legal\n21 memoranda, correspondence, deposition and trial exhibits, expert reports, attorney\n22 work product, and consultant and expert work product, even if such materials contain\n23 Protected Material. Any such archival copies that contain or constitute Protected\n24 Material remain subject to this Protective Order as set forth in Section 4.\n25 ///\n26 ///\n27 ///\n28 ///\n\n STIPULATED PROTECTIVE ORDER 15 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 17 of 21 Page\n ID #:1621\n\n\n\n1 14. VIOLATION\n2 Any violation of this Stipulated Protective Order may be punished by any and\n3 all appropriate measures including, without limitation, contempt proceedings and/or\n4 monetary sanctions.\n5\n6 FOR GOOD CAUSE SHOWN, IT IS SO ORDERED.\n7\n8\n DATED: September 2, 2026\n9 Honorable Douglas F. McCormick\n10 United States Magistrate Judge\n11\n IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.\n12\n Dated: August 31, 2026 BERNSTEIN LITOWITZ BERGER\n13 & GROSSMANN LLP\n14\n /s/ Jonathan D. Uslaner\n15 Jonathan D. Uslaner (Bar No. 256898)\n jonathanu@blbglaw.com\n16 2121 Avenue of the Stars, Suite 2575\n Los Angeles, CA 90067\n17 Tel.: (310) 819-3481\n18 -and-\n19 Hannah Ross (pro hac vice)\n hannah@blbglaw.com\n20 John Rizio-Hamilton (pro hac vice)\n johnr@blbglaw.com\n21 Prachi Patel (pro hac vice)\n prachi.patel@blbglaw.com\n22 1251 Avenue of the Americas\n New York, NY 10020\n23 Tel.: (212) 554-1400\n24 Counsel for Lead Plaintiff\n Public Employees\u2019 Retirement System of\n25 Mississippi, and Lead Counsel for the Class\n26\n27\n28\n\n STIPULATED PROTECTIVE ORDER 16 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 18 of 21 Page\n ID #:1622\n\n\n\n1 COHEN MILSTEIN SELLERS\n & TOLL PLLC\n2\n Laura H. Posner (pro hac vice)\n3 lposner@cohenmilstein.com\n 88 Pine St., 14th Floor\n4 New York, NY 10005\n Tel.: (212) 838-7797\n5\n -and-\n6\n Steven J. Toll (pro hac vice)\n7 stoll@cohenmilstein.com\n Molly J. Bowen (pro hac vice)\n8 mbowen@cohenmilstein.com\n 1100 New York Avenue, N.W., Suite 800\n9 Washington, D.C. 20005\n Tel.: (202) 408-4600\n10\n Counsel for Lead Plaintiff Arkansas Public\n11 Employees\u2019 Retirement System, and Lead\n Counsel for the Class\n12\n13 John L. Davidson (pro hac vice)\n jdavidson@dbslawfirm.net\n14 DAVIDSON, PLLC\n 1062 Highland Colony Parkway\n15 200 Concourse, Suite 275\n Ridgeland, Mississippi 39157\n16 Tel.: (601) 932-0028\n17 Additional Counsel for Lead Plaintiff Public\n Employees\u2019 Retirement System of Mississippi\n18\n Dated: August 31, 2026 WILSON SONSINI GOODRICH &\n19 ROSATI PC\n20 /s/ Caz Hashemi\n Caz Hashemi (Bar No. 210239)\n21 chashemi@wsgr.com\n Benjamin M Crosson (Bar No. 247560)\n22 bcrosson@wsgr.com\n 650 Page Mill Road\n23 Palo Alto, CA 94304-1050\n 650-493-9300\n24 Fax: 866-974-7329\n25 -and-\n26 Jessica L Snorgrass (Bar No. 259962)\n jsnorgrass@wsgr.com\n27 1900 Avenue of the Stars, 28th Floor\n Los Angeles, CA 90067\n28 424-446-6900\n\n STIPULATED PROTECTIVE ORDER 17 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 19 of 21 Page\n ID #:1623\n\n\n\n1 Fax: 866-974-7329\n2 -and-\n3 John I. Karin (pro hac vice)\n jkarin@wsgr.com\n4 31 West 52nd Street, Fifth Floor\n New York, NY 10019\n5 212-497-7797\n Fax: 866-974-7329\n6\n Attorneys for Defendants The Trade Desk, Inc.,\n7 Jeffrey T. Green, Laura Schenkein, and\n Samantha Jacobson\n8\n9\n10\n11\n12 SIGNATURE ATTESTATION\n\n13 Pursuant to Local Rule 5-4.3.4(a)(2)(i), I, Jonathan D. Uslaner, hereby attest\n14 that Hannah Ross, John Rizio-Hamilton, Prachi Patel, Laura H. Posner, Steven J.\n15 Toll, Molly J. Bowen, John L. Davidson, Caz Hashemi, Benjamin M. Crosson,\n16 Jessica L. Snorgrass, and John I. Karin on whose behalf this filing is also submitted,\n17 have concurred in the content of this Stipulated Protective Order and have authorized\n18 its filing.\n19\n20 Dated: August 31, 2026 Respectfully Submitted:\n21 By: /s/ Jonathan D. Uslaner\n Jonathan D. Uslaner\n22 BERNSTEIN LITOWITZ BERGER\n & GROSSMANN LLP\n23 2121 Avenue of the Stars, Suite 2575\n Los Angeles, CA 90067\n24\n Counsel for Lead Plaintiff and Lead\n25 Counsel for the Class\n26\n27\n28\n\n STIPULATED PROTECTIVE ORDER 18 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 20 of 21 Page\n ID #:1624\n\n\n\n1 EXHIBIT A\n2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND\n3 I, ________________________ [print or type full name], of ___________\n4 ___________________________ [print or type full address], declare under penalty\n5 of perjury that I have read in its entirety and understand the Stipulated Protective\n6 Order that was issued by the United States District Court for the Central District of\n7 California on ___________ [DATE] in the case of In re The Trade Desk, Inc.\n8 Securities Litigation, 2:25-cv-01396-CAS-DFM. I agree to comply with and to be\n9 bound by all the terms of this Stipulated Protective Order and I understand and\n10 acknowledge that failure to so comply could expose me to sanctions and punishment\n11 in the nature of contempt. I solemnly promise that I will not disclose in any manner\n12 any information or item that is subject to this Stipulated Protective Order to any\n13 person or entity except in strict compliance with the provisions of this Order.\n14 I further agree to submit to the jurisdiction of the United States District Court\n15 for the Central District of California for the purpose of enforcing the terms of this\n16 Stipulated Protective Order, even if such enforcement proceedings occur after\n17 termination of this Action. I hereby appoint ________________________ [print or\n18 type full name] of _________ [print or type full address and telephone number] as\n19 my California agent for service of process in connection with this Action or any\n20 proceedings related to enforcement of this Stipulated Protective Order.\n21 Date: ___________________________\n22 City and State where sworn and signed: ___________________________\n23 Printed name: ___________________________\n24 Signature: ___________________________\n25\n26\n27\n28\n\n STIPULATED PROTECTIVE ORDER 19 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 118 Filed 09/02/26 Page 21 of 21 Page\n ID #:1625\n\n\n\n1 EXHIBIT B\n2 This Exhibit sets forth competitors of The Trade Desk for the definition of\n3 Expert in the Stipulated Protective Order. This Exhibit does not establish or imply\n4 that these competitors are the appropriate set of competitors for any other purpose,\n5 and the Parties reserve their rights to argue that the same set or other sets of\n6 competitors are appropriate for other purposes.\n7 \uf0b7 Adform\n8 \uf0b7 Alphabet/Google\n9 \uf0b7 Amazon\n10 \uf0b7 Basis Technologies\n11 \uf0b7 Double Verify\n12 \uf0b7 Freewheel\n13 \uf0b7 Magnite\n14 \uf0b7 MediaMath\n15 \uf0b7 Microsoft\n16 \uf0b7 Nexxen International\n17 \uf0b7 Outbrain\n18 \uf0b7 Perion Network\n19 \uf0b7 Quantcast\n20 \uf0b7 Simpli.fi\n21 \uf0b7 StackAdapt\n22 \uf0b7 Taboola.com\n23 \uf0b7 Verizon/Yahoo\n24 \uf0b7 Viant Technology\n25\n26\n27\n28\n\n STIPULATED PROTECTIVE ORDER 20 CASE NO. 2:25-CV-01396-CAS-DFM\n\f","ocr_status":2,"date_upload":"2026-09-05T12:55:48.003464-07:00","document_number":"118","attachment_number":null,"pacer_doc_id":"031048781935","is_available":true,"is_free_on_pacer":true,"is_sealed":null,"document_type":1,"description":"Protective Order","acms_document_guid":""}],"date_created":"2026-09-03T13:06:38.089945-07:00","date_modified":"2026-10-15T06:58:09.452115-07:00","date_filed":"2026-09-02","time_filed":"12:29:54","entry_number":118,"recap_sequence_number":"2026-09-02.002","pacer_sequence_number":402,"description":"STIPULATED PROTECTIVE ORDER by Magistrate Judge Douglas F. McCormick re Stipulation for Protective Order 115 . (SEE DOCUMENT FOR DETAILS). (mrv) (Entered: 09/03/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/476865695/","id":476865695,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69654167/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/492440750/","id":492440750,"tags":[],"absolute_url":"/docket/69654167/117/in-re-the-trade-desk-inc-securities-litigation/","date_created":"2026-09-03T12:34:51.208405-07:00","date_modified":"2026-09-09T08:45:56.058251-07:00","sha1":"1db600b4cc1d54de8ab4fa32341a621059cdff55","page_count":24,"file_size":343906,"filepath_local":"recap/gov.uscourts.cacd.958169/gov.uscourts.cacd.958169.117.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.cacd.958169/gov.uscourts.cacd.958169.117.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":" Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 1 of 24 Page ID\n #:1581\n\n\n\n1 BERNSTEIN LITOWITZ BERGER\n & GROSSMANN LLP\n2 Jonathan D. Uslaner (Bar No. 256898)\n jonathanu@blbglaw.com\n3 2121 Avenue of the Stars, Suite 2575\n Los Angeles, CA 90067\n4 Tel: (310) 819-3481\n5 Counsel for Lead Plaintiff Public\n Employees\u2019 Retirement System of\n6 Mississippi, and Lead Counsel for the\n Class\n7\n COHEN MILSTEIN SELLERS\n8 & TOLL PLLC\n Laura H. Posner (pro hac vice)\n9 lposner@cohenmilstein.com\n 88 Pine Street, 14th Floor\n10 New York, NY 10005\n Tel.: (212) 220-2925\n11\n Counsel for Lead Plaintiff Arkansas Public\n12 Employees\u2019 Retirement System, and Lead\n Counsel for the Class\n13\n [Additional counsel in signature block]\n14\n UNITED STATES DISTRICT COURT\n15 CENTRAL DISTRICT OF CALIFORNIA\n16\n In re The Trade Desk, Inc. Securities Case No. 2:25-cv-01396-CAS-DFM\n17 Litigation\n STIPULATED ORDER\n18 ESTABLISHING THE PROTOCOL\n FOR THE PRODUCTION OF\n19 DOCUMENTS AND\n ELECTRONICALLY STORED\n20 INFORMATION (\u201cESI\u201d) AND\n PRIVILEGE LOGS\n21\n Magistrate Judge: Douglas F. McCormick\n22\n23\n24\n25\n26\n27\n28\n ESI AND PRIVILEGE LOG PROTOCOL CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 2 of 24 Page ID\n #:1582\n\n\n\n1 TABLE OF CONTENTS\n2 Page\n3 I. PURPOSE ........................................................................................................ 1\n4 II. COOPERATION ............................................................................................. 2\n5 III. DEFINITIONS ................................................................................................ 2\n6 IV. SEARCH.......................................................................................................... 2\n7 A. Search Methodology.............................................................................. 2\n8 V. PRIORITIZATION AND DISCLOSURES OF\n CUSTODIAL AND NON-CUSTODIAL\n9 SOURCES ....................................................................................................... 3\n10 VI. PRODUCTION................................................................................................ 4\n11 A. Each Production Will Have Four Main\n Components ........................................................................................... 4\n12\n B. Production of Hard-Copy Documents ................................................... 4\n13\n C. Production of Documents ...................................................................... 5\n14\n D. Production of Databases and Other\n15 Structured Data .................................................................................... 10\n16 E. Production of Transcripts .................................................................... 10\n17 F. Processing of Third-Party Documents ................................................ 10\n18 G. Miscellaneous Provisions .................................................................... 11\n19 VII. ASSERTIONS OF PRIVILEGE ................................................................... 12\n20 VIII. MODIFICATION .......................................................................................... 14\n21 A. Modification by Agreement ................................................................ 14\n22 B. Modification by Court Order............................................................... 14\n23\n24\n25\n26\n27\n28\n ESI AND PRIVILEGE LOG PROTOCOL i CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 3 of 24 Page ID\n #:1583\n\n\n\n1 1. Pursuant to the agreement reached between Lead Plaintiff and\n2 Defendants herein, this Court adopts and orders the following Protocol relating to\n3 the Production of Documents and Electronically Stored Information (\u201cESI\u201d)1 in this\n4 Action. \u201cLead Plaintiff\u201d shall mean Court-appointed Lead Plaintiff Arkansas Public\n5 Employees\u2019 Retirement System and Public Employees\u2019 Retirement System of\n6 Mississippi. \u201cDefendants\u201d shall mean The Trade Desk, Inc. (\u201cThe Trade Desk\u201d), Jeff\n7 Green, Laura Schenkein, and Samantha Jacobson (\u201cExecutive Defendants,\u201d and\n8 together with The Trade Desk, collectively, \u201cDefendants\u201d). Lead Plaintiff and\n9 Defendants are collectively referred to as the \u201cParties.\u201d The failure of this Protocol\n10 to address any issue is without prejudice to any position that a Party may take on\n11 that issue.\n12 I. PURPOSE\n13 2. This Stipulated Protocol for Producing Documents and ESI (the \u201cESI\n14 Protocol\u201d) will govern the Production of Documents by the Parties in the above-\n15 captioned litigation and will serve as a supplement to the Federal Rules of Civil\n16 Procedure, this Court\u2019s Local Rules, and any other applicable orders and rules.\n17 Notwithstanding anything else herein, this ESI Protocol does not require any Party\n18 to search for or produce any ESI or Documents that are subject to an objection.\n19\n20\n 1 For the avoidance of doubt, \u201cESI\u201d shall be interpreted consistent with Federal Rule\n21\n of Civil Procedure 34 and the Central District of California\u2019s Civil Local Rules, and\n22 includes, without limitation, information in electronic messaging and collaboration\n23 tools and systems, including originals and nonidentical copies that are reasonably\n accessible and stored on servers, endpoints, mobile devices, removable media, and\n24 cloud services. Systems covered by this definition include Slack, Zoom Team\n25 Chat/Zoom Chat, Google Chat, Jabber, Webex Teams/Messaging, Apple Messages\n (iMessage, SMS, MMS), WhatsApp, Signal, Telegram, Discord, any other text\n26 messaging systems, any other internal electronic communication systems, and any\n27 other cross-platform messaging tools used for business purposes. For the further\n avoidance of doubt, the enumeration of types of ESI in this footnote does not\n28 establish or imply that production of any such ESI is warranted in this Action.\n ESI AND PRIVILEGE LOG PROTOCOL 1 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 4 of 24 Page ID\n #:1584\n\n\n\n1 3. The ESI Protocol shall be attached to any subpoena issued to any non-\n2 party in this Action.\n3 II. COOPERATION\n4 4. The Parties are aware of the importance the Court places on cooperation\n5 and commit to cooperate in good faith throughout the matter consistent with Federal\n6 Rules of Civil Procedure and this Court\u2019s Local Rules. Should any party\n7 subsequently determine in good faith that it cannot proceed as required by this Order\n8 or that the Order requires modification, the Parties will meet and confer to resolve\n9 any dispute before seeking Court intervention.\n10 III. DEFINITIONS\n11 5. \u201cAction\u201d means this litigation, In re The Trade Desk, Inc. Securities\n12 Litigation, Case No. 2:25-cv-01396-CAS-DFM.\n13 6. \u201cDocument(s)\u201d means documents, tangible things, and electronically\n14 stored information, as defined by Federal Rule of Civil Procedure 34(a)(1)(A).\n15 7. \u201cHard-Copy Documents\u201d means Documents that existed in physical\n16 paper format prior to production.\n17 8. \u201cIssuing Party\u201d means any Party (defined below) that issues a non-party\n18 subpoena.\n19 9. \u201cProducing Party\u201d means the Party producing the Documents.\n20 10. \u201cRequesting Party\u201d means the Party requesting the Documents.\n21 IV. SEARCH\n22 A. Search Methodology\n23 11. The Parties agree to meet and confer and use their reasonable best\n24 efforts to reach agreement regarding search methodology to be applied, including,\n25 but not limited to, search terms, date restrictions, and Technology Assisted Review\n26 (\u201cTAR\u201d). Should either side desire to leverage TAR or Continuous Active Learning\n27 (\u201cCAL\u201d) to limit review and production, the Parties agree to meet and confer before\n28 any search methodology is implemented or any key words are discussed, to\n ESI AND PRIVILEGE LOG PROTOCOL 2 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 5 of 24 Page ID\n #:1585\n\n\n\n1 determine whether TAR or CAL is appropriate in this Action, and if so, possible\n2 methods of employing TAR or CAL to assist in the identification, review, and\n3 production of Documents that are subject to production and the filtering out of\n4 Documents that are not subject to discovery. If, following the aforementioned meet\n5 and confer process, it is agreed that a Party will proceed with the use of TAR or\n6 CAL, that Party shall draft a separate protocol detailing the planned use of TAR or\n7 CAL which will be subject to further meet and confer before being executed. See\n8 The Sedona Conference, The Sedona Principles, Third Edition: Best Practices,\n9 Recommendations & Principles for Addressing Electronic Document Production,\n10 Principle 6, 19 SEDONA CONF. J. 1, 118 (2018) (\u201cResponding parties are best\n11 situated to evaluate the procedures, methodologies, and technologies appropriate for\n12 preserving and producing their own electronically stored information.\u201d).\n13 12. The Parties will meet and confer regarding document sources, including\n14 but not limited to Tableau, which a Producing Party reasonably believes may be\n15 responsive to discovery requests and not subject to objections, and for which text-\n16 based search technologies are technically ineffective.\n17 V. PRIORITIZATION AND DISCLOSURES OF CUSTODIAL\n AND NON-CUSTODIAL SOURCES\n18\n19 13. The Parties will each provide their own proposed custodian lists of all\n20 custodians to be used for the search of custodial ESI. The Parties shall meet and\n21 confer in good faith to reach agreement on each Party\u2019s custodian list. Each Party\n22 shall conduct a reasonable search for responsive documents, including from (a)\n23 agreed-upon custodial sources and (b) non-custodial sources. Subject to the\n24 limitations on discovery imposed by the Court, the Parties retain the right, upon\n25 reviewing the production of documents and conducting other investigation and\n26 discovery, to request that files from additional custodial or non-custodial sources be\n27 searched for, and will meet and confer regarding such requests.\n28\n ESI AND PRIVILEGE LOG PROTOCOL 3 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 6 of 24 Page ID\n #:1586\n\n\n\n1 14. When a Party propounds discovery requests pursuant to Federal Rule\n2 of Civil Procedure 34, the Parties shall meet and confer to discuss whether certain\n3 categories of information can be prioritized over other categories. Documents will\n4 be produced on a rolling basis.\n5 VI. PRODUCTION\n6 A. Each Production Will Have Four Main Components\n7 15. A directory titled \u201cimages\u201d containing images of every page of every\n8 Document in the production will be Bates-numbered sequentially. Slipsheets may\n9 be included instead of images for documents produced in native format.\n10 16. A directory titled \u201cnatives\u201d containing Native Files for a subset of the\n11 Documents, as described below, each file named with the Bates number of the first\n12 page of the Document, and with the same extension as the original Native File type\n13 of the Document.\n14 17. A directory titled \u201ctext\u201d containing searchable OCR or Extracted Text\n15 files, one file per Document, each file named with the Bates number of the first page\n16 of the Document it represents with no additional text beyond this, followed by \u201c.txt\u201d\n17 suffix.\n18 18. A directory titled \u201cdata\u201d containing image and metadata Load Files that\n19 contain the Bates ranges and Metadata for each Document.\n20 B. Production of Hard-Copy Documents\n21 19. Documents maintained in a Party\u2019s ordinary course of business as\n22 Hard-Copy Documents should be scanned in a manner so as to retain the original\n23 organization of the Hard-Copy Documents. Hard-Copy Documents should be\n24 scanned as PDF images with an .opt image cross-reference file and a delimited\n25 database load file (i.e., .dat). Hard-Copy Documents should be physically unitized.\n26 Hard-Copy Documents shall be run through optical character recognition (\u201cOCR\u201d)\n27 software, and the full text shall be provided on a document-level in an appropriately\n28\n ESI AND PRIVILEGE LOG PROTOCOL 4 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 7 of 24 Page ID\n #:1587\n\n\n\n1 formatted searchable text file (.txt) that is named to match the first bates number of\n2 the document.\n3 20. Paper Documents that contain fixed notes shall be scanned with the\n4 notes affixed, if it can be done so in a manner so as not to obstruct other content on\n5 the Document. If the content of the Document is obscured by the affixed notes, the\n6 Document and notes shall be scanned first as the Document was stored in the\n7 ordinary course of business, and then separately.\n8 C. Production of Documents\n9 21. The Parties agree to produce in the formats described below. If any\n10 Party contends that Documents warrant a different format, the Parties will meet and\n11 confer to determine a mutually acceptable production for such Documents.\n12 22. Image Format. Single-page TIFFs shall be provided for each\n13 Document, with each TIFF named after the beginning production number of that\n14 Document. Bates numbers, confidentiality designations (in accordance with the\n15 protective order governing the case), and redactions (to the extent they are\n16 necessary) shall be burned into each image. Image files shall be provided in an\n17 \u201cImages\u201d folder. The images may be black and white except as required by\n18 Paragraph 26(c) below. Upon a showing of good cause, a Requesting Party may\n19 request that certain documents be re-produced with the coloration of the original\n20 document. Upon such a request, should the Producing Party object to it, the Parties\n21 will meet and confer.\n22 23. Extracted Text Files. For native files containing embedded text and\n23 no information requiring redactions, the full text of native files shall be extracted\n24 directly from the native file (not OCR) and shall be delivered in an appropriately\n25 formatted searchable text file (.txt) that is named to match the first bates number of\n26 the Document. Text files shall be provided in a \u201cText\u201d folder. To the extent that a\n27 Document is redacted, the Document shall undergo OCR after the text has been\n28 redacted to remove redacted text.\n ESI AND PRIVILEGE LOG PROTOCOL 5 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 8 of 24 Page ID\n #:1588\n\n\n\n1 24. Unique IDs. Each Document shall have a unique filename, which\n2 corresponds to the first Bates number of the Document. The filename shall not\n3 contain any blank spaces and shall be consistently zero-padded (e.g., ABC-\n4 0000001), taking into consideration the estimated number of pages to be produced.\n5 If a Bates number, or set of Bates numbers, is skipped in a production, the Producing\n6 Party will so note in a cover letter or production log accompanying the production.\n7 Bates numbers will be unique across the entire production and prefixes will be\n8 consistent across all Documents a Party produces in the litigation.\n9 25. Parent-Child Relationship. The relationship between attachments,\n10 enclosures, embedded files, and/or exhibits to any parent Document shall be\n11 preserved. Absent a claim of privilege, the child-document shall be consecutively\n12 produced immediately after the parent-document. Each Document shall be produced\n13 with the production number for the first and last page of that Document in the \u201cBegin\n14 Bates\u201d and \u201cEnd Bates\u201d fields of the data load file, and with the \u201cBeginFamily\u201d and\n15 \u201cEndFamily\u201d fields listing the production number for the first and last page in the\n16 Document family. A Document and all other Documents in its attachment range, e-\n17 mails with attachments, and files with extracted embedded OLE Documents all\n18 constitute family groups.\n19 26. Native Format:\n20 a) All Documents produced in native format shall include the\n21 relative file path of the native files in the document production in the \u201cNativePath\u201d\n22 metadata field. All native files produced in lieu of images shall be produced in the\n23 manner set forth below in subsection (f).\n24 b) Spreadsheets (.XLS, .XLSM, or similar file formats) shall be\n25 produced in native format, with the exception that any spreadsheet that requires\n26 redaction may be produced either as a TIFF image provided that the unredacted\n27 information is viewable or in redacted native form.\n28\n ESI AND PRIVILEGE LOG PROTOCOL 6 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 9 of 24 Page ID\n #:1589\n\n\n\n1 c) Presentation files (.PPT or .PPTX) shall be provided in native\n2 format, with the exception that any presentation file that requires redaction may be\n3 produced as a color TIFF image provided that the unredacted information is\n4 viewable.\n5 d) Video or audio files may be provided in native format.\n6 e) Documents containing tracked changes, comments, or hidden\n7 text or content must be processed to show readily available tracked changes,\n8 comments, or hidden text or content, or alternatively such content must be viewable\n9 in native format.\n10 f) Where native files are produced in lieu of images, each native\n11 file will be assigned a unique Bates number. The Producing Party will produce a\n12 placeholder (a single-page slip sheet indicating that the native item was produced)\n13 along with the file itself in native format. The placeholder will be branded with the\n14 production number in the lower right-hand corner and the phrase \u201cPRODUCED IN\n15 NATIVE FORMAT\u201d branded in the center of the page. The Producing Party will\n16 also brand any confidentiality or similar endorsements in the lower left-hand corner\n17 of the placeholder.\n18 g) Request for Native Files. Other than as specifically set forth\n19 above, a Producing Party need not produce Documents in native format. If good\n20 cause exists for the Requesting Party to request production of certain Documents in\n21 native format, the Requesting Party may request production in native format by\n22 providing (1) a list of the Bates numbers of Documents it requests to be produced in\n23 native format or the category of Documents it requests to be produced in native\n24 format; and (2) an explanation of the need for reviewing such Documents in native\n25 format. The Parties shall meet and confer about such requests. For any request that\n26 is denied, the Producing Party shall provide an explanation for the reason or reasons\n27 for denying such request. The Producing Party shall produce an overlay to ensure\n28\n ESI AND PRIVILEGE LOG PROTOCOL 7 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 10 of 24 Page\n ID #:1590\n\n\n\n1 that the \u201cNativePath\u201d entry in the data load file indicates the relative file path to each\n2 Native File in such production, and all extracted text and applicable metadata fields.\n3 27. Password-Protected, Encrypted, or Proprietary-Software Files.\n4 With respect to any ESI items that are password-protected or encrypted within the\n5 scope of review, the Producing Party will take reasonable vendor automated steps to\n6 obtain identified passwords and remove such protection so that the documents can\n7 be reviewed and produced if appropriate. ESI that is likely to contain responsive\n8 information that cannot be reviewed because proprietary software is necessary to\n9 view the ESI will be disclosed to a Requesting Party, and the Parties shall meet and\n10 confer regarding the next steps, if any, with respect to such ESI.\n11 28. Hyperlinked Documents. The Producing Party will take reasonable\n12 vendor automated steps to obtain and produce all Hyperlinked Documents in\n13 responsive Documents together with the corresponding responsive Document. In\n14 the event that Hyperlinked Documents in a responsive Document cannot be obtained\n15 and produced through vendor automated steps, the Producing Party will conduct a\n16 reasonable search for Hyperlinked Documents (after identification by the\n17 Requesting Party by Bates number) that are within the Producing Party\u2019s custody,\n18 possession, or control and inside a responsive Document in the Producing Party\u2019s\n19 document production (including hyperlinks inside emails).\n20 29. Embedded Documents. Embedded Documents (e.g., a spreadsheet\n21 embedded within a word processing document) will be extracted, produced as\n22 independent document records, and related back to the respective top level parent\n23 Document (e.g., standalone file, email message, etc.) via the \u201cBeginFamily\u201d and\n24 \u201cEndFamily\u201d fields referenced in Appendix 1. Related Documents will be produced\n25 within a continuous Bates range.\n26 30. Data Load Files. Documents shall be provided with an Opticon image\n27 .OPT load file and metadata .DAT load file using standard delimiters:\n28 a) Field Separator: ASCII character 20 (\u201c\u00b6\u201d);\n ESI AND PRIVILEGE LOG PROTOCOL 8 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 11 of 24 Page\n ID #:1591\n\n\n\n1 b) Quote: ASCII character 254 (\u201c\u03f8\u201d); and\n2 c) New Line: ASCII character 174 (\u201c\u00ae\u201d).\n3 31. Metadata. Appendix 1 sets forth the minimum metadata fields that\n4 must be produced to the extent that metadata exists for a particular Document. To\n5 the extent that metadata does not exist, is not reasonably accessible or available, or\n6 would be unduly burdensome to collect, nothing in this ESI Protocol shall require\n7 any Party to extract, capture, collect, or produce such data.\n8 32. Deduplication. Exact duplicate Documents may be deduplicated\n9 (based on MD5 or SHA1 hash values2) at the family-group level provided that the\n10 Producing Party identifies the additional custodians in the \u201cAll Custodians\u201d field,\n11 and the file paths of all duplicates provided in the \u201cAll Paths\u201d field. Attachments\n12 shall not be eliminated as duplicates for purposes of production, unless all\n13 Documents within a family, such as the parent e-mail and all attachments, are also\n14 exact duplicates.\n15 33. Email Threading. The Parties are permitted to use commercially\n16 reasonable email threading tools to remove emails and their attachments where the\n17 contents of the email and any attachments are wholly included within another email\n18 that is not removed.\n19 34. Chat and Collaboration Messages. Chat/collaboration data (e.g.,\n20 Slack, Microsoft Teams, Zoom Chat, Google Chat, Webex, Jabber) and text\n21 messages (e.g., SMS, iMessage) shall be produced in a searchable format that\n22 preserves the presentational features of the original message (e.g., emojis, images,\n23 and video files), to the extent reasonably feasible, and shall be produced with its\n24 relevant conversation thread broken down by 24-hour increments; provided,\n25 however, that a Requesting Party may make a reasonable request for a longer or\n26\n 2 Documents shall be considered exact duplicates of each other if they have the same\n27\n content hash value or are determined to be exact copies of each other by another\n28 reliable automated technological method.\n ESI AND PRIVILEGE LOG PROTOCOL 9 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 12 of 24 Page\n ID #:1592\n\n\n\n1 otherwise different context window for a particular conversation thread by written\n2 notice to the Producing Party. The Producing Party will meet and confer with the\n3 Requesting Party regarding such a request. To the extent reasonably feasible, where\n4 a conversation or thread spans multiple 24-hour increments, the Producing Party\n5 shall maintain replies in the same 24-hour increment as the increment where the\n6 initial message was sent. To the extent a Requesting Party reasonably believes that\n7 an electronic message was not produced in a format that preserved material\n8 presentation features of the original message, the Requesting Party shall identify the\n9 message by Bates number, and the Producing Party will meet and confer with the\n10 Requesting Party.\n11 D. Production of Databases and Other Structured Data\n12 35. If the Producing Party learns after reasonable investigation that a\n13 database or other source of structured data contains responsive information, the\n14 Producing Party shall alert the Requesting Party to its existence, and the Parties shall\n15 meet and confer to determine how such data can be produced in a mutually agreeable\n16 format for producing the database or other structured data.\n17 E. Production of Transcripts\n18 36. If the Producing Party learns after reasonable investigation that\n19 deposition or other transcripts are responsive and not subject to objections, the\n20 Producing Party shall alert the Requesting Party to their existence, and the Parties\n21 shall meet and confer to determine a mutually agreeable format for producing the\n22 transcripts.\n23 F. Processing of Third-Party Documents\n24 37. A Party that issues a non-party subpoena shall include a copy of this\n25 ESI Protocol as an attachment to the subpoena and request that the non-party produce\n26 Documents in accordance with the specifications set forth herein.\n27 38. The Issuing Party may request that the non-party simultaneously\n28 produce Documents to the Issuing Party and all other Parties. If the non-party\n ESI AND PRIVILEGE LOG PROTOCOL 10 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 13 of 24 Page\n ID #:1593\n\n\n\n1 produces Documents only to the Issuing Party, productions by a non-party shall be\n2 produced by the Issuing Party to all other Parties within seven days.\n3 G. Miscellaneous Provisions\n4 39. The following specifications govern the production of all Documents\n5 regardless of source, unless otherwise noted in the ESI Protocol:\n6 40. Custodian or Originating Source. The custodian or originating source\n7 shall be identified in the Custodian field of the database load files. If there is more\n8 than one custodian all sources shall likewise be identified in the \u201cAll Custodians\u201d\n9 field. Documents found in the possession of a natural person (or on a natural person\u2019s\n10 hardware or storage media) shall be produced in such fashion as to identify the\n11 natural person. Documents found in the possession of a department, group, entity,\n12 or other common facility (e.g., office, file room, archive, network storage, file share,\n13 back up, hard drive, etc.) shall be produced in such a fashion as to identify the\n14 department, group, entity, or facility, so long as no additional metadata need be\n15 manually added to make such an identification. A Producing Party shall use a\n16 uniform description of a particular custodian across productions.\n17 41. Foreign Language. Foreign language text files and metadata shall be\n18 delivered with the correct encoding to enable the preservation of the Documents\u2019\n19 original language.\n20 42. Dates. All Documents shall be processed to show the date and time in\n21 Coordinated Universal Time (\u201cUTC\u201d). Dates and times must be concatenated into a\n22 single field, with a format of MM/DD/YYYY HH/MM/SS, and must be consistent\n23 within any one field. Date delimiters, such as slashes and colons, must be consistent\n24 across all fields.\n25 43. Production Media. The preferred means of producing Documents is\n26 via secure FTP or secure file share. However, Documents may also be provided via\n27 CD, DVD, flash drive, or hard drive. To the extent possible, physical media shall be\n28 write-protected before it is produced.\n ESI AND PRIVILEGE LOG PROTOCOL 11 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 14 of 24 Page\n ID #:1594\n\n\n\n1 44. Naming Convention for Production Media. Whether produced via\n2 secure FTP, file share, or physical media, the files produced shall be combined into\n3 a compressed file such as .zip, .rar, etc. If the production is made using physical\n4 media, the media shall be labeled to include (a) text referencing that it was produced\n5 in In re The Trade Desk, Inc. Securities Litigation, Case No. 2:25-cv-01396-CAS-\n6 DFM; (b) the Bates number range of the materials contained on the media; (c) the\n7 filename(s) of the compressed file(s); and (d) the date of production.\n8 45. Replacement Productions. Any replacement production will be\n9 transmitted with a cover letter or email to identify the production as a replacement\n10 and cross-reference the \u201cBegin Bates\u201d and \u201cEnd Bates\u201d of the Documents being\n11 replaced. The name of the document production shall indicate that it is a replacement\n12 production. If the replacement production is being transmitted by physical media,\n13 the media shall include the phrase \u201cReplacement Production.\u201d\n14 46. Encrypted Data. Each production will be encrypted before it is\n15 produced and the Producing Party shall contemporaneously transmit the credentials\n16 necessary to decrypt the data in a correspondence separate from the email containing\n17 the production.\n18 47. Non-Waiver. Nothing in this ESI Protocol shall be interpreted to\n19 require disclosure of irrelevant information or relevant information protected by the\n20 attorney-client privilege, work-product doctrine, or any other applicable privilege or\n21 immunity. The Parties do not waive any objections to the production,\n22 discoverability, admissibility, or confidentiality of Documents.\n23 48. Protective Order. All productions are subject to the Protective Order\n24 and any subsequent amendments or addenda or orders entered by the Court in this\n25 Action.\n26 VII. ASSERTIONS OF PRIVILEGE\n27 49. Privilege logs shall be provided in Excel format. Defendants will\n28 provide privilege logs for documents withheld from the Individual Defendants,\n ESI AND PRIVILEGE LOG PROTOCOL 12 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 15 of 24 Page\n ID #:1595\n\n\n\n1 Tableau, and Salesforce within 45 days of substantial completion of production of\n2 documents from the Individual Defendants, Tableau, and Salesforce. Defendants\n3 will provide privilege logs for documents withheld from other document sources\n4 within 45 days after substantial completion of document production. Lead Plaintiff\n5 will provide privilege logs for their document productions 45 days before their\n6 deadline to file their class certification motion. Privilege logs will contain the\n7 following information: (i) a unique document identifier; (ii) date (for emails, the sent\n8 date; for other documents, the dates it was created and last modified); (iii)\n9 sender/author(s); (iv) recipient(s) and copy/bcc recipients, where applicable; (v)\n10 custodian(s); (vi) file name, or subject line, to the extent not privileged, and file\n11 extension (for ESI); (vii) basis for withholding (e.g., attorney-client privilege, work\n12 product); and (viii) a description sufficient to assess the claim without revealing\n13 privileged content. A Party shall identify whose advice is being sought, provided,\n14 or reflected, or whose work product is included, by the attorney\u2019s name (if\n15 reasonably available), title, and law firm or legal department.\n16 50. For threaded emails, a Party is not required to itemize every attorney\n17 appearing on inclusive emails. Non-inclusive emails that are wholly contained\n18 within an inclusive produced thread need not be logged separately.\n19 51. Documents shall be logged at the family level. A Requesting Party may\n20 request that a reasonable number of entries be logged at the document level. If the\n21 Producing Party objects, the Parties will meet and confer.\n22 52. Privileged Documents that were created by, sent to, or received by an\n23 attorney and were created after commencement of this Action or any lawsuits\n24 consolidated in or related to this Action need not be placed on a privilege log. Only\n25 documents withheld as privileged must be placed on a privilege log (i.e., documents\n26 redacted as partially privileged need not be placed on a privilege log).\n27 53. Redacted documents need not be placed on a privilege log so long as\n28 the following information is either reasonably identifiable from the non-redacted\n ESI AND PRIVILEGE LOG PROTOCOL 13 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 16 of 24 Page\n ID #:1596\n\n\n\n1 information on the face of the redacted document, provided in the black box on the\n2 redacted document, or included in the document\u2019s metadata: (i) date (for emails, the\n3 sent date; for other documents, the dates it was created and last modified); (ii)\n4 sender/author(s); (iii) recipient(s) and copy/bcc recipients, where applicable; (iv)\n5 custodian(s); (v) file name, or subject line, to the extent not privileged, and file\n6 extension (for ESI); (vi) basis for withholding (e.g., attorney-client privilege, work\n7 product); (vii) context or information sufficient to assess the claim without revealing\n8 privileged content; and (viii) the attorney\u2019s name (if reasonably available), title, law\n9 firm or legal department for the individual whose advice is being sought, provided,\n10 or reflected, or whose work product is included on the redacted document. If the\n11 Requesting Party contends that the foregoing information is not reasonably\n12 identifiable for particular documents identified by Bates number, the Parties will\n13 meet and confer and the Producing Party may provide a redaction log for such\n14 documents.\n15 VIII. MODIFICATION\n16 A. Modification by Agreement\n17 54. Any practice or procedure set forth herein may be varied by agreement\n18 between the Parties, which will be confirmed in writing, where such variance is\n19 deemed appropriate to facilitate the timely and economical exchange of Documents.\n20 Before seeking Court intervention, the Parties shall meet and confer in good faith\n21 regarding any modification.\n22 B. Modification by Court Order\n23 55. Nothing in this Protocol waives the right of any Party to petition the\n24 Court for an Order modifying the terms upon good cause shown, provided, however,\n25 that counsel for such Party must first meet and confer with the counsel for the\n26 opposing Party and the Parties shall use reasonable best efforts to negotiate an\n27 exception from or modification to this Protocol prior to seeking relief from the Court.\n28\n ESI AND PRIVILEGE LOG PROTOCOL 14 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 17 of 24 Page\n ID #:1597\n\n\n\n1 Dated: August 31, 2026 Respectfully submitted,\n2\n BERNSTEIN LITOWITZ BERGER\n3 & GROSSMANN LLP\n4\n /s/ Jonathan D. Uslaner\n5 Jonathan D. Uslaner (Bar No. 256898)\n jonathanu@blbglaw.com\n6\n 2121 Avenue of the Stars, Suite 2575\n7 Los Angeles, CA 90067\n Tel.: (310) 819-3481\n8\n9 -and-\n10\n Hannah Ross (pro hac vice)\n11 hannah@blbglaw.com\n12 John Rizio-Hamilton (pro hac vice)\n johnr@blbglaw.com\n13 Prachi Patel (pro hac vice)\n14 prachi.patel@blbglaw.com\n 1251 Avenue of the Americas\n15 New York, NY 10020\n16 Tel.: (212) 554-1400\n\n17 Counsel for Lead Plaintiff\n18 Public Employees\u2019 Retirement System of\n Mississippi, and Lead Counsel for the Class\n19\n20 COHEN MILSTEIN SELLERS\n & TOLL PLLC\n21\n22 Laura H. Posner (pro hac vice)\n lposner@cohenmilstein.com\n23 88 Pine St., 14th Floor\n24 New York, NY 10005\n Tel.: (212) 838-7797\n25\n26 -and-\n\n27 Steven J. Toll (pro hac vice)\n28 stoll@cohenmilstein.com)\n ESI AND PRIVILEGE LOG PROTOCOL 15 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 18 of 24 Page\n ID #:1598\n\n\n\n1 Molly J. Bowen (pro hac vice)\n mbowen@cohenmilstein.com\n2\n 1100 New York Avenue, N.W., Suite 800\n3 Washington, D.C. 20005\n Tel.: (202) 408-4600\n4\n5 Counsel for Lead Plaintiff Arkansas Public\n Employees\u2019 Retirement System, and Lead\n6\n Counsel for the Class\n7\n DAVIDSON, PLLC\n8\n9 John L. Davidson (pro hac vice)\n jdavidson@dbslawfirm.net\n10\n 1062 Highland Colony Parkway\n11 200 Concourse, Suite 275\n12 Ridgeland, Mississippi 39157\n Tel.: (601) 932-0028\n13\n14 Additional Counsel for Lead Plaintiff Public\n Employees\u2019 Retirement System of Mississippi\n15\n16 Dated: August 31, 2026 WILSON SONSINI GOODRICH &\n ROSATI PC\n17\n18 /s/ Caz Hashemi\n Caz Hashemi (Bar No. 210239)\n19 chashemi@wsgr.com\n20 Benjamin M Crosson (Bar No. 247560)\n bcrosson@wsgr.com\n21 650 Page Mill Road\n22 Palo Alto, CA 94304-1050\n 650-493-9300\n23 Fax: 866-974-7329\n24\n -and-\n25\n26 Jessica L Snorgrass (Bar No. 259962)\n jsnorgrass@wsgr.com\n27 1900 Avenue of the Stars, 28th Floor\n28 Los Angeles, CA 90067\n ESI AND PRIVILEGE LOG PROTOCOL 16 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 19 of 24 Page\n ID #:1599\n\n\n\n1 424-446-6900\n Fax: 866-974-7329\n2\n3 -and-\n\n4 John I. Karin (pro hac vice)\n jkarin@wsgr.com\n5 31 West 52nd Street, Fifth Floor\n New York, NY 10019\n6 212-497-7797\n Fax: 866-974-7329\n7\n Attorneys for Defendants The Trade Desk, Inc.,\n8 Jeffrey T. Green, Laura Schenkein, and\n9 Samantha Jacobson\n10\n11\n12\n13\n14\n15\n16\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n ESI AND PRIVILEGE LOG PROTOCOL 17 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 20 of 24 Page\n ID #:1600\n\n\n\n1 ORDER\n2 Good cause appearing, the Court hereby approves this Order Establishing the\n3 Protocol for the Production of Documents and Electronically Stored Information\n4 (\u201cESI\u201d) and Privilege Logs.\n5\n6 IT IS SO ORDERED.\n7\n8 Dated: September 2, 2026\n Douglas F. McCormick\n9\n United States Magistrate Judge\n10\n11\n12\n13\n14\n15\n16\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n ESI AND PRIVILEGE LOG PROTOCOL 18 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 21 of 24 Page\n ID #:1601\n\n\n\n1 SIGNATURE ATTESTATION\n2 Pursuant to Local Rule 5-4.3.4(a)(2)(i), I, Jonathan D. Uslaner, hereby attest\n3 that Laura H. Posner, Molly J. Bowen, Hannah Ross, John Rizio-Hamilton, Prachi\n4 Patel, Steven J. Toll, John L. Davidson, Caz Hashemi, Benjamin M. Crosson, Jessica\n5 L. Snorgrass, and John I. Karin on whose behalf this filing is also submitted, have\n6 concurred in the content of this [Proposed] Order Establishing the Protocol for the\n7 Production of Documents and Electronically Stored Information (\u201cESI\u201d) and\n8 Privilege Logs and have authorized its filing.\n9\n10 Dated: August 31, 2026 Respectfully Submitted:\n11\n12 By: /s/ Jonathan D. Uslaner\n Jonathan D. Uslaner\n13\n BERNSTEIN LITOWITZ BERGER\n14 & GROSSMANN LLP\n 2121 Avenue of the Stars, Suite 2575\n15\n Los Angeles, CA 90067\n16\n Counsel for Lead Plaintiff and Lead\n17\n Counsel for the Class\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n ESI AND PRIVILEGE LOG PROTOCOL 19 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 22 of 24 Page\n ID #:1602\n\n\n\n1 APPENDIX 1\n ESI METADATA AND CODING FIELDS\n2\n A. For scanned Hard-Copy Documents, the Producing Party will provide the\n3 Metadata fields below.\n4\n FIELD NAME FIELD DESCRIPTION\n5\n Begin Bates The production Bates number associated with the first\n6 page of a Document.\n7 End Bates The production Bates number associated with the last\n page of a Document\n8 BeginFamily Begin Bates number of first page of the parent Document\n9 of family of attachments.\n EndFamily End Bates number of the last page of last attachment to a\n10 family of Documents.\n11 Pages Total number of pages in the Document.\n TextPath Link to text file for the document.\n12 Placeholder Identifies a Document has a Placeholder image.\n13 File Extension The extension of the file.\n Custodian Identification of the custodian(s) from whom the file was\n14 sourced.\n15 All Custodians Identification of all custodians of the document.\n Confidentiality Confidentiality designation.\n16\n Redacted (Y/N) field that identifies whether the document is\n17 redacted.\n Production Volume Production volume number (e.g., VOL001, VOL002,\n18\n etc.).\n19 Producing Party Name of Party producing the Document.\n20\n21 B. For Documents that were originally stored in electronic format, all fields\n below should be provided, to the extent reasonably feasible. Unless otherwise\n22 agreed by the Parties, the field-naming conventions shall be as stated below,\n23 and shall be consistently applied across all productions:\n24 FIELD NAME FIELD DESCRIPTION\n25 Begin Bates The production Bates number associated with the first page\n26 of a Document.\n End Bates The production Bates number associated with the last page\n27 of a Document.\n28 BegAttach Beginning Bates number of the attached documents.\n ESI AND PRIVILEGE LOG PROTOCOL 20 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 23 of 24 Page\n ID #:1603\n\n\n\n1 FIELD NAME FIELD DESCRIPTION\n2 EndAttach Ending Bates number of the attached documents.\n3 BeginFamily Begin Bates number of the first page of parent Document\n of family of attachments.\n4 EndFamily End Bates number of the last page of last attachment to a\n5 family of Documents.\n AttachCount Number of document attachments.\n6 AttachNames Native file names of each individual attachment, separated\n7 by semicolons.\n Custodian Identification of the custodian(s) from whom the file was\n8 sourced.\n9 All Custodians Identification of all custodians who the Producing Party\n agreed to produce and where a duplicate of the Document\n10 was de-duplicated when processing the documents.\n11 File Path The file path from which the document was collected.\n All Paths Identification of all file paths for duplicate copies.\n12 Author/Creator Author and/or Creator field extracted from the Metadata of\n13 a Document.\n From From field extracted from the Metadata of an email\n14\n message.\n15 To To field extracted from the Metadata of an email message.\n Cc Cc field extracted from the Metadata of an email message.\n16\n Bcc Bcc field extracted from the Metadata of an email message.\n17 Pages Total number of pages in the Document.\n18 Date Received Date that an email was received (MM/DD/YYYY).\n Date Sent Date that an email was sent (MM/DD/YYYY).\n19 Date Created Date that a Document was created (MM/DD/YYYY).\n20 Date Last Modified Date that a Document was last modified\n (MM/DD/YYYY).\n21 Last Modified By Identification of person(s) who last modified a Document.\n22 Time Created Time that a Document was created (HH/MM/SS).\n Time Sent Time that an email was sent (HH/MM/SS).\n23 Time Received Time that an email was received (HH/MM/SS).\n24 Time Last Modified Time that a Document was last modified (HH/MM/SS).\n Message Id Unique Message Id.\n25\n In Reply To Message ID of email that instant email is in reply to.\n26 Subject Subject line extracted from an email, e-document, or e-\n27 attachment.\n Filename The full name of the Native File.\n28 Original Folder Path Original location of the file.\n ESI AND PRIVILEGE LOG PROTOCOL 21 CASE NO. 2:25-CV-01396-CAS-DFM\n\f Case 2:25-cv-01396-CAS-DFM Document 117 Filed 09/02/26 Page 24 of 24 Page\n ID #:1604\n\n\n\n1 FIELD NAME FIELD DESCRIPTION\n2 File Extension The extension of the file.\n3 Text/Chat Type The type of text or chat (ie: SMS, MMS, Teams, Slack,\n Etc.).\n4 Participants The Participants of the text/chat conversation, represented\n5 by either their phone number, name, or both.\n File Size The size of the file in bytes.\n6 MD5 Hash The MD5 hash value of a Document.\n7 SHA1 Hash The SHA1 hash value of a Document.\n Application Name of the application used to open the file.\n8 NativePath The relative path to the native file for this Document.\n9 TextPath The relative path to the text file for this Document.\n Redacted Whether a Document has redactions (Y/N).\n10 Placeholder Whether a Document has a placeholder image (Y/N).\n11 Confidentiality Level of Confidentiality assigned.\n Track Changes Document has track changes (Y/N).\n12\n Hidden Content Identifies documents with hidden content (i.e., hidden\n13 rows, columns, sheets, or slides).\n14 Speaker Notes Document has speaker notes (Y/N).\n Has Comments Indicates there are comments in the document.\n15 Production Volume Production volume number (e.g., V001, V002, etc.).\n16 Producing Party Name of Party producing the Document.\n\n17\n18\n19\n20\n21\n22\n23\n24\n25\n26\n27\n28\n ESI AND PRIVILEGE LOG PROTOCOL 22 CASE NO. 2:25-CV-01396-CAS-DFM\n\f","ocr_status":2,"date_upload":"2026-09-03T12:53:01.938567-07:00","document_number":"117","attachment_number":null,"pacer_doc_id":"031048781910","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"For Order","acms_document_guid":""}],"date_created":"2026-09-03T12:34:51.188194-07:00","date_modified":"2026-10-15T06:58:09.380630-07:00","date_filed":"2026-09-02","time_filed":null,"entry_number":117,"recap_sequence_number":"2026-09-02.001","pacer_sequence_number":400,"description":"STIPULATED ORDER ESTABLISHING THE PROTOCOL FOR THE PRODUCTION OF DOCUMENTS AND ELECTRONICALLY STORED INFORMATION (\"ESI\") AND PRIVILEGE LOGS by Magistrate Judge Douglas F. McCormick: granting 116 [Proposed] Stipulated Protocol for Discovery. (SEE DOCUMENT FOR DETAILS). (mrv) (Entered: 09/03/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/476865661/","id":476865661,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69654167/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/492440716/","id":492440716,"tags":[],"absolute_url":"","date_created":"2026-09-03T12:34:50.479783-07:00","date_modified":"2026-09-03T12:34:50.479795-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Protective Order","acms_document_guid":""}],"date_created":"2026-09-03T12:34:50.468727-07:00","date_modified":"2026-09-03T12:34:50.468765-07:00","date_filed":"2026-09-03","time_filed":"12:29:54","entry_number":null,"recap_sequence_number":"2026-09-03.001","pacer_sequence_number":null,"description":"","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/476455076/","id":476455076,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69654167/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/492017639/","id":492017639,"tags":[],"absolute_url":"/docket/69654167/116/in-re-the-trade-desk-inc-securities-litigation/","date_created":"2026-08-31T15:35:19.541741-07:00","date_modified":"2026-08-31T15:35:19.563165-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"116","attachment_number":null,"pacer_doc_id":"031048748171","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Miscellaneous Document","acms_document_guid":""}],"date_created":"2026-08-31T15:35:19.494888-07:00","date_modified":"2026-10-15T06:58:09.360292-07:00","date_filed":"2026-08-31","time_filed":"15:03:41","entry_number":116,"recap_sequence_number":"2026-08-31.002","pacer_sequence_number":398,"description":"[Proposed] Stipulated Protocol for Discovery of Electronically Stored Information filed by Movants Arkansas Public Employees Retirement System, Public Employees Retirement System of Mississippi (Uslaner, Jonathan) Modified on 9/3/2026 (nbo). 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(Additional instructions on next page.)\n 1a. Contact Person Linda Koontz 2a. Contact Phone (650) 849-5753 3a. Contact E-mail lkoontz@wsgr.com\n for this Order Number Address\n\n\n 1b. Attorney Name Benjamin M. Crosson 2b. Attorney Phone (650) 493-9300 3b. Attorney E-mail bcrosson@wsgr.com\n (if different) Number Address\n\n 4. MAILING ADDRESS (INCLUDE LAW FIRM NAME, IF APPLICABLE) 5. Name & Role of Defendants The Trade Desk, Inc., Jeffrey Terry Green, Laura Schenkein and Samantha\n WILSON SONSINI GOODRICH & ROSATI Party Represented Jacobson\n Professional Corporation In re The Trade Desk, Inc. Securities Litigation\n 6. Case Name\n 650 Page Mill Road\n Palo Alto, CA 94304\n 7a. District Court 2:25-cv-01396-CAS-DFM 7b. Appeals Court\n Case Number Case Number\n\n 8. INDICATE WHETHER PROCEEDING WAS (choose only one per form):\n DIGITALLY RECORDED TRANSCRIBED BY A COURT REPORTER; NAME OF COURT REPORTER: Maria Bustillos\n\n\n 9. THIS TRANSCRIPT ORDER IS FOR: Appeal Non-Appeal Criminal Civil CJA USA FPD In forma pauperis (Court order for transcripts must be attached)\n\n You MUST check the docket to see if the transcript has already been filed, and if so,\n 10. TRANSCRIPT(S) REQUESTED (Specify portion(s) and date(s) of proceeding(s) for which transcript is requested, format(s), and delivery type): provide the \"Release of Transcript Restriction\" date in column c, below.\n a. HEARING(S) OR PORTIONS OF HEARINGS (Attach additional pages if necessary. If sealed, a court (CM/ECF access included c. RELEASE OF TRANS.\n b. SELECT FORMAT(S) d. DELIVERY TYPE\n order releasing transcript to the ordering party must be attached here or emailed to with purchase of transcript.) RESTRICTION DATE 30-day, 14-day, 7-day, 3-day, Daily, Hourly\n transcripts_cacd@cacd.uscourts.gov.)\n HEARING Minute Order PROCEEDING TYPE / PORTION TEXT / CONDEN- CM/ECF (Provide release date of (Check with court reporter\n Docket# JUDGE If requesting less than full hearing, specify portion (e.g., witness or time).\n PDF WORD\n efiled transcript, or check to before choosing any delivery time\n DATE ASCII PAPER SED ACCESS\n (if available) (name) CJA orders: indicate if openings, closings, voir dire, or instructions requested.\n (email)\n (email) (email) (web)\n INDEXING\n certify none yet on file. ) sooner than \"Ordinary-30.\")\n 06/29/2026 110 Snyder Zoom Scheduling Conference \u25cf \u25cf 3-Day\n\n\n\n\n 11. ADDITIONAL COMMENTS, INSTRUCTIONS, QUESTIONS, ETC. CJA Orders: Explain necessity of non-appeal orders, orders for transcripts of proceedings involving only a co-defendant, & special authorizations to be\n requested in Section 14 of CJA-24 Voucher (attach additional pages if needed).\n\n\n\n\n 12. ORDER & CERTIFICATION. By signing below, I certify that I will pay all charges (deposit plus additional), or, where applicable, promptly take all necessary steps to secure\n payment under the Criminal Justice Act.\n Date August 25, 2026 Signature /s/ Benjamin M. Crosson\nG-120 (06/18)\n\f","ocr_status":2,"date_upload":"2026-08-25T19:08:39.857553-07:00","document_number":"114","attachment_number":null,"pacer_doc_id":"031048698266","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"-Transcript Order Form (G-120)","acms_document_guid":""}],"date_created":"2026-08-25T13:33:19.890679-07:00","date_modified":"2026-10-15T06:58:09.233186-07:00","date_filed":"2026-08-25","time_filed":"13:26:04","entry_number":114,"recap_sequence_number":"2026-08-25.002","pacer_sequence_number":394,"description":"TRANSCRIPT ORDER as to Defendants Jeffrey Terry Green, Samantha Jacobson, Laura Schenkein, The Trade Desk, Inc. for Court Reporter. Court will contact Linda Koontz at lkoontz@wsgr.com with further instructions regarding this order. Transcript preparation will not begin until payment has been satisfied with the court reporter. 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(Bowen, Molly) (Entered: 08/25/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/470471803/","id":470471803,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69654167/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/485848699/","id":485848699,"tags":[],"absolute_url":"/docket/69654167/112/in-re-the-trade-desk-inc-securities-litigation/","date_created":"2026-07-10T13:37:33.688703-07:00","date_modified":"2026-07-10T13:37:33.696000-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"112","attachment_number":null,"pacer_doc_id":"031048268739","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice of Appearance or Withdrawal of Counsel (G-123)","acms_document_guid":""}],"date_created":"2026-07-10T13:37:33.660054-07:00","date_modified":"2026-10-15T06:58:09.167905-07:00","date_filed":"2026-07-10","time_filed":"13:16:23","entry_number":112,"recap_sequence_number":"2026-07-10.001","pacer_sequence_number":390,"description":"Notice of Appearance or Withdrawal of Counsel: for attorney Brendan R. Schneiderman counsel for Movants Arkansas Public Employees Retirement System, Public Employees Retirement System of Mississippi. Brendan R. Schneiderman is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Lead Plaintiff Arkansas Public Employees' Retirement System, Public Employees' Retirement System of Mississippi. 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Snyder. Hearing held by Zoom and counsel are present. The Court confers with counsel and schedules the following dates: Class Certification Motion Cut-off: October 21, 2026; Hearing on Class Certification Motion (10:00 A.M.): February 22, 2027; Settlement Completion Cutoff: March 1, 2027 (ADR-12 to issue); Factual Discovery Cut-off: June 4, 2027; Expert Discovery Cut-off: October 1, 2027; Zoom Status Conference re: Settlement (11:00 A.M.): March 8, 2027. Pretrial Conference/Hearing on Motions in Limine (11:00 A.M.): April 24, 2028; and Jury Trial (9:30 A.M.): May 16, 2028 (Estimate two (2) weeks). Court Reporter: Maria Bustillos. (es) (Entered: 07/07/2026)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/469947489/","id":469947489,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/69654167/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/485303569/","id":485303569,"tags":[],"absolute_url":"/docket/69654167/111/in-re-the-trade-desk-inc-securities-litigation/","date_created":"2026-07-07T09:04:56.079096-07:00","date_modified":"2026-07-07T09:04:56.095206-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"111","attachment_number":null,"pacer_doc_id":"031048228993","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order/Referral to ADR (No 3) (Private Mediator) (ADR-12)","acms_document_guid":""}],"date_created":"2026-07-07T09:04:56.028888-07:00","date_modified":"2026-10-15T06:58:09.156645-07:00","date_filed":"2026-06-29","time_filed":null,"entry_number":111,"recap_sequence_number":"2026-06-29.002","pacer_sequence_number":388,"description":"ORDER/REFERRAL to ADR Procedure No 3 by Judge Christina A. 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