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(\u201cMabVax\u201d) and Defendant Harvey Kesner (\u201cKesner\u201d) hereby\n\n  stipulate to the dismissal with prejudice of all claims brought by MabVax against\n\n  Kesner with no fees or costs to be awarded by the Court against either party. Hells\n\n  Canyon Pres. Council v. U.S. Forest Serv., 403 F.3d 683, 687 (9th Cir. 2005);\n\n  Pedrina v. Chun, 987 F.2d 608, 610 (9th Cir. 1993). The parties request that the\n\n  Court retain jurisdiction solely for the purpose of enforcing any future dispute\n\n  regarding the terms of their settlement.\n\n\n\n\n                                             1\n\fCase 3:18-cv-02494-WQH-DEB Document 138 Filed 09/22/20 PageID.3201 Page 2 of 2\n\n\n\n\n  DATED: September 22, 2020\n\n  BLOCK & LEVITON LLP                         GORDON REES SCULLY\n                                              MANSUKHANI, LLP\n  By: /s/ Joel A. Fleming\n  Jason M. Leviton (pro hac vice)             /s/ Tamara Seelman\n  Joel A. Fleming (SBN 281264)                JOHN M. PALMERI (pro hac vice)\n  Jacob A. Walker (SBN 271217)                jpalmeri@grsm.com\n  Lauren Godles Milgroom (pro hac vice)       TAMARA A. SEELMAN (pro hac\n  Amanda Crawford (pro hac vice)              vice)\n  260 Franklin Street, Suite 1860             tseelman@grsm.com\n  Boston, MA 02110                            555 Seventeenth Street, Suite 3400\n  (t) (617) 398-5600                          Denver, CO 80202\n  (f) (617) 507-6020                          Telephone: (303) 534-5160\n  jason@blockesq.com                          Facsimile: (303) 534-5161\n  joel@blockesq.com\n  jake@blockesq.com                           Attorneys for Defendant Harvey\n  lauren@blockesq.com                         Kesner\n  amanda@blockesq.com\n\n  Attorneys for Plaintiff MabVax\n  Therapeutics Holdings, Inc.\n\n\n\n\n                                          2\n\f","ocr_status":2,"date_upload":"2020-10-07T12:08:47.970048-07:00","document_number":"138","attachment_number":null,"pacer_doc_id":"037016244615","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice of Voluntary Dismissal","acms_document_guid":""}],"date_created":"2020-09-22T18:31:03.674645-07:00","date_modified":"2026-06-27T11:19:52.138388-07:00","date_filed":"2020-09-22","time_filed":null,"entry_number":138,"recap_sequence_number":"2020-09-22.001","pacer_sequence_number":439,"description":"NOTICE of Voluntary Dismissal by MabVax Therapeutics Holdings, Inc. 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(Entered: 09/22/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/141804649/","id":141804649,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/146468809/","id":146468809,"tags":[],"absolute_url":"/docket/8138204/139/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-09-22T18:31:03.595017-07:00","date_modified":"2026-06-27T11:19:52.231099-07:00","sha1":"518cd1af5620326e9be3b2ddcedb57fa5719f5f6","page_count":2,"file_size":110529,"filepath_local":"recap/gov.uscourts.casd.600364/gov.uscourts.casd.600364.139.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.casd.600364/gov.uscourts.casd.600364.139.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"Case 3:18-cv-02494-WQH-DEB Document 139 Filed 09/22/20 PageID.3202 Page 1 of 2\n\n\n\n\n                        UNITED STATES DISTRICT COURT\n                      SOUTHERN DISTRICT OF CALIFORNIA\n\n\n  MABVAX THERAPEUTICS HOLDINGS,              Case No.: 3:18-cv-02494-WQH-DEB\n  INC.,\n                                             JOINT STIPULATION OF\n                       Plaintiff,            DISMISSAL WITH PREJUDICE\n\n  v.\n\n  SICHENZIA ROSS FERENCE LLP (f/k/a\n  SICHENZIA ROSS FERENCE KESNER\n  LLP; f/k/a SICHENZIA ROSS FRIEDMAN\n  FERENCE LLP) and HARVEY KESNER,\n\n                       Defendants.\n\n        Pursuant to Rule 41(a)(A)(ii) and with the approval of the United States\n\n  Bankruptcy Court for the District of Delaware (In re: MabVax Therapeutics\n\n  Holdings, Inc., 19-10603-JTD, ECF No. 358), Plaintiff MabVax Therapeutics\n\n  Holdings, Inc. (\u201cMabVax\u201d) and Defendant Sichenzia Ross Ference LLP (\u201cSRF\u201d)\n\n  hereby stipulate to the dismissal with prejudice of the action with no fees or costs to\n\n  be awarded by the Court against either party. The parties request that the Court retain\n\n  jurisdiction to enforce the settlement.\n\n\n\n\n                                            1\n\fCase 3:18-cv-02494-WQH-DEB Document 139 Filed 09/22/20 PageID.3203 Page 2 of 2\n\n\n\n\n  DATED: September 22, 2020\n\n  BLOCK & LEVITON LLP                         LEWIS BRISBOIS BISGAARD &\n                                              SMITH LLP\n  By: /s/ Joel A. Fleming\n  Jason M. Leviton (pro hac vice)             /s/ Corinne C. Bertsche\n  Joel A. Fleming (SBN 281264)                Corinne C. Bertsche, SB # 174939\n  Jacob A. Walker (SBN 271217)                Chuck Haughey, SB # 66148\n  Lauren Godles Milgroom (pro hac vice)       701 B Street, Suite 1900\n  Amanda Crawford (pro hac vice)              San Diego, California 92101\n  260 Franklin Street, Suite 1860             Telephone: 619.233. 1006\n  Boston, MA 02110                            Facsimile: 619.233.8627\n  (t) (617) 398-5600                          Corinne.Bertsche@lewisbrisbois.com\n  (f) (617) 507-6020                          Chuck.Haughey@lewisbrisbois.com\n  jason@blockesq.com\n  joel@blockesq.com                           Mark K. Anesh\n  jake@blockesq.com                           LEWIS BRISBOIS BISGAARD &\n  lauren@blockesq.com                         SMITH LLP\n  amanda@blockesq.com                         77 Water Street, Suite 2100\n                                              New York, New York 10005\n  Attorneys for Plaintiff MabVax              Telephone: 212.232.1411\n  Therapeutics Holdings, Inc.                 Facsimile: 212.232.1399\n                                              Mark.Anesh@lewisbrisbois.com\n\n                                              Attorneys for Defendant Sichenzia\n                                              Ross Ference LLP\n\n\n\n\n                                          2\n\f","ocr_status":2,"date_upload":"2020-10-07T12:09:39.083884-07:00","document_number":"139","attachment_number":null,"pacer_doc_id":"037016244621","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice of Voluntary Dismissal","acms_document_guid":""}],"date_created":"2020-09-22T18:31:03.587128-07:00","date_modified":"2026-06-27T11:19:52.207444-07:00","date_filed":"2020-09-22","time_filed":null,"entry_number":139,"recap_sequence_number":"2020-09-22.002","pacer_sequence_number":441,"description":"NOTICE of Voluntary Dismissal by MabVax Therapeutics Holdings, Inc. (Joint Stipulation of Dismissal With Prejudice) (Fleming, Joel) (ag). (Entered: 09/22/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/136299099/","id":136299099,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/140886521/","id":140886521,"tags":[],"absolute_url":"/docket/8138204/137/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-07-30T08:42:53.879229-07:00","date_modified":"2026-06-27T11:19:52.105089-07:00","sha1":"9ec345213c3d08e4e7cad3897e0a8bbdf2f4d49a","page_count":2,"file_size":95403,"filepath_local":"recap/gov.uscourts.casd.600364/gov.uscourts.casd.600364.137.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.casd.600364/gov.uscourts.casd.600364.137.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"Case 3:18-cv-02494-WQH-DEB Document 137 Filed 07/30/20 PageID.3198 Page 1 of 2\n\n\n\n    1\n\n    2\n\n    3\n\n    4\n\n    5\n\n    6\n\n    7\n\n    8                       UNITED STATES DISTRICT COURT\n    9                     SOUTHERN DISTRICT OF CALIFORNIA\n   10   MABVAX THERAPEUTICS                         Case No.: 3:18-cv-02494-WQH-MSB\n   11   HOLDINGS, INC.,\n                                       Plaintiff,\n   12                                               ORDER\n\n   13         v.\n\n   14   SICHENZIA ROSS FERENCE LLP\n   15   (F/K/A SICHENZIA ROSS FERENCE\n        KESNER LLP; F/K/A SICHENZIA\n   16   ROSS FRIEDMAN FERENCE LLP)\n   17   AND HARVEY KESNER,\n   18               Defendants.\n   19   HAYES, Judge:\n   20         WHEREAS, Plaintiff MabVax Therapeutics Holdings, Inc. (\u201cMabVax\u201d) and\n   21   Defendants Sichenzia Ross Ference LLP (\u201cSRF\u201d or \u201cSichenzia\u201d) and Harvey\n   22   Kesner (\u201cKesner,\u201d with SRF, \u201cDefendants,\u201d and with SRF and MabVax, the\n   23   \u201cParties\u201d) have filed a Joint Motion to Stay Pending Bankruptcy Court Approval of\n   24   Settlement (ECF No. 136), and good cause being shown;\n   25         IT IS HEREBY ORDERED THAT:\n   26         1.    The action is stayed for a period of 120 days, pending action by the\n   27   United States Bankruptcy Court for the District of Delaware regarding approval of\n   28   the settlement contemplated by the Parties\u2019 term sheet.\n\n                                                    1\n\fCase 3:18-cv-02494-WQH-DEB Document 137 Filed 07/30/20 PageID.3199 Page 2 of 2\n\n\n\n    1         2.     If the Bankruptcy Court denies approval of the settlement, the Parties\n    2   shall submit a status report to this Court within ten business days.\n    3\n        Dated: July 30, 2020\n    4\n\n    5\n\n    6\n\n    7\n\n    8\n\n    9\n   10\n\n   11\n\n   12\n\n   13\n\n   14\n\n   15\n\n   16\n\n   17\n\n   18\n\n   19\n   20\n\n   21\n\n   22\n\n   23\n\n   24\n\n   25\n\n   26\n   27\n\n   28\n\n                                                  2\n\f","ocr_status":2,"date_upload":"2020-10-07T12:09:59.738559-07:00","document_number":"137","attachment_number":null,"pacer_doc_id":"037016060329","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order on Motion to Stay","acms_document_guid":""}],"date_created":"2020-07-30T08:42:53.871163-07:00","date_modified":"2026-06-27T11:19:52.077115-07:00","date_filed":"2020-07-30","time_filed":null,"entry_number":137,"recap_sequence_number":"2020-07-30.001","pacer_sequence_number":437,"description":"ORDER granting 136 Joint Motion to Stay case. Signed by Judge William Q. Hayes on 7/30/2020. (jpp) (dlg). (Entered: 07/30/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/135638839/","id":135638839,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/140214808/","id":140214808,"tags":[],"absolute_url":"/docket/8138204/136/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-07-23T10:16:42.796391-07:00","date_modified":"2026-06-27T11:19:52.042413-07:00","sha1":"20a70f839fbabc99c3656eb78a963b9360cf22cb","page_count":3,"file_size":171038,"filepath_local":"recap/gov.uscourts.casd.600364/gov.uscourts.casd.600364.136.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.casd.600364/gov.uscourts.casd.600364.136.0.pdf","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"     Jason M. Leviton (pro hac vice)\n 1\n     Joel A. Fleming (CA Bar No. 281264)\n 2   Jacob A. Walker (CA Bar No. 271217)\n 3\n     Lauren Godles Milgroom (pro hac vice)\n     Amanda R. Crawford (pro hac vice)\n 4   BLOCK & LEVITON LLP\n 5\n     260 Franklin Street, Suite 1860\n     Boston, MA 02110\n 6   (t) (617) 398-5600\n 7\n     (f) (617) 507-6020\n     jason@blockesq.com\n 8   joel@blockesq.com\n 9   jake@blockesq.com\n     lauren@blockesq.com\n10   amanda@blockesq.com\n11   Attorneys for Plaintiff MabVax Therapeutics Holdings, Inc.\n12   [Additional counsel appear on signature page.]\n13\n                        UNITED STATES DISTRICT COURT\n14\n                     SOUTHERN DISTRICT OF CALIFORNIA\n15\n16\n     MABVAX THERAPEUTICS HOLDINGS,             Case No.: 3:18-cv-02494-WQH-DEB\n17   INC.,\n                                               JOINT APPLICATION FOR STAY\n18                                             PENDING BANKRUPTCY COURT\n                        Plaintiff,\n19                                             APPROVAL OF SETTLEMENT\n\n20   v.\n                                               Before: U.S. District Judge\n21                                              William Q. Hayes\n     SICHENZIA ROSS FERENCE LLP (f/k/a\n22   SICHENZIA ROSS FERENCE KESNER\n                                        Date/Time: To Be Set By Court\n     LLP; f/k/a SICHENZIA ROSS FRIEDMAN\n23   FERENCE LLP) and HARVEY KESNER,\n24\n                        Defendants.\n25\n26\n27\n28\n\n     APPLICATION   CASE NO. 3:18-CV-02494-WQH-DEB\n\f 1 I.     APPLICATION\n 2        The Court previously stayed this action to conserve the resources of Plaintiff\n 3 MabVax Therapeutics Holdings, Inc. (\u201cMabVax\u201d) and Defendants Sichenzia Ross\n 4 Ference LLP (\u201cSRF\u201d or \u201cSichenzia\u201d) and Harvey Kesner (\u201cKesner,\u201d with SRF,\n 5 \u201cDefendants,\u201d and with SRF and MabVax, the \u201cParties\u201d) and to facilitate mediation.\n 6 ECF No. 125.\n 7        As a result of that mediation, the Parties have signed a term sheet to resolve\n 8 the claims brought in this action. The Parties are preparing a formal stipulation of\n 9 settlement (which they have agreed to complete within 21 days) and will then need\n10 to seek approval of the Settlement from the United States Bankruptcy Court for the\n11 District of Delaware.\n12        The parties respectfully ask the Court to continue the stay of this action\n13 pending Bankruptcy Court approval. A proposed order is attached.\n14\n15 DATED: July 23, 2020\n16\n     BLOCK & LEVITON LLP                      LEWIS BRISBOIS BISGAARD &\n17\n                                              SMITH LLP\n18   By: /s/ Joel A. Fleming\n     Jason M. Leviton (pro hac vice)          /s/ Corinne C. Bertsche\n19\n     Joel A. Fleming (SBN 281264)             Corinne C. Bertsche, SB # 174939\n20   Jacob A. Walker (SBN 271217)             Charles S. Haughey, Jr. SB # 66148\n21\n     Lauren Godles Milgroom (pro hac          701 B Street, Suite 1900\n     vice)                                    San Diego, California 92101\n22   Amanda Crawford (pro hac vice)           Telephone: 619.233. 1006\n23\n     260 Franklin Street, Suite 1860          Facsimile: 619.233.8627\n     Boston, MA 02110                         Corinne.Bertsche@lewisbrisbois.com\n24   (t) (617) 398-5600                       Chuck.Haughey@lewisbrisbois.com\n25\n     (f) (617) 507-6020\n     jason@blockesq.com                       Mark K. Anesh\n26   joel@blockesq.com                        LEWIS BRISBOIS BISGAARD &\n27                                            2\n     APPLICATION CASE NO. 3:18-CV-02494-WQH-DEB\n28\n\f     jake@blockesq.com                        SMITH LLP\n 1\n     lauren@blockesq.com                      77 Water Street, Suite 2100\n 2   amanda@blockesq.com                      New York, New York 10005\n                                              Telephone: 212.232.1411\n 3\n     Attorneys for Plaintiff MabVax           Facsimile: 212.232.1399\n 4   Therapeutics Holdings, Inc.              Mark.Anesh@lewisbrisbois.com\n 5\n                                              Attorneys for Defendant Sichenzia Ross\n 6                                            Ference LLP\n 7\n                                              GORDON REES SCULLY\n 8                                            MANSUKHANI, LLP\n 9\n                                              /s/ Tamara Seelman\n10                                            John M. Palmeri (pro hac vice)\n11                                            Tamara A. Seelman (pro hac vice)\n                                              555 Seventeenth Street, Suite 3400\n12                                            Denver, CO 80202\n13                                            Telephone: (303) 534-5160\n                                              Facsimile: (303) 534-5161\n14                                            jpalmeri@grsm.com\n15                                            tseelman@grsm.com\n\n16                                            Joseph W. Goodman (SBN: 230161)\n17                                            GORDON REES SCULLY\n                                              MANSUKHANI, LLP\n18                                            101 W. Broadway, Suite 2000\n19                                            San Diego, CA 92101\n                                              Telephone: (619) 696-6700\n20                                            Facsimile: (619) 696-7124\n21                                            jgoodman@grsm.com\n\n22\n                                              Attorneys for Defendant Harvey Kesner\n23\n24\n25\n26\n27                                            3\n     APPLICATION CASE NO. 3:18-CV-02494-WQH-DEB\n28\n\f","ocr_status":2,"date_upload":"2025-07-22T07:56:06.280878-07:00","document_number":"136","attachment_number":null,"pacer_doc_id":"037016036439","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Motion to Stay","acms_document_guid":""},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/144645234/","id":144645234,"tags":[],"absolute_url":"/docket/8138204/136/1/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-09-03T20:23:52.749122-07:00","date_modified":"2025-07-22T07:55:38.449154-07:00","sha1":"","page_count":2,"file_size":128443,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"136","attachment_number":1,"pacer_doc_id":"037016036440","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":2,"description":"Proposed Order","acms_document_guid":""}],"date_created":"2020-07-23T10:16:42.786449-07:00","date_modified":"2026-06-27T11:19:52.007793-07:00","date_filed":"2020-07-23","time_filed":null,"entry_number":136,"recap_sequence_number":"2020-07-23.001","pacer_sequence_number":435,"description":"Joint MOTION to Stay Pending Bankruptcy Court Approval of Settlement by MabVax Therapeutics Holdings, Inc.. (Attachments: # 1 Proposed Order)(Fleming, Joel) (ag). (Entered: 07/23/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/132210197/","id":132210197,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/136736775/","id":136736775,"tags":[],"absolute_url":"/docket/8138204/135/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-06-17T15:30:35.430054-07:00","date_modified":"2026-06-27T11:19:51.975039-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"135","attachment_number":null,"pacer_doc_id":"037015920272","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order of Judge Transfer","acms_document_guid":""}],"date_created":"2020-06-17T15:30:35.421051-07:00","date_modified":"2026-06-27T11:19:51.945404-07:00","date_filed":"2020-06-17","time_filed":null,"entry_number":135,"recap_sequence_number":"2020-06-17.001","pacer_sequence_number":432,"description":"TRANSFER ORDER. Magistrate Judge Michael S. Berg is no longer assigned. Case reassigned to Magistrate Judge Daniel E. Butcher for all further proceedings. The new case number is 18cv2494-WQH-DEB. Signed by Magistrate Judge Michael S. Berg on 6/17/2020.(ag) (Entered: 06/17/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/132049063/","id":132049063,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/136573801/","id":136573801,"tags":[],"absolute_url":"/docket/8138204/134/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-06-16T12:04:53.480801-07:00","date_modified":"2026-06-27T11:19:51.916740-07:00","sha1":"12178203c6db7319572cb6b349fd76c863f308f9","page_count":5,"file_size":150622,"filepath_local":"recap/gov.uscourts.casd.600364/gov.uscourts.casd.600364.134.0.pdf","filepath_ia":"https://archive.org/download/gov.uscourts.casd.600364/gov.uscourts.casd.600364.134.0.pdf","ia_upload_failure_count":1,"thumbnail":null,"thumbnail_status":0,"plain_text":"Case\nCase 3:18-cv-02494-WQH-MSB\n     3:18-cv-02494-WQH-MSB Document\n                           Document 134\n                                    114 Filed\n                                        Filed 06/16/20\n                                              01/29/20 PageID.3186\n                                                       PageID.2982 Page\n                                                                   Page 1\n                                                                        1 of\n                                                                          of 5\n                                                                             5\n\n\n         Jason M. Leviton (pro hac vice)\n         Joel A. Fleming (CA Bar No. 281264)\n    1    Jacob A. Walker (CA Bar No. 271217)\n    2    Lauren Godles Milgroom (pro hac vice)\n         Amanda R. Crawford (pro hac vice)\n    3    BLOCK & LEVITON LLP\n    4    260 Franklin Street, Suite 1860\n         Boston, MA 02110\n    5    (t) (617) 398-5600\n    6    (f) (617) 507-6020\n         jason@blockesq.com\n    7    joel@blockesq.com\n    8    jake@blockesq.com\n         amanda@blockesq.com\n    9    lauren@blockesq.com\n   10    Attorneys for Plaintiff MabVax Therapeutics Holdings, Inc.\n   11    [Additional counsel appear on signature page.]\n   12\n                              UNITED STATES DISTRICT COURT\n   13                       SOUTHERN DISTRICT OF CALIFORNIA\n   14\n   15 MABVAX THERAPEUTICS                         Case No. 3:18-cv-02494-WQH-MSB\n        HOLDINGS, INC.,\n   16                                             NOTICE OF RELATED CASE\n                    Plaintiff,\n   17\n             vs.\n   18\n        SICHENZIA ROSS FERENCE LLP\n   19 (f/k/a SICHENZIA ROSS FERENCE\n        KESNER LLP; f/k/a SICHENZIA\n   20 ROSS FRIEDMAN FERENCE LLP),\n        HARVEY KESNER, and DOES 1\n   21 through 10, inclusive,\n   22               Defendants.\n   23\n   24\n   25\n   26\n   27\n   28\n                                                                      3:18-cv-02494-WQH-MSB\n\fCase\nCase 3:18-cv-02494-WQH-MSB\n     3:18-cv-02494-WQH-MSB Document\n                           Document 134\n                                    114 Filed\n                                        Filed 06/16/20\n                                              01/29/20 PageID.3187\n                                                       PageID.2983 Page\n                                                                   Page 2\n                                                                        2 of\n                                                                          of 5\n                                                                             5\n\n\n\n\n    1\n                On January 22, 2020, Defendant Kesner filed an action in the United States\n\n    2 District Court for the Southern District of New York, Kesner v. Baker Botts, LLP\n    3\n        [sic1], et al., No. 1:20-cv-551 (S.D.N.Y.) (the \u201cKesner RICO Action\u201d). The Kesner\n    4\n    5 RICO Action asserts, inter alia, claims under the Racketeer Influenced and Corrupt\n    6 Organizations Act against Baker Botts L.L.P. and a Baker Botts partner who\n    7\n        represented Plaintiff MabVax Therapeutics Holdings, Inc. (\u201cMabVax\u201d) in connection\n    8\n    9 with the SEC investigation and are representing MabVax in the related action pending\n   10 in California state court.2\n\n   11\n                The gravamen of the Kesner RICO Action is Kesner\u2019s (factually false and\n   12\n                                                                  3\n   13 legally invalid) assertion that, in August 2018, Baker Botts unlawfully attempted to\n   14 extort a settlement from Kesner by sending to Sichenzia Ross Ference LLP (\u201cSRF\u201d),4\n   15\n        on behalf of MabVax, a \u201cdraft complaint\u201d that was substantially similar to that filed\n   16\n   17 by MabVax in September 2018, which was sustained by Judge Hayes in this action.\n\n   18 Compare Kesner RICO Action, ECF No. 3 \u00b6\u00b61-6 with Malin v. Singer, 217 Cal. App.\n   19\n   20\n        1\n            The law firm\u2019s name is Baker Botts L.L.P.\n   21\n        2\n         MabVax Therapeutics Holdings, Inc. v. Honig, et al., 37-2019-00018398-CU-SL-\n   22\n        CTL (Cal. Sup. Ct.)\n   23   3\n        The Kesner RICO Action also alleges, in one paragraph, that undersigned counsel\n   24 were unwitting dupes who were \u201cfed [a] trove of lies by \u2026 Baker Botts \u2026\n      to unlawfully threaten plaintiff\u201d (id. \u00b669) and, then, in the next paragraph, that\n   25 undersigned counsel\u2014along with the Delaware firm acting as MabVax\u2019s bankruptcy\n   26 counsel\u2014were active \u201cco-conspirators \u2026 who joined with Baker Botts extending the\n      enterprise into the Chapter 11 proceedings.\u201d Id. \u00b670.\n   27\n        4\n            At the time, Sichenzia Ross Ference Kesner LLP.\n   28\n                                                  2                       3:18-cv-02494-WQH-MSB\n                                         NOTICE OF RELATED CASE\n\fCase\nCase 3:18-cv-02494-WQH-MSB\n     3:18-cv-02494-WQH-MSB Document\n                           Document 134\n                                    114 Filed\n                                        Filed 06/16/20\n                                              01/29/20 PageID.3188\n                                                       PageID.2984 Page\n                                                                   Page 3\n                                                                        3 of\n                                                                          of 5\n                                                                             5\n\n\n\n\n    1\n        4th 1283, 1293 (2013) (\u201cOrdinarily, a demand letter sent in anticipation of litigation\n\n    2 is a legitimate speech or petitioning activity that is protected under\u201d California\u2019s anti-\n    3\n        SLAPP statute).5\n    4\n    5           Although Kesner has argued in this Court that documents relating to his\n\n    6 departure from SRF are irrelevant,6 Kesner alleges in the Kesner RICO Action that\n    7\n        he \u201clost his partnership and employment \u201d with SRF as \u201ca direct and proximate\n    8\n    9 result\u201d of the draft allegations made on behalf of MabVax that were sent to SRF by\n   10 Baker Botts. Kesner RICO Action, ECF No. 3 \u00b64.\n\n   11\n                Kesner\u2019s counsel were obliged by rule to promptly disclose the Kesner RICO\n   12\n   13 Action to this Court and to MabVax. Specifically, Local Rule 40.1(f) provides that:\n   14              Whenever counsel has reason to believe that a pending action or\n   15              proceeding on file or about to be filed is related to another pending\n                   action or proceeding on file in this or any other federal or state court\n   16              (whether pending, dismissed, or otherwise terminated), counsel must\n   17              promptly file and serve on all known parties to each related action or\n                   proceeding a notice of related case, stating the title, number and filing\n   18              date of each action or proceeding believed to be related, together with\n   19              a brief statement of their relationship and the reasons why assignment\n                   to a single district judge is or is not likely to effect a saving of judicial\n   20\n   21\n        5\n   22     Kesner is represented, in the Kesner RICO Action, by Steven S. Biss, a lawyer with\n        a history of filing frivolous strategic lawsuits against public participation, including,\n   23   infamously, a suit filed on behalf of Congressman Devin Nunes against, inter alia, a\n   24   parody Twitter account that pretended to be a cow owned by the Congressman. See\n        Nunes v. Devin Nunes\u2019 Cow [@DevinCow], et al., CL19-1715-00 (Va. Cir. Ct.)\n   25   (asserting claims for defamation based on statements including, \u201cNunes is a\n   26   \u2018treasonous cowpoke\u2019\u201d and \u201cDevin\u2019s boots are full of manure. He\u2019s udder-ly\n        worthless and its pasture time to move him to prison\u201d).\n   27\n        6\n            See e.g., ECF No. 113 at 8.\n   28\n                                                       3                          3:18-cv-02494-WQH-MSB\n                                            NOTICE OF RELATED CASE\n\fCase\nCase 3:18-cv-02494-WQH-MSB\n     3:18-cv-02494-WQH-MSB Document\n                           Document 134\n                                    114 Filed\n                                        Filed 06/16/20\n                                              01/29/20 PageID.3189\n                                                       PageID.2985 Page\n                                                                   Page 4\n                                                                        4 of\n                                                                          of 5\n                                                                             5\n\n\n\n\n    1\n                   effort and other economies. \u2026 This is a continuing duty that applies\n                   not only when counsel files a case with knowledge of a related action\n    2              or proceeding but also applies after the date of filing whenever counsel\n    3              learns of a related action or proceeding.\n\n    4           Kesner and his counsel have failed to comply with this rule.7 So MabVax is\n    5\n        filing this notice and states that if the United States District Court for the Southern\n    6\n        District of New York transfers the Kesner RICO Action to this district, it would effect\n    7\n    8 a significant savings of judicial effort and other economies to assign the Kesner RICO\n    9\n        Action to Judge Hayes and Magistrate Judge Berg. There is nearly a complete factual\n   10\n        overlap between the two cases8 and Judge Hayes and Magistrate Judge Berg have\n   11\n   12 both devoted significant time to this action and are familiar with the underlying facts.\n   13\n        Dated: January 29, 2020                  BLOCK & LEVITON LLP\n   14\n                                                 By: /s/ Joel A. Fleming\n   15                                                Jason M. Leviton (pro hac vice)\n                                                     Joel A. Fleming (CA Bar No. 281264)\n   16\n                                                     Jacob A. Walker (CA Bar No. 271217)\n   17                                                Lauren Godles Milgroom (pro hac vice)\n                                                     Amanda Crawford (pro hac vice)\n   18\n                                                     260 Franklin Street, Suite 1860\n   19                                                Boston, MA 02110\n                                                     (t) (617) 398-5600\n   20\n                                                     (f) (617) 507-6020\n   21                                                jason@blockesq.com\n                                                     joel@blockesq.com\n   22\n                                                     jake@blockesq.com\n   23\n   24\n        7\n            Kesner\u2019s counsel in this action have represented to MabVax that they were\n   25 unaware of the Kesner RICO Action until after it was filed. But they should have\n   26 filed a notice of related case as soon as they became aware of the action.\n        8\n   27    Kesner is essentially bringing a counterclaim but is attempting to do so in New\n        York despite this Court denying his motion to transfer to that District. ECF No. 36.\n   28\n                                                     4                        3:18-cv-02494-WQH-MSB\n                                          NOTICE OF RELATED CASE\n\fCase\nCase 3:18-cv-02494-WQH-MSB\n     3:18-cv-02494-WQH-MSB Document\n                           Document 134\n                                    114 Filed\n                                        Filed 06/16/20\n                                              01/29/20 PageID.3190\n                                                       PageID.2986 Page\n                                                                   Page 5\n                                                                        5 of\n                                                                          of 5\n                                                                             5\n\n\n\n\n    1\n                                               lauren@blockesq.com\n                                               amanda@blockesq.com\n    2\n    3                                          Attorneys for Plaintiff MabVax\n                                               Therapeutics Holdings, Inc.\n    4\n    5\n    6\n    7\n    8\n    9\n   10\n\n   11\n   12\n   13\n   14\n   15\n   16\n   17\n\n   18\n   19\n   20\n   21\n   22\n   23\n   24\n   25\n   26\n   27\n   28\n                                           5                       3:18-cv-02494-WQH-MSB\n                                  NOTICE OF RELATED CASE\n\f","ocr_status":2,"date_upload":"2020-06-16T12:05:46.035969-07:00","document_number":"134","attachment_number":null,"pacer_doc_id":"037015914054","is_available":true,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice of Related Case","acms_document_guid":""}],"date_created":"2020-06-16T12:04:53.471890-07:00","date_modified":"2026-06-27T11:19:51.891657-07:00","date_filed":"2020-06-16","time_filed":null,"entry_number":134,"recap_sequence_number":"2020-06-16.002","pacer_sequence_number":429,"description":"NOTICE OF RELATED CASE(S) by MabVax Therapeutics Holdings, Inc. of case(s) 3:20-cv-01084 re 133 Notice of Related Case EXHIBIT 2 TO NOTICE OF RELATED CASE [DKT 133]. (Patchen, Jonathan) (Entered: 06/16/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/132037520/","id":132037520,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/136561640/","id":136561640,"tags":[],"absolute_url":"/docket/8138204/133/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-06-16T11:03:37.936923-07:00","date_modified":"2026-06-27T11:19:51.859910-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"133","attachment_number":null,"pacer_doc_id":"037015913689","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Notice of Related Case","acms_document_guid":""}],"date_created":"2020-06-16T11:03:37.928404-07:00","date_modified":"2026-06-27T11:19:51.832638-07:00","date_filed":"2020-06-16","time_filed":null,"entry_number":133,"recap_sequence_number":"2020-06-16.001","pacer_sequence_number":427,"description":"NOTICE OF RELATED CASE(S) by MabVax Therapeutics Holdings, Inc. of case(s) 3:20-cv-01084 . 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Signed by Magistrate Judge Michael S. Berg on 3/9/2020. (ag) (Entered: 03/09/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/122141654/","id":122141654,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/126565230/","id":126565230,"tags":[],"absolute_url":"","date_created":"2020-03-06T17:33:26.317619-08:00","date_modified":"2020-03-06T17:33:26.321570-08:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"","attachment_number":null,"pacer_doc_id":"","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Status Conference","acms_document_guid":""}],"date_created":"2020-03-06T17:33:26.310957-08:00","date_modified":"2020-03-06T17:33:26.310989-08:00","date_filed":"2020-03-07","time_filed":null,"entry_number":null,"recap_sequence_number":"2020-03-07.001","pacer_sequence_number":null,"description":"","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/121980224/","id":121980224,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/126402679/","id":126402679,"tags":[],"absolute_url":"/docket/8138204/130/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-03-05T16:21:41.732439-08:00","date_modified":"2026-06-27T11:19:51.685995-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"130","attachment_number":null,"pacer_doc_id":"037015640629","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Motion for Leave to File Document","acms_document_guid":""}],"date_created":"2020-03-05T16:21:41.723827-08:00","date_modified":"2026-06-27T11:19:51.655568-07:00","date_filed":"2020-03-05","time_filed":null,"entry_number":130,"recap_sequence_number":"2020-03-05.001","pacer_sequence_number":417,"description":"MOTION for Leave to File a Response to Plaintiff's Emergency Ex Parte Application to Lift Stay for Purpose of Entering Temporary Restraining Order and Setting Immediate Status Conference Regarding Defendant Kesner's (Alleged) Multiple Violations of Protective Order by Harvey Kesner. (Hoffbuhr Seelman, Tamara) (ag). (Entered: 03/05/2020)","tags":[]},{"resource_uri":"https://www.courtlistener.com/api/rest/v4/docket-entries/121754367/","id":121754367,"docket":"https://www.courtlistener.com/api/rest/v4/dockets/8138204/","recap_documents":[{"resource_uri":"https://www.courtlistener.com/api/rest/v4/recap-documents/126175153/","id":126175153,"tags":[],"absolute_url":"/docket/8138204/129/mabvax-therapeutics-holdings-inc-v-sichenzia-ross-ference-llp/","date_created":"2020-03-04T10:51:55.492345-08:00","date_modified":"2026-06-27T11:19:51.620638-07:00","sha1":"","page_count":null,"file_size":null,"filepath_local":null,"filepath_ia":"","ia_upload_failure_count":null,"thumbnail":null,"thumbnail_status":0,"plain_text":"","ocr_status":null,"date_upload":null,"document_number":"129","attachment_number":null,"pacer_doc_id":"037015633357","is_available":false,"is_free_on_pacer":null,"is_sealed":null,"document_type":1,"description":"Order","acms_document_guid":""}],"date_created":"2020-03-04T10:51:55.484371-08:00","date_modified":"2026-06-27T11:19:51.593357-07:00","date_filed":"2020-03-04","time_filed":null,"entry_number":129,"recap_sequence_number":"2020-03-04.001","pacer_sequence_number":413,"description":"ORDER Setting Telephonic Status Conference. 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